Large-firm, private / alternative investments financial advisors in Florida
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you're managing complex assets like private equity, hedge funds, or real estate investments, you need an advisor who understands the unique risks and liquidity challenges these bring. A common mistake is treating these investments like regular stocks, which can lead to poor timing and unexpected tax consequences. Large-firm advisors often have access to broader resources and specialized teams, which can benefit your planning.
- Liquidity management. Ask how they plan for the limited ability to quickly sell private investments without losses.
- Tax impact awareness. Confirm they consider federal tax effects, since Florida has no state income tax but other taxes still apply.
- Diversification strategy. See how they balance private assets with public investments to manage overall portfolio risk.
- Experience with complex deals. Inquire about their track record handling private investment structures and exit strategies.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
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Sandra T
CFP®, Series 63, Series 65
Miami, FL
Charles Schwab
Sandra Taylor's 27 years of experience and CFP® certification equip her to manage private and alternative investments effectively, addressing liquidity and tax considerations unique to Florida. Working at Charles Schwab, a large firm serving high-net-worth clients with both discretionary and non-discretionary solutions, she offers a comprehensive approach with a 0.80% annual AUM fee, distinguishing her through extensive firm resources and a focus on complex asset management.
Experience: 28 years
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Tucker H
CFP®, Series 65
Sarasota, FL
Mariner
Tucker Horsley is equipped to manage private and alternative investments in Florida through his role at Mariner Wealth, a large firm with $98.6 billion in assets, offering extensive resources for complex asset management. His CFP® certification, flat-fee structure, and focus on high-net-worth clients differentiate him, along with expertise in options and derivatives strategies and a commitment to values-based and socially responsible investing.
Experience: 3 years
Avg account: $2,116,909
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Trent N
Series 63, Series 65
Bradenton, FL
RBC Capital Markets
Trent Nelson's 24 years of experience and expertise in private and alternative investments make him well-equipped to manage complex assets like private equity and real estate in Florida. Working at RBC Capital Markets, a large firm offering tailored wrap fee advisory programs and a mix of in-house and third-party managers, he provides flat-fee options and serves diverse clients including executives and business owners, distinguishing him from advisors with narrower client focuses.
Experience: 24 years
Avg account: $1,017,425
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Cody K
Series 66
Clearwater, FL
Creative Planning
Cody Klein's expertise in private and alternative investments suits clients managing complex assets like private equity or hedge funds in Florida. Working at Creative Planning, a large firm with $217 billion in assets, he offers a financial planning–led approach emphasizing low-cost indexing and buy-and-hold strategies, with flexible flat fees and experience serving high-net-worth individuals, distinguishing him from advisors with smaller practices or different fee models.
Experience: 11 years
Avg account: $2,113,277
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Raymond K
Series 65
Boca Raton, FL
WealthSpire Advisors
Raymond Kramer at Wealthspire Advisors is equipped to manage private and alternative investments in Florida, leveraging his expertise in tax-loss harvesting and Roth conversion strategy to address the unique tax and liquidity challenges of these assets. Operating within a large firm, he offers tiered, negotiated fees and serves high-net-worth clients, providing customized portfolios and strategic asset allocation that balances private assets with public investments for diversified risk management.
Experience: 4 years
Avg account: $3,410,246
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