Independent, retirement plans for business owners (SEP, solo 401k) financial advisors in Mooresville, NC
The right financial advisor for you depends on how you weigh location, expertise, experience, the clients they typically serve, and how they work with you.
If you run a business and want to set up a retirement plan like a SEP or solo 401(k), you need an advisor who understands how these plans fit your unique cash flow and tax situation. A common mistake is choosing a plan without considering how it affects your business finances and personal retirement goals. Independent advisors here work without ties to specific financial firms, which can mean more flexible plan options tailored to your needs.
- Plan type suitability. Ask how they determine whether a SEP or solo 401(k) better matches your business size and income variability.
- Contribution strategy. Confirm they help you balance maximizing retirement savings with maintaining enough cash flow for your business operations.
- Tax implications. Discuss how they navigate the flat state income tax and any local factors that impact your retirement plan benefits.
- Ongoing plan management. Check if they provide regular reviews to adjust your plan as your business grows or tax laws change.
Here are top matches to get you started. Review each profile to compare experience, credentials, and approach.
-
John F
CFP®, Series 66
Mooresville, NC
Crown Private Wealth, LLC
John Foard III specializes in retirement plans for business owners like SEP and solo 401(k) plans, leveraging 26 years of experience and CFP® certification to tailor strategies for Mooresville, NC clients. His firm offers flat-fee financial planning and discretionary asset management with an investment approach combining fundamental and technical analysis, differentiating him through advanced options and derivatives strategies and a focus on high-net-worth and business owner clients.
Experience: 26 years
Avg account: $452,168
-
Isaac N
Series 65
Mooresville, NC
Jarrod Adams Investing, LLC
Isaac Neidbalson specializes in retirement plans for business owners like SEP and solo 401(k) plans, offering independent advice in Mooresville, NC. His firm, Jarrod Adams Investing, LLC, manages $85 million with a focus on long-term portfolio construction using fundamental and technical analysis, charging a 1% annual fee, which may suit business owners seeking active portfolio management alongside retirement planning.
Experience: 1 year
Avg account: $650,262
-
Deborah S
Series 65
Davidson, NC
Merit Financial Advisors
Deborah Stamets specializes in retirement plans for business owners, including SEP and solo 401(k) plans, with seven years of experience and a Series 65 license. Operating independently with Merit Financial Advisors in Davidson, NC, she offers flat-fee financial planning and benefits from a firm managing $23.9 billion with a long-term, diversified investment approach, distinguishing her from other advisors in the Mooresville area.
Experience: 7 years
Avg account: $897,421
-
Dee B
CFP®, Series 66
Mooresville, NC
Kestra Private Wealth Services, LLC
Dee Buckminster's 26 years of experience and CFP® certification equip her to guide business owners in Mooresville, NC, through SEP and solo 401(k) retirement plans tailored to their cash flow and tax situations. Her independent status at Kestra Private Wealth Services allows for flexible, flat-fee planning options, complemented by expertise in business exit strategies and wealth management, distinguishing her from other advisors.
Experience: 26 years
Avg account: $653,677
-
Gregory B
Series 63, Series 65, Series 66
Mooresville, NC
IFG Advisory, LLC
Gregory Bennett specializes in retirement plans for business owners, including SEP and solo 401(k) plans, with 30 years of experience and credentials like Series 63, 65, and 66. Operating independently at IFG Advisory, LLC in Mooresville, NC, he offers flat-fee and hourly pricing and integrates diverse investment strategies, which may provide more tailored retirement planning compared to advisors with narrower approaches.
Experience: 30 years
Avg account: $506,517
Want help finding the right advisor?
Answer a few questions to see advisors matched to you.
Advisors focused on
People also searched
Popular in Mooresville, NC
Find advisors by type
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)