A complete list of active advisors currently associated with OSAIC

Warmer can help you find a great advisor at OSAIC or one who fits your needs even better.

Osaic Wealth, Inc. is a large SEC‑registered investment adviser and broker‑dealer that serves a wide mix of clients — including individual and high‑net‑worth investors, retirement plan participants, pension and corporate clients, and institutional accounts — through thousands of affiliated financial advisers. The firm provides investment management, financial planning and consulting, unified managed account and wrap‑fee programs, access to third‑party money managers, and retirement plan consulting services. The firm delivers advice and portfolio solutions primarily through its Vision2020 Wealth Management Platform (Advisor Managed Portfolios, UMA and related wrap programs), using risk‑tolerance assessments, asset‑allocation modeling and both discretionary and non‑discretionary implementations; clients can impose reasonable investment restrictions. Osaic’s brochure also discloses availability of more specialized strategies and services — including direct indexing, structured exchange‑traded products, alternative investments via the CAIS platform, and lending solutions such as securities‑backed lines of credit and the Osaic CapitalHub marketplace — and notes custodial relationships with Pershing, NFS, Schwab and Fidelity. Noteworthy aspects that distinguish the firm from many peers are its scale and recent consolidation activity: multiple mergers and platform transfers (including American Portfolios, Signator and legacy Osaic entities) that materially expanded its adviser network and product shelf. The brochure highlights several firm‑level economic arrangements that can affect client economics — for example, CAIS platform fees, sweep program (BDSP/ICAP) economics and lender/clearing markups on lending and margin — and it discloses recent SEC enforcement orders and supervisory matters related to off‑channel communications, custody verification and certain product practices, which form part of its regulatory history.

To learn more about the advisors currently working at OSAIC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.