A complete list of active advisors currently associated with Waterloo Capital

Warmer can help you find a great advisor at Waterloo Capital or one who fits your needs even better.

Waterloo Capital is an SEC‑registered investment adviser that provides portfolio management, financial planning, and related wealth services primarily to accomplished entrepreneurs, individuals, and high‑net‑worth clients. It delivers those services both directly and through a network of independent investment adviser representatives that market under their own trade names and logos, and offers discretionary and non‑discretionary management, sub‑adviser access, written financial plans, educational seminars, and private investment referrals. The firm’s investment approach emphasizes fundamental analysis and a long‑term, buy‑and‑hold orientation tailored to each client’s goals and risk tolerance, with periodic rebalancing and at least annual formal reviews. Waterloo Capital implements strategies through a mix of direct management, model portfolios, and third‑party sub‑advisers (including an affiliated sub‑adviser), documenting client restrictions and using institutional platforms for trade execution and reporting. Waterloo Capital’s brochure discloses several features that are less common among multi‑team peers: some advisory personnel also act as registered representatives and may receive transaction‑based commissions, the firm operates as an insurance agency with licensed agents who may recommend commissionable insurance products, and IAR‑level marketing (including the use of testimonials) may appear in advertising. The firm also discloses a typical $1 million account minimum, a limited wrap program offered to an affiliate’s clients, and roughly $2.1 billion in AUM, factors that clients should weigh alongside the firm’s disclosed conflicts and oversight practices.

To learn more about the advisors currently working at Waterloo Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.