A complete list of active advisors currently associated with Waterloo Capital
Warmer can help you find a great advisor at Waterloo Capital or one who fits your needs even better.
Waterloo Capital is an SEC-registered multi-team adviser that primarily serves accomplished entrepreneurs, individual and high‑net‑worth clients, trusts, retirement plans and other entities; the firm generally requires a $1,000,000 minimum and operates through a network of 51 advisor representatives managing roughly $2.26 billion for about 2,600 clients. Services include direct investment management (discretionary and non‑discretionary), access to third‑party sub‑advisers, comprehensive financial planning and consulting, referral arrangements for tax services through an affiliate, and educational seminars. The firm builds customized portfolios using fundamental analysis and a largely long‑term, buy‑and‑hold orientation, with periodic rebalancing and at‑least‑annual client reviews; Waterloo also accesses model portfolios and third‑party sub‑advisers (including an affiliated sub‑adviser) to implement strategies. Waterloo’s platform can encompass a broad set of investment tools — from mutual funds and ETFs to options strategies, private placements, structured products and securities‑backed lending — and it offers an integrated cash and lending solution through a third‑party fintech partner. Several business relationships that are less common among multi‑team peers are notable: Waterloo operates as an insurance agency, some advisory personnel are registered representatives who may receive commissions and broker‑dealer compensation, and the firm has a revenue‑sharing arrangement with a cash/lending provider. These affiliations and compensation arrangements are disclosed in the brochure and described with related conflict‑of‑interest considerations and mitigation steps.
To learn more about the advisors currently working at Waterloo Capital, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
You can also browse Waterloo Capital's office locations.
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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor's Form ADV and do your own diligence before deciding whether to work with them.
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