AUM per client for Enterprise firms serving clients in Indiana

AUM per client measures the total assets a firm manages divided by its client count, offering insight into the type of clients a firm typically serves. Higher AUM per client often indicates a focus on high-net-worth individuals with more complex financial needs and higher minimum investment requirements, while lower figures suggest broader access and more standardized services for a wider range of clients.

In Indiana, enterprise firms—those with 300 to 3,000 advisors or over $30 billion in assets—show a median AUM per client of about $230,599, which is notably lower than the national median for this category. With 78 firms and nearly 2,000 advisors represented, the distribution ranges widely, from firms managing very small amounts per client up to those handling over $2 million. This spread suggests a diverse market where some firms may be early-stage or intentionally focused on serving a larger number of clients with lower minimums, while others cater to wealthier individuals requiring more tailored planning. The relatively lower median points to a stronger presence of firms serving the affluent and mass-affluent segments rather than exclusively high-net-worth clients.

For you, this means that when evaluating enterprise firms in Indiana, AUM per client can help signal whether a firm’s client base and service model align with your financial situation and preferences. There’s no single “right” number; higher AUM per client may offer more personalized, complex advice but often comes with higher minimums, while lower numbers may reflect greater accessibility and standardized offerings. Use this metric alongside others to find a firm that matches your needs and goals.

Or, if you'd rather skip the guesswork, Warmer can help you find a financial advisor who fits your needs.

Enterprise firms active in Indiana 78 firms
Very Low $0-$100K
Low $100K-$230K
Typical $230K-$230K
High $230K-$550K
Very High $550K-$2.2M
5th 20th 40th 60th 80th 95th

Median: $230K

Firm
AUM/client
AUM
Clients
HNW client %
IEQ Capital, LLC logo IEQ Capital, LLC
Very High $25M
$57B
2,300
100%
Corient logo Corient
Very High $6.1M
$160B
25,963
75%
First Manhattan Co. LLC logo First Manhattan Co. LLC
Very High $5.6M
$34B
6,080
63%
CIBC Private Wealth Advisors, Inc. logo CIBC Private Wealth Advisors, Inc.
Very High $5.5M
$44B
8,083
25%
Cerity partners LLC logo Cerity partners LLC
Very High $4.6M
$110B
24,945
58%
WealthSpire Advisors logo WealthSpire Advisors
Very High $3.4M
$33B
9,736
57%
RBC Rochdale, LLC logo RBC Rochdale, LLC
Very High $3.1M
$50B
16,170
98%
Lido logo Lido
Very High $2.9M
$38B
13,043
75%
Hightower Advisors logo Hightower Advisors
Very High $2.8M
$180B
62,807
46%
Focus Partners Wealth, LLC logo Focus Partners Wealth, LLC
Very High $2.6M
$160B
61,002
49%
Mercer Global Advisors Inc. logo Mercer Global Advisors Inc.
Very High $2.2M
$78B
35,044
53%
MAI Capital Management, LLC logo MAI Capital Management, LLC
Very High $2.2M
$34B
15,740
31%
Mariner logo Mariner
Very High $2.1M
$120B
54,583
41%
Creative Planning logo Creative Planning
Very High $2.1M
$180B
87,051
45%
Savant Wealth Management logo Savant Wealth Management
Very High $2.1M
$49B
23,288
28%
Rockefeller Capital Management logo Rockefeller Capital Management
Very High $1.7M
$82B
47,801
32%
Beacon Pointe Advisors, LLC logo Beacon Pointe Advisors, LLC
Very High $1.7M
$49B
29,565
39%
Sanctuary Advisors, LLC logo Sanctuary Advisors, LLC
Very High $1.6M
$31B
19,025
23%
William Blair & Company L.L.C. logo William Blair & Company L.L.C.
Very High $1.5M
$53B
35,296
26%
Wealth Enhancement Advisory Services, LLC logo Wealth Enhancement Advisory Services, LLC
Very High $1.4M
$110B
80,986
34%
Concurrent Investment Advisors, LLC logo Concurrent Investment Advisors, LLC
Very High $1.2M
$16B
13,268
23%
Allworth financial, L.P. logo Allworth financial, L.P.
Very High $1.1M
$32B
28,786
32%
Farther logo Farther
Very High $970K
$14B
14,593
24%
Mesirow Financial Investment Management, Inc. logo Mesirow Financial Investment Management, Inc.
Very High $920K
$13B
14,056
100%
Carson Wealth logo Carson Wealth
Very High $880K
$46B
52,263
14%
Prime Capital Financial logo Prime Capital Financial
Very High $850K
$19B
22,129
25%
Cetera Planning Partners logo Cetera Planning Partners
Very High $850K
$4B
4,748
31%
Steward Partners Investment Advisory, LLC logo Steward Partners Investment Advisory, LLC
Very High $830K
$35B
41,723
56%
Newedge Advisors logo Newedge Advisors
Very High $810K
$40B
48,809
27%
Stratos Wealth Partners, Ltd logo Stratos Wealth Partners, Ltd
Very High $710K
$18B
24,844
17%
Kestra Advisory logo Kestra Advisory
Very High $620K
$71B
115,285
23%
Oppenheimer logo Oppenheimer
Very High $610K
$23B
37,047
3%
Commonwealth Financial Network logo Commonwealth Financial Network
Very High $570K
$200B
355,973
12%
Empower Advisory Group logo Empower Advisory Group
Very High $570K
$170B
293,347
7%
Truist Advisory Services logo Truist Advisory Services
Very High $560K
$71B
126,145
26%
Benjamin F. Edwards & Company, Incorporated logo Benjamin F. Edwards & Company, Incorporated
Very High $550K
$18B
32,532
1%
D.A. Davidson & Co. logo D.A. Davidson & Co.
High $550K
$38B
68,135
27%
Advice and Planning Services logo Advice and Planning Services
High $520K
$38B
72,469
65%
Osaic Advisory Services, LLC logo Osaic Advisory Services, LLC
High $510K
$15B
29,516
13%
Independent Financial Group, LLC logo Independent Financial Group, LLC
High $470K
$12B
25,896
9%
Integrity Alliance, LLC logo Integrity Alliance, LLC
High $450K
$4.8B
10,660
10%
Ameritas Advisory Services, LLC logo Ameritas Advisory Services, LLC
High $450K
$13B
29,363
3%
Tlg Advisors, Inc. logo Tlg Advisors, Inc.
High $430K
$2.2B
5,018
6%
Hantz financial Services, Inc. logo Hantz financial Services, Inc.
High $420K
$9.9B
23,624
10%
UNITED PLANNERS' FINANCIAL SERVICES of AMERICA a Limited Partner logo UNITED PLANNERS' FINANCIAL SERVICES of AMERICA a Limited Partner
High $410K
$12B
30,039
16%
Janney Montgomery Scott logo Janney Montgomery Scott
High $410K
$98B
239,764
42%
AE Wealth Management, LLC logo AE Wealth Management, LLC
High $390K
$49B
127,213
7%
Independent Advisor Alliance, LLC logo Independent Advisor Alliance, LLC
High $390K
$16B
42,227
37%
&PARTNERS logo &PARTNERS
High $380K
$21B
53,863
22%
Private Advisor Group, LLC logo Private Advisor Group, LLC
High $330K
$55B
166,623
17%
Principal Financial Services logo Principal Financial Services
High $320K
$17B
51,650
5%
OSAIC Institutions, INC. logo OSAIC Institutions, INC.
High $310K
$4.9B
15,798
0%
HSBC Securities (USA) Inc. logo HSBC Securities (USA) Inc.
High $310K
$3.7B
12,045
15%
Hornor, Townsend & Kent, LLC logo Hornor, Townsend & Kent, LLC
High $290K
$8.2B
27,999
2%
TD private Client Wealth LLC logo TD private Client Wealth LLC
High $270K
$6.9B
25,351
6%
J. W. Cole Advisors, Inc. logo J. W. Cole Advisors, Inc.
High $260K
$7.9B
30,867
4%
Key Investment Services LLC logo Key Investment Services LLC
High $250K
$8.8B
34,509
3%
VOYA Financial Advisors, Inc. logo VOYA Financial Advisors, Inc.
High $240K
$3.9B
16,313
19%
Eagle Strategies (NY Life) logo Eagle Strategies (NY Life)
High $240K
$31B
132,722
20%
Brookstone Capital Management LLC logo Brookstone Capital Management LLC
High $230K
$13B
54,810
9%
Guardian Life logo Guardian Life
High $230K
$19B
80,267
22%
FIFTH THIRD SECURITIES, Inc. logo FIFTH THIRD SECURITIES, Inc.
Typical $230K
$11B
46,299
4%
Independent Financial Partners logo Independent Financial Partners
Low $230K
$12B
52,539
35%
ESI Financial Advisors logo ESI Financial Advisors
Low $220K
$2.6B
11,897
26%
First Command Advisory Services logo First Command Advisory Services
Low $210K
$24B
113,511
3%
Centaurus Financial, Inc. logo Centaurus Financial, Inc.
Low $210K
$9.7B
45,194
1%
Citizens Securities, Inc. logo Citizens Securities, Inc.
Low $210K
$13B
60,162
0%
SPC logo SPC
Low $190K
$5.9B
30,595
3%
PNC Wealth Management logo PNC Wealth Management
Low $180K
$29B
160,885
2%
Bankers Life Advisory Services, Inc. logo Bankers Life Advisory Services, Inc.
Low $170K
$2.5B
14,275
0%
Lincoln Investment logo Lincoln Investment
Low $160K
$22B
138,132
3%
Planmember Securities Corporation logo Planmember Securities Corporation
Low $130K
$9.2B
69,441
1%
Valic Financial Advisors logo Valic Financial Advisors
Low $100K
$29B
292,989
1%
Transamerica Retirement Advisors, LLC logo Transamerica Retirement Advisors, LLC
Very Low $82K
$17B
212,700
0%
Nationwide Investment Advisors, LLC
Very Low $66K
$17B
251,200
0%
Transamerica Financial Advisors logo Transamerica Financial Advisors
Very Low $49K
$2.1B
42,497
3%
Schwab Wealth Advisory
Very Low $0
—
168,774
0%
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