AUM per client for Team firms serving clients in Kentucky

Assets under management (AUM) per client measures the average amount of assets a firm manages for each client, offering insight into the type of clients a firm serves. Higher AUM per client often indicates firms that cater to wealthier individuals with more complex financial needs, while lower AUM per client suggests firms serving a broader client base with more standardized services.

In Kentucky, among team firms—which typically have 5 to 30 advisors or manage over $500 million in assets—the median AUM per client is about $542,000. This figure is notably lower than the national median for similar firms, which is around $1,016,000. The distribution in Kentucky shows a wide range, with some firms managing as little as $185,000 per client and others managing over $4.8 million. This spread suggests a diverse market where some teams focus on serving affluent clients with personalized planning, while others may operate with lower minimums to accommodate a broader client base. The variation also reflects different business models, from early-stage teams still growing their client base to established firms targeting high-net-worth households.

For you, understanding AUM per client helps clarify what kind of service and client experience to expect. There’s no single “right” number—higher AUM per client often means more tailored, complex advice but may require higher minimum investments, while lower AUM per client can offer greater accessibility with more standardized offerings. Use this metric alongside others to find a firm that aligns with your financial situation and goals. Or, if you'd rather skip the guesswork, Warmer can help you find a financial advisor who fits your needs.

Team firms active in Kentucky 109 firms
Very Low $180K-$310K
Low $310K-$490K
Typical $490K-$950K
High $950K-$1.6M
Very High $1.6M-$4.8M
5th 20th 40th 60th 80th 95th

Median: $540K

Firm
AUM/client
AUM
Clients
HNW client %
Nectarine logo Nectarine
Very Low $0
$0
3,210
19%
Public Advisors LLC logo Public Advisors LLC
Very Low $4.2K
$19M
4,521
22%
KCPAG Financial Advisors LLC logo KCPAG Financial Advisors LLC
Very Low $57K
$23M
405
0%
ELE Advisory Services, Inc logo ELE Advisory Services, Inc
Very Low $120K
$130M
1,143
2%
Fmsa logo Fmsa
Very Low $140K
$180M
1,264
17%
Rightoak Asset Management, LLC logo Rightoak Asset Management, LLC
Very Low $150K
$110M
742
1%
United Advisors America logo United Advisors America
Very Low $160K
$450M
2,809
2%
FWG Investments, LLC logo FWG Investments, LLC
Very Low $180K
$330M
1,813
1%
Magnate Advisory Services, LLC logo Magnate Advisory Services, LLC
Very Low $190K
$300M
1,572
4%
Bullseye Investment Management, LLC logo Bullseye Investment Management, LLC
Very Low $200K
$220M
1,120
5%
Tony Walker Financial logo Tony Walker Financial
Very Low $200K
$370M
1,828
3%
Lasting Mark Retirement Group LLC logo Lasting Mark Retirement Group LLC
Very Low $220K
$110M
496
4%
American Capital Management, Inc. logo American Capital Management, Inc.
Very Low $220K
$98M
440
13%
Horter Investment Management, LLC logo Horter Investment Management, LLC
Very Low $220K
$290M
1,292
6%
Stirlingshire Investments logo Stirlingshire Investments
Very Low $230K
$240M
1,071
32%
JDL Advisers logo JDL Advisers
Very Low $250K
$1.9B
7,691
18%
Keating Financial Advisory Services logo Keating Financial Advisory Services
Very Low $260K
$1.3B
4,994
5%
FEFA Financial logo FEFA Financial
Very Low $260K
$430M
1,679
2%
Intrepid Financial Planning Group, LLC logo Intrepid Financial Planning Group, LLC
Very Low $270K
$390M
1,444
15%
Golden Reserve Retirement, LLC logo Golden Reserve Retirement, LLC
Very Low $270K
$540M
2,008
4%
ROI Financial Planning logo ROI Financial Planning
Very Low $290K
$410M
1,383
17%
KPP Advisory Services LLC logo KPP Advisory Services LLC
Low $310K
$1.2B
3,995
8%
Intercarolina Financial Services, Inc. logo Intercarolina Financial Services, Inc.
Low $320K
$85M
271
5%
Savvi Financial LLC logo Savvi Financial LLC
Low $330K
$45M
135
9%
Faithward Advisors, LLC logo Faithward Advisors, LLC
Low $330K
$1B
3,036
10%
Jennings & Associates Financial Advisors, LLC logo Jennings & Associates Financial Advisors, LLC
Low $350K
$240M
680
26%
Reliant Wealth Planning, LLC logo Reliant Wealth Planning, LLC
Low $350K
$600M
1,700
38%
Blackston Financial Advisory Group, LLC logo Blackston Financial Advisory Group, LLC
Low $350K
$330M
940
7%
Omega Wealth Private Capital LLC logo Omega Wealth Private Capital LLC
Low $360K
$100M
286
8%
First Kentucky Securities Corp logo First Kentucky Securities Corp
Low $360K
$550M
1,521
27%
Markowski Investments logo Markowski Investments
Low $370K
$450M
1,227
10%
Shepherd Wealth Management logo Shepherd Wealth Management
Low $380K
$160M
430
10%
J. Hagan Capital, Inc. logo J. Hagan Capital, Inc.
Low $380K
$300M
785
9%
National Wealth Management Group, LLC logo National Wealth Management Group, LLC
Low $400K
$530M
1,308
10%
Winebrenner Capital Management LLC logo Winebrenner Capital Management LLC
Low $410K
$180M
436
29%
ABRI LLC logo ABRI LLC
Low $420K
$110M
271
17%
Alexander Investment Services Co. logo Alexander Investment Services Co.
Low $420K
$520M
1,237
7%
Woodstock Wealth Management, Inc. logo Woodstock Wealth Management, Inc.
Low $430K
$660M
1,554
7%
First Financial Coaching, Inc. logo First Financial Coaching, Inc.
Low $440K
$660M
1,500
12%
Washington Avenue Advisors logo Washington Avenue Advisors
Low $460K
$300M
662
13%
Guardian Wealth Partners, LLC logo Guardian Wealth Partners, LLC
Low $480K
$190M
402
7%
Teeple Snyder Newsome Wealth & Tax Management logo Teeple Snyder Newsome Wealth & Tax Management
Low $480K
$290M
601
20%
PCG Wealth Management logo PCG Wealth Management
Typical $490K
$890M
1,819
13%
Dupree Financial Group, LLC logo Dupree Financial Group, LLC
Typical $490K
$400M
825
14%
Oxinas Partners Wealth Management logo Oxinas Partners Wealth Management
Typical $490K
$350M
708
12%
Southland Equity Partners, LLC. logo Southland Equity Partners, LLC.
Typical $500K
$890M
1,766
2%
Stonepath Wealth Management logo Stonepath Wealth Management
Typical $510K
$290M
569
17%
Paul Winkler, Inc. logo Paul Winkler, Inc.
Typical $520K
$1.2B
2,419
15%
Advantage Investment Management logo Advantage Investment Management
Typical $520K
$180M
353
12%
Capital Markets IQ, LLC logo Capital Markets IQ, LLC
Typical $520K
$370M
698
13%
LFG Wealth Partners, LLC logo LFG Wealth Partners, LLC
Typical $530K
$190M
360
25%
Visionary Horizons, LLC logo Visionary Horizons, LLC
Typical $550K
$370M
666
15%
Guidance Capital, Inc. logo Guidance Capital, Inc.
Typical $590K
$450M
756
14%
Axiom Financial Strategies Group, LLC logo Axiom Financial Strategies Group, LLC
Typical $600K
$350M
575
19%
Beacon Capital Management, LLC logo Beacon Capital Management, LLC
Typical $610K
$1.3B
2,064
15%
Scarborough Capital Management logo Scarborough Capital Management
Typical $620K
$1.6B
2,664
27%
Benjamin F. Edwards Wealth Management, LLC logo Benjamin F. Edwards Wealth Management, LLC
Typical $620K
$690M
1,099
1%
Legacy Financial Independent Advisors LLC logo Legacy Financial Independent Advisors LLC
Typical $650K
$480M
741
21%
Bookends Financial Planning logo Bookends Financial Planning
Typical $650K
$340M
520
17%
Wrenne Financial Planning LLC logo Wrenne Financial Planning LLC
Typical $700K
$300M
428
23%
Stone House Investment Management, LLC logo Stone House Investment Management, LLC
Typical $720K
$830M
1,153
22%
MRA Advisory Group logo MRA Advisory Group
Typical $720K
$360M
497
25%
Blend Wealth logo Blend Wealth
Typical $750K
$55M
74
23%
B.B. Graham & Company, Inc. logo B.B. Graham & Company, Inc.
Typical $750K
$320M
427
24%
3 Edge Asset Management, Lp logo 3 Edge Asset Management, Lp
Typical $750K
$1.1B
1,489
24%
Invest Inc.
Typical $750K
$160M
218
0%
Van Leeuwen Retirement & Investment Services logo Van Leeuwen Retirement & Investment Services
Typical $780K
$550M
700
25%
WealthTrust Asset Management, LLC logo WealthTrust Asset Management, LLC
Typical $850K
$210M
243
25%
ALTA Capital Management LLC logo ALTA Capital Management LLC
Typical $850K
$1B
1,193
24%
Resurgent Advisors logo Resurgent Advisors
Typical $920K
$350M
379
22%
Alpha Financial Partners LLC logo Alpha Financial Partners LLC
High $950K
$340M
361
21%
Wiser Wealth Management, Inc logo Wiser Wealth Management, Inc
High $960K
$500M
521
30%
HORAN Wealth, LLC logo HORAN Wealth, LLC
High $990K
$1.4B
1,408
32%
Navellier & Associates Inc logo Navellier & Associates Inc
High $990K
$1.3B
1,301
97%
Juncture Wealth Strategies, LLC logo Juncture Wealth Strategies, LLC
High $1M
$470M
462
37%
Wallace Hart Capital Management logo Wallace Hart Capital Management
High $1.1M
$240M
227
39%
Luken Investment Analytics, LLC logo Luken Investment Analytics, LLC
High $1.1M
$290M
267
31%
Financial Rounds logo Financial Rounds
High $1.1M
$210M
188
30%
Crew Capital Management, LTD. logo Crew Capital Management, LTD.
High $1.2M
$240M
203
30%
First Wilshire Securities Management, Inc. logo First Wilshire Securities Management, Inc.
High $1.2M
$330M
275
73%
Spectrum Financial Alliance, Ltd., L.L.C. logo Spectrum Financial Alliance, Ltd., L.L.C.
High $1.2M
$810M
674
43%
Fortress Planning Group logo Fortress Planning Group
High $1.2M
$350M
283
24%
Atlas Brown logo Atlas Brown
High $1.3M
$550M
440
12%
Altus Wealth Management, LLC logo Altus Wealth Management, LLC
High $1.4M
$400M
285
54%
Legacy Financial Advisors, Inc. logo Legacy Financial Advisors, Inc.
High $1.4M
$1.5B
1,061
45%
Oasis Wealth Planning Advisors logo Oasis Wealth Planning Advisors
High $1.5M
$280M
186
74%
Harvest Financial Advisors, LLC logo Harvest Financial Advisors, LLC
High $1.5M
$670M
442
5%
Natural Investments logo Natural Investments
High $1.6M
$1.9B
1,242
22%
Ballast, Inc. logo Ballast, Inc.
Very High $1.6M
$720M
454
48%
SyntheticFi LLC logo SyntheticFi LLC
Very High $1.6M
$990M
624
0%
Phillips and Company Advisors LLC logo Phillips and Company Advisors LLC
Very High $1.7M
$1.9B
1,110
16%
Leading Edge Financial Planning LLC logo Leading Edge Financial Planning LLC
Very High $1.7M
$520M
302
64%
Lee Danner & Bass Inc logo Lee Danner & Bass Inc
Very High $1.8M
$1.7B
959
100%
Godsey & Gibb Wealth Management logo Godsey & Gibb Wealth Management
Very High $1.8M
$1.4B
747
59%
Almanack Investment Partners logo Almanack Investment Partners
Very High $1.8M
$710M
386
30%
Journey Advisory Group, LLC logo Journey Advisory Group, LLC
Very High $1.9M
$1.6B
859
39%
Dew Wealth Management logo Dew Wealth Management
Very High $1.9M
$460M
246
85%
Cheviot Value Management, LLC logo Cheviot Value Management, LLC
Very High $1.9M
$1.1B
578
50%
Opus Capital Management logo Opus Capital Management
Very High $2.2M
$910M
415
62%
Cullinan Associates, Inc. logo Cullinan Associates, Inc.
Very High $2.2M
$1.3B
599
49%
Asio Capital, LLC logo Asio Capital, LLC
Very High $2.5M
$710M
280
45%
Saling Wealth Advisors logo Saling Wealth Advisors
Very High $2.6M
$580M
227
52%
Shoker Investments logo Shoker Investments
Very High $2.6M
$500M
192
55%
Baldwin Wealth Partners, LLC logo Baldwin Wealth Partners, LLC
Very High $2.9M
$2.1B
738
50%
Barlow Wealth Partners, LLC logo Barlow Wealth Partners, LLC
Very High $3.2M
$1.3B
403
77%
E. S. Barr & Company logo E. S. Barr & Company
Very High $4.7M
$1.9B
398
68%
Churchill Financial Advisors, LLC logo Churchill Financial Advisors, LLC
Very High $4.8M
$520M
108
42%
Parthenon LLC logo Parthenon LLC
Very High $4.9M
$1.1B
219
100%
Naviter Wealth, LLC logo Naviter Wealth, LLC
Very High $5.2M
$1.7B
332
76%
Harvey Investment Company, LLC logo Harvey Investment Company, LLC
Very High $5.2M
$910M
176
93%
The Gleason Group, Inc. logo The Gleason Group, Inc.
Very High $6M
$1.6B
262
52%
Chadds Ford Wealth Partners, LLC logo Chadds Ford Wealth Partners, LLC
Very High $18M
$1.1B
60
82%
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