AUM per client for Independent firms serving clients in Wisconsin

AUM per client measures the total assets a firm manages divided by its client count, offering insight into the type of clients a firm serves. Higher AUM per client often indicates firms with higher minimum investment requirements and more complex, personalized planning. Lower AUM per client suggests firms that provide broader access with more standardized services.

In Wisconsin, independent firms show a median AUM per client of about $417,000, which is somewhat lower than the broader median seen nationally for this category. With 178 independent firms active in the state, the distribution ranges from smaller practices serving clients with modest portfolios to boutique firms managing over $2 million per client. This spread suggests a mix of early-stage advisors building their client base and more specialized firms focusing on higher-net-worth individuals. The variation reflects Wisconsin’s diverse advisor landscape, where you can find both accessible services for emerging investors and tailored offerings for wealthier clients.

For you, understanding AUM per client helps clarify what kind of advisory experience to expect. A higher number may mean more personalized attention and complex planning but usually comes with higher minimums. A lower number often means easier entry and more standardized service. There’s no single “right” figure—it depends on your financial situation and service preferences. Use this metric alongside others to find an advisor whose approach matches your needs. Or, if you'd rather skip the guesswork, Warmer can help you find a financial advisor who fits your needs.

Independent firms active in Wisconsin 160 firms
Very Low $0-$180K
Low $180K-$340K
Typical $340K-$600K
High $600K-$1M
Very High $1M-$2.4M
5th 20th 40th 60th 80th 95th

Median: $420K

Firm
AUM/client
AUM
Clients
HNW client %
Big Cedar Investment Advisors logo Big Cedar Investment Advisors
Very High $13M
$92M
7
14%
Navigant Consulting
Very High $5.8M
$23M
4
100%
Revise Capital LLC
Very High $4M
$8.1M
2
100%
Janco Wealth Management logo Janco Wealth Management
Very High $3.9M
$43M
11
0%
Fulton Investment Advisers, Inc.
Very High $3.6M
$15M
4
0%
Sperka Investment Management, LLC
Very High $2.6M
$39M
15
67%
Cowling Bay Wealth Management, LLC logo Cowling Bay Wealth Management, LLC
Very High $2.5M
$25M
10
100%
Allison & Company Financial Counselors, LLC
Very High $2.5M
$52M
21
86%
Verus Wealth Management logo Verus Wealth Management
Very High $2.4M
$140M
59
61%
Financial Justus logo Financial Justus
Very High $2.4M
$170M
70
87%
Lewis Capital Management
Very High $2.3M
$140M
60
50%
Thomas Financial Planning, LLC
Very High $2.1M
$19M
9
44%
Eclipse Asset Management LLC
Very High $2M
$8.2M
4
0%
Kult Wealth Management Group, LLC logo Kult Wealth Management Group, LLC
Very High $2M
$140M
69
58%
Silver Lake Advisors, LLC
Very High $1.8M
$47M
26
54%
West Loop Financial LLC logo West Loop Financial LLC
Very High $1.7M
$45M
27
67%
Cove Financial Planning, LLC logo Cove Financial Planning, LLC
Very High $1.6M
$99M
60
42%
Barington Capital Management, LLC logo Barington Capital Management, LLC
Very High $1.6M
$47M
29
62%
Kindness Financial Planning logo Kindness Financial Planning
Very High $1.6M
$42M
26
69%
Windermere Wealth Advisors, LLC logo Windermere Wealth Advisors, LLC
Very High $1.6M
$79M
51
53%
Legacy Wealth Management, Inc.
Very High $1.5M
$6M
4
0%
Prosperilux LLC
Very High $1.5M
$1.5M
1
100%
Wegner Asset Management, LLC logo Wegner Asset Management, LLC
Very High $1.5M
$74M
51
51%
Omelina Group Wealth Management Inc.
Very High $1.4M
$14M
10
0%
Entirement Financial Planning LLC logo Entirement Financial Planning LLC
Very High $1.4M
$18M
13
54%
Synergy Wealth Management logo Synergy Wealth Management
Very High $1.4M
$12M
9
56%
Financial Planning Center
Very High $1.3M
$11M
9
0%
Northlake Capital Management, LLC logo Northlake Capital Management, LLC
Very High $1.2M
$65M
53
42%
A-Team Advisors logo A-Team Advisors
Very High $1.2M
$71M
60
58%
Melotte Financial Advisors logo Melotte Financial Advisors
Very High $1.2M
$98M
83
60%
WisMed Financial, Inc. logo WisMed Financial, Inc.
Very High $1.1M
$72M
66
52%
Financial Services of Northeast Wisconsin, Inc.
Very High $1M
$96M
92
27%
Prepared Financial Planning logo Prepared Financial Planning
High $1M
$11M
11
36%
Wilkinson Capital Management, LLC logo Wilkinson Capital Management, LLC
High $990K
$97M
98
37%
Prevail Financial Partners, LLC logo Prevail Financial Partners, LLC
High $910K
$64M
70
39%
Future First Finance, LLC logo Future First Finance, LLC
High $890K
$5.3M
6
100%
Trac Asset Management LLC logo Trac Asset Management LLC
High $870K
$86M
99
22%
Bultman Investment Management, Inc.
High $850K
$52M
61
23%
FiduciaOne logo FiduciaOne
High $840K
$35M
42
40%
Geder Investment Management, Inc.
High $840K
$27M
32
66%
Pro Advisors, Ltd. dba R J Pickle Financial Services
High $830K
$16M
19
26%
Simplified Financial Partners logo Simplified Financial Partners
High $820K
$73M
89
20%
Summit Financial Management LLC logo Summit Financial Management LLC
High $810K
$65M
80
0%
Retirement Planning Solutions, LLC logo Retirement Planning Solutions, LLC
High $790K
$52M
65
0%
Selerski Asset Management, LLC logo Selerski Asset Management, LLC
High $780K
$40M
51
100%
Warden Wealth Management, LLC logo Warden Wealth Management, LLC
High $770K
$26M
34
71%
Interlake Capital Management, LLC logo Interlake Capital Management, LLC
High $770K
$19M
25
48%
808 Investments logo 808 Investments
High $760K
$6.1M
8
38%
Sullivan Investment Management LLC logo Sullivan Investment Management LLC
High $740K
$110M
151
0%
The Olympia Group LLC logo The Olympia Group LLC
High $730K
$2.2M
3
100%
Lemley Yarling Management Co
High $710K
$12M
17
24%
Karpinski Financial, LLC
High $700K
$84M
119
25%
Life's Sanctuary Financial Planning, LLC
High $690K
$4.9M
7
0%
Capital Wealth Advisors, Ltd.
High $680K
$130M
185
21%
Blue Chip Financial Planning, LLC
High $680K
$35M
51
18%
Prism Wealth Management
High $680K
$46M
68
13%
Family Investment Planning, LLC logo Family Investment Planning, LLC
High $670K
$10M
15
100%
Jones Financial Consulting, LLC logo Jones Financial Consulting, LLC
High $650K
$5.9M
9
33%
Midwest Wealth Solutions LLC logo Midwest Wealth Solutions LLC
High $650K
$29M
45
9%
McDevitt & Bird Investment Management Co
High $630K
$8.9M
14
21%
Lotzer & Co.,Inc.
High $630K
$28M
45
0%
Halyard Financial, LLC logo Halyard Financial, LLC
High $630K
$33M
52
19%
Investments By Design, Inc
High $610K
$46M
75
12%
Wall Investment Group, Inc. logo Wall Investment Group, Inc.
High $600K
$85M
140
20%
Larson Wealth Management, LLC logo Larson Wealth Management, LLC
Typical $590K
$59M
100
17%
SIMS Capital Management LLC logo SIMS Capital Management LLC
Typical $560K
$9M
16
0%
Crawford Asset Management, LLC logo Crawford Asset Management, LLC
Typical $560K
$86M
154
100%
Bluemound Asset Management, LLC logo Bluemound Asset Management, LLC
Typical $560K
$24M
43
42%
Dream Lake Financial LLC logo Dream Lake Financial LLC
Typical $550K
$3.8M
7
0%
Erenda Capital logo Erenda Capital
Typical $550K
$6M
11
0%
GoalBridge Wealth Management, LLC logo GoalBridge Wealth Management, LLC
Typical $540K
$63M
117
18%
Evolution Financial LLC logo Evolution Financial LLC
Typical $530K
$39M
73
11%
EBH Financial, Inc.
Typical $520K
$39M
75
23%
RB Investment Management Inc.
Typical $510K
$12M
24
33%
Point Wealth, LLC logo Point Wealth, LLC
Typical $510K
$32M
62
84%
Kardinal Financial logo Kardinal Financial
Typical $470K
$9M
19
16%
Cedarline Capital logo Cedarline Capital
Typical $460K
$22M
47
15%
Denny, Barry T.
Typical $430K
$11M
25
12%
Off-Trail Works LLC logo Off-Trail Works LLC
Typical $430K
$9M
21
0%
VIP Financial Associates logo VIP Financial Associates
Typical $420K
$60M
142
12%
O'Connor Portfolio Management LLC logo O'Connor Portfolio Management LLC
Typical $410K
$51M
123
42%
Vision Financial Services LLC logo Vision Financial Services LLC
Typical $410K
$34M
84
15%
Pinecrest Advisors logo Pinecrest Advisors
Typical $410K
$4.1M
10
20%
The Meridian Business Group, Ltd logo The Meridian Business Group, Ltd
Typical $390K
$23M
58
16%
Forward Investment Advisors, Inc. logo Forward Investment Advisors, Inc.
Typical $390K
$61M
156
0%
Cedar Road Capital LLC
Typical $390K
$5.4M
14
36%
Valkyrie Financial logo Valkyrie Financial
Typical $380K
$8.4M
22
5%
Transform Retirement logo Transform Retirement
Typical $380K
$16M
41
0%
Valor Wealth Management LLC
Typical $370K
$15M
40
0%
Hilltop Financial Advisors logo Hilltop Financial Advisors
Typical $370K
$25M
66
11%
Design Life's Journey, LLC logo Design Life's Journey, LLC
Typical $360K
$2.9M
8
0%
Thompson Financial Transitions Inc. logo Thompson Financial Transitions Inc.
Typical $360K
$47M
129
9%
Rex Leigh Jones
Typical $360K
$44M
122
0%
Triumph Private Wealth logo Triumph Private Wealth
Typical $360K
$22M
63
27%
Financial Advisory Group, Inc. logo Financial Advisory Group, Inc.
Typical $350K
$4.2M
12
0%
Black & White Investment Management LLC
Typical $340K
$2M
6
0%
Christiansen Asset Management LLC logo Christiansen Asset Management LLC
Low $340K
$5.4M
16
75%
Buena Vista Investment Management LLC logo Buena Vista Investment Management LLC
Low $330K
$26M
77
21%
Bluprint Financial, LLC logo Bluprint Financial, LLC
Low $330K
$42M
127
28%
East Valley Wealth LLC logo East Valley Wealth LLC
Low $330K
$8.5M
26
0%
Intrepid Wealth Partners, LLC logo Intrepid Wealth Partners, LLC
Low $320K
$52M
160
14%
C.R. Haupt LLC logo C.R. Haupt LLC
Low $320K
$1.9M
6
0%
Rosales Wealth Management LLC
Low $310K
$5M
16
0%
Great Lakes Financial Strategies, LLC logo Great Lakes Financial Strategies, LLC
Low $290K
$4M
14
7%
LNB Financial LLC logo LNB Financial LLC
Low $280K
$37M
131
5%
Portico Financial Group, LLC logo Portico Financial Group, LLC
Low $280K
$29M
101
21%
Premium Alpha Capital, LLC
Low $270K
$540K
2
0%
Castle Financial logo Castle Financial
Low $270K
$1.1M
4
0%
Fiduciary Insight, LLC logo Fiduciary Insight, LLC
Low $270K
$20M
75
7%
Red Granite Wealth Management logo Red Granite Wealth Management
Low $260K
$12M
45
9%
OneLegacy Advisors, LLC logo OneLegacy Advisors, LLC
Low $260K
$5M
19
16%
Wealth Transitions logo Wealth Transitions
Low $260K
$6.2M
24
25%
Andrae Financial Services LLC
Low $250K
$6.3M
25
0%
Harvest Horizon Wealth Strategies logo Harvest Horizon Wealth Strategies
Low $250K
$8.3M
33
36%
Kolash Wealth Strategies, LLC logo Kolash Wealth Strategies, LLC
Low $250K
$11M
42
7%
Nelson Financial Services
Low $230K
$5.8M
25
0%
Road Maps Financial Group, LLC logo Road Maps Financial Group, LLC
Low $230K
$4.2M
18
0%
Virtual Investment Planning LLC logo Virtual Investment Planning LLC
Low $230K
$23M
102
0%
Coast Advisory LLC logo Coast Advisory LLC
Low $220K
$120M
544
4%
Analytical Investment Services
Low $220K
$7.5M
34
0%
Tone Financial Advisors, LLC
Low $220K
$4.8M
22
0%
Fifth Point Advisors LLC
Low $220K
$1.3M
6
100%
Omni Financial LLC logo Omni Financial LLC
Low $210K
$110M
526
22%
ASC 401(k) Management logo ASC 401(k) Management
Low $200K
$27M
132
9%
Harmony Wealth logo Harmony Wealth
Low $200K
$7.3M
37
5%
Bridgeport Asset Management, LLC. logo Bridgeport Asset Management, LLC.
Low $190K
$30M
163
0%
TCP Investments LLC logo TCP Investments LLC
Low $180K
$1.8M
10
0%
Domo Capital Management, LLC logo Domo Capital Management, LLC
Low $180K
$25M
137
33%
Circle R Wealth LLC logo Circle R Wealth LLC
Low $180K
$9.6M
53
2%
Diamond Wealth Partners logo Diamond Wealth Partners
Very Low $180K
$1.2M
7
0%
FIAT LUX Capital Management logo FIAT LUX Capital Management
Very Low $180K
$40M
227
5%
Crossover Capital Trading LLC logo Crossover Capital Trading LLC
Very Low $170K
$1.9M
11
100%
Adler Financial logo Adler Financial
Very Low $170K
$5.7M
33
33%
Bleidorn Tax & Investment Services, LLC logo Bleidorn Tax & Investment Services, LLC
Very Low $170K
$8M
47
11%
Kopp Financial logo Kopp Financial
Very Low $150K
$1.7M
11
0%
Magis Management, LLC logo Magis Management, LLC
Very Low $150K
$2.7M
18
17%
Denarius Wealth Management logo Denarius Wealth Management
Very Low $140K
$3.8M
28
36%
Greiber Capital Management logo Greiber Capital Management
Very Low $130K
$130K
1
0%
RJ Hill's Financial Services, LLC logo RJ Hill's Financial Services, LLC
Very Low $130K
$4.4M
34
6%
Top Shelf Advisors logo Top Shelf Advisors
Very Low $130K
$2.4M
19
0%
SKP Wealth logo SKP Wealth
Very Low $130K
$1.9M
15
0%
Jeske Asset Management, LLC
Very Low $120K
$1.2M
10
0%
KDHH Investments LLC
Very Low $120K
$3M
25
100%
Pathway Investments, LLC
Very Low $110K
$5.5M
49
37%
RWH Asset Management
Very Low $110K
$1M
9
0%
Simplicity Financial, LLC logo Simplicity Financial, LLC
Very Low $100K
$8M
79
0%
Freedom Wealth LLC logo Freedom Wealth LLC
Very Low $88K
$5.8M
66
0%
Monroe Financial Inc.
Very Low $70K
$8.3M
118
0%
JBY Financial Planning logo JBY Financial Planning
Very Low $38K
$730K
19
0%
J Kaiser Management, LLC logo J Kaiser Management, LLC
Very Low $22K
$310K
14
0%
Johnson, Marshall, Lee logo Johnson, Marshall, Lee
Very Low $3.1K
$6.2K
2
0%
Borges Financial logo Borges Financial
Very Low $0
$0
42
69%
Capital Coordinators Company
Very Low $0
—
2
0%
Clarke Financial Counsel, LLC logo Clarke Financial Counsel, LLC
Very Low $0
—
54
0%
Direction Financial Management, LLC logo Direction Financial Management, LLC
Very Low $0
$0
32
78%
Fiscal Fitness, LLC logo Fiscal Fitness, LLC
Very Low $0
$0
85
24%
Korbitz Financial Planning LLC logo Korbitz Financial Planning LLC
Very Low $0
—
110
100%
MyFamilyCFO, Inc. logo MyFamilyCFO, Inc.
Very Low $0
—
19
37%
Pamela Otten LLC logo Pamela Otten LLC
Very Low $0
—
27
7%
Quantum Financial Planning LLC logo Quantum Financial Planning LLC
Very Low $0
$0
159
28%
Threshold Compass Strategies, Inc. logo Threshold Compass Strategies, Inc.
Very Low $0
—
2
0%
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