HNW client percentage for Multi-team firms serving clients in Connecticut

High-net-worth (HNW) client percentage measures the share of a firm's clients who meet the SEC’s high-net-worth threshold—roughly $1.1 million in managed assets or $2.2 million in net worth. This metric helps indicate the client focus of a firm: higher percentages suggest a focus on wealthier clients with potentially more complex financial needs, while lower percentages suggest broader access to a wider range of clients.

In Connecticut, among multi-team firms—those with 30 to 300 advisors or managing over $3 billion in assets—the median HNW client percentage is 26.66%, somewhat above the national median of 20.42%. This suggests that many Connecticut firms lean toward serving a moderately high proportion of HNW clients, though the distribution is broad, ranging from firms with virtually no HNW clients up to those with all clients meeting that threshold. This spread reflects the diversity within multi-team firms: some may be early-stage or intentionally designed to serve a wider client base, while others focus more exclusively on high-net-worth individuals and families. The firm-wide percentage blends various teams and service tiers, so the actual client mix you’d encounter may differ depending on the specific team you work with.

For you, this means the HNW client percentage is a useful signal about a firm’s typical client base and service approach, but it’s not a measure of quality. Higher percentages often mean higher minimums and more tailored, complex planning, while lower percentages may indicate greater accessibility and more standardized offerings. Use this metric alongside others to find a firm that aligns with your financial situation and service preferences. Or, if you'd rather skip the guesswork, Warmer can help you find a financial advisor who fits your needs.

Multi-team firms active in Connecticut 192 firms
Very Low 0%-8%
Low 8%-18%
Typical 18%-32%
High 32%-45%
Very High 45%-100%
5th 20th 40th 60th 80th 95th

Median: 27%

Firm
HNW client %
HNW Clients
Clients
AUM/client
EFS Advisors logo EFS Advisors
Very Low 0%
—
21,660
$110K
First Advisors National, LLC logo First Advisors National, LLC
Very Low 0%
—
4,858
$100K
G. A. Repple & Company logo G. A. Repple & Company
Very Low 0%
—
3,139
$220K
IP Financial Advisory Services LLC logo IP Financial Advisory Services LLC
Very Low 0%
—
2,001
$240K
Jefferies Investment Advisers LLC logo Jefferies Investment Advisers LLC
Very Low 0%
—
1,649
$1.3M
Santander Securities logo Santander Securities
Very Low 0%
—
10,832
$260K
Principal Advised Services logo Principal Advised Services
Very Low 0%
64
23,164
$61K
Sequent Planning, LLC logo Sequent Planning, LLC
Very Low 1%
45
6,015
$98K
John Hancock Personal Financial Services, LLC logo John Hancock Personal Financial Services, LLC
Very Low 1%
342
35,589
$62K
MissionSquare Retirement logo MissionSquare Retirement
Very Low 1%
390
40,526
$140K
Concorde Asset Management, LLC logo Concorde Asset Management, LLC
Very Low 1%
38
3,689
$160K
Blackridge Asset Management, LLC logo Blackridge Asset Management, LLC
Very Low 1%
31
2,433
$89K
Portfolio Medics, LLC logo Portfolio Medics, LLC
Very Low 1%
39
2,929
$270K
Virtue Capital Management, LLC logo Virtue Capital Management, LLC
Very Low 1%
83
5,740
$230K
St. Bernard Financial Services, Inc. logo St. Bernard Financial Services, Inc.
Very Low 2%
12
798
$170K
Beacon Capital Management, Inc. logo Beacon Capital Management, Inc.
Very Low 2%
162
10,219
$200K
Blueprint Financial Advisors logo Blueprint Financial Advisors
Very Low 2%
40
2,290
$600K
KCD Financial, Inc. logo KCD Financial, Inc.
Very Low 2%
22
1,257
$160K
M HOLDINGS SECURITIES, Inc. logo M HOLDINGS SECURITIES, Inc.
Very Low 2%
78
4,368
$690K
Sound Income Strategies, LLC logo Sound Income Strategies, LLC
Very Low 2%
473
24,734
$170K
Gradient Advisors, LLC logo Gradient Advisors, LLC
Very Low 2%
52
2,149
$130K
Interactive Financial Advisors logo Interactive Financial Advisors
Very Low 2%
32
1,307
$180K
Exodus Wealth, LLC logo Exodus Wealth, LLC
Very Low 3%
57
2,219
$210K
Nwf Advisory Services Inc logo Nwf Advisory Services Inc
Very Low 3%
303
11,433
$560K
Geneos Wealth Management, Inc. logo Geneos Wealth Management, Inc.
Very Low 3%
618
21,267
$420K
IAMS Wealth Management, LLC logo IAMS Wealth Management, LLC
Very Low 3%
55
1,612
$240K
Gradient Wealth Management logo Gradient Wealth Management
Very Low 4%
160
4,546
$130K
Redhawk Wealth Advisors, Inc. logo Redhawk Wealth Advisors, Inc.
Very Low 4%
112
3,118
$440K
PKS Advisory Services, LLC logo PKS Advisory Services, LLC
Very Low 4%
178
4,874
$220K
World Equity Group, Inc. logo World Equity Group, Inc.
Very Low 4%
122
3,151
$320K
Archer Investment Corporation logo Archer Investment Corporation
Very Low 4%
173
4,290
$180K
Navy Federal Investment Services, LLC logo Navy Federal Investment Services, LLC
Very Low 4%
331
7,424
$280K
Infinity Financial Services Advisory logo Infinity Financial Services Advisory
Very Low 5%
30
642
$260K
Consolidated Portfolio Review Corp logo Consolidated Portfolio Review Corp
Very Low 5%
293
6,187
$260K
Great Valley Advisor Group, LLC logo Great Valley Advisor Group, LLC
Very Low 5%
1,769
36,836
$250K
First Heartland Consultants, Inc. logo First Heartland Consultants, Inc.
Very Low 5%
309
6,350
$290K
AlphaStar Capital Management logo AlphaStar Capital Management
Very Low 5%
415
8,466
$260K
First Citizens Asset Management, Inc logo First Citizens Asset Management, Inc
Very Low 5%
62
1,246
$310K
Compound Planning, Inc. logo Compound Planning, Inc.
Very Low 5%
612
11,480
$260K
Arkadios Wealth Advisors logo Arkadios Wealth Advisors
Very Low 5%
764
14,320
$520K
Brookwood Investment Group logo Brookwood Investment Group
Very Low 6%
210
3,500
$360K
Trustmont Advisory Group, Inc. logo Trustmont Advisory Group, Inc.
Very Low 6%
261
4,322
$320K
Maxim Financial Advisors LLC logo Maxim Financial Advisors LLC
Very Low 6%
48
758
$540K
Lifemark Securities Corp. logo Lifemark Securities Corp.
Very Low 6%
67
1,053
$400K
Vanderbilt Advisory Services logo Vanderbilt Advisory Services
Very Low 6%
395
6,199
$330K
LaSalle St. Investment Advisors, L.L.C. logo LaSalle St. Investment Advisors, L.L.C.
Very Low 7%
894
13,711
$380K
Regal Investment Advisors LLC logo Regal Investment Advisors LLC
Very Low 7%
555
8,220
$330K
The Partners Wealth Management logo The Partners Wealth Management
Very Low 7%
430
5,925
$180K
Novem Group logo Novem Group
Very Low 7%
260
3,513
$390K
Royal Fund Management, LLC logo Royal Fund Management, LLC
Low 8%
375
4,940
$310K
Northeast Planning Associates, Inc. logo Northeast Planning Associates, Inc.
Low 8%
73
959
$430K
Simplicity wealth logo Simplicity wealth
Low 8%
645
8,456
$200K
United Capital Financial Advisors logo United Capital Financial Advisors
Low 8%
1,937
24,837
$830K
Creativeone Wealth, LLC logo Creativeone Wealth, LLC
Low 8%
1,738
22,064
$260K
B. Riley Wealth Advisors, Inc. logo B. Riley Wealth Advisors, Inc.
Low 8%
801
10,096
$400K
Symmetry Partners logo Symmetry Partners
Low 8%
675
8,476
$290K
Lanark Financial, Inc. logo Lanark Financial, Inc.
Low 8%
280
3,508
$450K
Secure Asset Management, L.L.C. logo Secure Asset Management, L.L.C.
Low 8%
233
2,877
$300K
BCG Securities, inc. logo BCG Securities, inc.
Low 8%
169
2,060
$370K
A.G.P / Alliance Global Partners logo A.G.P / Alliance Global Partners
Low 8%
603
7,318
$380K
ON Investment Management CO logo ON Investment Management CO
Low 9%
794
9,317
$320K
Integrated Advisors Network LLC logo Integrated Advisors Network LLC
Low 9%
652
7,363
$740K
William Joseph Capital Management, Inc. logo William Joseph Capital Management, Inc.
Low 9%
167
1,879
$370K
Advisory Services Network logo Advisory Services Network
Low 9%
1,121
12,426
$830K
Compass Financial Management LLC logo Compass Financial Management LLC
Low 9%
197
2,152
$390K
Financial & Tax Architects, LLC logo Financial & Tax Architects, LLC
Low 10%
149
1,565
$240K
Siebert AdvisorNXT, LLC. logo Siebert AdvisorNXT, LLC.
Low 10%
93
973
$400K
Corecap Advisors logo Corecap Advisors
Low 10%
936
9,671
$410K
Stonex Advisors Inc.
Low 10%
1,020
9,741
$500K
BOK Financial Securities, Inc. logo BOK Financial Securities, Inc.
Low 11%
349
3,263
$310K
ValMark Advisers, Inc. logo ValMark Advisers, Inc.
Low 11%
1,629
14,624
$550K
Csenge Advisory Group, LLC logo Csenge Advisory Group, LLC
Low 12%
831
7,147
$430K
Alexander Capital Wealth Management LLC logo Alexander Capital Wealth Management LLC
Low 12%
72
614
$390K
Insigneo Advisory Services, LLC logo Insigneo Advisory Services, LLC
Low 12%
402
3,415
$670K
Quartz Partners Investment Management logo Quartz Partners Investment Management
Low 12%
88
744
$490K
Kovack Advisors, Inc. logo Kovack Advisors, Inc.
Low 12%
1,590
12,906
$430K
Summit Financial, LLC logo Summit Financial, LLC
Low 13%
2,248
17,809
$1.3M
Saxony Capital Management, LLC logo Saxony Capital Management, LLC
Low 13%
97
756
$480K
Ashton Thomas Securities, LLC logo Ashton Thomas Securities, LLC
Low 13%
301
2,281
$810K
Prosperity Capital Advisors logo Prosperity Capital Advisors
Low 13%
990
7,469
$510K
Beacon Global Advisor Network, LLC logo Beacon Global Advisor Network, LLC
Low 13%
185
1,388
$540K
Hennion & Walsh Asset Management, Inc. logo Hennion & Walsh Asset Management, Inc.
Low 14%
147
1,087
$670K
Core Planning logo Core Planning
Low 14%
122
867
$610K
Momentum Independent Network Inc. logo Momentum Independent Network Inc.
Low 14%
408
2,817
$550K
Financial Security Advisory Inc logo Financial Security Advisory Inc
Low 15%
459
3,099
$590K
Sunbelt Securities logo Sunbelt Securities
Low 15%
919
6,198
$420K
Founders Financial Securities, LLC logo Founders Financial Securities, LLC
Low 15%
1,466
9,590
$390K
Madison Investment Advisors, LLC logo Madison Investment Advisors, LLC
Low 15%
2,243
14,602
$430K
The Patriot Financial Group, LLC logo The Patriot Financial Group, LLC
Low 16%
371
2,361
$600K
Westminster Financial Advisory Corp logo Westminster Financial Advisory Corp
Low 16%
306
1,935
$630K
The Oak Ridge Financial Services Group, Inc logo The Oak Ridge Financial Services Group, Inc
Low 16%
158
994
$660K
Advisors Capital Management, LLC logo Advisors Capital Management, LLC
Low 16%
2,863
17,842
$640K
Synovus Securities, Inc. logo Synovus Securities, Inc.
Low 16%
1,938
11,964
$640K
Fortis Capital Advisors, LLC logo Fortis Capital Advisors, LLC
Low 17%
363
2,127
$710K
Facet logo Facet
Typical 18%
2,873
16,053
$540K
Hilltop Securities inc. logo Hilltop Securities inc.
Typical 18%
599
3,335
$680K
Madison Partners logo Madison Partners
Typical 18%
367
2,042
$620K
Belpointe Asset Management LLC logo Belpointe Asset Management LLC
Typical 18%
1,321
7,321
$710K
Kingsview Wealth Management, LLC logo Kingsview Wealth Management, LLC
Typical 18%
2,209
12,143
$700K
Provenance Wealth advisors logo Provenance Wealth advisors
Typical 18%
524
2,864
$740K
Meridian Wealth Management, LLC logo Meridian Wealth Management, LLC
Typical 19%
1,022
5,366
$810K
Capital Analysts logo Capital Analysts
Typical 19%
3,042
15,611
$540K
Shelton Capital Management logo Shelton Capital Management
Typical 20%
281
1,432
$910K
Kingswood Wealth Advisors, LLC logo Kingswood Wealth Advisors, LLC
Typical 20%
2,274
11,259
$330K
Foundations Investment Advisors LLC logo Foundations Investment Advisors LLC
Typical 20%
6,047
29,615
$340K
Maseco Private Wealth logo Maseco Private Wealth
Typical 21%
720
3,443
$1.4M
Merit Financial Advisors logo Merit Financial Advisors
Typical 22%
4,344
20,040
$900K
Gateway Wealth Partners, LLC logo Gateway Wealth Partners, LLC
Typical 22%
1,605
7,312
$300K
Mutual Advisors, LLC logo Mutual Advisors, LLC
Typical 23%
2,233
9,734
$920K
Packerland Brokerage Services, Inc. logo Packerland Brokerage Services, Inc.
Typical 23%
1,120
4,845
$280K
Mutual Of Omaha Investor Services, Inc. logo Mutual Of Omaha Investor Services, Inc.
Typical 23%
1,595
6,880
$4.7K
Pinnacle Associates, Ltd. logo Pinnacle Associates, Ltd.
Typical 24%
438
1,808
$2.2M
RMR Wealth Builders, Inc. logo RMR Wealth Builders, Inc.
Typical 24%
464
1,907
$940K
Procyon logo Procyon
Typical 25%
691
2,775
$1.2M
Savvy logo Savvy
Typical 25%
1,139
4,552
$1.1M
SeaCrest Wealth Management, LLC logo SeaCrest Wealth Management, LLC
Typical 25%
373
1,475
$1M
Ingalls Investment Management, LLC logo Ingalls Investment Management, LLC
Typical 26%
1,090
4,245
$1.6M
RBC Securities, Inc. logo RBC Securities, Inc.
Typical 26%
337
1,292
$920K
Kestra Private Wealth Services, LLC logo Kestra Private Wealth Services, LLC
Typical 27%
5,300
19,977
$650K
Gladstone Wealth Partners logo Gladstone Wealth Partners
Typical 27%
2,213
8,302
$680K
Snowden Capital Advisors LLC logo Snowden Capital Advisors LLC
Typical 27%
1,580
5,878
$1.5M
Moneco Advisors logo Moneco Advisors
Typical 27%
762
2,781
$800K
NorthCoast Asset Management LLC logo NorthCoast Asset Management LLC
Typical 27%
1,209
4,412
$1M
CL Wealth Management LLC logo CL Wealth Management LLC
Typical 29%
637
2,165
$340K
Western Wealth Management LLC logo Western Wealth Management LLC
Typical 30%
3,272
11,019
$460K
Perigon Wealth Management, LLC logo Perigon Wealth Management, LLC
Typical 30%
1,653
5,421
$1.7M
Bolton Global Asset Management logo Bolton Global Asset Management
Typical 31%
1,698
5,566
$760K
Winthrop Wealth logo Winthrop Wealth
Typical 31%
743
2,405
$1.2M
Coastal Bridge Advisors logo Coastal Bridge Advisors
Typical 31%
579
1,846
$2.4M
Essex Financial Services, Inc. logo Essex Financial Services, Inc.
High 32%
895
2,780
$1.2M
Palisade Capital Management, LP logo Palisade Capital Management, LP
High 32%
508
1,577
$1.2M
Apollon Wealth Management, LLC logo Apollon Wealth Management, LLC
High 32%
2,697
8,310
$1.3M
Bay Colony Advisors logo Bay Colony Advisors
High 33%
864
2,650
$530K
Cary Street Partners logo Cary Street Partners
High 33%
2,175
6,641
$1.3M
Waverly Advisors, LLC logo Waverly Advisors, LLC
High 33%
4,302
12,923
$1.6M
Flagstar Securities, Inc. logo Flagstar Securities, Inc.
High 34%
338
1,004
$640K
Sprott Asset Management USA Inc. logo Sprott Asset Management USA Inc.
High 34%
1,062
3,101
$860K
Dakota Wealth, LLC logo Dakota Wealth, LLC
High 35%
1,287
3,728
$1.8M
OnePoint BFG Wealth Partners logo OnePoint BFG Wealth Partners
High 35%
2,934
8,458
$1.7M
Larson Financial Group, LLC logo Larson Financial Group, LLC
High 35%
1,719
4,937
$1.1M
Ritholtz Wealth Management logo Ritholtz Wealth Management
High 35%
1,445
4,139
$2.2M
Flagship Harbor Advisors, LLC logo Flagship Harbor Advisors, LLC
High 35%
2,556
7,280
$460K
International Assets Investment Management, LLC logo International Assets Investment Management, LLC
High 35%
2,073
5,871
$420K
CliftonLarsonAllen Wealth Advisors, LLC logo CliftonLarsonAllen Wealth Advisors, LLC
High 36%
2,348
6,550
$1.7M
Vicus Capital, Inc. logo Vicus Capital, Inc.
High 36%
2,218
6,170
$470K
Aegis Capital Corp. logo Aegis Capital Corp.
High 37%
1,116
3,030
$510K
Moors & Cabot, Inc logo Moors & Cabot, Inc
High 38%
1,889
4,921
$750K
CGN Advisors, LLC logo CGN Advisors, LLC
High 38%
493
1,281
$1.2M
Zacks Investment Management, Inc. logo Zacks Investment Management, Inc.
High 39%
1,293
3,344
$1.3M
Carnegie Investment Counsel logo Carnegie Investment Counsel
High 39%
1,186
3,056
$2M
Advocacy Wealth Management, LLC logo Advocacy Wealth Management, LLC
High 39%
649
1,658
$1.7M
The Pinnacle Financial Group logo The Pinnacle Financial Group
High 40%
1,249
3,150
$410K
Fifth Third Wealth Advisors LLC logo Fifth Third Wealth Advisors LLC
High 40%
566
1,426
$2.3M
Capitol Securities Management, Inc. logo Capitol Securities Management, Inc.
High 41%
1,287
3,177
$440K
Prosperity - An EisnerAmper Company logo Prosperity - An EisnerAmper Company
High 42%
995
2,369
$2.1M
New Edge Wealth logo New Edge Wealth
High 43%
1,557
3,621
$5.2M
Apella Wealth logo Apella Wealth
High 44%
3,591
8,139
$1.3M
DayMark Wealth Partners, LLC logo DayMark Wealth Partners, LLC
High 44%
913
2,060
$2.3M
SAX Wealth Advisors, LLC logo SAX Wealth Advisors, LLC
Very High 45%
715
1,596
$2.1M
Range Advisory, LLC logo Range Advisory, LLC
Very High 45%
806
1,773
$780K
Clinton Investment Management, LLC logo Clinton Investment Management, LLC
Very High 46%
959
2,095
$1.7M
The Burney Company logo The Burney Company
Very High 48%
904
1,880
$1.6M
CW Advisors, LLC logo CW Advisors, LLC
Very High 51%
3,257
6,426
$2.2M
Cantor Fitzgerald Investment Advisors logo Cantor Fitzgerald Investment Advisors
Very High 51%
625
1,217
$1.1M
Valley Wealth Managers, Inc. logo Valley Wealth Managers, Inc.
Very High 52%
441
854
$2.4M
SVB Wealth logo SVB Wealth
Very High 52%
530
1,024
$2.4M
Principle Wealth logo Principle Wealth
Very High 52%
613
1,173
$2.6M
Dana Investment Advisors Inc logo Dana Investment Advisors Inc
Very High 53%
710
1,330
$1.7M
Curi Capital, LLC logo Curi Capital, LLC
Very High 54%
1,547
2,865
$2.9M
Keel Point, LLC logo Keel Point, LLC
Very High 54%
846
1,560
$2.1M
Bradley Foster & Sargent Inc logo Bradley Foster & Sargent Inc
Very High 55%
1,013
1,840
$4.4M
AlphaCore Capital LLC logo AlphaCore Capital LLC
Very High 55%
2,209
3,985
$3.1M
Robertson Stephens logo Robertson Stephens
Very High 56%
1,256
2,236
$3.2M
The Mather Group, LLC logo The Mather Group, LLC
Very High 60%
2,876
4,773
$2.8M
Connecticut Wealth Management, LLC logo Connecticut Wealth Management, LLC
Very High 64%
830
1,303
$3.3M
Tocqueville Asset Management LP logo Tocqueville Asset Management LP
Very High 64%
741
1,159
$4.9M
Choreo, LLC logo Choreo, LLC
Very High 65%
4,392
6,794
$2.6M
Bison Wealth, LLC logo Bison Wealth, LLC
Very High 69%
5,877
8,569
$300K
Northern trust Securities, Inc logo Northern trust Securities, Inc
Very High 69%
1,406
2,024
$810K
Beacon Trust logo Beacon Trust
Very High 71%
2,007
2,830
$1.5M
Mason Investment Advisory Services Inc logo Mason Investment Advisory Services Inc
Very High 71%
759
1,063
$6.6M
BakerAvenue logo BakerAvenue
Very High 72%
788
1,099
$5.3M
Crestwood Advisors logo Crestwood Advisors
Very High 79%
870
1,106
$7M
Vontobel Swiss Financial Advisers logo Vontobel Swiss Financial Advisers
Very High 81%
1,875
2,325
$4.2M
Greenwich Wealth Management, LLC logo Greenwich Wealth Management, LLC
Very High 83%
491
589
$3.8M
Brighton Jones LLC logo Brighton Jones LLC
Very High 84%
3,024
3,585
$5M
Certuity, LLC logo Certuity, LLC
Very High 89%
413
464
$5.2M
Calydon Capital, LLC logo Calydon Capital, LLC
Very High 100%
282
282
$8.5M
Citizens Private Wealth logo Citizens Private Wealth
Very High 100%
2,465
2,465
$6.4M
Colter Lewis Investment Partners, LLC logo Colter Lewis Investment Partners, LLC
Very High 100%
130
130
$26M
Gamco Asset Management Inc. logo Gamco Asset Management Inc.
Very High 100%
1,757
1,757
$2.6M
O'Shaughnessy Asset Management, LLC logo O'Shaughnessy Asset Management, LLC
Very High 100%
10,734
10,734
$1.5M
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)