See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
HPA Financial Group, LLC logo HPA Financial Group, LLC
Independent
1
Typical 20
$886,609
HP & Associates
Supported
2
Low 25
$909,432
H.P. Becker & Co
Supported
1
Very Low 0
—
HPS Solutions LLC
Independent
1
Low 0
—
HP Wealth Management LLC logo HP Wealth Management LLC
Supported
3
Very Low 4
$1,186,675
HRC Financial logo HRC Financial
Independent
1
Typical 21
$280,477
HRC Wealth Management, LLC logo HRC Wealth Management, LLC
Team
7
Very High 125
$555,135
H R Financial Services, Inc.
Independent
1
Typical 13
$1,212,310
HR Investment Consultants, Inc. logo HR Investment Consultants, Inc.
Independent
1
Typical 12
—
HSBC Securities (USA) Inc. logo HSBC Securities (USA) Inc.
Enterprise
374
Very Low 32
$307,151
HScore Advisors LLC
Supported
1
Low 20
$345,500
H.S. Financial, Inc. logo H.S. Financial, Inc.
Independent
1
Low 0
—
H&S Tax and Wealth Advisors LLC logo H&S Tax and Wealth Advisors LLC
Supported
3
Low 28
$816,288
HS Wealth Partners logo HS Wealth Partners
Team
6
Low 44
$1,633,268
HTB Wealth Advisors, LLC logo HTB Wealth Advisors, LLC
Supported
2
Very Low 4
$2,708,849
HTG Investment Advisors Inc logo HTG Investment Advisors Inc
Team
12
Very Low 31
$2,949,298
HT Partners LLC logo HT Partners LLC
Team
5
Very Low 23
$4,708,693
Huayu Tsu Investment Management logo Huayu Tsu Investment Management
Independent
1
Low 3
$433,333
Hubbell Strickland Wealth Management, LLC logo Hubbell Strickland Wealth Management, LLC
Team
3
Very High 148
$1,253,832
Huber, Cardono, Moring & Richter, L.P. logo Huber, Cardono, Moring & Richter, L.P.
Supported
3
Very Low 11
$657,252
HUB Investment Partners, LLC logo HUB Investment Partners, LLC
Multi-team
118
Low 46
$1,320,897
Huckstep Asset Management, LLC logo Huckstep Asset Management, LLC
Independent
1
High 26
$394,793
Hudock Capital Group logo Hudock Capital Group
Team
9
Very High 97
$1,103,317
Hudson Advisor Services, Inc. logo Hudson Advisor Services, Inc.
Supported
2
Very High 130
$1,171,452
Hudson & Associates Wealth Management LLC
Independent
1
Low 0
—
Hudson Capital Advisory, Inc. logo Hudson Capital Advisory, Inc.
Supported
2
Very High 122
$1,337,224
Hudson Capital Management Inc. logo Hudson Capital Management Inc.
Independent
1
High 39
$435,897
Hudson Companies logo Hudson Companies
Independent
1
Very High 172
$283,432
Hudson Delaware Planning LLC logo Hudson Delaware Planning LLC
Independent
1
High 32
—
Hudson Financial Advisors Inc logo Hudson Financial Advisors Inc
Supported
3
High 74
—
Hudson House Capital Incorporated logo Hudson House Capital Incorporated
Supported
2
Very Low 0
—
Hudson Oak Wealth Advisory LLC logo Hudson Oak Wealth Advisory LLC
Independent
1
Very High 56
$2,390,905
Hudson Portfolio Management LLC
Supported
2
Typical 42
$2,113,130
Hudson Trading Group
Independent
1
Low 0
—
Hudson Value Partners, LLC logo Hudson Value Partners, LLC
Team
3
High 68
$3,277,714
Hudson View Advisors, LLC
Independent
1
Very High 117
$497,750
Hudson Wealth Management, LLC logo Hudson Wealth Management, LLC
Independent
1
Low 0
—
Huffman Financial Services Inc
Independent
1
Very High 169
$118,878
Huffman & Ross Wealth Management LLC logo Huffman & Ross Wealth Management LLC
Supported
2
Very High 204
$506,597
Huffman Wealth Management logo Huffman Wealth Management
Independent
1
Very High 199
$429,950
Huff Wealth Management LLC logo Huff Wealth Management LLC
Supported
2
Low 22
$953,609
Hughes Capital Management, LLC logo Hughes Capital Management, LLC
Independent
1
Low 6
$450,000
Hughes & Company Investment Advisory, LLC logo Hughes & Company Investment Advisory, LLC
Independent
1
Low 8
$174,747
Hughes Financial Group, LLC
Independent
1
High 42
$543,624
Hughes Financial Services, LLC logo Hughes Financial Services, LLC
Team
9
High 93
$905,273
Hughes Warren, Inc. logo Hughes Warren, Inc.
Supported
2
Very High 404
$272,951
Hughes Wealth Management Incorporated logo Hughes Wealth Management Incorporated
Independent
1
Low 3
$845,000
Huguenot Financial Planning logo Huguenot Financial Planning
Independent
1
High 50
—
Hui Malama Financial Advisors LLC logo Hui Malama Financial Advisors LLC
Supported
1
Very Low 0
—
Hull Wealth Management logo Hull Wealth Management
Supported
2
Very High 101
$686,306
Hull Wealth Management LLC logo Hull Wealth Management LLC
Independent
1
Low 0
—
Hulsey Capital Management, Inc.
Independent
1
Very High 83
$1,329,583
Human Capital Wealth Management logo Human Capital Wealth Management
Independent
1
Very High 99
$186,869
Humane Investing, LLC logo Humane Investing, LLC
Independent
1
High 47
$468,085
Human Financial logo Human Financial
Independent
1
Low 3
—
Human Investing logo Human Investing
Team
16
High 79
$723,868
Humanize Wealth logo Humanize Wealth
Supported
2
Very Low 11
$2,255,600
Humble Capital Management LLC logo Humble Capital Management LLC
Supported
2
Low 20
$1,833,102
Hummel Wealth Management, LLC logo Hummel Wealth Management, LLC
Supported
2
High 61
—
Hummer Financial Advisory Services Inc
Independent
1
High 42
$4,654,356
Hungerford Financial LLC logo Hungerford Financial LLC
Team
5
Typical 57
$1,267,060
Hunjo LLC
Independent
1
Low 2
$1,550,000
Hunley Wealth Management LLC logo Hunley Wealth Management LLC
Supported
4
Very Low 11
$365,289
Hunter Associates LLC logo Hunter Associates LLC
Team
17
High 70
$1,021,641
Hunter Capital Management logo Hunter Capital Management
Team
7
High 69
$1,548,382
Hunter Capital Management Inc.
Independent
1
High 36
$1,666,667
Hunter Financial Planning
Independent
1
Low 0
—
Hunter Investment Services LLC logo Hunter Investment Services LLC
Independent
1
High 30
$588,900
Hunter Michael Investment Advisors Inc logo Hunter Michael Investment Advisors Inc
Independent
1
High 31
$2,420,048
Hunter Street Investment Advisors LLC logo Hunter Street Investment Advisors LLC
Team
7
Typical 50
$472,665
Hunter Value Capital LLC logo Hunter Value Capital LLC
Independent
1
Typical 11
$1,452,966
Hunter VIP Investments, LLC
Independent
1
Low 0
—
Huntleigh Advisors, Inc. logo Huntleigh Advisors, Inc.
Multi-team
64
Very Low 28
$416,278
Hunt Wealth logo Hunt Wealth
Independent
1
Low 0
—
Hunt Wealth Management logo Hunt Wealth Management
Supported
2
Very High 93
$594,595
Hurlburt Financial logo Hurlburt Financial
Supported
2
High 76
$415,208
Hurley Capital, LLC logo Hurley Capital, LLC
Supported
3
Typical 53
$1,833,281
Hurley Financial Group, Inc. logo Hurley Financial Group, Inc.
Supported
4
Very High 117
$858,199
Hurley Investments, LLC logo Hurley Investments, LLC
Team
6
Very Low 9
$540,741
Hurley Wealth Management Group, Inc logo Hurley Wealth Management Group, Inc
Supported
1
Low 31
$962,628
Hurlow Wealth Management Group, Inc. logo Hurlow Wealth Management Group, Inc.
Team
11
Low 43
$1,421,565
Huron Investment Management, Inc. logo Huron Investment Management, Inc.
Independent
1
High 36
$658,500
Hurst Capital Management logo Hurst Capital Management
Supported
2
Typical 38
$1,099,735
Hurst & DeGraffenried Wealth Management, LLC logo Hurst & DeGraffenried Wealth Management, LLC
Supported
2
Very Low 8
$1,180,433
Hurst Wealth Advisors, PC logo Hurst Wealth Advisors, PC
Independent
1
Very High 116
$335,770
Hurwitz Associates, Inc. logo Hurwitz Associates, Inc.
Team
5
Low 35
$425,014
Hussmen Financial logo Hussmen Financial
Independent
1
Low 2
$15,808,810
Hutchins Canning & Company PA logo Hutchins Canning & Company PA
Supported
1
High 79
$993,383
Hutchinson & Ziegler Financial Advisors, Inc. logo Hutchinson & Ziegler Financial Advisors, Inc.
Supported
2
Low 29
$3,769,778
Hutchison Investment Advisors logo Hutchison Investment Advisors
Independent
1
High 40
—
Hutchison Road Partners, LLC logo Hutchison Road Partners, LLC
Independent
1
Low 0
—
Hutchison Whitehead Wealth Management logo Hutchison Whitehead Wealth Management
Team
5
Very Low 22
$807,411
Hutner Capital Management Inc. logo Hutner Capital Management Inc.
Supported
2
Typical 55
$1,612,536
Huygens Capital LLC logo Huygens Capital LLC
Supported
2
Very Low 4
$1,531,778
HV Capital Advisors LLC
Independent
1
Very High 100
$191,000
HV Capital Management logo HV Capital Management
Supported
3
Low 18
$1,009,928
Hwa Financial Group logo Hwa Financial Group
Supported
3
Typical 56
$1,597,270
HWC Financial logo HWC Financial
Supported
2
High 57
$534,565
HWM Wealth Management LLC logo HWM Wealth Management LLC
Independent
1
Low 8
$2,343,000
HYA Financial logo HYA Financial
Independent
1
Low 0
—
Hyams Investments, Inc.
Independent
1
Typical 22
$1,922,727
Hyde Park Wealth LLC
Independent
1
Low 0
—
HY Financial LLC logo HY Financial LLC
Independent
1
Typical 23
$486,957
Hygge Advisors, LLC logo Hygge Advisors, LLC
Independent
1
High 47
$499,299
HYJC Capital of WNY logo HYJC Capital of WNY
Supported
2
Very High 136
$302,858
Hyland Lake Partners logo Hyland Lake Partners
Supported
2
Typical 40
$1,329,174
Hyland Wealth Management LLC logo Hyland Wealth Management LLC
Independent
1
Very High 102
$621,627
Hyline Wealth logo Hyline Wealth
Independent
1
Very High 194
$416,668
Hynes Advisory Group LLC logo Hynes Advisory Group LLC
Supported
2
Typical 43
$148,837
Hyperion Financial logo Hyperion Financial
Supported
3
High 61
$493,586
Hyperion Management Holdings, LLC logo Hyperion Management Holdings, LLC
Independent
1
Low 3
$500,000
Hyperion Wealth Management LLC logo Hyperion Wealth Management LLC
Independent
1
Low 0
—
Hyperion Wealth Management, LLC logo Hyperion Wealth Management, LLC
Supported
2
Low 20
$949,500
Hyphen Wealth Management
Supported
3
Low 19
$2,155,073
Hypo Financial Services And Investment Adviser
Independent
1
Typical 17
$17,310
Hyposwiss Advisors SA logo Hyposwiss Advisors SA
Team
1
Very High 154
$4,172,569
Hyvorian Financial logo Hyvorian Financial
Independent
1
Typical 17
$27,301
HZ Investments Inc.
Team
1
Very Low 21
$28,161,559
I2 I Analytics, LLC logo I2 I Analytics, LLC
Supported
2
Very Low 15
$3,008,259
I4 Advisors LLC
Independent
1
Low 2
$465,091
Iacangelo Financial Group, LLC logo Iacangelo Financial Group, LLC
Independent
1
Very High 108
$238,889
IADVISE Partners logo IADVISE Partners
Supported
2
Very Low 10
$11,222,540
IAG Wealth Partners, LLC logo IAG Wealth Partners, LLC
Team
17
Very High 138
$789,736
Iambic Financial L.L.C logo Iambic Financial L.L.C
Independent
1
Low 0
—
IAM Financial logo IAM Financial
Independent
1
Typical 23
$1,764,287
I Am, Inc. logo I Am, Inc.
Independent
1
High 48
$0
Iammarino, Nicholas J.
Independent
1
Low 0
—
IAMS Wealth Management, LLC logo IAMS Wealth Management, LLC
Multi-team
53
Very Low 30
$243,942
IA Network, LLC logo IA Network, LLC
Supported
4
High 65
$741,371
Iapetus Capital, Inc. logo Iapetus Capital, Inc.
Independent
1
Typical 20
$4,009,659
iA Private Wealth (USA) Inc. logo iA Private Wealth (USA) Inc.
Team
10
Very Low 20
$663,934
IAS Wealth Management, Inc. logo IAS Wealth Management, Inc.
Team
5
Low 46
$2,529,489
IBD Wealth Management, LLC
Independent
1
Low 0
—
IBEX Wealth Advisors, LLC logo IBEX Wealth Advisors, LLC
Team
8
Very High 109
$1,433,934
Ibis Capital Management, LLC logo Ibis Capital Management, LLC
Independent
1
Very High 120
$305,069
IBN Advisory Services, Inc.
Team
7
Very Low 28
$318,934
Ibn Financial Services, Inc logo Ibn Financial Services, Inc
Team
15
Low 33
$149,910
iCapital Advisors
Independent
1
Low 0
—
Icebridge Financial Group logo Icebridge Financial Group
Independent
1
Typical 18
$3,888,889
ICG Advisors, LLC logo ICG Advisors, LLC
Multi-team
1
Typical 55
$104,059,614
Icicle Creek Investments
Independent
1
Typical 22
$218,182
ICN Holding logo ICN Holding
Supported
1
Very High 796
$43,000
ICOM Advisors, LLC logo ICOM Advisors, LLC
Supported
1
Very High 423
$355,037
ICON Capital Management, LLC logo ICON Capital Management, LLC
Independent
1
High 41
$951,846
ICON Financial logo ICON Financial
Supported
2
Typical 44
$439,080
Iconic Wealth Management logo Iconic Wealth Management
Supported
2
Very Low 7
$1,329,232
Icon Imperial
Independent
1
Low 0
—
Iconoclastic Capital Management LLC logo Iconoclastic Capital Management LLC
Supported
3
Typical 47
$483,538
ICON Wealth Partners logo ICON Wealth Partners
Team
18
Low 34
$4,049,240
I-CTHRU Inc. logo I-CTHRU Inc.
Independent
1
Low 8
$237,429
ID Asset Advisory logo ID Asset Advisory
Independent
1
Low 0
—
IDB Lido Wealth, LLC logo IDB Lido Wealth, LLC
Team
9
Very Low 19
$2,062,957
Ideal Financial Planning
Independent
1
Low 0
—
Ideal Retirement Solutions logo Ideal Retirement Solutions
Supported
3
Very High 104
$397,169
Ideas in Finance
Independent
1
Typical 15
$733,333
IDEAUM LLC
Independent
1
Low 0
—
Ideology Wealth Advisors, LLC logo Ideology Wealth Advisors, LLC
Supported
3
Low 18
$1,636,364
IDG Advisors, LLC
Supported
2
Typical 37
$801,407
Idle Hill Advisors LLC logo Idle Hill Advisors LLC
Supported
1
Very High 200
$535,003
Idylian Capital logo Idylian Capital
Supported
2
Very Low 3
$100,000
IEM Asset Management, LLC logo IEM Asset Management, LLC
Independent
1
Typical 19
$351,072
iEngage Asset Management LLC
Independent
1
Low 0
—
IEQ Capital, LLC logo IEQ Capital, LLC
Enterprise
193
Very Low 12
$24,582,290
IFC logo IFC
Team
8
Very High 131
$165,476
IFC Advisors LLC logo IFC Advisors LLC
Team
9
Low 38
$6,087,331
IFC Personal Money Managers, Inc. logo IFC Personal Money Managers, Inc.
Supported
1
High 90
$5,009,960
IFG Advisors, LLC logo IFG Advisors, LLC
Team
8
High 71
$1,819,788
IFG Advisory, LLC logo IFG Advisory, LLC
Multi-team
110
High 82
$506,517
Ifl Financial Advisors
Independent
1
Typical 25
$1,089,615
IFMGroup
Supported
2
Very Low 4
$571,429
Ifrah Financial Services, Inc. logo Ifrah Financial Services, Inc.
Team
9
Typical 62
$796,729
IFS Group logo IFS Group
Team
6
Low 45
$898,876
Ignis Capital Advisors LLC logo Ignis Capital Advisors LLC
Independent
1
High 40
$153,118
Ignite Financial logo Ignite Financial
Supported
2
Very Low 0
—
Ignite Financial LLC logo Ignite Financial LLC
Independent
1
High 35
$645,632
Ignite Planners LLC logo Ignite Planners LLC
Team
24
Very High 192
$243,574
IHP Wealth Management
Independent
1
Low 7
$388,339
Ihsan Wealth logo Ihsan Wealth
Independent
1
Low 2
$0
IHS Wealth Management LLC logo IHS Wealth Management LLC
Supported
2
Very Low 12
$1,713,281
IHT Wealth Management LLC logo IHT Wealth Management LLC
Multi-team
160
Very High 157
$282,075
III Financial, LLC logo III Financial, LLC
Independent
1
High 39
$1,097,436
II Technology, LLC logo II Technology, LLC
Supported
2
Very Low 9
$1,590,554
IJD Evergreen Financial Services LLC logo IJD Evergreen Financial Services LLC
Independent
1
Typical 17
$0
IKE Capital, LLC logo IKE Capital, LLC
Supported
2
Typical 53
$2,313,389
Ikigai Planning logo Ikigai Planning
Independent
1
Low 0
—
ILG Private Wealth, Inc. logo ILG Private Wealth, Inc.
Supported
2
High 72
$578,023
Iliad Wealth Solutions logo Iliad Wealth Solutions
Supported
4
Very Low 13
$110,739
Illumifi Wealth logo Illumifi Wealth
Independent
1
High 46
$183,753
Illuminate Wealth Management logo Illuminate Wealth Management
Supported
3
Low 24
$2,269,507
Illumination Wealth Management logo Illumination Wealth Management
Team
11
Very Low 18
$2,273,805
Illumine Investment Management, LLC logo Illumine Investment Management, LLC
Supported
3
Low 30
$2,118,415
Illumint logo Illumint
Independent
1
Typical 14
$0
ILS Financial, LLC logo ILS Financial, LLC
Independent
1
Typical 24
$531,329
Iluka Advisors
Independent
1
Low 8
$3,041,570
Imagine Financial Security LLC logo Imagine Financial Security LLC
Independent
1
High 52
$1,083,689
Imagine Financial Services logo Imagine Financial Services
Independent
1
High 42
$308,488
Imagine Math logo Imagine Math
Independent
1
Low 8
$466,464
Imber Financial Group, LLC logo Imber Financial Group, LLC
Supported
4
Typical 50
$530,193
IMG Wealth Management, Inc. logo IMG Wealth Management, Inc.
Team
7
Very High 101
$295,331
Imhaus Investment Advisors logo Imhaus Investment Advisors
Independent
1
High 37
$646,793
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)