See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Kempthorne Analytics, Inc
Independent
1
Low 1
$452,172
Kenai Investments, Inc. logo Kenai Investments, Inc.
Independent
1
Very High 120
$533,601
Kendall Capital Management logo Kendall Capital Management
Team
7
Typical 50
$2,100,149
Kendall James Advisors
Independent
1
Low 7
$3,414,286
Kendall Wealth LLC logo Kendall Wealth LLC
Supported
1
Low 32
$1,939,060
Kennedy Investment Counsel LLC logo Kennedy Investment Counsel LLC
Independent
1
Low 6
$1,933,467
Kennedy Investment Group logo Kennedy Investment Group
Team
5
Very High 207
$609,161
Kennedy Wealth Management logo Kennedy Wealth Management
Independent
1
Typical 23
$1,046,157
Kennedy Wealth Management, LLC logo Kennedy Wealth Management, LLC
Supported
2
High 83
—
Kennedy Wealth & Tax Management, LLC logo Kennedy Wealth & Tax Management, LLC
Supported
1
Very High 133
$1,551,881
Kenneth A. Dery & Associates
Supported
1
Low 22
$1,588,659
Kenneth Dean Bennett
Independent
1
Low 0
—
Kenneth Dean & Co Financial Advisory Services
Independent
1
Low 0
—
Kenneth E. Boone Wealth Management, LLC logo Kenneth E. Boone Wealth Management, LLC
Supported
2
High 70
$575,428
Kenneth Frenke & Co logo Kenneth Frenke & Co
Supported
2
Very High 123
$842,904
Kenney Investments Inc
Supported
2
Low 17
$9,899,143
Kenney Wealth Planning & Management logo Kenney Wealth Planning & Management
Independent
1
Typical 25
$497,889
Kennicott Capital Management LLC
Supported
1
Typical 54
$5,934,079
Kennon Financial logo Kennon Financial
Supported
1
Very High 741
$404,858
Kennon-Green & Co. logo Kennon-Green & Co.
Supported
3
Low 30
$1,904,369
Kennon Wealth Management, LLC logo Kennon Wealth Management, LLC
Independent
1
Typical 22
—
Kenobi Wealth logo Kenobi Wealth
Independent
1
Typical 14
$471,429
Kenora Financial, LLC logo Kenora Financial, LLC
Supported
4
Typical 48
$1,202,632
Kensington Ami, LLC logo Kensington Ami, LLC
Independent
1
High 53
$1,416,208
Kensington Financial Advisors LLC logo Kensington Financial Advisors LLC
Supported
2
Typical 46
$1,751,811
Kensington Financial Group, Inc.
Supported
2
Very High 382
$222,170
Kensington Investment Counsel logo Kensington Investment Counsel
Supported
2
High 58
$2,668,177
Kensington Securities, LLC logo Kensington Securities, LLC
Supported
2
Typical 53
$791,201
Kensington Wealth Management, LLC
Supported
3
Very Low 2
$896,745
Kentor Financial logo Kentor Financial
Supported
2
Typical 38
—
Kenwyck Capital logo Kenwyck Capital
Independent
1
Low 10
$676,407
Kera Capital Partners logo Kera Capital Partners
Team
12
Very Low 26
$3,764,036
Kerberrose Wealth Management, LLC logo Kerberrose Wealth Management, LLC
Team
16
Very High 97
$382,011
Kercheville Advisors LLC logo Kercheville Advisors LLC
Team
3
Very High 109
$1,557,828
Kerns Legacy Planning logo Kerns Legacy Planning
Independent
1
Low 4
$69,208
Kerr Wealth Management logo Kerr Wealth Management
Supported
3
Very High 181
$235,750
Kershner, Grosso & Co. logo Kershner, Grosso & Co.
Team
1
Very High 525
$1,440,766
Kerux, LLC logo Kerux, LLC
Supported
3
Very High 175
$788,571
Kerwin Asset Management, LLC logo Kerwin Asset Management, LLC
Independent
1
High 33
$1,296,021
Kessler Financial Services
Independent
1
Low 0
—
Kessler Investment Group, LLC logo Kessler Investment Group, LLC
Supported
3
Very High 186
$555,689
Kessler Planning Group logo Kessler Planning Group
Independent
1
Very High 66
$725,758
Kestra Advisory logo Kestra Advisory
Enterprise
1,490
High 77
$618,892
Kestra Private Wealth Services, LLC logo Kestra Private Wealth Services, LLC
Multi-team
206
Very High 97
$653,677
Kestrel Wealth Management, LLC logo Kestrel Wealth Management, LLC
Supported
2
Typical 43
$1,693,012
Ketron Financial LLC logo Ketron Financial LLC
Supported
3
High 84
$1,489,409
Keturi Investment Management, LLC logo Keturi Investment Management, LLC
Supported
2
Very Low 7
$4,994,268
Ketwich Capital LLC logo Ketwich Capital LLC
Independent
1
Typical 20
$1,417,865
Keudell Morrison Wealth Management, LLC logo Keudell Morrison Wealth Management, LLC
Team
8
High 96
$1,041,509
Kevin Clariday Investment Advisor
Independent
1
Low 5
$4,360,000
Kevin Hebson & Company
Independent
1
Typical 14
$1,553,469
Kevin Investments
Independent
1
Low 0
—
Kevin Kennedy, LLC logo Kevin Kennedy, LLC
Supported
4
Typical 42
—
Kevin M. Gibney and Company, LLC logo Kevin M. Gibney and Company, LLC
Supported
2
Typical 54
$2,823,462
Kevin P. McGuan, LLC
Independent
1
Typical 12
$2,083,333
Keybridge Capital logo Keybridge Capital
Independent
1
Low 4
$1,401,627
Key Capital Advisors, Inc. logo Key Capital Advisors, Inc.
Supported
2
Typical 46
$765,259
Key Capital Management, Inc. logo Key Capital Management, Inc.
Team
12
Very High 167
$193,811
Keychain Asset Management logo Keychain Asset Management
Independent
1
Low 4
$12,500
Key Client Fiduciary Advisors, LLC logo Key Client Fiduciary Advisors, LLC
Team
10
Very High 220
$332,988
Key Concerns Inc logo Key Concerns Inc
Supported
2
Very High 94
$116,649
Keyes, Stange & Wooten Wealth Management, LLC logo Keyes, Stange & Wooten Wealth Management, LLC
Team
7
Typical 55
$906,127
Key Financial Advisors LLC
Independent
1
Low 0
—
Key Financial Concepts, Inc.
Independent
1
High 26
$421,502
Key Financial, Inc. logo Key Financial, Inc.
Team
9
Very High 157
$1,998,262
Key Focus Wealth LLC logo Key Focus Wealth LLC
Independent
1
High 36
$980,556
Key Group Management, Inc. logo Key Group Management, Inc.
Team
8
Low 42
$894,925
KeyHouse Analytics Inc. logo KeyHouse Analytics Inc.
Independent
1
Typical 21
$983,887
Key Investment Services LLC logo Key Investment Services LLC
Enterprise
650
Typical 53
$254,267
Keymark Financial logo Keymark Financial
Supported
1
Very High 117
$340,330
Keystone Advisory Group logo Keystone Advisory Group
Supported
2
High 61
$555,558
Keystone Asset Management LLC
Independent
1
Low 0
—
Keystone Capital Advisors LLC
Independent
1
Low 0
—
Keystone Fiduciary Financial Planning and Tax Advisory
Independent
1
Low 0
—
Keystone Financial logo Keystone Financial
Supported
2
Very High 120
$211,749
Keystone Financial Advisory, LLC
Independent
1
Low 0
—
Keystone Financial Consultants, Inc.
Independent
1
High 36
$1,158,025
Keystone Financial Group, LLC logo Keystone Financial Group, LLC
Multi-team
33
Very High 200
$348,795
Keystone Financial Planning, Inc logo Keystone Financial Planning, Inc
Supported
1
Very High 117
$3,478,088
Keystone Financial Services logo Keystone Financial Services
Supported
4
High 75
$1,272,639
Keystone Financial Services, LLC logo Keystone Financial Services, LLC
Team
7
Very High 147
$222,539
Keystone Global Partners LLC logo Keystone Global Partners LLC
Team
2
Very Low 23
$11,868,706
Keystone Investment Advisors, LLC logo Keystone Investment Advisors, LLC
Supported
2
Low 27
$1,231,386
Keystone Private Wealth logo Keystone Private Wealth
Team
13
Low 41
$1,414,485
Keystone Wealth Advisors, Incorporated logo Keystone Wealth Advisors, Incorporated
Supported
3
Low 22
$3,050,798
Keystone Wealth Advisors, LLC logo Keystone Wealth Advisors, LLC
Supported
3
Low 30
$336,667
Keystone Wealth Management logo Keystone Wealth Management
Independent
1
Very High 207
$581,767
Keystone Wealth Management Services Inc
Independent
1
Low 4
$3,043,332
KeyVantage Wealth Advisors logo KeyVantage Wealth Advisors
Supported
4
Typical 36
$2,373,250
Key Wealth Management, Inc. logo Key Wealth Management, Inc.
Independent
1
Very High 168
$289,527
Key Wealth Partners, LLC logo Key Wealth Partners, LLC
Independent
1
Low 5
$265,722
KFA Private Wealth Group, LLC logo KFA Private Wealth Group, LLC
Team
11
High 74
$993,086
KFG, LLC logo KFG, LLC
Team
6
Very Low 17
$1,805,000
KFI Advisors
Independent
1
Low 4
$550,000
KFICO, LLC Registered Investment Advisor
Independent
1
Very High 78
$548,287
K financial Services, LLC
Independent
1
Low 0
—
KG Capital Management, LLC logo KG Capital Management, LLC
Team
10
Low 42
$430,551
KG Consulting Group, Inc.
Independent
1
Typical 21
$410,788
KGL Financial Advisors, LLC
Independent
1
High 28
$1,071,429
KG Meyer, PC logo KG Meyer, PC
Independent
1
Typical 12
$70,854
Khalis Financial Advisors LLC
Independent
1
Low 0
—
Khelp Financial LLC logo Khelp Financial LLC
Independent
1
High 49
$0
K&H Wealth Partners
Supported
3
Low 24
$886,699
Kiaros Advisors, LLC logo Kiaros Advisors, LLC
Independent
1
Very High 273
$99,815
Kibo Investment Advisors LLC logo Kibo Investment Advisors LLC
Independent
1
Low 0
—
Kickpoint Financial, LLC logo Kickpoint Financial, LLC
Independent
1
Low 10
$264,097
Kickstand Wealth Advisors logo Kickstand Wealth Advisors
Team
6
Typical 63
$1,656,241
Kickstart Financial Planning LLC logo Kickstart Financial Planning LLC
Independent
1
Low 0
—
Kidd Financial Planning, LLC. logo Kidd Financial Planning, LLC.
Supported
3
Very Low 3
$1,402,344
Kiddos Capital
Independent
1
Low 0
—
Kidd Vision Capital LLC logo Kidd Vision Capital LLC
Independent
1
High 31
$665,180
Kiefer Financial Advising LLC logo Kiefer Financial Advising LLC
Independent
1
Low 0
—
Kiehne Wealth & Retirement, LLC logo Kiehne Wealth & Retirement, LLC
Independent
1
Very High 106
$47,170
Kiel Investment Company logo Kiel Investment Company
Independent
1
Low 6
$268,112
Kiely Capital Management, Inc. logo Kiely Capital Management, Inc.
Supported
2
Low 19
$1,570,503
Kienzle Wealth Consulting LLC logo Kienzle Wealth Consulting LLC
Independent
1
High 45
—
Kiker Wealth Management, LLC logo Kiker Wealth Management, LLC
Supported
4
Very High 224
$424,320
Kilcullin Financial Life Planning, LLC logo Kilcullin Financial Life Planning, LLC
Independent
1
Very High 96
$684,690
Kiley Juergens Wealth Management, LLC logo Kiley Juergens Wealth Management, LLC
Team
6
Very High 490
$592,433
Kilimanjaro Capital, LLC logo Kilimanjaro Capital, LLC
Independent
1
Typical 13
$738,387
Kilner Capital Advisors, LLC logo Kilner Capital Advisors, LLC
Supported
2
Very High 115
$1,346,853
Kilter Group logo Kilter Group
Team
8
Typical 52
$671,553
KilterHowling LLC logo KilterHowling LLC
Team
5
Low 41
$1,375,467
Kilzer Wealth Management logo Kilzer Wealth Management
Independent
1
Typical 17
$905,357
Kimberlite Financial Services Limited Liability Co. logo Kimberlite Financial Services Limited Liability Co.
Independent
1
Low 0
—
Kimelman & Baird, LLC logo Kimelman & Baird, LLC
Team
4
Typical 61
$5,720,905
Kimery Wealth Management, LLC logo Kimery Wealth Management, LLC
Team
6
High 79
$1,178,344
Kim Knotts, RIA
Independent
1
High 29
$287,365
Kind Capital Wealth LLC logo Kind Capital Wealth LLC
Independent
1
Low 1
$1,200,000
Kinder Financial Services
Independent
1
Low 8
$133,580
Kindness Financial Planning logo Kindness Financial Planning
Independent
1
High 26
$1,616,579
Kindred Financial LLC logo Kindred Financial LLC
Independent
1
Very High 74
$344,595
Kindred Peak Wealth Management LLC logo Kindred Peak Wealth Management LLC
Independent
1
Low 0
—
Kindzia Investments logo Kindzia Investments
Independent
1
High 40
$631,272
Kineo Capital LLC logo Kineo Capital LLC
Supported
3
Very Low 6
$997,149
Kinetic Investment Management, Inc. logo Kinetic Investment Management, Inc.
Multi-team
33
Low 44
$306,852
Kinetic Pathways Company
Independent
1
Very High 71
$89,285
Kinetic Wealth logo Kinetic Wealth
Independent
1
High 44
$429,101
Kinetic Wealth Investment Advisors, LLC logo Kinetic Wealth Investment Advisors, LLC
Supported
3
High 58
$1,223,067
Kinetix Financial Planning logo Kinetix Financial Planning
Independent
1
High 44
$277,867
King Capital Management LLC
Independent
1
Typical 11
$2,010,122
Kingdom Capital Advisors, LLC logo Kingdom Capital Advisors, LLC
Supported
2
Typical 37
$325,440
Kingdom Capital Management logo Kingdom Capital Management
Independent
1
Typical 11
$68,182
Kingdom Financial logo Kingdom Financial
Independent
1
Low 3
$2,298,691
Kingdom Legacy Advisors logo Kingdom Legacy Advisors
Supported
3
High 74
$881,354
Kingdom Wealth Advisers logo Kingdom Wealth Advisers
Independent
1
Very High 76
$339,741
Kingdom Wealth Development, LLC
Independent
1
Very High 150
$60,933
King Financial logo King Financial
Supported
3
Low 23
$1,030,694
King Financial Investments Inc
Independent
1
High 28
$1,355,487
King Financial Planning & Management, LLC logo King Financial Planning & Management, LLC
Independent
1
Low 0
—
Kingfisher Capital Management LLC
Independent
1
Low 3
$2,283,333
King George Capital Mgmt, Inc.
Supported
3
Low 19
$714,286
Kinghorn Law | Financial logo Kinghorn Law | Financial
Supported
3
Typical 51
—
King Retirement Solutions, LLC logo King Retirement Solutions, LLC
Independent
1
Typical 18
$111,230
Kingsbridge Advisors, LLC logo Kingsbridge Advisors, LLC
Supported
4
Very Low 11
—
Kingsbridge Wealth Management, Inc. logo Kingsbridge Wealth Management, Inc.
Team
5
Very Low 10
$8,797,380
Kingsbury Capital Investment Advisors LLC logo Kingsbury Capital Investment Advisors LLC
Team
6
Low 41
$633,323
Kingsley Advisors, LLC logo Kingsley Advisors, LLC
Supported
2
High 58
$560,053
Kingsley Wealth Partners, Inc. logo Kingsley Wealth Partners, Inc.
Independent
1
Low 0
—
Kingsman Wealth Management Inc. logo Kingsman Wealth Management Inc.
Supported
2
Very High 108
$1,072,353
KingsMark Private Financial Advisors, LLC logo KingsMark Private Financial Advisors, LLC
Supported
4
Very High 104
$930,365
Kingsmore Wealth Management, LLC
Independent
1
Low 1
$292,797
Kingstone Capital Partners Texas, LLC logo Kingstone Capital Partners Texas, LLC
Team
6
Very Low 31
$966,607
Kingston Horizon Advisors LLC logo Kingston Horizon Advisors LLC
Independent
1
Low 1
$102,592
Kingsview Wealth Management, LLC logo Kingsview Wealth Management, LLC
Multi-team
119
Very High 102
$703,115
Kingswood Wealth Advisors, LLC logo Kingswood Wealth Advisors, LLC
Multi-team
122
Very High 92
$326,893
King Wealth Advisors, LLC logo King Wealth Advisors, LLC
Supported
2
Low 33
$1,335,633
King Wealth Management Group, LLC logo King Wealth Management Group, LLC
Team
9
High 79
$1,480,592
Kingwood Investment Group logo Kingwood Investment Group
Team
5
Typical 49
$516,280
Kinkelaar & Associates logo Kinkelaar & Associates
Independent
1
Very High 84
—
Kinloch Capital, LLC logo Kinloch Capital, LLC
Supported
3
High 62
$1,627,572
Kinnamon & Associates Ltd II logo Kinnamon & Associates Ltd II
Supported
2
High 59
$934,415
Kinnect Advisor Group, L.L.C. logo Kinnect Advisor Group, L.L.C.
Independent
1
Very High 67
$170,000
Kinson Wealth Group LLC logo Kinson Wealth Group LLC
Independent
1
Low 4
$194,221
Kinstead Wealth Management LLC
Supported
3
Very Low 0
—
Kin Stewards LLC
Independent
1
Low 1
$3,401,249
Kintail Advisors logo Kintail Advisors
Independent
1
Low 0
—
Kintra Wealth, LLC logo Kintra Wealth, LLC
Multi-team
46
Typical 63
$515,103
Kinvera Wealth Management, LLC
Independent
1
Low 0
—
KinVest Capital Management, Inc.
Independent
1
Low 0
—
Kinwell LLC logo Kinwell LLC
Supported
1
Very High 123
$761,144
KIPI Financial Planning LLC logo KIPI Financial Planning LLC
Independent
1
Typical 18
$307,620
Kipling & Co.
Independent
1
Typical 22
$268,182
Kiplinger Wealth Advisors logo Kiplinger Wealth Advisors
Team
6
High 72
$602,914
Kipos Wealth logo Kipos Wealth
Supported
2
Typical 49
$690,807
Kirby Financial Associates, LLC logo Kirby Financial Associates, LLC
Independent
1
High 34
—
Kirchner Financial Group
Independent
1
High 29
$548,276
Kirk Capital Advisors LLC logo Kirk Capital Advisors LLC
Supported
2
High 68
$1,515,293
Kirkey & Co. Financial Advisors, Inc. logo Kirkey & Co. Financial Advisors, Inc.
Supported
2
Low 32
$1,216,161
Kirkwood Private, LLC
Independent
1
Typical 13
$4,068,666
Kirr, Marbach & Company, LLC logo Kirr, Marbach & Company, LLC
Team
6
Very Low 30
$2,162,491
Kirtland Financial Management, Inc. logo Kirtland Financial Management, Inc.
Supported
1
Very High 201
$1,890,583
Kirtland Hills Capital Management, LLC logo Kirtland Hills Capital Management, LLC
Supported
2
Very High 128
$1,433,594
Kirwan Capital logo Kirwan Capital
Independent
1
Very High 69
$360,802
Kirwin Financial LLC logo Kirwin Financial LLC
Independent
1
Low 9
$178,509
Kirz, Paul H
Independent
1
Low 0
—
Kisco Capital, LLC logo Kisco Capital, LLC
Independent
1
Typical 19
$645,911
Kisher Capital, LLC logo Kisher Capital, LLC
Supported
3
Low 17
$257,544
Kisin Wealth Management LLC logo Kisin Wealth Management LLC
Independent
1
High 50
$102,140
Kissling Financial Services, LLC logo Kissling Financial Services, LLC
Supported
2
Very High 345
$215,738
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