See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
J.M. Hite Financial LLC logo J.M. Hite Financial LLC
Independent
1
Low 0
—
JMH Wealth Management, LLC logo JMH Wealth Management, LLC
Supported
2
Typical 40
$1,561,706
JMJRG, Inc. dba Strategic Wealth Management Group
Supported
2
Low 28
$217,731
JM Lotshaw Consulting
Independent
1
Low 7
$1,128,302
JMM Financial, LLC
Independent
1
Typical 23
$165,698
JMN Investment Management LLC logo JMN Investment Management LLC
Supported
1
Very Low 10
$1,561,325
JMO Financial logo JMO Financial
Independent
1
Low 5
$1,593,268
J Moss and Co
Independent
1
Low 1
$1,800,000
JMR Financial Group logo JMR Financial Group
Supported
2
Very High 418
$81,514
JMS Capital Group Wealth Services, LLC logo JMS Capital Group Wealth Services, LLC
Supported
3
Very High 138
$323,756
JM Tax & Financial LLC
Independent
1
High 36
$124,436
J. Murphy Asset And Tax Management
Supported
1
Very High 95
$287,251
JNBA Financial Advisors, LLC logo JNBA Financial Advisors, LLC
Multi-team
30
Low 37
$1,783,462
Joel Adams and Associates Inc. logo Joel Adams and Associates Inc.
Supported
3
High 92
$985,468
Joel Busboom Financial, LLC logo Joel Busboom Financial, LLC
Independent
1
Typical 12
$985,798
Joel Isaacson & Co., LLC logo Joel Isaacson & Co., LLC
Multi-team
16
High 79
$7,351,651
Joel R. Mogy Investment Counsel Inc. logo Joel R. Mogy Investment Counsel Inc.
Team
3
High 87
$8,095,537
Joel Smith & Associates, LLC logo Joel Smith & Associates, LLC
Independent
1
High 41
$411,701
Johannsen & Associates, Inc.
Independent
1
High 37
$892,946
John A.. Poole - Financial Advisor logo John A.. Poole - Financial Advisor
Independent
1
Very High 58
$340,172
John A. Wolfe & Associates, Inc.
Team
1
Very High 446
$1,241,966
John C. Foti, DBA Experient Portfolio Management
Independent
1
Low 5
$1,475,094
John C. Gower, CFP, EA logo John C. Gower, CFP, EA
Independent
1
Very High 68
$617,647
John Elliott Wealth Management LLC logo John Elliott Wealth Management LLC
Independent
1
Low 0
—
John E. Sestina and Company logo John E. Sestina and Company
Team
8
Very High 101
$920,743
John Friedman Financial logo John Friedman Financial
Independent
1
Typical 11
$0
John F Suby Wealth Management LLC logo John F Suby Wealth Management LLC
Supported
3
High 61
$2,271,808
John G. O'Connell
Independent
1
Typical 24
$1,000,000
John G. Ullman & Associates, Inc logo John G. Ullman & Associates, Inc
Team
23
Low 43
$1,493,228
John Hancock Personal Financial Services, LLC logo John Hancock Personal Financial Services, LLC
Multi-team
65
Very High 548
$61,762
John H. Liles, CFP
Independent
1
Very High 71
$573,027
John H Taylor, LLC
Independent
1
Very High 88
$190,311
John Line, CPA, Inc. logo John Line, CPA, Inc.
Independent
1
Very High 60
$1,066,667
John-Luke Financial, LLC logo John-Luke Financial, LLC
Supported
2
Very High 140
$319,936
John Masters, CPA, PC logo John Masters, CPA, PC
Independent
1
Typical 20
$245,122
John McAndrew Financial Advisors LLC logo John McAndrew Financial Advisors LLC
Independent
1
Very High 58
$1,297,253
John M. Leonard, LLC logo John M. Leonard, LLC
Independent
1
High 45
$703,448
John Moore & Associates Inc logo John Moore & Associates Inc
Team
5
Very High 143
$1,409,400
John Navin Navidomskis IV
Independent
1
Low 0
—
John N. Carmody D.D.S. CFP, Inc.
Independent
1
Typical 20
$1,446,154
John Nuckel LLC
Independent
1
Low 3
$4,666,667
John Schooler Jones LLC logo John Schooler Jones LLC
Independent
1
Low 5
—
Johnson Bixby logo Johnson Bixby
Team
13
Typical 60
$1,201,114
Johnson Brunetti logo Johnson Brunetti
Team
22
Very High 274
$460,593
Johnson Capital Global Advisory L.L.C. logo Johnson Capital Global Advisory L.L.C.
Independent
1
Low 8
$150,000
Johnson Capital Management, LLC logo Johnson Capital Management, LLC
Independent
1
Very High 127
$278,129
Johnson Dunn Capital Advisors, Inc.
Independent
1
Very High 72
$1,758,097
Johnson Financial Advisors logo Johnson Financial Advisors
Supported
2
Very High 149
$1,013,343
Johnson Investment Counsel, Inc. logo Johnson Investment Counsel, Inc.
Multi-team
66
High 80
$2,916,723
Johnson, Jason L.
Independent
1
Typical 14
$5,714,286
Johnson Lyman Wealth Advisors logo Johnson Lyman Wealth Advisors
Supported
2
Low 28
$3,367,948
Johnson, Marshall, Lee logo Johnson, Marshall, Lee
Independent
1
Low 2
$3,101
Johnson O'Connor Wealth Management logo Johnson O'Connor Wealth Management
Independent
1
High 39
$0
Johnson Private Wealth Management, LLC
Supported
2
Low 26
$654,044
Johnson's Capital Partners Corporation
Independent
1
Low 0
—
Johnson & Shute Investment Advisors, Inc.
Supported
2
Typical 37
$1,844,460
Johnson Wealth Inc. logo Johnson Wealth Inc.
Multi-team
74
Very Low 30
$1,753,144
Johnson Wealth Management, LLC logo Johnson Wealth Management, LLC
Independent
1
Low 5
$316,000
Johnson Wealth Management, LLC
Supported
3
Typical 56
$1,763,835
Johnson & White Wealth Management LLC logo Johnson & White Wealth Management LLC
Team
7
High 67
$952,816
Johnston Investment Counsel, Ltd. logo Johnston Investment Counsel, Ltd.
Independent
1
Very High 88
$1,359,367
John T. McCarthy, LLC
Independent
1
Very High 155
$394,383
John W. Bristol & Co., Inc. logo John W. Bristol & Co., Inc.
Multi-team
1
High 83
$47,754,671
John Wessler & Associates logo John Wessler & Associates
Independent
1
Typical 12
—
Joiner Financial, LLC logo Joiner Financial, LLC
Independent
1
Very High 79
$803,160
Joint Financial LLC logo Joint Financial LLC
Independent
1
Low 0
—
J. Oliver Maxwell, LLC
Independent
1
Low 0
—
Jolley Wealth Management, LLC logo Jolley Wealth Management, LLC
Independent
1
Low 0
—
Jolly, Robin K
Independent
1
Low 0
—
Jon A Nixon CPA PC logo Jon A Nixon CPA PC
Independent
1
Low 0
—
Jon Bos Financial Advisor LLC logo Jon Bos Financial Advisor LLC
Independent
1
Very High 145
$317,122
Jondaknows Financial Group, Inc. logo Jondaknows Financial Group, Inc.
Independent
1
Typical 16
$81,250
Jones & Associates Premier Financial Solutions logo Jones & Associates Premier Financial Solutions
Supported
2
Very High 261
$436,531
Jones Capital Advisors, LLC logo Jones Capital Advisors, LLC
Independent
1
Typical 25
$810,000
Jones & Co. Wealth Advisory
Independent
1
Low 0
—
Jones & Co Wealth Management, Inc logo Jones & Co Wealth Management, Inc
Independent
1
Low 5
$1,084,566
Jones Fiduciary Wealth Management LLC logo Jones Fiduciary Wealth Management LLC
Independent
1
Very High 65
$2,004,615
Jones Financial Consulting, LLC logo Jones Financial Consulting, LLC
Independent
1
Low 9
$651,378
Jones Gregg Financial, LLC logo Jones Gregg Financial, LLC
Independent
1
Very High 119
$719,065
Jones Kertz & Associates, Inc.
Supported
4
Very Low 11
$5,311,355
Jones Wealth Advisors, LLC logo Jones Wealth Advisors, LLC
Independent
1
Typical 17
$4,052,881
Jordan Capital AM, LLC logo Jordan Capital AM, LLC
Supported
1
Very Low 7
$957,143
Jordan Financial Life Planning logo Jordan Financial Life Planning
Supported
3
High 68
$523,922
Jordan Financial LLC logo Jordan Financial LLC
Independent
1
High 46
$1,154,482
Jordan Park Group LLC logo Jordan Park Group LLC
Multi-team
15
Very Low 11
$95,026,466
Jordan Wealth Management logo Jordan Wealth Management
Supported
4
Very High 106
$170,956
Joselit Asset Management logo Joselit Asset Management
Supported
2
Very Low 11
$2,795,455
Joseph C. Kelly & Associates, Inc.
Independent
1
Very High 100
—
Joseph C. Longo, Attorney At Law logo Joseph C. Longo, Attorney At Law
Independent
1
Low 3
$0
Joseph Jekyll Advisers LLC logo Joseph Jekyll Advisers LLC
Independent
1
Typical 11
$906,319
Joseph M. Larsen, C.P.A., P.C. logo Joseph M. Larsen, C.P.A., P.C.
Independent
1
Low 2
$1,100,642
Joseph M. Presti Investments logo Joseph M. Presti Investments
Independent
1
Low 6
$499,507
Joseph M. Sebo, CFP Inc.
Independent
1
Low 1
$1,967,855
Joseph P. Kirlin III & Associates
Independent
1
Low 0
—
Joseph P. Lucia & Associates, LLC logo Joseph P. Lucia & Associates, LLC
Supported
3
Very High 221
$586,106
Joseph Seep & Associates, LLC
Independent
1
Very High 90
$393,677
Joseph Wealth Management, LLC logo Joseph Wealth Management, LLC
Supported
3
Typical 35
$76,497
Joseph Wright Investments
Independent
1
High 52
$78,846
Josh Arnold Investment Consultant, LLC logo Josh Arnold Investment Consultant, LLC
Supported
2
Very High 128
$555,223
Joshi Capital Management, LLC logo Joshi Capital Management, LLC
Independent
1
Very High 59
$245,763
Joshua Duvall Financial Planning & Accounting, LLC logo Joshua Duvall Financial Planning & Accounting, LLC
Independent
1
Low 0
—
Joski Financial
Independent
1
Low 0
—
JOS Planning logo JOS Planning
Independent
1
Low 0
—
Joss Brown Wealth Advisors logo Joss Brown Wealth Advisors
Team
5
Very Low 25
$1,245,993
Journey 1 Advisors, LLC logo Journey 1 Advisors, LLC
Independent
1
High 51
$998,039
Journey Advisory Group, LLC logo Journey Advisory Group, LLC
Team
18
Typical 48
$1,852,107
Journey Asset Management LLC logo Journey Asset Management LLC
Independent
1
Typical 20
$27,797
Journey Beyond Wealth logo Journey Beyond Wealth
Supported
4
Low 27
$2,296,032
Journey Capital Advisers, LLC logo Journey Capital Advisers, LLC
Independent
1
High 37
$416,621
Journey Equity Wealth Management LLC logo Journey Equity Wealth Management LLC
Independent
1
Very High 106
$98,746
Journey Financial Group, Inc. logo Journey Financial Group, Inc.
Team
5
High 65
$1,034,719
Journey Financial Management, LLC logo Journey Financial Management, LLC
Supported
4
Low 19
$751,424
Journey Investments, LLC logo Journey Investments, LLC
Supported
1
Very High 95
—
Journey Retirement Planning and Investment Management, LLC logo Journey Retirement Planning and Investment Management, LLC
Team
5
Very High 127
$294,064
Journey Wealth Management logo Journey Wealth Management
Team
16
Typical 54
$1,552,077
Jovan, Ltd.
Independent
1
Low 0
—
Joyce Wealth Management, LLC logo Joyce Wealth Management, LLC
Supported
3
High 62
$2,477,104
Joy Equity Management LLC logo Joy Equity Management LLC
Independent
1
Typical 12
$766,717
Joyner Financial Planning LLC logo Joyner Financial Planning LLC
Independent
1
Low 7
$0
J.Pappas Investments logo J.Pappas Investments
Independent
1
Typical 23
$213,976
J.P. Aubry Wealth Advisors, LLC logo J.P. Aubry Wealth Advisors, LLC
Independent
1
Very High 56
$126,799
J.P. Capital Management, Inc. logo J.P. Capital Management, Inc.
Independent
1
High 43
$3,858,367
JPC Wealth Management, Inc. logo JPC Wealth Management, Inc.
Supported
2
High 78
$1,993,791
JPG Wealth Management logo JPG Wealth Management
Independent
1
High 32
$254,688
J.P. King Advisors, Inc. logo J.P. King Advisors, Inc.
Team
5
High 90
$1,975,652
JPL Asset Management and Planning, LLC
Supported
3
Very High 123
$248,282
JP Law and Wealth Advisors PLLC logo JP Law and Wealth Advisors PLLC
Independent
1
Low 5
$40,200
JPL Wealth Management logo JPL Wealth Management
Independent
1
Low 3
$240,000
JPL Wealth Management, LLC logo JPL Wealth Management, LLC
Team
2
Very High 145
$2,005,248
J.P. Marvel Wealth Management, Inc. logo J.P. Marvel Wealth Management, Inc.
Team
3
Very Low 23
$11,894,855
J.P. Morgan Securities logo J.P. Morgan Securities
Institution
14,396
Typical 86
$318,381
JPN Advisors LLC logo JPN Advisors LLC
Independent
1
Low 0
—
JPS Advisors LLC logo JPS Advisors LLC
Independent
1
Typical 14
$1,896,558
JPS Financial, LLC logo JPS Financial, LLC
Supported
4
High 69
$1,364,371
JPS Global Investments, LLC logo JPS Global Investments, LLC
Independent
1
Very High 74
$878,626
Jp Wealth Management, Inc. logo Jp Wealth Management, Inc.
Supported
2
Typical 36
$3,805,159
J.P. Wealth Management, LLC
Independent
1
Low 5
$16,425,350
JQL Wealth
Independent
1
Typical 21
$2,135,714
JQR Capital Management, LLC logo JQR Capital Management, LLC
Independent
1
High 29
$144,713
JRM Capital Management Inc. logo JRM Capital Management Inc.
Independent
1
High 34
$73,814
JR Mesenburg and Associates, LLC
Independent
1
High 33
$3,583,835
Jrm Investment Counsel. logo Jrm Investment Counsel.
Team
3
Very Low 25
$3,860,914
JRM Tax & Wealth Management, LLC logo JRM Tax & Wealth Management, LLC
Independent
1
Typical 16
$55,976
JRO Wealth Management LLC logo JRO Wealth Management LLC
Independent
1
Low 8
$957,396
J.R.Pluta Capital Management, Inc.
Independent
1
Low 6
$2,275,000
J.R. Prunier Capital Management LLC logo J.R. Prunier Capital Management LLC
Supported
3
Typical 45
$3,014,887
JRS Investments and Wealth Preservation, LLC logo JRS Investments and Wealth Preservation, LLC
Team
6
Very Low 15
$168,909
JR Snell Capital Management, LLC logo JR Snell Capital Management, LLC
Supported
2
Low 31
$520,561
JRS Wealth Management LLC logo JRS Wealth Management LLC
Supported
2
Very High 169
$355,030
J. Safra Asset management Corporation logo J. Safra Asset management Corporation
Multi-team
9
Very High 375
$1,697,438
JS Alan, LLC
Supported
2
Very Low 7
$1,215,385
JSB Capital Management, LLC logo JSB Capital Management, LLC
Independent
1
Very High 60
$170,850
JS Consulting
Supported
2
Very Low 2
$0
JSE Wealth Management LLC logo JSE Wealth Management LLC
Independent
1
Typical 12
$336,529
JSF Financial, LLC logo JSF Financial, LLC
Team
12
High 66
$2,116,177
JSK Capital Advisors, LLC logo JSK Capital Advisors, LLC
Independent
1
Typical 12
$884,464
JSM Investment Management
Independent
1
Low 0
—
J Sohn, Llc.
Independent
1
Very High 156
$213,215
J.S. Replogle & Associates LLC logo J.S. Replogle & Associates LLC
Supported
2
Typical 45
$448,743
JSSR Capital LLC
Independent
1
High 26
$126,820
JST Investment Consulting logo JST Investment Consulting
Independent
1
High 54
$493,240
JS Wealth Investment Group
Independent
1
Low 6
$1,255,886
JSW Global Capital Group
Independent
1
Low 2
$926,795
JT Asset Allocation LLC
Supported
2
Very Low 5
$320,618
JTD Financial Services, LLC logo JTD Financial Services, LLC
Independent
1
Very High 68
$309,905
JTM Carey Capital LLC
Independent
1
Low 0
—
JTM Wealth Management, Inc.
Independent
1
High 48
$518,031
JTNC Wealth Advisors LLC logo JTNC Wealth Advisors LLC
Independent
1
Low 0
—
JT Stratford, LLC logo JT Stratford, LLC
Team
18
High 69
$771,694
Jt Wealth Management
Independent
1
Low 7
$1,514,172
Juarez, Andreas logo Juarez, Andreas
Independent
1
Low 0
—
Julie A. Wurst, CFP, LLC logo Julie A. Wurst, CFP, LLC
Independent
1
Typical 17
$2,866,290
Julien Planning, LLC logo Julien Planning, LLC
Independent
1
Very High 77
$480,110
Julius Arthur Seibert & Company, LLC logo Julius Arthur Seibert & Company, LLC
Supported
1
Very High 97
$675,699
Julius Wealth Advisors, LLC logo Julius Wealth Advisors, LLC
Independent
1
Very High 60
$839,500
Juncture Wealth Strategies, LLC logo Juncture Wealth Strategies, LLC
Team
10
Low 46
$1,011,462
Juniper Capital Management LLC
Independent
1
Low 6
$866,944
Junkin & Company, Inc. logo Junkin & Company, Inc.
Independent
1
High 34
$0
Juno Financial Group LLC logo Juno Financial Group LLC
Team
6
Typical 51
$1,006,960
Jupiter Wealth Management, LLC logo Jupiter Wealth Management, LLC
Supported
3
Low 31
$4,326,791
Jura Investments, LLC logo Jura Investments, LLC
Independent
1
Low 1
$1,478,478
Jurick Financial Services logo Jurick Financial Services
Independent
1
Very High 258
$201,902
Just Advising logo Just Advising
Independent
1
Low 1
$0
Just Advisors logo Just Advisors
Independent
1
Typical 11
$180,065
Just Futures logo Just Futures
Team
6
Very Low 16
$34,863
Justin Davis Financial logo Justin Davis Financial
Independent
1
Low 0
—
Just Wealth LLC logo Just Wealth LLC
Independent
1
High 30
$796,793
Juth Investment Advisory logo Juth Investment Advisory
Supported
2
Very Low 0
—
J.V.B. Investment Company logo J.V.B. Investment Company
Team
5
Low 42
$757,912
JV Global Capital, Inc. logo JV Global Capital, Inc.
Independent
1
Typical 15
$800,869
JVL Wealth Strategies logo JVL Wealth Strategies
Team
8
Very Low 23
$4,189,760
J.W. Advisors Inc.
Independent
1
Very High 77
$1,247,805
J Ward Financial logo J Ward Financial
Independent
1
Typical 21
$753,313
J.W.Burns & Company, Inc. logo J.W.Burns & Company, Inc.
Team
6
High 95
$1,537,569
JWC Advisors logo JWC Advisors
Independent
1
Low 10
$255,000
JWC Capital Management, LLC logo JWC Capital Management, LLC
Independent
1
Low 5
$1,752,801
J. W. Cole Advisors, Inc. logo J. W. Cole Advisors, Inc.
Enterprise
492
Typical 63
$255,702
J W English Investment Management Services LLC
Independent
1
Typical 11
$500,000
JW Financial Advisors, LLC logo JW Financial Advisors, LLC
Independent
1
Typical 24
$570,353
JW Golden Gate Investment, LLC
Independent
1
Low 7
$1,342,857
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)