See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Spartan Wealth Solutions LLC logo Spartan Wealth Solutions LLC
Independent
1
Low 9
$1,037,222
Sparta Wealth Partners logo Sparta Wealth Partners
Team
6
Low 32
$1,480,739
Spar Wealth Management LLC
Independent
1
Low 6
$365,667
SP Asset Management LLC logo SP Asset Management LLC
Team
3
High 69
$8,867,822
Spaulding Greene Wealth Management, LLC logo Spaulding Greene Wealth Management, LLC
Independent
1
Low 6
$1,144,707
SPC logo SPC
Enterprise
479
Typical 64
$192,080
Spearhead Advisors, LLC logo Spearhead Advisors, LLC
Supported
4
Very Low 11
$677,396
Spectra Investment Management, LLC logo Spectra Investment Management, LLC
Supported
2
Low 18
$7,614,960
Spectrum AC Advisors, LLC
Independent
1
Low 4
$676,828
Spectrum Advisers, LLC logo Spectrum Advisers, LLC
Independent
1
Typical 19
$1,351,423
Spectrum Advisors Financial, LLC logo Spectrum Advisors Financial, LLC
Independent
1
Low 0
—
Spectrum Advisors, Inc. logo Spectrum Advisors, Inc.
Team
5
Typical 62
$519,481
Spectrum Asset Management Inc logo Spectrum Asset Management Inc
Team
8
Low 38
$1,870,067
Spectrum Financial Advisors LLC logo Spectrum Financial Advisors LLC
Independent
1
Typical 14
$2,179,630
Spectrum Financial Alliance, Ltd., L.L.C. logo Spectrum Financial Alliance, Ltd., L.L.C.
Team
4
Very High 169
$1,206,253
Spectrum Financial Management logo Spectrum Financial Management
Supported
2
High 75
$1,853,707
Spectrum Financial Resources logo Spectrum Financial Resources
Team
5
Very High 145
$325,327
Spectrum Investment Advisors, Inc. logo Spectrum Investment Advisors, Inc.
Team
23
Very Low 18
$1,190,485
Spectrum Strategic Capital Management, LLC logo Spectrum Strategic Capital Management, LLC
Supported
3
Very High 93
$888,249
Spectrum Strategies, L.L.C.
Supported
4
Low 30
$0
Spectrum Wealth Advisors, LLC
Independent
1
Low 5
$414,526
Spectrum Wealth Advisory Group, LLC logo Spectrum Wealth Advisory Group, LLC
Supported
3
Very High 215
$646,432
Spectrum Wealth Management, LLC logo Spectrum Wealth Management, LLC
Independent
1
Very High 224
$430,580
Speight Asset Management, LLC logo Speight Asset Management, LLC
Independent
1
High 44
$2,028,486
Speiro Investments, LLC logo Speiro Investments, LLC
Independent
1
High 37
$729,330
Spelts Wealth Management, Inc. logo Spelts Wealth Management, Inc.
Independent
1
Very High 181
$412,093
Spencer Brook Asset Management, LLC
Independent
1
Typical 16
$3,937,500
Spencer Financial Advisors
Independent
1
Typical 14
$1,000,000
Spencer Financial Planning, LLC logo Spencer Financial Planning, LLC
Independent
1
High 27
$699,090
Spencer Financial Strategies logo Spencer Financial Strategies
Supported
2
Typical 40
$222,375
Spencer Hawkins Investment Adviser, LLC logo Spencer Hawkins Investment Adviser, LLC
Independent
1
Typical 15
$210,617
Spencer Smith Asset Management, Inc.
Independent
1
Very High 56
$825,024
SpendItRight LLC logo SpendItRight LLC
Independent
1
Low 0
—
SpendVest logo SpendVest
Independent
1
Low 4
—
Sperka Investment Management, LLC
Independent
1
Typical 15
$2,610,533
SPG Advisors LLC logo SPG Advisors LLC
Team
8
High 87
$773,737
Sphinx Investments LLC logo Sphinx Investments LLC
Supported
2
High 63
$368,805
Spicer Capital logo Spicer Capital
Independent
1
High 41
$234,878
Spicer Wealth Management logo Spicer Wealth Management
Independent
1
Low 0
—
SpiderRock Advisors, LLC logo SpiderRock Advisors, LLC
Multi-team
23
Very High 187
$1,952,484
Spiegelman Wealth Management, Inc. logo Spiegelman Wealth Management, Inc.
Supported
3
High 61
$2,420,625
Spiehs Wealth Management, Inc. logo Spiehs Wealth Management, Inc.
Independent
1
Very High 287
$111,498
Spillane Financial Planning, Inc. logo Spillane Financial Planning, Inc.
Independent
1
High 28
$1,268,587
Spindletop Commonwealth Advisors LLC
Independent
1
High 35
$857,143
Spinelli Financial Advisors, Inc logo Spinelli Financial Advisors, Inc
Independent
1
High 36
$861,111
Spinnaker Asset Management Inc. logo Spinnaker Asset Management Inc.
Supported
3
High 62
$244,387
Spinnaker Financial Advisors, LLC logo Spinnaker Financial Advisors, LLC
Independent
1
Very High 102
$995,649
Spinnaker Financial Group, LLC logo Spinnaker Financial Group, LLC
Independent
1
Very High 108
$549,963
Spinnaker Investment Group, LLC logo Spinnaker Investment Group, LLC
Team
8
Very High 113
$1,035,040
Spinosa Wealth Management Group logo Spinosa Wealth Management Group
Supported
2
High 76
$1,259,323
SPIRE Investment Management LLC logo SPIRE Investment Management LLC
Independent
1
High 45
$246,169
Spirepoint Private Client, LLC logo Spirepoint Private Client, LLC
Team
9
Very High 147
$917,306
Spirit Global Investment Advisors, LLC logo Spirit Global Investment Advisors, LLC
Independent
1
Low 10
$8,500,000
Spirit Investment Advisors logo Spirit Investment Advisors
Independent
1
Typical 12
$1,775,325
Spiritus Financial Planning logo Spiritus Financial Planning
Independent
1
Low 3
$2,175,991
Spirit West Advisors, LLC logo Spirit West Advisors, LLC
Independent
1
Very High 566
$196,290
Spivak Asset Management, LLC logo Spivak Asset Management, LLC
Supported
1
High 63
$6,969,829
Split Creek LLC DBA Split Creek Capital LLC logo Split Creek LLC DBA Split Creek Capital LLC
Independent
1
High 36
$3,545,098
Split Rock Private Trading and Wealth Management LLC logo Split Rock Private Trading and Wealth Management LLC
Team
5
Very High 199
$296,033
Splizer Invest
Independent
1
High 41
$148,341
Spondeo Capital, LLC
Independent
1
Typical 11
$2,356,366
Sporl & Company
Independent
1
Low 1
$1,345,000
Spotlight Investment LLC logo Spotlight Investment LLC
Independent
1
Typical 22
$317,214
S.P. Parkin & Co logo S.P. Parkin & Co
Independent
1
Very High 75
$1,405,234
SpraKer West Wealth Management, Inc logo SpraKer West Wealth Management, Inc
Supported
3
Typical 46
$1,867,874
Spreckels Wealth Management logo Spreckels Wealth Management
Independent
1
Very High 59
$1,523,224
Spree Capital Advisers logo Spree Capital Advisers
Independent
1
Low 8
$1,500,000
Spreng Capital Management, Inc. logo Spreng Capital Management, Inc.
Supported
3
Very High 309
$315,328
SP Retirement LLC logo SP Retirement LLC
Independent
1
Low 0
—
Sprincz Advisory Group, LLC logo Sprincz Advisory Group, LLC
Independent
1
Very High 87
$235,057
Springboard Asset Management LLC logo Springboard Asset Management LLC
Supported
2
Typical 49
$1,406,744
Springboard Financial Services logo Springboard Financial Services
Independent
1
Low 8
$25,000
Springbrook Financial, LLC logo Springbrook Financial, LLC
Independent
1
High 47
$575,021
Spring Capital Management logo Spring Capital Management
Supported
2
High 66
$1,513,562
Spring Capital Management
Independent
1
High 38
$457,513
Spring City Partners, LLC logo Spring City Partners, LLC
Independent
1
High 40
$399,750
Springdale Advisors
Independent
1
Typical 12
$1,156,026
Spring Delta Asset Management, LLC logo Spring Delta Asset Management, LLC
Independent
1
Very High 55
$271,614
Spring Financial Planning logo Spring Financial Planning
Independent
1
Typical 14
—
Springhill Wealth Management logo Springhill Wealth Management
Independent
1
Very High 71
$1,137,188
Springhouse Financial, LLC
Independent
1
Typical 21
$810,184
Springlake Financial Partners logo Springlake Financial Partners
Supported
2
Low 27
$1,936,773
Spring Ocean Capital LLC logo Spring Ocean Capital LLC
Independent
1
Low 0
—
Springreef LLC logo Springreef LLC
Supported
2
Very Low 15
$0
Springsteel Investment Advisors, LLC logo Springsteel Investment Advisors, LLC
Independent
1
Very High 62
$922,666
Spring Street Wealth logo Spring Street Wealth
Independent
1
High 28
$942,857
Springtide Partners logo Springtide Partners
Supported
2
Very Low 12
$1,867,662
SpringTru, LLC logo SpringTru, LLC
Independent
1
High 39
$739,952
Springwater Advisors, LLC
Supported
2
Very Low 13
$1,724,229
Springwood Financial Advisors logo Springwood Financial Advisors
Independent
1
Low 6
$3,966,103
Sprinkle Financial Consultants LLC
Team
3
High 81
$3,785,050
Sprott Asset Management USA Inc. logo Sprott Asset Management USA Inc.
Multi-team
21
Very High 148
$859,965
Sprout Capital Management, LLC logo Sprout Capital Management, LLC
Independent
1
Typical 16
$1,336,716
Sprout Financial Planning, Llc
Independent
1
Low 0
—
Spruce Hill Capital
Independent
1
Low 0
—
Sprylen Wealth Management, LLC logo Sprylen Wealth Management, LLC
Independent
1
Typical 19
$184,571
Spurgeon Financial Group logo Spurgeon Financial Group
Independent
1
Very High 335
$112,955
Spurr Financial Investment Services, LLC
Independent
1
Typical 17
$1,077,696
Spurr Financial Planning, Inc. logo Spurr Financial Planning, Inc.
Independent
1
Very High 77
$1,422,662
Spurstone logo Spurstone
Team
5
Low 32
$1,184,508
SP Wealth Planning
Independent
1
High 36
$151,606
Spyglass Investment Management logo Spyglass Investment Management
Supported
3
Very High 170
$285,866
Spyrnal Financial Group logo Spyrnal Financial Group
Supported
3
Very High 129
$365,891
Squam Lakes Financial Advisors, LLC logo Squam Lakes Financial Advisors, LLC
Independent
1
Typical 17
—
Squam Lakes Investment Management, LLC logo Squam Lakes Investment Management, LLC
Independent
1
Low 9
$44,274
Square Peg Financial Advisory Services, LLC logo Square Peg Financial Advisory Services, LLC
Independent
1
Typical 11
$118,182
Squires Law & Squires Investments, LLC logo Squires Law & Squires Investments, LLC
Independent
1
Very High 71
$1,316,484
Squire Wealth Advisors logo Squire Wealth Advisors
Team
12
Low 45
$795,451
SR99Advisors
Independent
1
Low 4
$9,658
SRC Capital Management logo SRC Capital Management
Independent
1
Low 7
$202,150
SRC Wealth Advisors LLC logo SRC Wealth Advisors LLC
Independent
1
Typical 22
$1,984,441
SR Financial Services, Inc.
Independent
1
Very High 56
$1,465,161
SRJ Financial Consulting LLC
Independent
1
Low 0
—
SRL Financial logo SRL Financial
Independent
1
Low 0
—
S. R. Schill & Associates, Inc. logo S. R. Schill & Associates, Inc.
Supported
3
High 65
$733,739
SRS Wealth Management logo SRS Wealth Management
Independent
1
Low 0
—
Srs Wealth Mangement logo Srs Wealth Mangement
Supported
2
Very High 125
—
SSA Wealth Advisors logo SSA Wealth Advisors
Team
3
Very Low 29
$3,951,557
SSB Managed Wealth, LLC logo SSB Managed Wealth, LLC
Independent
1
Typical 18
$2,036,858
SS&H Financial Advisors, Inc. logo SS&H Financial Advisors, Inc.
Supported
2
High 57
$4,069,556
S Squared Advisors LLC logo S Squared Advisors LLC
Supported
2
Very Low 10
$3,449,224
S Squared Retirement Solutions LLC logo S Squared Retirement Solutions LLC
Supported
2
Low 30
$1,000,000
S&S Wealth Management logo S&S Wealth Management
Supported
4
High 79
$488,207
Stabile Investment Management logo Stabile Investment Management
Supported
3
Very Low 8
$4,186,957
Stability Financial, LLC logo Stability Financial, LLC
Independent
1
Very High 150
$197,356
Stability Partners Advisory Group, LLC logo Stability Partners Advisory Group, LLC
Supported
3
High 64
$686,147
Stableford Capital LLC logo Stableford Capital LLC
Team
5
Very Low 18
$3,225,039
Stableford Capital Partners logo Stableford Capital Partners
Independent
1
Low 4
$5,703,488
Stablepoint Partners, LLC logo Stablepoint Partners, LLC
Team
5
Very High 112
$1,641,795
Stack Asset Management logo Stack Asset Management
Supported
2
Very Low 15
$688,377
Stack Financial Management Inc logo Stack Financial Management Inc
Team
10
High 78
$2,365,212
Stackhouse Enterprises logo Stackhouse Enterprises
Supported
1
Very High 196
$141,387
Stackstone Wealth, LLC logo Stackstone Wealth, LLC
Team
19
Very High 418
$188,027
StackWealth LLC logo StackWealth LLC
Independent
1
Low 3
—
Stack Wealth Management, LLC
Independent
1
Typical 15
$0
Stadia Financial LLC logo Stadia Financial LLC
Team
8
Very Low 0
—
Stadium Financial LLC logo Stadium Financial LLC
Independent
1
High 43
$624,252
Stadtler Capital Management, LLC logo Stadtler Capital Management, LLC
Independent
1
Low 2
$964,665
Stafford Capital Management LLC logo Stafford Capital Management LLC
Supported
2
Very Low 2
$1,103,001
Stafford Financial, LLC logo Stafford Financial, LLC
Supported
2
Very Low 11
$692,026
Stage 2 Planning Partners LLC logo Stage 2 Planning Partners LLC
Supported
2
Very High 153
$341,134
Stage Harbor Financial logo Stage Harbor Financial
Team
6
Typical 58
$3,150,843
Stage Ready Financial Planning logo Stage Ready Financial Planning
Independent
1
High 34
$845,560
Stages Planning Group, LLC logo Stages Planning Group, LLC
Independent
1
Very High 322
$288,458
Stage Wealth Management, Inc. logo Stage Wealth Management, Inc.
Supported
4
Typical 51
$472,507
Stagner Financial Advisory logo Stagner Financial Advisory
Supported
3
High 61
$326,064
Stag Rock LLC logo Stag Rock LLC
Independent
1
High 26
$547,067
Stahlvest logo Stahlvest
Independent
1
Low 0
—
Stahl Wealth Management, LLC
Independent
1
Very High 58
$862,677
Staib Financial Planning, LLC logo Staib Financial Planning, LLC
Independent
1
High 53
$2,226,812
Stakeholder Enterprise logo Stakeholder Enterprise
Independent
1
Low 0
—
Staley Capital Advisers Inc logo Staley Capital Advisers Inc
Multi-team
11
Low 38
$6,221,515
Stalnaker Investment Group, Inc.
Independent
1
Low 0
—
Stalt Financial, LLC logo Stalt Financial, LLC
Supported
2
Typical 42
$254,217
Stalwart Financial Planning logo Stalwart Financial Planning
Independent
1
Typical 21
$459,014
Stamberger Capital Management, LLC
Independent
1
Typical 18
$3,655,556
Stamford Bridge Wealth Management LLC logo Stamford Bridge Wealth Management LLC
Independent
1
High 29
$668,966
Stamper Capital & Investments, Inc. logo Stamper Capital & Investments, Inc.
Independent
1
Low 3
$806,462
Standard Planning Company logo Standard Planning Company
Independent
1
Very High 147
$585,034
Standfast Asset Management, LLC logo Standfast Asset Management, LLC
Supported
1
Very High 227
$434,729
Standish Capital Management, LLC logo Standish Capital Management, LLC
Independent
1
Low 0
—
Stanford Wealth Planning LLC logo Stanford Wealth Planning LLC
Independent
1
Low 0
—
Stangier Wealth Management logo Stangier Wealth Management
Supported
2
Very High 248
$603,674
Stanhouse Financial Planning and Management, LLC logo Stanhouse Financial Planning and Management, LLC
Independent
1
High 48
$693,960
Stanley-Laman Group Ltd. logo Stanley-Laman Group Ltd.
Team
1
Very High 225
$3,297,476
Stanton Financial Planning, LLC logo Stanton Financial Planning, LLC
Independent
1
High 33
—
Stanton Group Wealth Partners, Inc. logo Stanton Group Wealth Partners, Inc.
Independent
1
Low 0
—
Stantum, LLC logo Stantum, LLC
Independent
1
Typical 16
$1,702,621
Stapleton Asset Management, LLC logo Stapleton Asset Management, LLC
Supported
2
Low 17
$941,366
Stapleton Financial Group
Independent
1
Very High 66
$239,394
Stapp Wealth Management, PLLC logo Stapp Wealth Management, PLLC
Supported
3
High 72
$674,944
Starboard Wealth Management, LLC logo Starboard Wealth Management, LLC
Independent
1
High 39
$362,848
Starbord LLC logo Starbord LLC
Independent
1
Low 0
—
Star Capital Inc. logo Star Capital Inc.
Team
5
Very High 139
$204,538
Stardust Capital logo Stardust Capital
Independent
1
Low 5
$211,964
Stardust Wealth Strategies logo Stardust Wealth Strategies
Independent
1
Typical 19
$1,218,417
Star Financial Services logo Star Financial Services
Independent
1
Typical 20
$2,650,000
Stargazer Financial Planning logo Stargazer Financial Planning
Independent
1
Low 0
—
Star Harbor Investments Inc logo Star Harbor Investments Inc
Independent
1
Low 0
—
Starkel Wealth Advisors, LLC logo Starkel Wealth Advisors, LLC
Independent
1
Very High 99
$139,366
Starkey & Associates, Inc.
Independent
1
High 36
$694,444
Stark Financial Advisers, Inc. logo Stark Financial Advisers, Inc.
Team
6
Very Low 31
$508,991
Starklogic LLC
Independent
1
Low 0
—
Stark Strategic Capital Management, Inc. logo Stark Strategic Capital Management, Inc.
Independent
1
Typical 19
$967,592
Stark Wealth Management LLC logo Stark Wealth Management LLC
Team
5
High 95
$491,118
Starr-Mathews Financial, LLC logo Starr-Mathews Financial, LLC
Team
6
Very Low 18
$1,209,223
Stars & Stripes Financial Advisors logo Stars & Stripes Financial Advisors
Independent
1
Typical 20
$26,435
Star Wealth Advisors logo Star Wealth Advisors
Team
9
Very Low 18
$278,977
Stash Wealth, LLC logo Stash Wealth, LLC
Supported
3
High 58
$297,216
State Line Wealth Management
Independent
1
High 38
$443,156
Statera Financial, LLC logo Statera Financial, LLC
Supported
3
Very High 100
$195,681
Statera Wealth Management logo Statera Wealth Management
Team
5
Low 46
$802,886
State Street Financial Advisors, LLC
Independent
1
Typical 20
$0
Statetrust Capital, LLC. logo Statetrust Capital, LLC.
Supported
2
High 72
$485,272
Statheros Financial Solutions, Inc. logo Statheros Financial Solutions, Inc.
Team
11
Typical 50
$997,975
Stauffer Financial, LLC
Independent
1
High 39
$245,731
Stavis Wealth Transfer Solutions logo Stavis Wealth Transfer Solutions
Supported
4
Very Low 5
$6,903,494
Stawnychy Financial Services, Inc. logo Stawnychy Financial Services, Inc.
Supported
1
Very High 116
$981,335
St Bernard Asset Management, Inc. logo St Bernard Asset Management, Inc.
Independent
1
Very High 69
$396,928
St. Bernard Financial Services, Inc. logo St. Bernard Financial Services, Inc.
Multi-team
30
Very Low 27
$170,723
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