See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
CAVE, INC.
Independent
1
Typical 15
$150,000
Cavender Financial Planning, LLC logo Cavender Financial Planning, LLC
Independent
1
Low 0
—
Caviness Wealth Management, LLC logo Caviness Wealth Management, LLC
Independent
1
Very High 160
$341,536
Cavner Social Enterprises, LLC
Independent
1
Low 0
—
CAVU Wealth Advisors, LLC logo CAVU Wealth Advisors, LLC
Supported
2
Typical 41
$2,111,111
Cavu Wealth Management logo Cavu Wealth Management
Team
7
Typical 50
$574,653
CayDen Wealth Management logo CayDen Wealth Management
Supported
3
Typical 35
$209,391
Cayena Capital Management, LLC logo Cayena Capital Management, LLC
Independent
1
Low 0
—
Cayman Capital Management, Inc. logo Cayman Capital Management, Inc.
Independent
1
Low 0
—
Cayside Partners logo Cayside Partners
Team
5
Very Low 14
$5,239,871
CB3 Financial Group, Inc. logo CB3 Financial Group, Inc.
Supported
2
Low 18
$842,857
CB Capital LLC logo CB Capital LLC
Independent
1
Very High 61
$2,040,300
CBG & Company, Inc. logo CBG & Company, Inc.
Supported
3
Typical 54
$1,295,659
CBK Financial Advisors LLC
Independent
1
Low 0
—
CBL Wealth Management logo CBL Wealth Management
Independent
1
Very High 66
$470,296
Cbs Funding, Inc. logo Cbs Funding, Inc.
Supported
3
Very Low 12
$719,436
CCF Advisors LLC logo CCF Advisors LLC
Supported
2
Low 27
$255,852
Cc Investment Advisors, Inc.
Independent
1
Typical 13
$211,244
CCLG Advisors logo CCLG Advisors
Supported
1
Very Low 0
—
CCM Investment Advisers, LLC logo CCM Investment Advisers, LLC
Team
8
Very High 109
$1,149,845
CCM Investment Counsel logo CCM Investment Counsel
Independent
1
High 42
$708,426
CCM Investment Management, LLC logo CCM Investment Management, LLC
Supported
2
Typical 52
$193,407
CCR Investment Advisers, LLC
Supported
3
Low 27
$591,175
CDB Advisory & Consulting
Independent
1
Low 3
$8,401,222
CDFinancial logo CDFinancial
Independent
1
Very High 253
$394,071
CDP Financial Group, LLC logo CDP Financial Group, LLC
Supported
3
Typical 37
$913,306
CDS James Investments, LLC
Independent
1
Very High 75
$648,359
CDT Capital Wealth Advisory LLC logo CDT Capital Wealth Advisory LLC
Supported
1
Very Low 0
—
C&D Wealth Advisors logo C&D Wealth Advisors
Independent
1
Typical 20
$1,282,076
Cecil Wealth logo Cecil Wealth
Independent
1
High 41
$745,866
C.E.C. Wealth Management logo C.E.C. Wealth Management
Independent
1
Very High 95
$617,343
Cedar Capital, LLC logo Cedar Capital, LLC
Supported
2
Typical 53
$886,680
Cedar Cove Wealth Partners logo Cedar Cove Wealth Partners
Team
10
Very High 204
$223,488
Cedar Grove Capital Management logo Cedar Grove Capital Management
Independent
1
Low 6
$71,333
Cedar Grove Financial Planning, LLC logo Cedar Grove Financial Planning, LLC
Independent
1
High 35
$0
Cedar Lane Advisors, LLC logo Cedar Lane Advisors, LLC
Independent
1
Low 0
—
Cedarline Capital logo Cedarline Capital
Independent
1
High 47
$459,977
Cedar Mountain Advisors, LLC
Team
6
Very High 139
$980,030
Cedar Peak Wealth Advisors
Independent
1
Typical 22
$677,457
Cedar Point Capital Partners, LLC logo Cedar Point Capital Partners, LLC
Team
6
Typical 49
$816,810
Cedar Ridge Investment Management LLC logo Cedar Ridge Investment Management LLC
Supported
3
Low 33
$470,000
Cedar River Capital, LLC logo Cedar River Capital, LLC
Supported
2
Very Low 14
$1,929,432
Cedar Road Capital LLC
Independent
1
Typical 14
$387,039
Cedar Rock Investment Advisors
Independent
1
Typical 14
$1,053,835
Cedar Spring Advisors, LLC logo Cedar Spring Advisors, LLC
Supported
4
High 71
$594,952
Cedarstream Wealth, LLC logo Cedarstream Wealth, LLC
Independent
1
Low 0
—
Cedar Valley Capital LLC logo Cedar Valley Capital LLC
Independent
1
Very High 66
$764,160
Cedar Valley Wealth Advisors logo Cedar Valley Wealth Advisors
Supported
3
Low 31
$1,626,533
Cedar Wealth Management logo Cedar Wealth Management
Supported
3
Low 21
$4,168,361
Cedar Wing LLC
Independent
1
Low 0
—
Cedarwood Wealth logo Cedarwood Wealth
Supported
3
Typical 37
$1,918,697
Cedric Deon Bean Enterprises LLC
Independent
1
Low 0
—
Cedrus Wealth Group logo Cedrus Wealth Group
Team
6
High 92
$389,662
Ceera Investments, LLC logo Ceera Investments, LLC
Supported
1
Very High 157
$1,670,300
Ceeto Capital Group, LLC logo Ceeto Capital Group, LLC
Team
4
Very Low 4
$25,042,578
CEF Advisors logo CEF Advisors
Supported
2
Typical 47
$1,218,114
CEG Life Financial Services
Independent
1
Low 0
—
CEG Wealth Partners, LLC
Independent
1
Low 0
—
CEI Financial Planning logo CEI Financial Planning
Independent
1
Low 7
$677,965
Celadon Managed Wealth logo Celadon Managed Wealth
Independent
1
Very High 117
$654,229
Cela Wealth Management logo Cela Wealth Management
Supported
3
Low 28
$699,881
Celaya Wealth Management logo Celaya Wealth Management
Supported
2
Low 29
$416,970
Celestial Wealth Management logo Celestial Wealth Management
Independent
1
Very High 87
$878,604
Celia Mann Baehr, CFP
Independent
1
High 38
$1,178,914
Celtic Capital Corporation logo Celtic Capital Corporation
Independent
1
High 31
$215,415
Cenacle Capital Management, LLC logo Cenacle Capital Management, LLC
Supported
2
Typical 37
$273,973
Cenacle Partners logo Cenacle Partners
Supported
2
Low 25
$1,462,000
Cenador Financial Advisers LLC logo Cenador Financial Advisers LLC
Independent
1
Low 0
—
Centauri Advisory Group, Inc. logo Centauri Advisory Group, Inc.
Supported
4
Very High 96
$197,650
Centaurus Financial, Inc. logo Centaurus Financial, Inc.
Enterprise
431
High 105
$213,989
Centennial Advisors, LLC logo Centennial Advisors, LLC
Team
10
Low 46
$507,724
Centennial Securities Company Inc logo Centennial Securities Company Inc
Multi-team
38
High 65
$513,989
Centennial Wealth Advisory, LLC logo Centennial Wealth Advisory, LLC
Team
10
Very High 135
$293,390
Centennial Wealth Management Inc.
Supported
2
Very Low 11
$188,247
Centered Financial logo Centered Financial
Supported
2
High 82
$444,531
Centerfin Capital logo Centerfin Capital
Independent
1
Typical 21
$260,917
Center for Asset Management, LLC logo Center for Asset Management, LLC
Supported
2
Very High 142
$895,044
Center for Financial Planning Inc logo Center for Financial Planning Inc
Team
18
High 83
$1,314,674
Center For Wealth Management Advisory logo Center For Wealth Management Advisory
Team
5
Very High 128
$354,120
Center Hill Wealth, LLC logo Center Hill Wealth, LLC
Independent
1
Very High 84
$253,717
Centerline Wealth Advisors, LLC logo Centerline Wealth Advisors, LLC
Supported
4
High 65
$1,208,480
Center Peak Financial logo Center Peak Financial
Independent
1
Very High 114
$569,246
Centerpiece Wealth Advisor logo Centerpiece Wealth Advisor
Supported
2
Typical 38
$1,847,960
Centerpoint Advisors, LLC logo Centerpoint Advisors, LLC
Team
9
Typical 55
$1,463,616
Centerpoint Advisory Group, LLC logo Centerpoint Advisory Group, LLC
Team
5
Typical 55
$957,848
Center Stage Planning LLC logo Center Stage Planning LLC
Independent
1
High 47
$194,894
Centerview Wealth Advisors, LLC logo Centerview Wealth Advisors, LLC
Team
5
Low 33
$973,513
Centoic logo Centoic
Independent
1
Low 0
—
Centorbi Financial Group, Inc. logo Centorbi Financial Group, Inc.
Independent
1
Very High 86
$448,506
Central Coast Tax & Financial Services
Independent
1
Low 0
—
Central Point Wealth Management LLC logo Central Point Wealth Management LLC
Independent
1
Low 4
$305,432
Central States Capital Markets, LLC logo Central States Capital Markets, LLC
Supported
4
Very Low 2
$1,226,940
Central Wealth Management LLC logo Central Wealth Management LLC
Supported
1
Very High 158
$829,837
Centre Street Cambridge Corporation logo Centre Street Cambridge Corporation
Independent
1
Low 7
$1,300,000
Centric Advisors, LLC logo Centric Advisors, LLC
Supported
4
Very High 228
$189,450
Centricity Financial LLC logo Centricity Financial LLC
Independent
1
Low 4
$2,125,000
Centric Wealth Management, LLC logo Centric Wealth Management, LLC
Team
7
High 81
$1,331,868
Centrus Financial Strategies logo Centrus Financial Strategies
Supported
3
High 63
$579,402
Centura Wealth Advisory logo Centura Wealth Advisory
Team
16
Low 36
$2,031,330
Centurion Advisory Group, Inc logo Centurion Advisory Group, Inc
Supported
2
Typical 46
$813,383
Centurion Counsel Inc logo Centurion Counsel Inc
Supported
3
Low 17
$1,103,028
Centurion Financial Strategies LLC logo Centurion Financial Strategies LLC
Supported
2
Typical 51
$751,378
Centurion Wealth Management logo Centurion Wealth Management
Team
7
Typical 58
$1,874,028
Centurion Wealth Management LLC
Independent
1
Very High 67
$330,624
Century Business & Financial Services logo Century Business & Financial Services
Supported
2
Low 32
$224,725
Century Funds Management Inc logo Century Funds Management Inc
Supported
2
Very Low 9
$451,465
Century Investments logo Century Investments
Independent
1
Low 0
—
Century Management Financial Advisors logo Century Management Financial Advisors
Team
10
High 71
$791,206
Century Trace Investment Advisors LLC logo Century Trace Investment Advisors LLC
Independent
1
Low 0
—
Cerasus Advisors Inc
Independent
1
High 30
$4,216,407
Cerda Munoz Advisors, Inc. logo Cerda Munoz Advisors, Inc.
Supported
3
Very High 220
$397,056
Cerebrum Financial Services, LLC
Independent
1
Low 0
—
Cereli Inc. logo Cereli Inc.
Independent
1
Low 6
$333,333
Ceres Financial Group, Inc. logo Ceres Financial Group, Inc.
Supported
2
Low 31
$483,302
Cereus Financial Advisors, LLC logo Cereus Financial Advisors, LLC
Supported
2
Very Low 16
$1,240,261
Cerity partners LLC logo Cerity partners LLC
Enterprise
771
Very Low 32
$4,574,620
Cerner Capital Management, LLC logo Cerner Capital Management, LLC
Supported
1
High 82
$334,198
Cerro Pacific Wealth Advisors, LLC logo Cerro Pacific Wealth Advisors, LLC
Team
4
Typical 58
$1,820,274
Certified Advisory Corp logo Certified Advisory Corp
Multi-team
17
Very High 146
$1,016,007
Certified Financial Strategies Corporation logo Certified Financial Strategies Corporation
Independent
1
Very High 147
$934,589
Certified Planners, Inc. logo Certified Planners, Inc.
Supported
2
Very High 93
$1,054,314
Certified Planning Services, LLC
Independent
1
Low 7
$2,275,682
Certified Wealth Management & Investment LLC logo Certified Wealth Management & Investment LLC
Independent
1
Typical 18
$1,357,364
Certior Financial Group, LLC logo Certior Financial Group, LLC
Team
8
Typical 60
$943,129
Certis Capital Management, Inc. logo Certis Capital Management, Inc.
Supported
3
Very Low 10
$8,255,754
Certitude Advisors, LLC logo Certitude Advisors, LLC
Supported
2
Typical 47
$924,255
Certuity, LLC logo Certuity, LLC
Multi-team
26
Very Low 18
$5,220,398
CES Investment Strategies logo CES Investment Strategies
Independent
1
Typical 23
$960,173
Cetera logo Cetera
Institution
10,197
Low 79
$306,089
Cetera Planning Partners logo Cetera Planning Partners
Enterprise
317
Very Low 15
$848,315
Ceva Advisors logo Ceva Advisors
Supported
3
Very Low 8
$2,166,667
Cfci
Team
11
Very High 98
$507,358
CFD Investment Advisory LLC logo CFD Investment Advisory LLC
Independent
1
Low 0
—
CF Financial logo CF Financial
Independent
1
Very High 89
$604,355
Cfg Retirement logo Cfg Retirement
Supported
3
Very High 180
$445,496
CFG Wealth Management, LLC logo CFG Wealth Management, LLC
Independent
1
Very High 300
—
CFG Wealth Management Services Inc logo CFG Wealth Management Services Inc
Supported
2
Low 32
$1,252,581
CFIG Investment Advisory Services, LLC logo CFIG Investment Advisory Services, LLC
Independent
1
Typical 17
$1,846,041
C Financial and Tax Associates
Independent
1
High 49
$221,888
CFM Advisors Inc logo CFM Advisors Inc
Team
5
Low 40
$940,052
CFM Wealth Partners LLC logo CFM Wealth Partners LLC
Team
2
Very High 134
$3,030,004
CFO4Life logo CFO4Life
Team
11
High 80
$1,731,150
C F Parks Inc logo C F Parks Inc
Supported
1
Very High 202
$480,120
CFS Financial, LLC
Supported
3
Very Low 3
$212,500
CFS Investment Advisory Services LLC logo CFS Investment Advisory Services LLC
Team
10
Very High 114
$1,544,428
CFS Wealth Management logo CFS Wealth Management
Supported
3
Very High 155
$406,565
CG Advisory Services logo CG Advisory Services
Multi-team
67
High 73
$581,684
CG Capital Wealth LLC
Independent
1
Low 4
$375,000
Cgc Financial Services logo Cgc Financial Services
Team
7
Very High 163
$745,027
CGI Investment Advisers LLC
Independent
1
Typical 19
$357,895
CGI Wealth Advisors, Inc. logo CGI Wealth Advisors, Inc.
Supported
2
High 59
$1,046,401
CG Maton Advisory, Inc.
Supported
2
Very Low 3
$7,565,448
CGN Advisors, LLC logo CGN Advisors, LLC
Multi-team
35
Low 37
$1,174,087
Cgr Financial logo Cgr Financial
Independent
1
High 33
$160,853
Chacon Diaz & Di Virgilio Wealth Management, LLC logo Chacon Diaz & Di Virgilio Wealth Management, LLC
Supported
4
Typical 35
$622,024
Chadds Ford Wealth Partners, LLC logo Chadds Ford Wealth Partners, LLC
Team
2
Very Low 30
$18,403,144
Chadwick Financial logo Chadwick Financial
Supported
2
High 84
$365,269
Chagrin Valley Legacy Advisors, LLC logo Chagrin Valley Legacy Advisors, LLC
Independent
1
Low 0
—
Chaikin Capital Management Inc. logo Chaikin Capital Management Inc.
Independent
1
Typical 13
$3,344,000
Chaim Investment Advisors LLC logo Chaim Investment Advisors LLC
Independent
1
Very High 114
$169,144
Chair Six Financial Planning, PLLC logo Chair Six Financial Planning, PLLC
Independent
1
Low 5
$975,760
Chalk Creek Partners, LLC logo Chalk Creek Partners, LLC
Independent
1
Typical 25
$724,000
Challenge Everything Financial LLC logo Challenge Everything Financial LLC
Independent
1
Typical 25
$123,616
Challenger Wealth Management logo Challenger Wealth Management
Supported
1
Very High 238
$1,032,112
Chamberlain Financial Advisors, Inc. logo Chamberlain Financial Advisors, Inc.
Supported
2
Typical 50
$716,190
Chamberlain Long Wealth Management, LLC logo Chamberlain Long Wealth Management, LLC
Supported
2
Very Low 0
—
Chambers Capital, LLC
Independent
1
Low 2
$2,082,000
Chambers Financial Consulting
Independent
1
High 51
$550,991
Chambers Financial Group, LLC. logo Chambers Financial Group, LLC.
Supported
2
Very High 108
$261,264
Champion Advisors LLC logo Champion Advisors LLC
Supported
2
Low 26
$2,682,586
Champion Financial Inc. logo Champion Financial Inc.
Independent
1
High 42
—
Champion Financial Planning Group, LLC
Independent
1
High 54
$1,488,638
Champion Financial Planning LLC logo Champion Financial Planning LLC
Independent
1
Typical 11
$886,364
Champion Financial & Tax Services, LLC
Independent
1
Very High 100
$300,000
Champion Investments LLC logo Champion Investments LLC
Independent
1
Typical 13
$269,231
Chanakya Business Ventures LLC
Independent
1
Very High 68
$241,381
Chan, Arden
Independent
1
Low 0
—
Chancellor Financial Group WB LLC logo Chancellor Financial Group WB LLC
Team
6
Very High 216
$178,095
Chancellor Financial Services, Inc. logo Chancellor Financial Services, Inc.
Independent
1
Very High 109
$283,286
Chancellor Wealth Management, Inc. logo Chancellor Wealth Management, Inc.
Supported
2
High 60
$1,452,688
Chaney Capital Management Inc. logo Chaney Capital Management Inc.
Team
6
High 65
$1,174,063
Chaney Financial Services, Inc. logo Chaney Financial Services, Inc.
Independent
1
High 32
$1,141,295
Change Wealth Advisors logo Change Wealth Advisors
Supported
2
Typical 44
$772,447
Changing Parameters, LLC
Supported
2
Typical 55
$905,439
Channel Wealth, LLC logo Channel Wealth, LLC
Team
9
Very High 219
$409,034
Chaos Solved, Inc. logo Chaos Solved, Inc.
Supported
2
Very Low 0
—
Chapel Hill Investment Analysts Inc logo Chapel Hill Investment Analysts Inc
Supported
3
Very High 470
$308,967
Chapin Davis Asset Management logo Chapin Davis Asset Management
Team
18
Very Low 30
$1,161,865
Chapman & Chapman Advisors LLC logo Chapman & Chapman Advisors LLC
Supported
2
Very High 134
$539,690
Chapman Investment Management, LLC logo Chapman Investment Management, LLC
Supported
1
High 62
$1,939,170
Chappell Financial Group logo Chappell Financial Group
Independent
1
Low 0
—
ChappelWood Financial Services logo ChappelWood Financial Services
Supported
2
High 83
$681,225
Chaps Lifestyle LLC
Independent
1
Low 0
—
Chapters to Wealth logo Chapters to Wealth
Independent
1
Low 0
—
Charis Legacy Partners logo Charis Legacy Partners
Independent
1
Very High 59
$2,227,227
Charitable Foundation Services LLC logo Charitable Foundation Services LLC
Independent
1
Low 0
—
Charles Capital logo Charles Capital
Independent
1
Low 6
$141,169
Charles Fish Investments, Inc. logo Charles Fish Investments, Inc.
Supported
4
Very Low 11
$7,772,409
Charles J. Means & Co., LLC
Independent
1
High 33
$2,530,444
Charles Manning & Associates, Inc.
Independent
1
Typical 19
$3,698,387
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