See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
VOLKMAN Wealth Management, LLC logo VOLKMAN Wealth Management, LLC
Independent
1
Very High 60
$1,209,167
Volpe Investments LLC logo Volpe Investments LLC
Independent
1
Very High 67
$328,525
Volsurface Capital Management, LLC logo Volsurface Capital Management, LLC
Independent
1
Low 0
—
Voltz Asset Management Inc. logo Voltz Asset Management Inc.
Independent
1
High 27
$555,556
Volumetric Advisers logo Volumetric Advisers
Supported
2
Very Low 2
$70,034
Vomund Investment Management, LLC logo Vomund Investment Management, LLC
Independent
1
Very High 61
$1,032,061
von Adelung Wealth Management logo von Adelung Wealth Management
Supported
2
Very High 148
$282,442
Von Blucher Capital LLC
Independent
1
Low 0
—
von Borstel & Associates logo von Borstel & Associates
Team
5
Very High 100
$1,362,931
Von Colln Financial Group logo Von Colln Financial Group
Supported
1
Very High 128
$746,074
Von Haefen Financial Management logo Von Haefen Financial Management
Supported
2
Typical 44
$1,450,067
Von Halle, Allan
Independent
1
Low 4
$754,420
Von Holt Financial Advisors, Inc. logo Von Holt Financial Advisors, Inc.
Supported
2
Low 32
$1,676,563
Von Kohorn Research & Advisory, Inc.
Independent
1
Low 0
—
Vontobel Swiss Financial Advisers logo Vontobel Swiss Financial Advisers
Multi-team
5
Very High 465
$4,186,723
Voorman Investment Counsel LLC logo Voorman Investment Counsel LLC
Independent
1
High 53
$416,265
Vorpahl Wing Advisors, Inc. logo Vorpahl Wing Advisors, Inc.
Team
5
Very High 111
$223,339
Vortalis Wealth Management LLC
Independent
1
Low 0
—
Voska Wealth logo Voska Wealth
Independent
1
Low 0
—
Voss Wealth Management logo Voss Wealth Management
Independent
1
Very High 69
$1,360,879
VOX Financial Planning logo VOX Financial Planning
Independent
1
Low 6
$75,333
VOYA Financial Advisors, Inc. logo VOYA Financial Advisors, Inc.
Enterprise
743
Very Low 22
$236,678
Voyage Wealth Management LLC logo Voyage Wealth Management LLC
Supported
2
Very Low 13
$902,195
Voyage Wealth Management, LLC logo Voyage Wealth Management, LLC
Independent
1
Low 0
—
Voyage Wealth Management, LLC
Independent
1
High 49
$3,500,167
VSI Capital Group logo VSI Capital Group
Independent
1
Low 6
$801,667
VSI Securities, Inc. logo VSI Securities, Inc.
Supported
1
High 77
$302,761
VSM Wealth Advisory, LLC logo VSM Wealth Advisory, LLC
Team
5
Very High 122
$1,028,416
VU Financial Services, Inc
Independent
1
Low 8
$437,375
VWR Financial Advisory Services
Independent
1
Very High 175
$137,547
VZD Capital Management LLC logo VZD Capital Management LLC
Independent
1
Very High 112
$463,527
Wabash Capital, Inc. logo Wabash Capital, Inc.
Supported
3
Very High 163
$187,660
Wachtel Capital Advisors, LLC logo Wachtel Capital Advisors, LLC
Independent
1
Very High 86
$514,540
Wacker & Associates, Inc.
Supported
3
High 57
$556,960
Wade Management LLC
Independent
1
High 49
$371,020
Wadsworth & Daulaire Financial Planners logo Wadsworth & Daulaire Financial Planners
Supported
3
Very High 167
$0
W Advisors LLC logo W Advisors LLC
Supported
2
Typical 48
$2,577,787
WaFd Wealth, Inc logo WaFd Wealth, Inc
Team
12
Very Low 23
$1,270,596
Wagener-Lee, LLC logo Wagener-Lee, LLC
Supported
2
Very Low 0
—
Wager Wealth Management and Financial Planning LLC
Supported
1
Very High 121
$1,262,516
Wagner Planning logo Wagner Planning
Supported
1
Very High 203
$713,035
Wagner Road Capital Management, LLC logo Wagner Road Capital Management, LLC
Independent
1
Low 4
$31,220
Wagner Wealth Management
Independent
1
Low 0
—
Wagner Wealth Management, Corp. logo Wagner Wealth Management, Corp.
Supported
3
High 82
$539,591
Wagner Wealth Management LLC
Independent
1
Low 10
$800,000
W.A. Griffin Financial Services Inc. logo W.A. Griffin Financial Services Inc.
Independent
1
Very High 59
$218,644
Waits Investments, LLC logo Waits Investments, LLC
Supported
2
Typical 45
$876,404
Wakefield Asset Management, LLLP logo Wakefield Asset Management, LLLP
Supported
4
Typical 47
$1,680,006
Wakeful logo Wakeful
Supported
1
Very High 250
$157,536
Wakely Investment Management logo Wakely Investment Management
Supported
2
Low 29
$1,454,232
Wake Wealth Management Co. logo Wake Wealth Management Co.
Supported
2
Low 23
$272,970
Wakil Wealth Advisory LLC logo Wakil Wealth Advisory LLC
Independent
1
High 32
$121,406
Walden Financial logo Walden Financial
Supported
1
Very High 108
$489,018
Waldo.AI, Inc. logo Waldo.AI, Inc.
Independent
1
Low 0
—
Waldo Investment Advisors, LLC
Independent
1
Low 6
$2,784,691
Waldron Private Wealth logo Waldron Private Wealth
Multi-team
42
Very Low 12
$10,615,957
Walen Financial Group, LLC logo Walen Financial Group, LLC
Supported
2
High 62
$0
Walker Asset Management, LLC logo Walker Asset Management, LLC
Supported
3
High 65
$1,597,738
Walker & Associates logo Walker & Associates
Independent
1
High 42
$956,426
Walker Capital Advisors logo Walker Capital Advisors
Independent
1
Very High 57
$219,298
Walker Capital Partners, LLC logo Walker Capital Partners, LLC
Independent
1
High 32
$29,488
Walker Financial Advisors Inc logo Walker Financial Advisors Inc
Supported
3
High 59
$1,129,500
Walker Legacy Investments logo Walker Legacy Investments
Independent
1
Low 0
—
Walkner Condon Financial Advisors LLC logo Walkner Condon Financial Advisors LLC
Team
15
Typical 53
$1,283,945
Walk You To Wealth logo Walk You To Wealth
Independent
1
Typical 11
$793,531
Wallace logo Wallace
Independent
1
High 41
—
Wallace Advisory Group, LLC logo Wallace Advisory Group, LLC
Supported
1
High 87
$3,097,153
Wallace Capital Management, Inc.
Team
3
Very High 138
$2,359,378
Wallace Hart Capital Management logo Wallace Hart Capital Management
Team
5
Low 45
$1,066,844
Wallace Wealth Advisory, Inc.
Independent
1
Low 0
—
Wallach Planning & Investments
Independent
1
High 45
$843,264
Walla Walla Wealth Advisors logo Walla Walla Wealth Advisors
Supported
2
Very Low 4
$2,285,500
Wall Capital Group, Inc. logo Wall Capital Group, Inc.
Supported
3
Very High 265
$179,181
Walled Lake Planning & Wealth Management, LLC logo Walled Lake Planning & Wealth Management, LLC
Team
5
High 73
$2,003,418
Wallender, Timothy Joseph
Independent
1
Very High 289
$475,141
Waller Financial Coaching logo Waller Financial Coaching
Independent
1
Very High 67
$1,342,936
Waller Financial Planning Group, Inc. logo Waller Financial Planning Group, Inc.
Team
6
High 95
$1,307,224
Waller Wealth Management, LLC
Independent
1
Very High 290
$244,828
Walleye Partners LLC logo Walleye Partners LLC
Supported
3
Low 31
$2,975,032
Wallick Investments, LLC logo Wallick Investments, LLC
Supported
3
Very High 99
$552,088
Wallick Wealth Management logo Wallick Wealth Management
Independent
1
Typical 15
$1,249,189
Wallington Asset Management logo Wallington Asset Management
Team
8
Low 38
$3,693,460
Wall Investment Group, Inc. logo Wall Investment Group, Inc.
Independent
1
Very High 140
$604,242
Walls Investment Management Company logo Walls Investment Management Company
Supported
2
Typical 55
$460,256
Wall St LLC logo Wall St LLC
Independent
1
Low 0
—
Wall Street Capital Advisors, LLC
Supported
2
Very Low 13
$140,000
Wall Street Financial Group, Inc. logo Wall Street Financial Group, Inc.
Supported
3
Very High 142
$422,499
WallStreeti.com logo WallStreeti.com
Independent
1
Very High 87
$1,209,606
Walnut Green Asset Management, LLC logo Walnut Green Asset Management, LLC
Supported
2
Very Low 4
$9,264,860
Walnut Hill Wealth Management logo Walnut Hill Wealth Management
Independent
1
Low 8
$572,856
Walnut Investment Services LLC logo Walnut Investment Services LLC
Supported
2
Very High 97
$467,876
Walrus Partners, LLC
Supported
1
Very Low 12
$511,667
Walser Wealth Management Company, A Limited Liability Company logo Walser Wealth Management Company, A Limited Liability Company
Team
14
Typical 48
$501,090
Walsh Advisors logo Walsh Advisors
Supported
2
Low 27
$1,489,462
Walsh & Associates, LLC logo Walsh & Associates, LLC
Team
9
Very High 145
$617,708
Walsh Capital LLC logo Walsh Capital LLC
Independent
1
Typical 15
$1,223,208
Walsh Financial LLC logo Walsh Financial LLC
Independent
1
Low 0
—
Walsky Investment Management Inc logo Walsky Investment Management Inc
Supported
2
Typical 51
$1,200,381
Walstad Investment Counsel, Inc.
Independent
1
Typical 21
$2,628,828
Walsvick Wealth Management logo Walsvick Wealth Management
Independent
1
Typical 16
$275,000
Walter J. Reyna, Inc. logo Walter J. Reyna, Inc.
Supported
3
Very High 104
$238,850
Walter Keenan Wealth Management logo Walter Keenan Wealth Management
Team
6
Very Low 24
$4,358,198
Walters Strategic Advisors, LLC logo Walters Strategic Advisors, LLC
Supported
2
Low 23
$1,305,090
Waltium Investment Advisors logo Waltium Investment Advisors
Independent
1
Low 0
—
Walton Financial logo Walton Financial
Supported
3
High 83
$719,377
Walton Rahal CPAs PLLC logo Walton Rahal CPAs PLLC
Supported
2
Low 20
$1,925,000
WALT ST WSIM Ltd
Independent
1
High 35
$294,096
Wanda Kilman Pittman
Independent
1
Very High 104
$235,428
Wander Financial Services, LLC logo Wander Financial Services, LLC
Independent
1
High 34
$1,263,371
WanderWealth Inc. logo WanderWealth Inc.
Independent
1
Typical 13
$400,000
Wangchuk Capital, LLC logo Wangchuk Capital, LLC
Independent
1
Low 0
—
Wang Financial, LLC logo Wang Financial, LLC
Supported
2
Low 22
$1,468,128
Wank & Liptzin Advisory Services LLC
Supported
2
Very Low 7
$1,230,769
WAPG, LLC logo WAPG, LLC
Independent
1
Low 0
—
Warburton Capital Management, LLC logo Warburton Capital Management, LLC
Team
7
Typical 59
$1,602,832
Ward & Associates logo Ward & Associates
Supported
2
Low 25
$3,687,755
Ward Capital Management LLC logo Ward Capital Management LLC
Independent
1
High 44
$608,897
Warden Wealth Management, LLC logo Warden Wealth Management, LLC
Independent
1
High 34
$770,588
Wardian Wealth Management, Inc. logo Wardian Wealth Management, Inc.
Independent
1
Low 0
—
Wardlaw Wealth Management LLC logo Wardlaw Wealth Management LLC
Independent
1
Very High 102
$740,041
Warm Springs Advisors Inc.
Supported
2
Very Low 8
$8,756,434
Warner Financial, Inc. logo Warner Financial, Inc.
Team
4
Typical 64
$3,221,418
Warner Investments, LLC
Independent
1
Low 0
—
Warner Wealth logo Warner Wealth
Team
11
High 67
$599,978
Warren Capital Group logo Warren Capital Group
Supported
3
High 60
$376,188
Warren Financial, LLC logo Warren Financial, LLC
Independent
1
High 44
$560,115
Warren Street Wealth Advisors, LLC logo Warren Street Wealth Advisors, LLC
Team
10
Low 45
$1,225,633
Warren Wealth Management & Tax Planning Inc. logo Warren Wealth Management & Tax Planning Inc.
Independent
1
Very High 80
$391,250
War Streets Capital, LLC logo War Streets Capital, LLC
Independent
1
Typical 23
$551,521
Warther Private Wealth logo Warther Private Wealth
Supported
2
Very High 119
$1,395,809
Warwick Partners logo Warwick Partners
Team
5
Typical 51
$6,096,213
Warwick Shore Advisors, LLC logo Warwick Shore Advisors, LLC
Independent
1
High 45
$138,607
Washburn Capital Management Inc. logo Washburn Capital Management Inc.
Supported
3
High 60
$1,324,545
Washington Avenue Advisors logo Washington Avenue Advisors
Team
8
High 83
$455,376
Washington Crossing Advisors LLC logo Washington Crossing Advisors LLC
Team
4
Very High 788
$585,625
Washington Financial Group, Inc.
Supported
2
Very High 107
$558,884
Washington Growth Strategies LLC logo Washington Growth Strategies LLC
Supported
1
Typical 35
$6,165,983
Washington Park Capital Management, LLC logo Washington Park Capital Management, LLC
Supported
1
Very High 191
$1,861,075
Washington Peak Investment Advisors LLC logo Washington Peak Investment Advisors LLC
Independent
1
Typical 19
$1,146,031
Washington Square Capital Management LLC logo Washington Square Capital Management LLC
Supported
2
Low 23
$1,965,502
Washington Trust Advisors logo Washington Trust Advisors
Team
14
Typical 56
$2,555,962
Washpark Capital, LLC logo Washpark Capital, LLC
Independent
1
Low 0
—
Wasi logo Wasi
Independent
1
Very High 445
$159,429
W.A. Smith Financial Group logo W.A. Smith Financial Group
Team
10
Very High 167
$697,982
Wassaw Sound Management, LLC
Supported
1
Very Low 9
$11,666,667
Wata Capital LLC
Independent
1
Typical 24
$350,917
Watch Guard Capital LLC logo Watch Guard Capital LLC
Supported
2
High 74
$549,310
Watch Hill Advisors, LLC
Independent
1
Low 8
$767,490
Watch Hill Financial Inc logo Watch Hill Financial Inc
Supported
2
Very Low 0
—
Watchstone Wealth Management LLC logo Watchstone Wealth Management LLC
Independent
1
Very High 65
$1,027,172
Watchtower Wealth, LLC logo Watchtower Wealth, LLC
Independent
1
High 31
$391,731
Watchtower Wealth Management, Inc.
Independent
1
Very High 70
$352,800
Watercolor Financial logo Watercolor Financial
Supported
3
Typical 51
$1,544,411
Water Dog Asset Management LLC
Independent
1
Typical 17
$347,059
Waterford Advisors, LLC logo Waterford Advisors, LLC
Team
7
Typical 50
$1,137,110
Waterford Capital Investment Advisory Services LLC logo Waterford Capital Investment Advisory Services LLC
Supported
2
Typical 55
$2,029,762
Waterford Financial Management, LLC logo Waterford Financial Management, LLC
Independent
1
High 47
$937,182
Waterfront Advisors
Independent
1
Typical 12
$248,633
Waterfront Wealth Inc. logo Waterfront Wealth Inc.
Team
10
High 79
$1,369,949
Waterhill Capital, LLC logo Waterhill Capital, LLC
Independent
1
Typical 15
$3,333,333
Waterloo Capital logo Waterloo Capital
Multi-team
52
Typical 50
$779,997
Waterrock Global Asset Management logo Waterrock Global Asset Management
Supported
3
Typical 49
$500,698
WaterRock Wealth Management logo WaterRock Wealth Management
Supported
4
High 72
$531,303
Watershed Private Wealth logo Watershed Private Wealth
Supported
3
Typical 48
$2,892,129
Watershed Wealth logo Watershed Wealth
Independent
1
Very High 71
$254,113
Watershed Wealth Planning LLC logo Watershed Wealth Planning LLC
Independent
1
High 47
$663,191
WaterShip Private Capital Management, LLC
Independent
1
Low 3
$470,177
Waterside Investment Advisers LLC logo Waterside Investment Advisers LLC
Independent
1
Typical 13
$290,436
Waters, James J.
Independent
1
Low 0
—
Waters, Parkerson & Co., LLC logo Waters, Parkerson & Co., LLC
Team
7
Very High 106
$3,240,799
Waterstone Advisors LLC logo Waterstone Advisors LLC
Independent
1
High 28
$421,532
Waterstone Financial Advisory LLC logo Waterstone Financial Advisory LLC
Supported
3
Very High 95
$880,346
WaterStreet Asset Management LLC
Independent
1
Low 0
—
Water Valley Investment Advisors, Inc. logo Water Valley Investment Advisors, Inc.
Supported
3
Typical 51
$906,318
Waterway Wealth Management, L.L.C. logo Waterway Wealth Management, L.L.C.
Team
6
Very Low 23
$4,855,706
Watkinson Capital Advisors LLC logo Watkinson Capital Advisors LLC
Supported
3
Low 31
$1,350,516
Watson Capital Management, Inc. logo Watson Capital Management, Inc.
Independent
1
High 44
$1,939,351
Watson House Investment Management, LLC logo Watson House Investment Management, LLC
Independent
1
Typical 14
$1,431,771
Watts Capital Partners LLC logo Watts Capital Partners LLC
Team
5
Very Low 13
$1,113,402
Watts Gwilliam & Company, LLC logo Watts Gwilliam & Company, LLC
Team
9
Typical 56
$1,950,895
Wave & Breakout L.L.C.
Independent
1
Very High 65
$43,154
Wavelet Advisors logo Wavelet Advisors
Independent
1
Typical 11
$873,709
Wavelet Capital
Independent
1
Low 0
—
Waverley Wealth Management LLC logo Waverley Wealth Management LLC
Supported
2
High 57
$1,764,492
Waverly Advisors, LLC logo Waverly Advisors, LLC
Multi-team
233
Typical 55
$1,639,930
Wave Wealth Management, LLC logo Wave Wealth Management, LLC
Supported
2
Low 31
$2,164,205
Wave Wealth Planning, LLC logo Wave Wealth Planning, LLC
Independent
1
Very High 57
$277,281
Wavvest Wealth logo Wavvest Wealth
Supported
4
Typical 36
$2,367,253
W.A. Wimberly & Associates, Inc.
Independent
1
High 30
$1,063,001
Wax Asset Management LLC logo Wax Asset Management LLC
Independent
1
Very High 74
$2,448,824
Waxman Financial logo Waxman Financial
Supported
2
Low 20
$724,595
Waycross Investment Management Co logo Waycross Investment Management Co
Supported
4
Typical 37
$1,226,218
Wayfinder Wealth Warriors LLC logo Wayfinder Wealth Warriors LLC
Independent
1
Low 4
$1,150,000
Wayfinding Financial, LLC logo Wayfinding Financial, LLC
Supported
2
Very High 181
$977,066
Waymaker Financial Planning logo Waymaker Financial Planning
Independent
1
Low 7
$517,763
Wayne Financial LLC logo Wayne Financial LLC
Supported
2
Very Low 8
$981,075
Wayne Firebaugh, Inc. logo Wayne Firebaugh, Inc.
Supported
1
Very High 195
$433,689
Wayne Gilbert & Company
Independent
1
Low 0
—
Waypoint Financial, LLC logo Waypoint Financial, LLC
Supported
2
Low 30
$612,033
Waypoint Financial Planning LLC logo Waypoint Financial Planning LLC
Independent
1
High 37
$1,655,967
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