See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Pinnacle Portfolio Advisors logo Pinnacle Portfolio Advisors
Supported
3
Very Low 13
$4,298,227
Pinnacle Retirement & Financial Planning logo Pinnacle Retirement & Financial Planning
Independent
1
Very High 143
$456,250
Pinnacle Strategic Wealth Management, LLC logo Pinnacle Strategic Wealth Management, LLC
Supported
2
Very High 251
$292,385
Pinnacle Stream Capital LLC
Supported
2
Very Low 3
$837,199
Pinnacle Wealth Advisors logo Pinnacle Wealth Advisors
Team
16
Typical 51
$584,818
Pinnacle Wealth Management Group, Inc. logo Pinnacle Wealth Management Group, Inc.
Supported
3
High 68
$1,194,677
Pinnacle Wealth Management, Inc. logo Pinnacle Wealth Management, Inc.
Supported
4
High 68
$435,958
Pinnacle Wealth Management, LLC
Supported
2
High 70
$686,960
Pinnacle Wealth Strategies, LLC logo Pinnacle Wealth Strategies, LLC
Supported
3
Very Low 0
—
Pinnacle West Asset Management Inc
Supported
3
Low 28
$2,547,056
Pinney & Scofield, Inc. logo Pinney & Scofield, Inc.
Team
3
Very High 98
$2,910,982
Pin Oak Investment Advisors Inc logo Pin Oak Investment Advisors Inc
Team
6
Typical 50
$1,382,266
Pinyon Pine Capital LLC logo Pinyon Pine Capital LLC
Supported
2
Low 20
$1,187,864
Pioneer Administrative Services Ltd logo Pioneer Administrative Services Ltd
Supported
1
Very Low 1
$104,581
Pioneer Advisory logo Pioneer Advisory
Independent
1
Typical 22
$1,606,051
Pioneer Advisory LLC logo Pioneer Advisory LLC
Independent
1
Very High 85
$1,082
Pioneer Financial Advisors logo Pioneer Financial Advisors
Independent
1
Very High 64
$487,559
Pioneer Financial, Inc. logo Pioneer Financial, Inc.
Independent
1
Very High 93
$81,017
Pioneer Fortress Consulting LLC
Independent
1
Low 0
—
Pioneer Wealth Management Group logo Pioneer Wealth Management Group
Team
11
Low 45
$800,048
Pip Capital & Consulting, LLC logo Pip Capital & Consulting, LLC
Independent
1
High 34
$853,093
Pira Wealth Management logo Pira Wealth Management
Independent
1
Typical 17
$205,882
Pisces Financial Advisors, LLC logo Pisces Financial Advisors, LLC
Independent
1
Typical 12
$4,626,636
Pismo Pacific Financial Services, LLC
Independent
1
High 32
$520,281
PI Square Capital, LLC logo PI Square Capital, LLC
Independent
1
Low 4
$609,480
Pistol Hill Capital logo Pistol Hill Capital
Independent
1
Typical 19
$31,826
Pithom Advisors, Inc.
Independent
1
Low 0
—
Pittenger & Anderson Inc logo Pittenger & Anderson Inc
Multi-team
14
Typical 64
$1,831,941
Pitzl Financial logo Pitzl Financial
Supported
4
Very High 99
$1,246,924
Pivotal Wealth and Tax
Supported
4
High 79
$53,025
Pivot Capital Management, LLC logo Pivot Capital Management, LLC
Independent
1
Low 0
—
Pivot Investment Planning, LLC
Supported
2
Very Low 12
$1,985,430
Pivot Planning, LLC logo Pivot Planning, LLC
Independent
1
Low 0
—
Pivot Point Advisors, LLC logo Pivot Point Advisors, LLC
Supported
2
Typical 45
$1,574,097
PivotPoint Advisors, LLC logo PivotPoint Advisors, LLC
Independent
1
Typical 11
$76,364
Pivot Point Wealth Planning logo Pivot Point Wealth Planning
Independent
1
Very High 83
$307,868
PI Wealth Plan LLC logo PI Wealth Plan LLC
Independent
1
Low 5
$5,270,905
Pixel Financial Planning logo Pixel Financial Planning
Independent
1
High 30
$1,329,838
Pizarro Advisors
Independent
1
Low 0
—
PJ Scavuzzo, Inc. logo PJ Scavuzzo, Inc.
Independent
1
Very High 66
$277,540
PJS Wealth Partners logo PJS Wealth Partners
Team
7
High 65
$1,785,791
PK Financial Services
Independent
1
Low 0
—
PK Quantitative Investing, LLC logo PK Quantitative Investing, LLC
Independent
1
Low 8
$585,016
PKS Advisory Services, LLC logo PKS Advisory Services, LLC
Multi-team
45
Very High 108
$221,397
PKS Investment Advisors LLC logo PKS Investment Advisors LLC
Team
7
High 65
$612,166
PK Wealth Advisors logo PK Wealth Advisors
Independent
1
Very High 55
$327,273
Placera Capital Management LLC
Independent
1
Typical 12
$2,916,667
Plackett Capital Management LLC logo Plackett Capital Management LLC
Independent
1
Low 0
—
Plagens & Taylor Wealth Management logo Plagens & Taylor Wealth Management
Team
5
High 70
$788,441
Plains Advisory LLC logo Plains Advisory LLC
Independent
1
High 52
$555,357
Plain Talk Financial Planning, LLC logo Plain Talk Financial Planning, LLC
Independent
1
Low 5
$271,222
Plaisier Financial Group LLC
Independent
1
Very High 97
$89,691
Plan2Prosper LLC logo Plan2Prosper LLC
Independent
1
Low 6
$1,550,000
Plan2Retire logo Plan2Retire
Independent
1
Very High 271
$302,583
Plan2Thrive Financial logo Plan2Thrive Financial
Supported
3
High 74
$579,089
Plan & Act logo Plan & Act
Supported
3
Low 27
$780,488
Plan Ahead Advisors
Independent
1
Low 5
$1,414,558
Plan Ahead Financial Management, Inc. logo Plan Ahead Financial Management, Inc.
Supported
2
Low 28
$1,168,853
Planalto Financial logo Planalto Financial
Independent
1
Low 0
—
Plan A Wealth, LLC logo Plan A Wealth, LLC
Team
8
High 80
$645,515
Plan B Investments, Inc. logo Plan B Investments, Inc.
Supported
2
Typical 45
$256,022
Planbound, LLC
Independent
1
Low 0
—
Planb Tax & Wealth Advisors LLC
Independent
1
Low 1
$500
Plan Confidence Corporation logo Plan Confidence Corporation
Supported
1
Very High 859
—
Plancorp, LLC logo Plancorp, LLC
Multi-team
52
Low 43
$4,157,573
Plancorr Wealth Management, LLC logo Plancorr Wealth Management, LLC
Independent
1
Low 0
—
Plandeavor logo Plandeavor
Supported
2
Very Low 6
$254,778
PlanDynamic, LLC logo PlanDynamic, LLC
Independent
1
High 33
$876,495
Plan Financial logo Plan Financial
Team
6
Very High 131
$217,103
Plan First Wealth LLC logo Plan First Wealth LLC
Supported
3
Low 32
$1,461,618
Plan For It Financial, LLC logo Plan For It Financial, LLC
Independent
1
Typical 17
—
Plan For Your Goals, LLC logo Plan For Your Goals, LLC
Independent
1
High 45
$224,403
Planful Finance LLC logo Planful Finance LLC
Supported
2
Low 30
$894,319
Plan Group Financial, Inc. logo Plan Group Financial, Inc.
Team
16
High 76
$565,359
Planmember Securities Corporation logo Planmember Securities Corporation
Enterprise
428
Very High 162
$132,363
Planned Financial Security
Independent
1
Very High 55
$754,081
Planned Solutions, Inc. logo Planned Solutions, Inc.
Team
8
Very High 103
$811,362
Planning Alternatives Ltd logo Planning Alternatives Ltd
Team
10
High 67
$2,214,774
Planning Associates Wealth Management, LLC logo Planning Associates Wealth Management, LLC
Supported
2
Typical 42
$860,844
Planning for Progress logo Planning for Progress
Independent
1
Very High 55
$478,125
Planning Trail Investments, LLC logo Planning Trail Investments, LLC
Independent
1
Low 9
$216,236
Planning Within Reach, LLC logo Planning Within Reach, LLC
Independent
1
High 42
$171,192
Planning Works Advisory, Inc. logo Planning Works Advisory, Inc.
Supported
4
Low 32
$1,537,338
Plan Partners LLC logo Plan Partners LLC
Independent
1
Typical 17
$117,647
Planpath Financial logo Planpath Financial
Independent
1
Low 5
$251,081
Planrock Wealth Strategies, LLC logo Planrock Wealth Strategies, LLC
Team
6
Very Low 9
$1,119,195
Plante Moran financial advisors logo Plante Moran financial advisors
Multi-team
131
Very Low 30
$6,699,075
Plan to Prosper Wealth Management logo Plan to Prosper Wealth Management
Supported
2
Very High 195
$515,975
Planvest Financial, Inc. logo Planvest Financial, Inc.
Team
6
Typical 51
$572,190
Planvesting, LLC logo Planvesting, LLC
Independent
1
Low 5
$2,556,379
Planvest, LLC logo Planvest, LLC
Independent
1
Very High 298
$150,955
PlanVision, LLC logo PlanVision, LLC
Team
8
Very High 921
$0
PlanWell Financial Guidance, LLC logo PlanWell Financial Guidance, LLC
Independent
1
Very High 110
$500,609
Planwiser Financial logo Planwiser Financial
Supported
3
High 70
$717,284
Plan Wise Wealth Group, LLC logo Plan Wise Wealth Group, LLC
Independent
1
High 40
$205,932
Platform Technology Partners logo Platform Technology Partners
Team
10
High 87
$1,369,352
Platform Wealth Advisors logo Platform Wealth Advisors
Team
11
Very Low 23
$1,546,071
Platinum Planning, Inc. logo Platinum Planning, Inc.
Independent
1
Very High 205
$158,976
Platinum Wealth Management, LLC logo Platinum Wealth Management, LLC
Independent
1
Low 0
—
Platler Capital Management LLC
Independent
1
High 53
$527,358
Platte West Wealth Management, LLC logo Platte West Wealth Management, LLC
Independent
1
Typical 23
$867,651
Platt Investment Counsel, LLC logo Platt Investment Counsel, LLC
Independent
1
Very High 142
$1,011,584
Platt Wealth Management logo Platt Wealth Management
Supported
3
High 66
$1,840,907
Playbook Advisers LLC
Independent
1
Low 0
—
PLC Investment Solutions, LLC logo PLC Investment Solutions, LLC
Independent
1
Typical 25
$236,895
PLC Wealth Partners logo PLC Wealth Partners
Independent
1
Low 0
—
Pleasantdale Wealth Management, LLC
Supported
3
High 60
$598,343
Pleasanton Wealth logo Pleasanton Wealth
Independent
1
Typical 15
$70,667
Plectrum Advisers LLC logo Plectrum Advisers LLC
Supported
2
Typical 38
$963,177
Pledge Capital LLC logo Pledge Capital LLC
Independent
1
High 45
$235,801
Plein Air Capital Advisers, LLC logo Plein Air Capital Advisers, LLC
Independent
1
High 27
$1,057,795
Plentiful Wealth, LLC logo Plentiful Wealth, LLC
Independent
1
Very High 79
$560,456
P&L Family Wealth
Independent
1
Low 0
—
Plimsoll Financial Planning, LLC logo Plimsoll Financial Planning, LLC
Independent
1
Typical 13
$836,324
Plumb Financial logo Plumb Financial
Independent
1
High 42
$246,703
Plum Street Advisors, LLC logo Plum Street Advisors, LLC
Team
6
Very Low 29
$2,436,368
Plumtree Financial Planning logo Plumtree Financial Planning
Independent
1
Very High 125
—
Plunkett & Associates, Inc.
Independent
1
Low 9
$300,517
Plus Group Wealth Advisors, LLC logo Plus Group Wealth Advisors, LLC
Supported
4
Very High 129
$300,173
Pluto Wealth Management logo Pluto Wealth Management
Independent
1
Low 6
$255,537
Plutus21 Capital Management, L.L.C logo Plutus21 Capital Management, L.L.C
Supported
2
Low 30
$45,259
Plutus Wealth Management logo Plutus Wealth Management
Independent
1
Typical 19
$737,847
PLW Financial logo PLW Financial
Independent
1
High 33
$394,731
PMA Wealth Management logo PMA Wealth Management
Independent
1
High 45
$557,064
Pmb Advisors
Independent
1
Very High 114
$986,105
PMC Wealth, LLC logo PMC Wealth, LLC
Independent
1
Low 0
—
Pmd Advisory logo Pmd Advisory
Supported
2
High 65
$428,703
PMG Family Office, LLC logo PMG Family Office, LLC
Supported
2
Typical 39
$1,870,149
PMG Wealth Management logo PMG Wealth Management
Supported
4
Very High 111
$446,989
PNC Wealth Management logo PNC Wealth Management
Enterprise
1,171
Very High 137
$182,752
Pnl Investments
Independent
1
Low 7
$216,613
PNW Asset Management logo PNW Asset Management
Supported
3
Low 26
$1,350,103
PNW Prosperity & Wealth Management logo PNW Prosperity & Wealth Management
Independent
1
Low 0
—
Pochop Financial Management, Inc. logo Pochop Financial Management, Inc.
Independent
1
Very High 71
$521,869
Pocket Project logo Pocket Project
Independent
1
High 35
$195,536
Podell Financial Group LLC logo Podell Financial Group LLC
Supported
4
Typical 54
$880,556
Poder Wealth Advisors logo Poder Wealth Advisors
Supported
2
Low 17
$371,887
Podlin International Realty, Ltd.
Independent
1
Low 0
—
Poehling Capital Management, Inc. logo Poehling Capital Management, Inc.
Team
6
High 71
$1,342,944
Poehls Associates LLC
Independent
1
Low 9
$2,174,481
Pogson & Matt Wealth Management Group logo Pogson & Matt Wealth Management Group
Supported
3
Typical 44
$676,068
Poinciana Advisors Group, LLC logo Poinciana Advisors Group, LLC
Supported
3
Typical 37
$3,424,733
Point 16 Capital, LLC
Independent
1
Low 6
$263,167
Point4ward Financial Planning logo Point4ward Financial Planning
Independent
1
Low 9
$452,938
Point Bridge Capital, LLC logo Point Bridge Capital, LLC
Supported
1
Low 26
$9,106,905
Pointe Capital Management LLC logo Pointe Capital Management LLC
Team
6
Very Low 29
$2,119,391
Pointe Equity Partners LLC
Independent
1
Typical 20
$750,000
Pointer Financial Advisors LLC logo Pointer Financial Advisors LLC
Supported
1
Very High 157
$1,103,114
Point Nemo Capital, LLC logo Point Nemo Capital, LLC
Supported
2
Typical 48
$1,090,193
PointOne Family Office logo PointOne Family Office
Supported
2
Very Low 13
$13,083,659
Point Wealth, LLC logo Point Wealth, LLC
Independent
1
Very High 62
$511,823
Point Windward Advisors, Inc. logo Point Windward Advisors, Inc.
Team
6
Low 46
$1,289,803
Poise Investment Advisors logo Poise Investment Advisors
Supported
2
Very Low 6
$108,333
Polaris Asset Management LLC logo Polaris Asset Management LLC
Independent
1
High 47
$1,085,106
Polaris Asset Management, LLC logo Polaris Asset Management, LLC
Independent
1
High 38
$135,999
Polaris Capital Management LLC logo Polaris Capital Management LLC
Independent
1
Typical 25
$398,067
Polaris Financial, LLC logo Polaris Financial, LLC
Supported
2
Very High 426
$80,760
Polaris Financial Partners, LLC logo Polaris Financial Partners, LLC
Supported
2
High 72
$1,496,503
Polaris Financial Planning, LLC. logo Polaris Financial Planning, LLC.
Independent
1
Very High 129
$1,160,316
Polaris Investment Advisors, LLC logo Polaris Investment Advisors, LLC
Supported
2
High 69
$1,277,864
Polaris Investment Partners, Inc logo Polaris Investment Partners, Inc
Independent
1
Typical 23
$614,439
Polaris Wealth Management, LLC logo Polaris Wealth Management, LLC
Team
5
Very Low 31
$44,818
Polaris Wealth Partners logo Polaris Wealth Partners
Independent
1
Low 2
$2,687,315
Polero Ice Advisers logo Polero Ice Advisers
Independent
1
Very High 59
$1,796,153
Polestar Capital LLC logo Polestar Capital LLC
Supported
2
Very Low 2
$175,439
Poling Capital Management, LLC
Independent
1
Low 3
$759,595
Pollen & Secouler, LLP
Independent
1
Typical 20
—
Polley Wealth Management LLC logo Polley Wealth Management LLC
Supported
3
Low 17
$384,000
Pollock Planning Associates Inc. logo Pollock Planning Associates Inc.
Independent
1
Very High 66
$2,492,638
Pollux Wealth Management logo Pollux Wealth Management
Supported
2
Low 20
$1,336,608
Polson Wealth Management logo Polson Wealth Management
Independent
1
Very High 120
$1,129,052
Polygon Investment Management logo Polygon Investment Management
Independent
1
Low 6
$3,905,398
Polymath Capital Advisors, LLC. logo Polymath Capital Advisors, LLC.
Independent
1
High 29
$486,207
Polymita Wealth Management LLC
Independent
1
Low 0
—
Pomegranate Financial LLC logo Pomegranate Financial LLC
Independent
1
High 35
$235,466
Pomeroy Financial Planning, LLC. logo Pomeroy Financial Planning, LLC.
Independent
1
Very High 59
—
Pomifer Capital Partners LLC logo Pomifer Capital Partners LLC
Supported
2
Very Low 2
—
Ponderosa Investment Group, LLC logo Ponderosa Investment Group, LLC
Independent
1
High 36
$475,636
Ponta Wealth Partners, LLC logo Ponta Wealth Partners, LLC
Supported
2
Very Low 12
$8,927,713
Popa Financial Services, Inc. logo Popa Financial Services, Inc.
Supported
2
Low 19
$288,280
Pope Wealth Management logo Pope Wealth Management
Independent
1
Very High 81
$944,507
Pope Wealth Planning, LLC logo Pope Wealth Planning, LLC
Independent
1
High 49
$932,653
Poplar Global Wealth Management LLC logo Poplar Global Wealth Management LLC
Independent
1
High 47
$1,156,277
Portafolio Capital Management logo Portafolio Capital Management
Independent
1
Low 7
$223,129
Portage Capital Management LLC logo Portage Capital Management LLC
Independent
1
Low 3
$6,400,000
Porta Investment Management
Independent
1
Very High 65
$543,077
Port Capital Management logo Port Capital Management
Independent
1
Typical 23
$1,238,763
Porter Avenue Capital Management, LLC logo Porter Avenue Capital Management, LLC
Independent
1
Very High 81
$133,934
Porter Investments logo Porter Investments
Independent
1
High 31
$494,026
Porter Wealth Management, LLC logo Porter Wealth Management, LLC
Independent
1
Typical 20
$584,161
Porter White Investment Advisors, Inc. logo Porter White Investment Advisors, Inc.
Team
5
Very Low 18
$5,620,134
Portfolio Advisors, Inc. logo Portfolio Advisors, Inc.
Supported
4
High 60
$1,086,506
Portfolio Advisory Council,L.L.C. logo Portfolio Advisory Council,L.L.C.
Team
7
High 79
$717,018
Portfolio Advisory Group, Inc.
Supported
2
Typical 36
$1,613,127
Portfolio Allocators LLC
Independent
1
Typical 12
—
PortfolioArc, L.L.C. logo PortfolioArc, L.L.C.
Independent
1
High 27
$1,124,852
Portfolio Audit, LLC
Supported
3
Very Low 14
$891,527
Portfolio Design Labs, LLC logo Portfolio Design Labs, LLC
Team
1
Very High 346
$1,581,614
Portfolio Design Services, LLC logo Portfolio Design Services, LLC
Supported
4
High 65
$481,538
Portfolio Guide logo Portfolio Guide
Independent
1
Low 4
$225,000
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