See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Financial Empowerment logo Financial Empowerment
Independent
1
Low 0
—
Financial Empowerment LLC logo Financial Empowerment LLC
Supported
2
Typical 50
$1,263,743
Financial Engineering LLC logo Financial Engineering LLC
Independent
1
Low 3
$137,333
Financial Enhancement Group logo Financial Enhancement Group
Team
27
Typical 47
$763,522
Financial Equations Advisors, Inc.
Supported
2
Low 25
$230,000
Financial Essentials 4 Life, Inc. logo Financial Essentials 4 Life, Inc.
Independent
1
Very High 150
$102,900
Financial Excavation logo Financial Excavation
Independent
1
Low 2
$0
Financial Facilitators, Inc.
Independent
1
High 26
$391,346
FinancialFamilies logo FinancialFamilies
Independent
1
Typical 18
—
Financial Filosophy logo Financial Filosophy
Independent
1
Low 6
$1,016,667
Financial First Advisors, Inc.
Independent
1
Low 0
—
Financial Fitness
Independent
1
Low 0
—
Financial Focus Asset Management,Inc. logo Financial Focus Asset Management,Inc.
Independent
1
Very High 97
$175,258
FINANCIAL FOCUS LLC logo FINANCIAL FOCUS LLC
Team
5
Very High 116
$934,596
Financial Forum, Inc. logo Financial Forum, Inc.
Supported
4
Very High 143
$499,604
Financial Foundations, Inc. logo Financial Foundations, Inc.
Team
5
Very Low 1
—
Financial Freedom logo Financial Freedom
Supported
3
Typical 38
$3,887,746
Financial Freedom Capital Management logo Financial Freedom Capital Management
Independent
1
Very High 234
$223,779
Financial Freedom for Dentists LLC logo Financial Freedom for Dentists LLC
Supported
3
Typical 40
$1,009,021
Financial Freedom House logo Financial Freedom House
Team
6
High 87
$294,583
Financial Freedom Management LLC logo Financial Freedom Management LLC
Independent
1
Typical 20
$403,355
Financial Freedom Planners logo Financial Freedom Planners
Supported
3
Very Low 0
—
Financial Futures logo Financial Futures
Supported
3
High 68
$1,291,779
Financial Gravity Family Office Services, LLC
Multi-team
37
Low 46
$344,089
Financial Growth Management Inc.
Independent
1
High 39
$186,184
Financial Guidance Group, Inc. logo Financial Guidance Group, Inc.
Supported
3
Very High 97
$981,410
Financial Guidance Group, LLC
Independent
1
Typical 19
$210,526
Financial Guidance Investment Advisers, Inc. logo Financial Guidance Investment Advisers, Inc.
Independent
1
Very High 83
$617,640
Financial Harvest Wealth Advisors logo Financial Harvest Wealth Advisors
Team
7
Low 46
$1,741,883
FinanciaLife Outfitters LLC logo FinanciaLife Outfitters LLC
Supported
2
Typical 39
$395,804
Financial Illumination Advisors, LLC logo Financial Illumination Advisors, LLC
Independent
1
Typical 12
—
Financial Independence Advisors, LLC logo Financial Independence Advisors, LLC
Team
9
Very Low 16
$904,563
Financial Independence, LLC logo Financial Independence, LLC
Supported
4
High 70
$1,027,909
Financial Innovations, LLC logo Financial Innovations, LLC
Team
2
Very High 167
$1,513,172
Financial Insights Wealth Management logo Financial Insights Wealth Management
Team
8
High 96
$968,121
Financial Institution Services, LLC logo Financial Institution Services, LLC
Supported
2
Very High 166
$779,200
Financial International logo Financial International
Independent
1
Low 0
—
Financial Investment Team ("FIT") logo Financial Investment Team ("FIT")
Supported
1
Very High 303
$690,245
Financial Journey LLC logo Financial Journey LLC
Independent
1
Low 8
$560,190
Financial Justus logo Financial Justus
Independent
1
Very High 70
$2,418,596
Financial Lab logo Financial Lab
Independent
1
Typical 20
$69,874
Financial Legacy Builders
Independent
1
Low 1
$0
Financial Legacy Management, NC. logo Financial Legacy Management, NC.
Supported
4
Very High 112
$330,265
Financial Life Advisors logo Financial Life Advisors
Team
7
Very Low 30
$1,725,203
Financial Life Designs LLC logo Financial Life Designs LLC
Supported
2
Low 20
$967,345
Financial Life Journeys logo Financial Life Journeys
Independent
1
Typical 23
$283,933
Financial LifeMaps
Independent
1
Low 6
$1,366,667
Financial Life Planners logo Financial Life Planners
Supported
4
High 75
$699,183
Financial Life Planning, LLC logo Financial Life Planning, LLC
Independent
1
High 51
$412,199
Financial Lifestyle Management
Independent
1
Very High 114
$269,074
Financially Healthy, LLC logo Financially Healthy, LLC
Independent
1
Very High 60
$950,000
Financially Speaking Inc logo Financially Speaking Inc
Supported
1
Very High 295
$558,585
Financial Management Advisors, Inc. logo Financial Management Advisors, Inc.
Supported
2
Very High 260
$155,000
Financial Management Associates, LLC logo Financial Management Associates, LLC
Supported
1
Very High 343
$385,804
Financial Management Consultants LLC logo Financial Management Consultants LLC
Independent
1
High 30
—
Financial Management Network Inc logo Financial Management Network Inc
Team
21
High 66
$1,105,209
Financial Management Strategies, Inc. logo Financial Management Strategies, Inc.
Team
21
High 88
$334,191
FinancialMD, LLC
Independent
1
Very High 164
$210,366
Financial Mountain Inc logo Financial Mountain Inc
Supported
2
High 64
$876,669
Financial Network Wealth Advisors LLC logo Financial Network Wealth Advisors LLC
Team
7
Very High 252
$261,033
Financial One, Inc. logo Financial One, Inc.
Independent
1
Typical 20
$1,504,843
Financial Optimist LLC logo Financial Optimist LLC
Independent
1
High 52
—
Financial Partners Group, Inc. logo Financial Partners Group, Inc.
Team
9
Very High 135
$939,603
Financial Partners, LLC logo Financial Partners, LLC
Supported
3
High 89
$678,079
Financial Pathway LLC logo Financial Pathway LLC
Independent
1
Very High 82
$177,141
Financial Peak logo Financial Peak
Independent
1
High 47
$325,532
Financial Perspectives logo Financial Perspectives
Team
15
Typical 49
$1,581,581
Financial Plan, Inc. logo Financial Plan, Inc.
Team
13
High 70
$1,762,956
FI-Nancial Planner LLC
Independent
1
High 44
$500,000
Financial Planning Advisors Inc. logo Financial Planning Advisors Inc.
Supported
2
Very High 116
$448,451
Financial Planning Advisors, Inc. logo Financial Planning Advisors, Inc.
Independent
1
Very High 225
$166,187
Financial Planning Analysts, LLC
Independent
1
High 41
$506,496
Financial Planning, Asset Management
Independent
1
Low 4
$525,312
Financial Planning Associates
Independent
1
Very High 120
$0
Financial Planning Associates, Inc. logo Financial Planning Associates, Inc.
Independent
1
Very High 59
$511,712
Financial Planning by Design logo Financial Planning by Design
Independent
1
Low 6
$86,504
Financial Planning Center
Independent
1
Low 9
$1,276,478
Financial Planning Center, Llp logo Financial Planning Center, Llp
Supported
2
Very High 177
—
Financial Planning Concepts, Inc. logo Financial Planning Concepts, Inc.
Independent
1
Low 9
$2,444,444
Financial Planning Consultants logo Financial Planning Consultants
Supported
3
Very Low 1
—
Financial Planning Consultants, LLC
Supported
3
Very Low 0
—
Financial Planning First, LLC logo Financial Planning First, LLC
Supported
4
High 73
$367,501
Financial Planning for Generations, Inc. logo Financial Planning for Generations, Inc.
Supported
1
High 90
$0
Financial Planning for Real People PLLC logo Financial Planning for Real People PLLC
Independent
1
Typical 18
$304,781
Financial Planning Group Inc. (The) logo Financial Planning Group Inc. (The)
Independent
1
Typical 25
—
Financial Planning Hawaii, Inc. logo Financial Planning Hawaii, Inc.
Team
5
Typical 48
$1,586,572
Financial Planning HQ, LLC logo Financial Planning HQ, LLC
Supported
3
Very Low 16
—
Financial Planning & Management, LLC logo Financial Planning & Management, LLC
Independent
1
Typical 22
$770,858
Financial Planning Northwest logo Financial Planning Northwest
Independent
1
High 30
$0
Financial Planning Office of Stephen Overstreet, P.A.
Independent
1
Typical 15
$2,597,533
Financial Planning Partners
Independent
1
Low 8
$1,759,671
Financial Planning Partners
Independent
1
Very High 71
$766,424
Financial Planning Professionals, Inc. logo Financial Planning Professionals, Inc.
Independent
1
Very High 82
$397,434
Financial Planning Resources,LLC
Independent
1
Typical 25
—
Financial Planning Services logo Financial Planning Services
Team
7
High 69
$408,907
Financial Planning Services logo Financial Planning Services
Independent
1
High 44
$2,409,091
Financial Planning Services logo Financial Planning Services
Supported
2
Very Low 14
$1,732,143
Financial Planning Solutions, Inc. logo Financial Planning Solutions, Inc.
Independent
1
Very High 115
—
Financial Plans & Strategies, Inc. logo Financial Plans & Strategies, Inc.
Team
6
Very High 180
$564,848
Financial Positioning System, Inc
Independent
1
Low 9
$271,655
Financial Potential Wealth Management logo Financial Potential Wealth Management
Independent
1
Very High 227
$566,520
Financial Prescriptions, LLC
Independent
1
Typical 15
$853,935
Financial Professionals Incorporated
Independent
1
Very High 70
$289,215
Financial Prosperity, Inc. logo Financial Prosperity, Inc.
Independent
1
High 32
$1,414,489
Financial Q Group LLC
Supported
2
Very Low 0
—
Financial Resources Group, LLC logo Financial Resources Group, LLC
Supported
3
Very High 135
$221,026
Financial Rounds logo Financial Rounds
Team
5
Low 38
$1,124,120
Financial Scaffolding, LLC logo Financial Scaffolding, LLC
Independent
1
Low 0
—
Financial Security Advisory Inc logo Financial Security Advisory Inc
Multi-team
30
Very High 103
$588,624
Financial Security Management, Inc
Team
8
Very High 138
$554,923
Financial Security Planning Services, Inc. logo Financial Security Planning Services, Inc.
Independent
1
Low 0
—
Financial Security Services Group, Inc. logo Financial Security Services Group, Inc.
Supported
4
High 81
$258,204
Financial Security Solutions, Corp. logo Financial Security Solutions, Corp.
Supported
2
Typical 43
$790,593
Financial Sense Advisors, Inc. logo Financial Sense Advisors, Inc.
Team
8
High 74
$1,382,174
Financial Serenity, LLC logo Financial Serenity, LLC
Independent
1
Very High 70
$135,742
Financial Service Group Inc logo Financial Service Group Inc
Supported
4
Typical 48
$1,119,767
Financial Services Group
Independent
1
Low 0
—
Financial Services of Northeast Wisconsin, Inc.
Independent
1
Very High 92
$1,043,478
Financial Solution Advisors Corp.
Independent
1
Typical 19
$181,519
Financial Solutions logo Financial Solutions
Independent
1
Very High 84
$733,312
Financial Solutions
Independent
1
Typical 13
$2,492,931
Financial Solutions Advisory Group logo Financial Solutions Advisory Group
Team
8
Low 44
$2,571,429
Financial Solutions Associates logo Financial Solutions Associates
Independent
1
Very High 174
$878,941
Financial Solutions Associates logo Financial Solutions Associates
Supported
2
Very High 135
$636,633
Financial Solutions, Inc.
Independent
1
Low 0
—
Financial Solutions, LLC logo Financial Solutions, LLC
Independent
1
Low 1
$0
Financial Spectrum Inc. logo Financial Spectrum Inc.
Independent
1
Typical 16
$350,136
Financial Spyglass® logo Financial Spyglass®
Independent
1
Low 5
$1,918,373
Financial Staples logo Financial Staples
Independent
1
Typical 21
$844,710
Financial Steward Associates, LLC logo Financial Steward Associates, LLC
Supported
3
Very Low 2
—
Financial Strategies
Independent
1
Typical 19
$422,400
Financial Strategies for Today and Tomorrow--Wealth Mgmt Group logo Financial Strategies for Today and Tomorrow--Wealth Mgmt Group
Independent
1
Very High 98
—
Financial Strategies Group logo Financial Strategies Group
Supported
4
Very High 165
$283,695
Financial Strategies Group, Inc. logo Financial Strategies Group, Inc.
Team
7
Very High 183
$519,433
Financial Strategies, Inc
Independent
1
Typical 11
$1,761,061
Financial Strategies, Inc. logo Financial Strategies, Inc.
Supported
4
Typical 50
$752,921
Financial Strategies, LLC logo Financial Strategies, LLC
Independent
1
Low 5
$3,093,268
Financial Strategies Wealth Management LLC
Supported
2
Low 19
$614,256
Financial Strategy Advisors, LLC logo Financial Strategy Advisors, LLC
Independent
1
Low 2
—
Financial Symmetry Inc. logo Financial Symmetry Inc.
Team
16
Typical 55
$1,764,959
Financial Synergies logo Financial Synergies
Team
18
Typical 52
$1,939,092
Financial Synergistics Group, Inc. logo Financial Synergistics Group, Inc.
Supported
2
Very Low 0
—
Financial Synergy, Inc. logo Financial Synergy, Inc.
Independent
1
Typical 12
$550,000
Financial & Tax Architects, LLC logo Financial & Tax Architects, LLC
Multi-team
37
Low 42
$239,584
Financial Telesis Company
Independent
1
High 54
$397,315
Financial Thinking Partner Wealth Advisors logo Financial Thinking Partner Wealth Advisors
Independent
1
Low 0
—
Financial Transparency logo Financial Transparency
Team
16
Very Low 14
$1,304,893
Financial Trex, LLC
Independent
1
Very High 158
$25,624
Financial Trust Asset Management Chartered logo Financial Trust Asset Management Chartered
Supported
4
Typical 50
$633,722
Financial Vision Advisory Services, LLC.
Independent
1
Typical 11
$438,345
Financial Vision LLC
Supported
2
Very Low 14
$2,761,571
Financial Well-Being Advisors LLC logo Financial Well-Being Advisors LLC
Independent
1
Typical 11
—
Financial Wellness Solutions, LLC logo Financial Wellness Solutions, LLC
Independent
1
Low 8
$362,500
Financial Zen logo Financial Zen
Supported
2
Typical 54
$1,566,452
Finarc Investments, Inc. logo Finarc Investments, Inc.
Supported
2
Typical 47
$2,007,725
Finch Capital Management LLC logo Finch Capital Management LLC
Independent
1
Typical 24
$2,338,698
Finco Investment Services, Inc.
Independent
1
Very High 83
$606,942
FinCop Financial Planning logo FinCop Financial Planning
Independent
1
Low 10
$0
FinCrafters Advisory LLC logo FinCrafters Advisory LLC
Independent
1
Typical 13
$167,692
Find Your FI logo Find Your FI
Independent
1
Typical 11
—
Finease Consulting
Independent
1
Low 0
—
Fineberg Financial Management LLC logo Fineberg Financial Management LLC
Supported
1
High 72
$536,807
Fineberg Wealth Management, LLC logo Fineberg Wealth Management, LLC
Independent
1
Very High 390
$27,954
Finec Asset Management logo Finec Asset Management
Team
6
Very Low 21
$743,532
Finer Wealth Management, Inc. logo Finer Wealth Management, Inc.
Supported
3
High 71
$1,378,005
Finesse Funds, LLC
Supported
2
Very Low 11
$2,656,981
Finest Edge Financial LLC
Independent
1
Low 7
$100,980
Fingage Advisors LLC logo Fingage Advisors LLC
Independent
1
Low 5
$423,377
Fingerlakes Wealth Management, Inc. logo Fingerlakes Wealth Management, Inc.
Supported
4
Very High 141
$489,201
Finish Line Wealth Management, LLC logo Finish Line Wealth Management, LLC
Independent
1
Low 0
—
Finish Well RIA LLC logo Finish Well RIA LLC
Supported
2
Very High 155
$351,613
Finivi Inc. logo Finivi Inc.
Team
7
Very High 98
$451,581
Finlayson Financial Planning, Inc. logo Finlayson Financial Planning, Inc.
Independent
1
Very High 65
$168,169
Finley Financial, LLC logo Finley Financial, LLC
Supported
1
Very High 124
$2,095,325
Finmas Capital LLC
Independent
1
Very High 121
$28,924
Finmentum LLC logo Finmentum LLC
Independent
1
Low 7
$399,001
Finnestad Financial
Independent
1
Typical 20
$680,000
Finn Wealth Management LLC logo Finn Wealth Management LLC
Independent
1
Very High 118
$114,738
Finomenon Investments LLC logo Finomenon Investments LLC
Supported
2
Very Low 8
$194,813
Finpower
Independent
1
Low 10
$0
FinPowered Female LLC logo FinPowered Female LLC
Independent
1
Low 0
—
FinSym Partners, LLC logo FinSym Partners, LLC
Supported
3
Low 30
$2,088,745
Fintech Wealth Management, LLC logo Fintech Wealth Management, LLC
Independent
1
Low 9
$209,936
Fintegrity logo Fintegrity
Independent
1
Typical 22
$3,872,165
Fintelect AM, LLC
Independent
1
Very High 72
$103,056
Fintent logo Fintent
Independent
1
Low 0
—
Fintentional LLC logo Fintentional LLC
Independent
1
High 27
$748,133
Finwell, Inc. logo Finwell, Inc.
Supported
4
Low 33
$725,734
FinZ Advisors, LLC
Independent
1
Low 0
—
FIOH Global Asset Management and Strategies, LLC
Independent
1
Very High 64
$696,690
Fiori Financial Group logo Fiori Financial Group
Team
5
Low 45
$2,375,614
Fiorile & Associates, LLC logo Fiorile & Associates, LLC
Supported
2
Low 26
$471,154
Firebrand Wealth Management, LLC logo Firebrand Wealth Management, LLC
Supported
4
Low 25
$786,511
Fire Capital Management, LLC logo Fire Capital Management, LLC
Team
3
Very Low 19
$8,801,764
Firefly Wealth Management
Independent
1
Low 2
$175,000
FireHorse Strategic Investing, LLC logo FireHorse Strategic Investing, LLC
Independent
1
Very High 63
$873,016
Firelands Wealth Management, LLC logo Firelands Wealth Management, LLC
Supported
3
High 62
$378,047
Fireplace Financial Inc
Independent
1
Typical 19
$236,842
Fireside Capital Advisors logo Fireside Capital Advisors
Supported
4
Typical 35
$1,617,468
Fireside Finances, LLC logo Fireside Finances, LLC
Independent
1
Low 0
—
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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

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