See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Salcedo Financial Services
Independent
1
Low 0
—
Salehi Wealth Management, LLC
Independent
1
High 51
$300,227
Salem Advisory Group LLC logo Salem Advisory Group LLC
Supported
4
High 72
$249,370
Salem Asset Management
Independent
1
Low 4
$925,000
Salem Investment Counselors Inc logo Salem Investment Counselors Inc
Multi-team
13
Very High 100
$2,925,840
Salem Partners Wealth Management, LLC logo Salem Partners Wealth Management, LLC
Team
4
Very Low 12
$32,541,706
Saliba Asset Management L.L.C. logo Saliba Asset Management L.L.C.
Independent
1
High 51
$928,048
Salida Financial Advice and Planning logo Salida Financial Advice and Planning
Independent
1
Typical 20
$750,000
Salient Wealth Planning logo Salient Wealth Planning
Supported
3
High 64
$1,240,360
Salinas Asset Management, LLC logo Salinas Asset Management, LLC
Independent
1
Low 8
$45,836
Saling Wealth Advisors logo Saling Wealth Advisors
Team
9
Very Low 25
$2,550,362
Salio Capital LLC logo Salio Capital LLC
Independent
1
Low 0
—
Salmon Bay Wealth Management, LLC logo Salmon Bay Wealth Management, LLC
Independent
1
Low 9
$533,333
Salomon and Ludwin logo Salomon and Ludwin
Team
6
High 77
$2,861,963
Saltbox Financial LLC logo Saltbox Financial LLC
Team
5
Very Low 10
$1,955,365
Salt Capital Wealth Management, LLC
Supported
2
Very Low 10
$155,000
Salt Creek Hills Money, Ltd.
Independent
1
Low 9
$296,631
Salt Light Investing for the Good logo Salt Light Investing for the Good
Supported
1
Very Low 0
—
Saltmarsh Financial Advisors, LLC logo Saltmarsh Financial Advisors, LLC
Team
6
Low 37
$1,597,231
Salus Financial Advisors logo Salus Financial Advisors
Team
5
High 73
$719,491
Salvini Financial Planning logo Salvini Financial Planning
Independent
1
Very High 57
$2,037,799
Salvino Capital Management, LLC logo Salvino Capital Management, LLC
Independent
1
Low 0
—
Salvus Wealth Management, LLC logo Salvus Wealth Management, LLC
Team
8
Very Low 24
$1,590,011
Salzman Financial Management LLC
Independent
1
High 33
$1,345,260
Samalin Wealth logo Samalin Wealth
Team
8
High 67
$899,209
Samara Capital logo Samara Capital
Supported
3
Low 30
$1,314,534
Samara Financial, Inc.
Independent
1
Low 9
$85,647
S.A. Mason, LLC logo S.A. Mason, LLC
Team
4
Typical 64
$1,912,021
Samatva Wealth Management LLC logo Samatva Wealth Management LLC
Independent
1
Typical 21
$39,286
Samju Capital LLC logo Samju Capital LLC
Independent
1
Low 0
—
Sammons Wealth logo Sammons Wealth
Independent
1
High 33
$1,917,293
Sampatti financial llc
Supported
2
Typical 43
$394,893
Sample Financial Advisers, LLC
Independent
1
Very High 77
$274,115
Sample Financial Solutions, LLC logo Sample Financial Solutions, LLC
Independent
1
Typical 25
$1,104,100
Samuel & Associates Investment Management LP
Independent
1
Typical 25
$13,600
Samuels Financial Services, Inc.
Independent
1
High 43
$785,013
San Antonio Wealth, LLC logo San Antonio Wealth, LLC
Supported
2
Very Low 2
$174,392
San Blas Advisory, Inc. logo San Blas Advisory, Inc.
Supported
3
Very High 221
$329,590
San Blas Capital, LLC logo San Blas Capital, LLC
Independent
1
High 37
$591,243
Sanchez Gaunt Capital Management, LLC logo Sanchez Gaunt Capital Management, LLC
Supported
3
Very High 277
$344,397
Sanchez Wealth Management Group, LLC logo Sanchez Wealth Management Group, LLC
Team
3
Very High 179
$1,041,819
Sanchez & Zures, LLC logo Sanchez & Zures, LLC
Supported
2
High 71
$1,703,806
Sanctuary Advisors logo Sanctuary Advisors
Supported
2
Low 23
$3,827,714
Sanctuary Advisors, LLC logo Sanctuary Advisors, LLC
Enterprise
398
Low 48
$1,618,113
Sanctuary Financial Planning, LLC logo Sanctuary Financial Planning, LLC
Supported
3
Very Low 15
$2,322,114
Sancus Wealth Management LLC logo Sancus Wealth Management LLC
Supported
2
Very Low 8
$184,595
Sand Creek Capital, LLC logo Sand Creek Capital, LLC
Team
10
High 94
$402,330
Sander Capital Advisors, Inc. logo Sander Capital Advisors, Inc.
Supported
2
Very Low 8
$14,000,000
Sanders Morris LLC logo Sanders Morris LLC
Team
10
Very Low 13
$4,536,554
Sanderson Wealth Management, LLC logo Sanderson Wealth Management, LLC
Team
11
Very Low 29
$4,159,625
Sanders Retirement Planning LLC logo Sanders Retirement Planning LLC
Supported
2
Typical 37
$854,013
Sanders & Scott, CHFC
Supported
2
Very High 196
$372,273
Sand Hill Global Advisors, LLC logo Sand Hill Global Advisors, LLC
Multi-team
20
Very Low 27
$6,696,361
Sandhill Investment Management logo Sandhill Investment Management
Team
13
Very High 157
$1,024,509
Sandhill Wealth Management, Inc. logo Sandhill Wealth Management, Inc.
Supported
2
Very High 103
$455,285
Sandia Wealth Management, LLC logo Sandia Wealth Management, LLC
Supported
1
Very High 231
$787,156
Sandlot Private Wealth LLC logo Sandlot Private Wealth LLC
Supported
4
Very Low 1
$61,009
Sandman Wealth Management logo Sandman Wealth Management
Independent
1
Very High 101
$185,265
Sandos Financial logo Sandos Financial
Supported
2
High 78
$113,782
Sandpiper Capital, LLC logo Sandpiper Capital, LLC
Supported
2
Low 25
$392,674
Sand Run Wealth Management
Independent
1
Low 0
—
Sands Wealth Strategies, LLC
Independent
1
High 37
$982,333
Sandy Morris Financial & Estate Planning Services, LLC logo Sandy Morris Financial & Estate Planning Services, LLC
Supported
4
Very High 192
$238,756
San Francisco Asset Solutions
Independent
1
Low 0
—
San Francisco Wealth Planning LLC logo San Francisco Wealth Planning LLC
Supported
2
Low 22
$2,552,009
San Gabriel Capital logo San Gabriel Capital
Independent
1
Very High 56
$402,797
Sanguine Owl, Lc logo Sanguine Owl, Lc
Independent
1
Low 8
$220,500
Sanity Capital Management LLC
Independent
1
Typical 18
$1,148,601
Sankala Group LLC logo Sankala Group LLC
Supported
4
Low 27
$1,343,899
Sankota Capital LLC logo Sankota Capital LLC
Supported
2
Very Low 16
$1,682,002
San Luis Wealth Advisors logo San Luis Wealth Advisors
Team
7
Low 32
$2,557,134
Sanskar Advisors, Inc. logo Sanskar Advisors, Inc.
Independent
1
Very High 89
$537,752
Sansone CPA & Financial logo Sansone CPA & Financial
Independent
1
Low 0
—
Sansoterra Group LLC logo Sansoterra Group LLC
Independent
1
High 28
$1,022,128
Santa Cruz Financial
Independent
1
Low 0
—
Santa Cruz Wealth Management Inc. logo Santa Cruz Wealth Management Inc.
Independent
1
Typical 18
$185,556
Santa Fe Advisors LLC logo Santa Fe Advisors LLC
Supported
2
Low 30
$1,856,195
Santa Fe' Wealth Management logo Santa Fe' Wealth Management
Independent
1
Low 7
$1,407,143
Santafino Wealth Management LLC logo Santafino Wealth Management LLC
Independent
1
Low 0
—
Santa Monica Wealth Management, LLC logo Santa Monica Wealth Management, LLC
Independent
1
High 36
$683,006
Santander Securities logo Santander Securities
Multi-team
160
High 68
$263,306
Santara Wealth Management LLC logo Santara Wealth Management LLC
Supported
2
Typical 41
$920,232
Santa Susana Financial, LLC
Independent
1
Low 0
—
Santefort Investment Group, LLC logo Santefort Investment Group, LLC
Independent
1
Very High 456
$237,009
Santiago.Life logo Santiago.Life
Independent
1
Very High 130
$683,268
Santori & Peters logo Santori & Peters
Supported
4
Typical 50
$2,141,023
Saos Capital, LLC logo Saos Capital, LLC
Supported
3
Very High 179
$419,928
Sapere Wealth Management, LLC logo Sapere Wealth Management, LLC
Team
8
Very Low 28
$2,536,463
Saperston Legacy Advisors, Inc. logo Saperston Legacy Advisors, Inc.
Supported
4
Very High 107
$415,064
Sapiat Asset Management, LLC logo Sapiat Asset Management, LLC
Supported
1
Very High 239
$163,137
Sapiens Advisors
Supported
1
Very Low 0
—
Sapient Capital LLC logo Sapient Capital LLC
Multi-team
36
Very Low 27
$12,115,966
Sapient Investments LLC logo Sapient Investments LLC
Supported
2
Low 18
$1,771,494
Sapient  Private Wealth Management,  LLC logo Sapient Private Wealth Management, LLC
Team
13
Typical 47
$2,566,803
Sapient Road Wealth Management, LLC logo Sapient Road Wealth Management, LLC
Independent
1
High 29
$1,372,462
Sapling Wealth Management logo Sapling Wealth Management
Independent
1
Typical 22
$1,762,784
Saposh & Malter, Inc. logo Saposh & Malter, Inc.
Supported
2
Very Low 8
$1,537,500
Sapphire Fiduciary Advisors, LLC logo Sapphire Fiduciary Advisors, LLC
Supported
2
Very Low 10
$3,052,632
Sapphire Financial Strategies, L.L.C.
Independent
1
Very High 77
$230,837
Sapphire Wealth
Independent
1
Low 0
—
Sapphire Wealth Advisory
Independent
1
Low 0
—
Sapphire Wealth Consulting, Inc.
Independent
1
Very High 74
$652,459
Sapphire Wealth Planning LLC logo Sapphire Wealth Planning LLC
Supported
2
Typical 50
$116,106
Sara-Bay Financial Corp. logo Sara-Bay Financial Corp.
Supported
3
Very High 108
$1,224,567
Saranap Wealth Advisors logo Saranap Wealth Advisors
Independent
1
Very High 65
$1,194,954
Sarasin Asset Management Limited logo Sarasin Asset Management Limited
Team
2
Typical 59
$3,308,428
Sarasota Capital Strategies,Inc. logo Sarasota Capital Strategies,Inc.
Supported
2
High 69
$544,526
Saratoga Investment Solutions Inc. logo Saratoga Investment Solutions Inc.
Independent
1
High 38
$1,282,158
Saratoga Research & Investment Management logo Saratoga Research & Investment Management
Team
15
Very High 170
$747,782
Sardona Global Advisors LLC logo Sardona Global Advisors LLC
Supported
2
Very Low 2
$856,060
Sard Wealth Managment Group, Llc logo Sard Wealth Managment Group, Llc
Supported
2
Very High 160
$1,360,654
Sargent Investment Group logo Sargent Investment Group
Team
14
Very Low 28
$3,521,296
Sarkor Financial Advisors logo Sarkor Financial Advisors
Independent
1
Low 7
$178,097
SAR Services, Inc.
Independent
1
High 39
$180,744
Sarsi, LLC logo Sarsi, LLC
Independent
1
Very High 57
$807,798
Sarver Vrooman Wealth Advisors LLC logo Sarver Vrooman Wealth Advisors LLC
Supported
4
High 73
$1,542,860
SAR Wealth Management logo SAR Wealth Management
Supported
1
Typical 49
$77,419
SAS Financial Advisors, LLC. logo SAS Financial Advisors, LLC.
Team
5
Low 32
$1,043,102
Sather Financial Group, Inc. logo Sather Financial Group, Inc.
Team
9
Typical 50
$3,747,559
Satis Wealth Management
Team
1
Very High 660
$1,128,662
Satori Financial LLC logo Satori Financial LLC
Independent
1
Typical 24
$2,094,865
Satori Wealth Management, Inc. logo Satori Wealth Management, Inc.
Supported
2
Low 17
$2,211,602
Satovsky Asset Management LLC logo Satovsky Asset Management LLC
Team
5
Low 41
$4,555,945
Satya Investment Management, LLC
Independent
1
Typical 16
$1,214,977
Saubel Financial Group logo Saubel Financial Group
Independent
1
Very High 106
$166,351
Sauberan & Company, LLC logo Sauberan & Company, LLC
Independent
1
High 45
$129,118
Saul Wealth Advisors, LLC logo Saul Wealth Advisors, LLC
Supported
1
Very High 103
$1,906,785
Saunders Financial LLC logo Saunders Financial LLC
Independent
1
Very High 66
$1,038,830
Saunders Investment Management LLC
Independent
1
Typical 20
$700,000
Saunix Investment Management, LLC logo Saunix Investment Management, LLC
Independent
1
Low 8
$1,405,594
Savageadvisory
Independent
1
Low 0
—
Savage Wealth Advisors logo Savage Wealth Advisors
Independent
1
Low 0
—
Savant Investment Advisers, Inc. logo Savant Investment Advisers, Inc.
Supported
3
High 92
$546,028
Savant Wealth Management logo Savant Wealth Management
Enterprise
402
Typical 58
$2,108,203
SaveVest, LLC logo SaveVest, LLC
Independent
1
Low 9
$1,578,878
Savi Finance
Independent
1
Low 0
—
Savile Private Wealth LLC
Independent
1
Low 0
—
Savings Coach, LLC logo Savings Coach, LLC
Supported
2
Typical 40
$161,903
Savlan Wealth Partners logo Savlan Wealth Partners
Team
5
Low 36
$1,273,391
Savoy Investment Management, Inc.
Independent
1
Typical 25
$3,147,274
Savrin logo Savrin
Independent
1
Typical 19
$369,737
Savvi Financial LLC logo Savvi Financial LLC
Team
6
Very Low 23
$330,933
Savvly Advisor logo Savvly Advisor
Supported
2
Very Low 0
—
Savvy logo Savvy
Multi-team
199
Very Low 23
$1,062,133
Savvy Asset Management LLC
Independent
1
Low 0
—
SavvyFi logo SavvyFi
Supported
1
Very High 307
$6,125
Savvy Wealth Management LLC
Independent
1
Low 8
$0
Savy Wealth Advisors, Inc
Independent
1
Low 0
—
Sawston Wealth Management LLC logo Sawston Wealth Management LLC
Independent
1
Very High 106
$395,888
Sawyer Capital Management logo Sawyer Capital Management
Independent
1
High 45
$2,609,042
Sawyer & Co Inc logo Sawyer & Co Inc
Supported
3
High 75
$1,268,865
Sawyer Investment Management Company logo Sawyer Investment Management Company
Independent
1
Low 5
$116,000
Saxon Financial Group logo Saxon Financial Group
Team
15
Low 34
$1,328,668
Saxony Capital Management, LLC logo Saxony Capital Management, LLC
Multi-team
41
Very Low 18
$483,681
SAX Wealth Advisors, LLC logo SAX Wealth Advisors, LLC
Multi-team
44
Low 36
$2,128,947
SB Advisory, LLC logo SB Advisory, LLC
Multi-team
33
High 80
$242,408
SBC Investment Management, LLC logo SBC Investment Management, LLC
Supported
2
Very Low 10
$3,986,374
SBL Investment Advisors, LLC
Independent
1
Low 7
—
Scala Capital LLC logo Scala Capital LLC
Team
5
High 69
$689,499
Scalar Wealth LLC
Independent
1
Low 0
—
Scaled Finance LLC logo Scaled Finance LLC
Independent
1
Typical 19
—
Scale Investment Group logo Scale Investment Group
Independent
1
Low 0
—
Scamardo Financial LLC logo Scamardo Financial LLC
Independent
1
High 30
$383,333
Scarborough Capital Management logo Scarborough Capital Management
Team
15
Very High 178
$616,892
Scarecrow Advisors, LLC logo Scarecrow Advisors, LLC
Team
5
Typical 49
$299,595
Scarsdale Investment Group, Ltd. logo Scarsdale Investment Group, Ltd.
Supported
3
Typical 41
—
SC Capital Management LLC logo SC Capital Management LLC
Independent
1
Low 3
$1,003,114
Scd Capital, Inc. logo Scd Capital, Inc.
Independent
1
Typical 22
$253,895
Scenario Wealth Management LLC logo Scenario Wealth Management LLC
Independent
1
Low 0
—
Scenic Wealth Management, LLC logo Scenic Wealth Management, LLC
Independent
1
High 45
$1,355,556
Schabell Financial, LLC logo Schabell Financial, LLC
Independent
1
Low 0
—
Schaefer Financial Management, Inc. logo Schaefer Financial Management, Inc.
Team
8
Typical 56
$2,499,756
Schaefer Wealth Management, Inc. logo Schaefer Wealth Management, Inc.
Independent
1
Very High 296
$267,026
Schaeffer Financial LLC logo Schaeffer Financial LLC
Team
5
Typical 49
$1,043,301
Schaeffer Financial & Tax, LLC
Independent
1
High 31
$157,097
Schafer Investment Group, Inc.
Independent
1
Low 0
—
Schamberger, Greylak & Utterback Wealth Management, LLC logo Schamberger, Greylak & Utterback Wealth Management, LLC
Team
5
Very High 124
$367,348
Schaper Benz & Wise Investment Counsel Inc logo Schaper Benz & Wise Investment Counsel Inc
Team
13
Very Low 30
$4,404,532
Scharl Advisory Services, Inc.
Independent
1
High 39
—
Schauer Investment Management, Inc.
Supported
3
Very Low 8
$4,989,334
Schayot Financial LLC logo Schayot Financial LLC
Independent
1
Very High 114
$638,911
Schear Investment Advisors, Llc
Supported
3
Low 26
$2,917,465
Scheeler Financial Group logo Scheeler Financial Group
Supported
2
Very Low 0
—
Schemco, LLC
Independent
1
Low 6
$1,066,667
Schenkelberg Investments, LLC logo Schenkelberg Investments, LLC
Independent
1
Very High 96
$620,163
Schenley Capital, Inc logo Schenley Capital, Inc
Supported
1
Very High 355
$199,758
Scherer Financial Advisory Services, LLC logo Scherer Financial Advisory Services, LLC
Supported
3
High 59
$889,588
Schiff Wealth Advisors, LLC logo Schiff Wealth Advisors, LLC
Independent
1
Very High 61
$661,750
Schlanger Financial logo Schlanger Financial
Independent
1
Low 0
—
Schlegel Dunn LLC logo Schlegel Dunn LLC
Supported
3
Typical 51
$1,790,100
Schlindwein Associates LLC logo Schlindwein Associates LLC
Supported
3
Typical 39
$1,386,678
Schlosser Financial Services, Inc.
Independent
1
Very High 219
$493,151
Schmerge Executive Planning Services, Inc. logo Schmerge Executive Planning Services, Inc.
Independent
1
Very High 65
$639,043
Schmidt Financial Management logo Schmidt Financial Management
Supported
2
High 70
$3,553,765
Schmidt Wealth Management logo Schmidt Wealth Management
Supported
1
High 68
$1,320,304
Schmidt Wealth Management, L.L.C. logo Schmidt Wealth Management, L.L.C.
Independent
1
Very High 235
$255,319
Schmitt Wealth Advisers, LLC logo Schmitt Wealth Advisers, LLC
Supported
2
High 72
$935,144
Schmitz Capital Partners, LLC logo Schmitz Capital Partners, LLC
Supported
2
Very High 112
$591,899
Schneider Downs Wealth Management Advisors, LP logo Schneider Downs Wealth Management Advisors, LP
Multi-team
23
Very Low 29
$2,838,028
Schneider, Franz
Independent
1
Low 7
$1,387,409
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