See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Sherwood Oak Knoll, LLC
Independent
1
Low 8
$375,000
Sherwood Wealth Management logo Sherwood Wealth Management
Independent
1
Typical 20
$1,512,275
Sherwood Wealth Management logo Sherwood Wealth Management
Independent
1
Low 0
—
Sheth Group
Independent
1
Low 0
—
Shetland Financial, PLLC logo Shetland Financial, PLLC
Independent
1
Low 6
$516,667
She Wealth Advisors LLC logo She Wealth Advisors LLC
Independent
1
Low 8
$180,715
Shfp, Llc logo Shfp, Llc
Independent
1
Typical 25
$3,555,680
Shidoosh Wealth Management LLC logo Shidoosh Wealth Management LLC
Independent
1
Low 9
$1,383,610
Shield Wealth Advisors logo Shield Wealth Advisors
Supported
3
Typical 36
$627,213
Shift 4 Advisors, Inc. logo Shift 4 Advisors, Inc.
Independent
1
High 39
$232,383
Shift Fynancial logo Shift Fynancial
Independent
1
High 39
$84,615
Shifting the Culture Wealth Partners LLC
Supported
2
Very Low 9
$111,111
Shift to Impact logo Shift to Impact
Independent
1
Low 3
$0
Shikiar Asset Management Inc logo Shikiar Asset Management Inc
Team
2
High 68
$3,822,222
Shilla Advisory LLC logo Shilla Advisory LLC
Independent
1
Low 0
—
Shimkus, Peter E
Independent
1
High 36
$732,940
Shine Financial Services, LLC logo Shine Financial Services, LLC
Independent
1
Low 6
$3,439,500
Shining Rock Advisors LLC logo Shining Rock Advisors LLC
Supported
2
Very Low 13
$5,993,160
Shinneman Wealth Group logo Shinneman Wealth Group
Supported
2
High 70
$225,367
Shipwright Advisors logo Shipwright Advisors
Independent
1
Typical 18
$124,344
Shiraishi Financial Group Advisors logo Shiraishi Financial Group Advisors
Team
5
High 92
$239,206
Shira Ridge Wealth Management logo Shira Ridge Wealth Management
Supported
4
High 69
$1,314,217
SHK Capital Management, Inc. logo SHK Capital Management, Inc.
Independent
1
Low 0
—
Shlecter Wealth Management, LLC logo Shlecter Wealth Management, LLC
Independent
1
Low 0
—
Shockman Financial logo Shockman Financial
Independent
1
Very High 121
$296,849
Shoker Investments logo Shoker Investments
Team
3
Typical 64
$2,613,473
Shokohi Wealth Management Group LLC logo Shokohi Wealth Management Group LLC
Supported
1
Very Low 0
—
Shope Advisors Group logo Shope Advisors Group
Supported
2
Typical 43
$763,053
Shorebird Capital, LP logo Shorebird Capital, LP
Supported
1
Very Low 10
—
Shorebird, LLC logo Shorebird, LLC
Independent
1
Low 4
$456,489
Shorebreak Capital, LLC logo Shorebreak Capital, LLC
Supported
2
Very High 93
$112,903
Shore Financial Advisors, LLC
Independent
1
Low 1
$2,860,000
Shore Financial Planning logo Shore Financial Planning
Supported
2
Low 34
$815,040
Shoreglass Financial Studio logo Shoreglass Financial Studio
Independent
1
Low 0
—
Shorehaven Wealth Partners, LLC logo Shorehaven Wealth Partners, LLC
Team
4
High 94
$1,327,172
Shoreline Capital Corporation logo Shoreline Capital Corporation
Independent
1
Typical 14
$5,396,113
Shorepine Wealth Management, LLC logo Shorepine Wealth Management, LLC
Independent
1
High 51
$1,302,190
Shore Point Advisors, LLC logo Shore Point Advisors, LLC
Team
10
Typical 64
$488,598
Shores Edge Financial LLC logo Shores Edge Financial LLC
Independent
1
Low 7
$500,000
Shorestown Partners LLC logo Shorestown Partners LLC
Independent
1
Low 0
—
Shorter, Alden M
Independent
1
Low 0
—
Short Put Yield logo Short Put Yield
Independent
1
Typical 14
$1,714,286
Shotwell Rutter Baer Inc logo Shotwell Rutter Baer Inc
Team
5
Typical 56
$652,084
SHP Wealth Management, LLC logo SHP Wealth Management, LLC
Multi-team
32
High 71
$795,690
Shri Advisors logo Shri Advisors
Supported
2
High 87
$622,035
Shrier Associates, LLC logo Shrier Associates, LLC
Supported
3
Typical 45
$492,842
Shrier Wealth Management, LLC logo Shrier Wealth Management, LLC
Supported
3
Typical 53
$2,472,142
Shucha Wealth Management LLC
Independent
1
Typical 19
$663,590
Shufro, Rose & CO., LLC logo Shufro, Rose & CO., LLC
Team
2
Very High 604
$1,911,048
Shulman Demeo Asset Management, LLC logo Shulman Demeo Asset Management, LLC
Team
4
High 89
$2,290,317
Shum Financial Group, Inc. logo Shum Financial Group, Inc.
Supported
4
High 80
$962,415
Shutzer Investments, LLC
Independent
1
Typical 18
$1,166,667
Shuyi Kong Wealth Management, Inc.
Independent
1
Very High 153
$309,308
SIAHKAMARI Capital logo SIAHKAMARI Capital
Independent
1
Low 0
—
Sibir Investment Advisors
Independent
1
High 35
$178,857
Sicart Associates, LLC logo Sicart Associates, LLC
Supported
1
Very High 109
$3,964,140
Sick Advisory Services logo Sick Advisory Services
Independent
1
Low 0
—
Sickle Hunter Financial Advisors logo Sickle Hunter Financial Advisors
Supported
4
Low 25
$450,000
Sicner Asset Management, L.L.C.
Independent
1
Typical 23
$3,702,599
Side-By-Side Financial Planning, LLC logo Side-By-Side Financial Planning, LLC
Independent
1
High 32
—
Sidoxia Capital Management, LLC logo Sidoxia Capital Management, LLC
Supported
3
Typical 35
$1,188,989
Sieben Wealth Planning LLC logo Sieben Wealth Planning LLC
Supported
2
Typical 43
$1,874,382
Siebert AdvisorNXT, LLC. logo Siebert AdvisorNXT, LLC.
Multi-team
41
Very Low 24
$402,374
Sierens Financial Group, Inc. logo Sierens Financial Group, Inc.
Independent
1
Low 0
—
Sierra Asset Management logo Sierra Asset Management
Supported
1
Very High 849
$471,688
Sierra Capital LLC logo Sierra Capital LLC
Team
8
Very Low 10
$20,196,391
Sierra Capital Management
Independent
1
Low 10
—
Sierra Financial Advisory logo Sierra Financial Advisory
Supported
2
High 87
$794,664
Sierra Financial Management Co.
Independent
1
Low 2
$6,111,287
Sierra Financial Planning & Asset Management logo Sierra Financial Planning & Asset Management
Independent
1
Low 9
$2,843,820
Sierra Hotel Financial LLC logo Sierra Hotel Financial LLC
Supported
2
Low 30
$412,771
Sierra Investment Management, LLC logo Sierra Investment Management, LLC
Team
5
Typical 59
$1,139,496
Sierra Legacy Group logo Sierra Legacy Group
Supported
3
Very Low 8
$6,363,416
Sierra Madre Partners LLC logo Sierra Madre Partners LLC
Independent
1
Very High 139
$210,548
Sierra Management Group logo Sierra Management Group
Supported
2
High 81
$758,913
Sierra Nevada Wealth Management, LLC logo Sierra Nevada Wealth Management, LLC
Independent
1
Very High 99
$211,111
Sierra Ocean, LLC logo Sierra Ocean, LLC
Team
3
Typical 52
$1,820,923
Sierra Pacific Private Wealth, LLC logo Sierra Pacific Private Wealth, LLC
Supported
3
Very High 97
$817,241
Sierra Shore Financial logo Sierra Shore Financial
Independent
1
Very High 73
$63,014
Sierra Summit Advisors LLC logo Sierra Summit Advisors LLC
Team
3
Low 45
$5,261,481
Sieve Capital LLC
Independent
1
Low 0
—
Sightline Wealth
Independent
1
Very High 103
$543,689
Sightline Wealth Advisors, LLC logo Sightline Wealth Advisors, LLC
Supported
4
High 73
$1,217,895
sigma3capital LLC
Independent
1
Very High 65
$261,538
Sigma Advisors, LLC logo Sigma Advisors, LLC
Independent
1
Typical 12
$5,416,667
Sigma Capital Management
Independent
1
Low 5
$313,023
Sigma Financial, Inc.
Supported
4
Typical 40
—
Sigma Investment Counselors logo Sigma Investment Counselors
Team
10
High 78
$2,800,850
Signal Advisors Wealth, LLC logo Signal Advisors Wealth, LLC
Multi-team
47
Very High 102
$350,809
Signal Financial Planning, LLC logo Signal Financial Planning, LLC
Independent
1
High 28
$645,897
Signal Research Group LLC logo Signal Research Group LLC
Independent
1
Very High 104
$172,735
Signal Ridge Capital Partners, LLC logo Signal Ridge Capital Partners, LLC
Supported
3
Low 31
$1,129,283
Signal Securities, Inc. logo Signal Securities, Inc.
Team
25
Low 45
$597,260
Signal Tree Financial Partners LLC logo Signal Tree Financial Partners LLC
Team
5
Very Low 25
$1,735,041
SignalUp Wealth, LLC logo SignalUp Wealth, LLC
Independent
1
Very High 55
$189,091
Signature Equity Partners, LLC logo Signature Equity Partners, LLC
Multi-team
34
Typical 50
$400,989
SignatureFD, LLC logo SignatureFD, LLC
Multi-team
49
Low 39
$4,852,801
Signature Financial Advisors logo Signature Financial Advisors
Supported
4
Typical 52
$325,890
Signature Financial Services, Ltd logo Signature Financial Services, Ltd
Team
12
Very Low 28
$708,896
Signature Investment Advisors, LLC logo Signature Investment Advisors, LLC
Multi-team
9
Very High 828
$886,813
Signature Resources Capital Management, LLC logo Signature Resources Capital Management, LLC
Team
16
Very Low 23
$783,364
Signature Resources LLC
Independent
1
High 40
$2,104,816
Signature Wealth Management Partners, LLC logo Signature Wealth Management Partners, LLC
Team
5
High 85
$1,061,305
Signet Financial Management, LLC logo Signet Financial Management, LLC
Team
12
Typical 57
$1,606,741
Signet Investment Advisory Group, Inc. logo Signet Investment Advisory Group, Inc.
Supported
3
High 62
$2,065,718
Signet Private Wealth, LLC logo Signet Private Wealth, LLC
Supported
4
Low 20
$2,288,113
Significance Capital Management LLC logo Significance Capital Management LLC
Supported
3
Very Low 0
—
Significant Wealth Partners LLC logo Significant Wealth Partners LLC
Supported
4
Very High 211
$148,760
Signify Wealth LLC logo Signify Wealth LLC
Supported
2
Typical 56
$3,230,752
Siharum Advisors, LLC logo Siharum Advisors, LLC
Team
2
Low 45
$6,746,999
Sikes Financial Services, LLC logo Sikes Financial Services, LLC
Independent
1
Typical 25
$178,499
Sikich Financial logo Sikich Financial
Team
21
Typical 54
$991,096
Sikorski Wealth Management, LLC logo Sikorski Wealth Management, LLC
Supported
3
High 76
$608,905
Sila FInancial, LLC
Supported
3
Low 33
$1,238,675
Sila Value Advisors, LLC
Independent
1
Low 4
$550,000
Siler Wealth Management logo Siler Wealth Management
Team
5
Very High 131
$279,892
Silicon Beach Financial LLC logo Silicon Beach Financial LLC
Independent
1
Typical 18
$644,795
Silicon Beach Wealth, LLC logo Silicon Beach Wealth, LLC
Supported
2
Very High 96
$995,258
Silicon Private Wealth, LLC logo Silicon Private Wealth, LLC
Supported
4
Low 21
$2,055,440
Silicon Valley Capital Management
Independent
1
Low 10
$3,609,590
Silicon Valley Capital Partners, L.P. logo Silicon Valley Capital Partners, L.P.
Team
5
Very High 103
$2,429,211
Silicon Valley Wealth Management Solutions, Inc.
Independent
1
Very High 273
$186,622
Silk logo Silk
Independent
1
Low 0
—
Silk Investment Advisors logo Silk Investment Advisors
Independent
1
Very High 55
$95,209
Silo Financial LLC logo Silo Financial LLC
Supported
2
Very High 931
—
Silva Fiduciary Advisors logo Silva Fiduciary Advisors
Independent
1
Very High 55
$304,527
Silver Accounting Service Inc. DBA Silver Financial Service logo Silver Accounting Service Inc. DBA Silver Financial Service
Supported
1
Typical 54
$255,971
Silver Advisors, LLC logo Silver Advisors, LLC
Independent
1
Typical 13
$5,527,883
Silver Anchor Financial, LLC logo Silver Anchor Financial, LLC
Independent
1
Very High 63
$397,624
Silverback Financial logo Silverback Financial
Independent
1
High 42
$2,063,079
Silverberg Bernstein Capital Management
Supported
2
High 66
$2,091,603
Silver Birch Financial LLC logo Silver Birch Financial LLC
Supported
2
Very High 115
$1,708,996
Silverbrook Investment Advisors, Inc.
Independent
1
High 27
$103,355
Silvercrest Asset Management Group LLC logo Silvercrest Asset Management Group LLC
Multi-team
35
Very Low 31
$17,515,235
Silver Grove Advisory Services logo Silver Grove Advisory Services
Team
18
Very High 119
$210,355
Silverhaven Strategic Wealth, LLC logo Silverhaven Strategic Wealth, LLC
Independent
1
Low 0
—
Silveria Wealth Group, LLC logo Silveria Wealth Group, LLC
Independent
1
Low 0
—
Silver King Asset Management, LLC logo Silver King Asset Management, LLC
Independent
1
Low 9
$1,025,008
Silver Lake Advisors, LLC
Independent
1
High 26
$1,817,523
Silver Lake Advisory Partners, LLC logo Silver Lake Advisory Partners, LLC
Supported
4
Typical 38
$2,132,149
Silverlake Portfolio Advisors LLC logo Silverlake Portfolio Advisors LLC
Independent
1
High 33
$1,347,889
Silverlake Wealth Management LLC logo Silverlake Wealth Management LLC
Team
9
Very High 114
$792,053
Silverleaf Capital Partners, LLC logo Silverleaf Capital Partners, LLC
Team
6
Very Low 30
$2,509,655
Silver Leaf Financial, Inc. logo Silver Leaf Financial, Inc.
Independent
1
Typical 24
$394,645
Silverleaf Investment Group, LLC logo Silverleaf Investment Group, LLC
Independent
1
Low 2
$17,000,000
Silverlight Asset Management, LLC logo Silverlight Asset Management, LLC
Supported
1
Typical 49
$1,291,811
Silverman, Andrew
Independent
1
Low 0
—
Silverman + Associates Wealth Management, LLC logo Silverman + Associates Wealth Management, LLC
Independent
1
Very High 94
$1,078,511
Silver Maple Financial, LLC logo Silver Maple Financial, LLC
Independent
1
Typical 23
$838,201
Silver Oak Advisory Group logo Silver Oak Advisory Group
Supported
3
High 63
$2,163,660
Silveroak Investments, LLC logo Silveroak Investments, LLC
Supported
2
High 71
$445,135
Silver Oak Leaf Financial Services L.L.C. logo Silver Oak Leaf Financial Services L.L.C.
Independent
1
High 30
$285,222
Silver Oak Securities, Inc. logo Silver Oak Securities, Inc.
Multi-team
111
High 78
$278,962
Silver Oak Wealth Advisors Services, LLC logo Silver Oak Wealth Advisors Services, LLC
Supported
3
Typical 47
$2,105,188
Silveroak Wealth Management LLC logo Silveroak Wealth Management LLC
Team
7
Typical 63
$4,491,587
Silverpeak Wealth Advisors logo Silverpeak Wealth Advisors
Supported
2
High 67
$1,333,632
Silver Pine Capital, LLC logo Silver Pine Capital, LLC
Supported
2
Typical 40
$529,114
Silversea Capital, LLC
Independent
1
Low 1
—
Silverstone Financial LLC logo Silverstone Financial LLC
Supported
2
Very Low 14
$1,011,945
Silverstone Private Wealth logo Silverstone Private Wealth
Independent
1
Typical 12
$83,333
Silver Thread Investments
Independent
1
Low 9
$290,968
Silvestri Financial and Tax Advisors, Inc logo Silvestri Financial and Tax Advisors, Inc
Supported
2
High 65
$360,139
Silvia McColl Wealth Management, LLC logo Silvia McColl Wealth Management, LLC
Supported
2
Typical 55
$2,473,497
Silvis Financial logo Silvis Financial
Independent
1
High 49
$751,223
Simaan Investment Management, L.L.C.
Independent
1
Low 0
—
Simansky Investments, LLC
Independent
1
Low 10
$714,880
Simaris Financial logo Simaris Financial
Independent
1
Typical 17
$844,652
SIMA Wealth Partners, LLC logo SIMA Wealth Partners, LLC
Team
5
Very Low 22
$1,303,788
Simba Investment Advisors
Independent
1
Low 0
—
Simetria Advisory Group LLC
Team
6
Typical 62
$258,800
Simmons Asset Management, LLC logo Simmons Asset Management, LLC
Independent
1
Very High 59
$440,678
Simmons & Associates, LLC
Independent
1
Low 9
$0
Simmons Financial Services, Inc.
Independent
1
High 32
$40,625
Simmons Investment Management LLC logo Simmons Investment Management LLC
Independent
1
Typical 21
$997,759
Simonet Financial Group, LLC logo Simonet Financial Group, LLC
Supported
2
Typical 41
$236,357
Simon Quick Advisors, LLC logo Simon Quick Advisors, LLC
Multi-team
40
Very Low 25
$7,706,794
Simple Financial Solutions LLC
Independent
1
Low 0
—
Simple Life Financial logo Simple Life Financial
Supported
2
Very Low 13
$1,408,427
Simple Money Advisors LLC logo Simple Money Advisors LLC
Independent
1
Low 0
—
SimplePath Wealth Management, LLC logo SimplePath Wealth Management, LLC
Supported
2
Very Low 0
—
Simple Portfolio Management, Inc. logo Simple Portfolio Management, Inc.
Independent
1
Very High 63
$1,859,137
Simple Wealth LLC logo Simple Wealth LLC
Independent
1
Very High 108
$450,061
Simplexity Investment Management, LLC logo Simplexity Investment Management, LLC
Independent
1
Low 2
$1,582,571
Simplexus Wealth Management logo Simplexus Wealth Management
Independent
1
Low 0
—
SimpliciFi, LLC
Independent
1
Typical 21
$181,410
Simplicity Financial, LLC logo Simplicity Financial, LLC
Independent
1
Very High 79
$101,266
Simplicity wealth logo Simplicity wealth
Multi-team
204
Low 41
$202,617
Simplicity Wealth Management logo Simplicity Wealth Management
Supported
2
Low 24
$717,654
Simpli-FI Alpha LLC logo Simpli-FI Alpha LLC
Supported
2
Very Low 8
$186,456
Simplified Financial Partners logo Simplified Financial Partners
Independent
1
Very High 89
$819,650
SimplifiedFP logo SimplifiedFP
Independent
1
High 54
$948,868
Simplified Planning and Investments logo Simplified Planning and Investments
Independent
1
Low 6
$1,405,375
Simplified Retirement logo Simplified Retirement
Independent
1
Low 1
$0
Simplified Wealth LLC logo Simplified Wealth LLC
Independent
1
High 32
$304,429
Simplified Wealth Management logo Simplified Wealth Management
Team
7
Very High 101
$310,572
Simplified Wealth Management, LLC logo Simplified Wealth Management, LLC
Supported
3
Very Low 10
$798,092
Simplifi, Inc. logo Simplifi, Inc.
Supported
2
Very High 151
$917,355
Simplify Financial Planning logo Simplify Financial Planning
Independent
1
Very High 145
$0
Simplify Investments
Independent
1
Low 5
$1,492,424
SimpliPhi Capital
Independent
1
Low 0
—
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