See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
CS Tomasi Wealth Management logo CS Tomasi Wealth Management
Supported
3
Low 28
$1,312,684
C Suite Investment LLC logo C Suite Investment LLC
Independent
1
High 33
$1,366,395
C.S Wealth LLC logo C.S Wealth LLC
Independent
1
High 35
$33,550
CSW Partners, LLC
Independent
1
High 34
—
CTF Financial Services, Inc.
Independent
1
Low 7
$53,322
C & T Financial Services Group, Inc.
Supported
2
Very Low 0
—
CTG Wealth Management LLC logo CTG Wealth Management LLC
Independent
1
Low 10
$751,579
C.T. Kares Advisory Group, Inc. logo C.T. Kares Advisory Group, Inc.
Independent
1
Typical 25
$304,475
CTM Financial, LLC
Independent
1
Low 8
$1,311,206
CTS Consulting, LLC
Independent
1
Typical 25
$1,428,436
CTS Financial Planning, Inc. logo CTS Financial Planning, Inc.
Supported
4
High 62
$1,260,478
Cubed Systems
Independent
1
High 40
$1,482,500
Cubic Advisors, LLC logo Cubic Advisors, LLC
Supported
2
Low 25
$950,244
Cubic Pye Capital Management, Inc.
Independent
1
Typical 14
$5,999,255
Culbreth Wealth Management logo Culbreth Wealth Management
Supported
2
High 71
$469,307
Cullen Investment Group logo Cullen Investment Group
Team
6
Very High 101
$1,443,289
Cullen Investment Group logo Cullen Investment Group
Independent
1
Low 0
—
Cullinan Associates, Inc. logo Cullinan Associates, Inc.
Team
4
Very High 150
$2,230,116
Cultivar Capital, Inc. logo Cultivar Capital, Inc.
Supported
2
Very High 173
$889,762
Cultivate Financial logo Cultivate Financial
Independent
1
Typical 12
$299,634
Cultivate Financial Group LLC logo Cultivate Financial Group LLC
Independent
1
High 28
$2,024,578
Cultivate Financial Planning logo Cultivate Financial Planning
Independent
1
Very High 87
$964,627
Cultivate Financial Wellness, LLC logo Cultivate Financial Wellness, LLC
Independent
1
Typical 20
$819,199
Cultivate Wealth Partners logo Cultivate Wealth Partners
Independent
1
Very High 85
$1,474,462
Cultivating Wealth logo Cultivating Wealth
Supported
4
Typical 44
$1,198,723
Culture Capital Partners, LLC logo Culture Capital Partners, LLC
Independent
1
Low 6
$167,333
Cumberland Advisors logo Cumberland Advisors
Multi-team
17
Typical 64
$1,567,914
Cumberland Valley Financial Services Inc.
Independent
1
Very High 68
$426,915
Cumbie Advisory Services, Inc logo Cumbie Advisory Services, Inc
Supported
2
Low 33
—
Cumulare Asset Management, LLC logo Cumulare Asset Management, LLC
Independent
1
Typical 11
$657,540
Cunningham Investment Management, LLC logo Cunningham Investment Management, LLC
Supported
3
Very Low 9
$421,300
Cunningham Wealth Management logo Cunningham Wealth Management
Supported
4
Typical 46
$510,780
Curated Capital & Planning LLC logo Curated Capital & Planning LLC
Independent
1
High 33
$257,431
Curated Wealth Partners, LLC logo Curated Wealth Partners, LLC
Team
5
Very Low 14
$23,014,706
Curated Wealth Solutions, LLC
Independent
1
Very High 63
$668,591
Cura Wealth Advisors, LLC logo Cura Wealth Advisors, LLC
Team
1
Very High 172
$3,068,212
Curbstone Advisors LLC logo Curbstone Advisors LLC
Independent
1
Low 4
$954,604
Curbstone Financial Management Corp. logo Curbstone Financial Management Corp.
Team
6
Low 45
$1,435,565
Curi Capital, LLC logo Curi Capital, LLC
Multi-team
95
Very Low 30
$2,917,438
Curious Crow Financial Planning logo Curious Crow Financial Planning
Independent
1
High 28
—
Curio Wealth, LLC logo Curio Wealth, LLC
Team
8
Low 44
$1,285,778
Curran & Company Wealth Advisory
Independent
1
Low 0
—
Curran Financial Partners, LLC logo Curran Financial Partners, LLC
Team
17
High 77
$495,151
Curran Financial Partners, LLC logo Curran Financial Partners, LLC
Supported
2
Very Low 16
$640,570
Curran Wealth Management logo Curran Wealth Management
Team
3
Very High 123
$2,078,120
Currents Wealth Strategies LLC logo Currents Wealth Strategies LLC
Independent
1
Low 0
—
Curry Webb Wealth Management LLC logo Curry Webb Wealth Management LLC
Team
5
High 79
$837,386
Curtain Wealth Planning L.L.C. logo Curtain Wealth Planning L.L.C.
Independent
1
Typical 19
—
Curtin Financial Management, Inc.
Independent
1
Typical 25
$2,956,314
Curtin Financial Services, Inc.
Independent
1
Low 2
$750,000
Curtis Advisory Group, LLC logo Curtis Advisory Group, LLC
Team
3
Low 46
$3,085,936
Curtis Capital Advisors logo Curtis Capital Advisors
Supported
2
Typical 41
$2,018,293
Curtis C. Rose & Associates
Independent
1
Typical 19
$198,890
Curtis Financial Planning logo Curtis Financial Planning
Independent
1
Very High 76
$2,151,316
Curtis Wealth Management LLC logo Curtis Wealth Management LLC
Supported
2
Typical 53
$1,414,333
Cushing Capital Partners, LLC logo Cushing Capital Partners, LLC
Supported
3
High 66
$1,356,223
Customers' Yachts Advisers, Inc.
Independent
1
Typical 13
$923,077
Custom Fit Financial logo Custom Fit Financial
Independent
1
Typical 25
—
Custom Funds Management LLC
Supported
2
Low 22
$595,455
Custom Wealth Management logo Custom Wealth Management
Supported
3
Very High 168
$395,543
Custom Wealth Planners logo Custom Wealth Planners
Supported
3
Typical 50
$687,152
Custom Wealth Solutions
Supported
2
Low 23
$577,778
Custos Family Office LLC logo Custos Family Office LLC
Supported
4
Low 17
$4,744,851
Cuthbert Capital Management LLC
Independent
1
Typical 21
$3,614,822
Cuthbert Financial Guidance logo Cuthbert Financial Guidance
Supported
2
Typical 50
—
Cutler Capital Management logo Cutler Capital Management
Supported
3
Typical 41
$2,259,628
Cutler Investment Group logo Cutler Investment Group
Team
21
Low 45
$1,035,587
Cutter Financial Group LLC logo Cutter Financial Group LLC
Supported
3
Very High 173
$417,104
CV Advisors LLC logo CV Advisors LLC
Multi-team
6
Very Low 24
$90,444,814
CV Securities Analysis, LLC logo CV Securities Analysis, LLC
Independent
1
Low 5
$107,467
CVW Financial, LLC logo CVW Financial, LLC
Independent
1
High 35
$257,190
CWA Asset Management Group logo CWA Asset Management Group
Multi-team
49
Low 38
$2,267,953
CW Advisors, LLC logo CW Advisors, LLC
Multi-team
92
High 70
$2,241,132
CWC Advisors, LLC logo CWC Advisors, LLC
Team
5
Low 46
$864,698
CWM Advisory, LLC logo CWM Advisory, LLC
Supported
3
High 81
$415,529
Cwm Financial Group, Inc.
Independent
1
Very High 57
$1,661,249
CWM, LLC logo CWM, LLC
Enterprise
656
High 80
$875,860
CWM Partners, LLC logo CWM Partners, LLC
Supported
2
Very Low 1
$28,991,389
CWM Wealth Management, LLC logo CWM Wealth Management, LLC
Independent
1
Low 5
$183,882
C.W. O'Conner Wealth Advisors, Inc. logo C.W. O'Conner Wealth Advisors, Inc.
Supported
2
High 68
$1,960,112
CWOS for Hire logo CWOS for Hire
Independent
1
Very High 59
$757,271
Cwpim logo Cwpim
Independent
1
High 54
$285,239
CWP Private Wealth Management logo CWP Private Wealth Management
Supported
1
Very High 511
$540,308
CWR Capital Management LLC logo CWR Capital Management LLC
Independent
1
Typical 20
$180,122
CWS Asset Management
Independent
1
Typical 14
$368,836
CW Securities, LLC
Supported
3
Typical 48
$782,610
CWS Financial Advisors LLC logo CWS Financial Advisors LLC
Team
7
Very High 115
$1,639,029
CWS Wealth Partners logo CWS Wealth Partners
Supported
2
High 67
$466,165
CX Institutional, LLC logo CX Institutional, LLC
Multi-team
80
Typical 57
$938,697
Cycle Financial Planning LLC logo Cycle Financial Planning LLC
Independent
1
Low 0
—
Cyclus Wealth Management logo Cyclus Wealth Management
Supported
2
Low 20
$589,744
Cygnet Investment Co., Inc.
Independent
1
Low 10
$1,161,761
Cyndeo Wealth Partners logo Cyndeo Wealth Partners
Multi-team
20
Typical 61
$2,542,237
Cynosure Portfolio Advisors LLC logo Cynosure Portfolio Advisors LLC
Team
7
Very Low 7
$120,469
Cypress Asset Management Inc logo Cypress Asset Management Inc
Supported
3
Low 24
$3,899,844
Cypress Asset Management, Inc. logo Cypress Asset Management, Inc.
Supported
2
Typical 36
$1,990,123
Cypress Capital logo Cypress Capital
Supported
4
High 65
$447,731
Cypress Capital Group
Supported
2
Low 23
$1,394,908
Cypress Capital, LLC logo Cypress Capital, LLC
Team
9
High 73
$636,656
Cypress Capital Management, LLC logo Cypress Capital Management, LLC
Supported
2
Very High 93
$590,299
Cypress Coast Investments logo Cypress Coast Investments
Independent
1
Low 0
—
Cypress Financial Planning logo Cypress Financial Planning
Team
7
Typical 61
$1,138,351
Cypress Lane Advisors logo Cypress Lane Advisors
Independent
1
Low 5
$1,210,766
Cypress Path Capital, LLC logo Cypress Path Capital, LLC
Supported
2
Low 31
$1,317,672
Cypress Point Financial Advisors
Independent
1
High 50
$873,877
Cypress Point Wealth Management, LLC logo Cypress Point Wealth Management, LLC
Team
4
Low 44
$8,037,693
Cypress Praxis, LLC logo Cypress Praxis, LLC
Independent
1
High 43
$2,189,249
Cypress Stone Capital LLC logo Cypress Stone Capital LLC
Independent
1
Typical 16
$550,367
Cypress Wealth Advisors, LLC logo Cypress Wealth Advisors, LLC
Independent
1
Very High 82
$956,120
Cypress Wealth Management, LLC logo Cypress Wealth Management, LLC
Independent
1
High 50
$1,545,914
Cypress Wealth Services, LLC logo Cypress Wealth Services, LLC
Team
14
Typical 59
$1,541,089
Cyr Financial Inc. logo Cyr Financial Inc.
Team
5
High 94
$382,450
D2 Capital Management logo D2 Capital Management
Supported
2
Typical 43
$284,483
D3 Advisors LLC
Independent
1
Low 0
—
DABA Advisors LLC logo DABA Advisors LLC
Independent
1
Very High 137
$1,667
DABK Financial Planning Services logo DABK Financial Planning Services
Independent
1
Low 0
—
Daceyholden Management, LLC
Independent
1
Typical 13
$324,412
DAC Financial Advisors, Inc. logo DAC Financial Advisors, Inc.
Independent
1
Low 0
—
Dachtler Wealth Advisors, LLC logo Dachtler Wealth Advisors, LLC
Supported
2
Very High 99
$607,829
D.A. Davidson & Co. logo D.A. Davidson & Co.
Enterprise
686
High 99
$552,040
Daehan Securities,Inc
Independent
1
High 35
$134,286
Dae Wealth Management
Independent
1
Very High 105
$232,368
DA Financial Advisors, Inc. logo DA Financial Advisors, Inc.
Independent
1
Low 0
—
D.A. Flowers & Company, LLC logo D.A. Flowers & Company, LLC
Independent
1
High 38
$1,316,077
D'Agaro Financial Advisory LLC logo D'Agaro Financial Advisory LLC
Independent
1
Low 2
$611,653
Dahl Financial Services, Inc. logo Dahl Financial Services, Inc.
Independent
1
Very High 125
$267,200
Dahring | Cusmano and Associates logo Dahring | Cusmano and Associates
Team
9
High 96
$558,004
Dai Advisors logo Dai Advisors
Supported
1
Very High 285
$1,156,633
DAI Wealth, LLC logo DAI Wealth, LLC
Team
25
Typical 59
$199,593
Dakota Asset Management, LLC logo Dakota Asset Management, LLC
Supported
2
Very Low 7
$1,177,873
Dakota Wealth Advisors LLC
Independent
1
Typical 11
$138,968
Dakota Wealth, LLC logo Dakota Wealth, LLC
Multi-team
61
Typical 61
$1,767,375
Daleiden Wealth Advisors
Independent
1
High 35
$614,286
Dale K. Ehrhart, Inc. logo Dale K. Ehrhart, Inc.
Team
4
Very Low 29
$4,396,873
Dale Q. Rice Investment Management
Supported
1
Very High 108
$1,359,560
Daley Capital, Inc
Independent
1
Low 10
$405,000
Daline Wealth Management, LLC logo Daline Wealth Management, LLC
Independent
1
Low 0
—
Dallas Financial Advisors, LLC logo Dallas Financial Advisors, LLC
Supported
4
Low 31
$652,399
Dallas Financial Planning LLC logo Dallas Financial Planning LLC
Independent
1
Low 0
—
Dallas Money Management LLC
Independent
1
Low 1
$900,760
Dalton Financial LLC logo Dalton Financial LLC
Independent
1
Very High 67
$743,224
Dalton Wealth Planners logo Dalton Wealth Planners
Supported
2
Very Low 4
$90,364
Daly Capital Management
Independent
1
Low 0
—
Daly Investment Management, LLC logo Daly Investment Management, LLC
Independent
1
Very High 125
$988,390
Damian Capital Management, LLC
Independent
1
Typical 15
$39,349
Dana Investment Advisors Inc logo Dana Investment Advisors Inc
Multi-team
26
Typical 51
$1,695,148
Dana R. Norman
Supported
2
High 82
$642,112
Dance Investment Partners, LLC logo Dance Investment Partners, LLC
Independent
1
Typical 12
$273,894
Dancourt Management, LLC
Independent
1
Typical 13
$7,376,683
Dan Edwards Investment Advisory Services, LLC logo Dan Edwards Investment Advisory Services, LLC
Independent
1
Low 5
$1,058,137
Daner Wealth Management, LLC logo Daner Wealth Management, LLC
Supported
2
Very High 95
$1,059,413
Dan Hassey Investment Advisory
Independent
1
Low 6
$300,000
Daniel Capital Management, LLC
Independent
1
Low 0
—
Daniel Financial Group, Inc. logo Daniel Financial Group, Inc.
Independent
1
Low 0
—
Daniel Goldstein, CFP
Independent
1
Very High 72
$703,891
Daniel Investment Associates, LLC logo Daniel Investment Associates, LLC
Supported
1
Low 28
$6,621,865
Daniel Investment Group Inc. logo Daniel Investment Group Inc.
Supported
3
High 71
$981,601
Daniel Investments, Inc. logo Daniel Investments, Inc.
Independent
1
High 49
$1,227,873
Daniel Island Wealth Management, LLC logo Daniel Island Wealth Management, LLC
Supported
2
Very Low 9
$1,361,111
Daniel Krug & Associates logo Daniel Krug & Associates
Supported
2
Very High 96
$755,753
Daniel M.. Stern, LLC
Independent
1
Low 0
—
Daniel Power, LLC
Independent
1
Low 0
—
Daniel Ryan Financial LLC logo Daniel Ryan Financial LLC
Independent
1
Low 3
$500,358
Daniels D'Amelio Investment Management Group, LLC logo Daniels D'Amelio Investment Management Group, LLC
Independent
1
Very High 67
$756,972
Daniels & Erickson Financial Advisors, LLC
Supported
3
Low 20
$3,295,564
Dantes Outlook logo Dantes Outlook
Independent
1
Typical 20
$1,300,000
Dan Thornsberry Capital Advisors, LLC
Independent
1
Low 0
—
Dao Trading & Advisory Inc.
Independent
1
High 31
$483,871
Dara Capital US, Inc. logo Dara Capital US, Inc.
Team
2
Very Low 26
$7,954,811
Darby Creek Financial Advisors LLC
Independent
1
Low 0
—
Darby Investment Services LLC
Independent
1
Low 0
—
Darby Wealth Planning LLC logo Darby Wealth Planning LLC
Independent
1
Typical 19
$1,445,855
D'Arcangelo Financial Advisors, LLC logo D'Arcangelo Financial Advisors, LLC
Team
6
Very Low 3
—
Darcy Brix Investment Representative, Inc
Supported
2
Very Low 10
—
D'Arcy Capital Management, LLC logo D'Arcy Capital Management, LLC
Supported
3
Low 33
$2,128,811
D'Arcy Wealth Management, Inc. - A California Corporation logo D'Arcy Wealth Management, Inc. - A California Corporation
Supported
2
Very Low 5
$147,778
Darda Financial logo Darda Financial
Independent
1
Very High 257
$107,541
Darden Wealth Group logo Darden Wealth Group
Team
5
Typical 53
$1,307,775
Darkhorse Advisor logo Darkhorse Advisor
Independent
1
High 50
$777,316
Dark Horse Advisors LLC logo Dark Horse Advisors LLC
Team
5
Low 36
$1,010,268
Dark Horse  LLC logo Dark Horse LLC
Independent
1
Low 5
$260,000
Dark Horse Wealth LLC logo Dark Horse Wealth LLC
Independent
1
Very High 94
$377,665
Darrell Capital Management, LLC logo Darrell Capital Management, LLC
Independent
1
Typical 17
$5,083,588
Darrow Wealth Group logo Darrow Wealth Group
Supported
2
High 81
$105,590
Darrow Wealth Management logo Darrow Wealth Management
Supported
4
Low 31
$3,216,565
Dartmouth Capital Advisors, Inc.
Independent
1
Typical 12
$11,299,621
Darwin Wealth Management logo Darwin Wealth Management
Team
12
High 70
$850,422
D.A. Schwenker & Assoc.'s, Inc. logo D.A. Schwenker & Assoc.'s, Inc.
Independent
1
Typical 20
$154,286
Dash Investments logo Dash Investments
Team
6
High 72
$1,576,142
DAS Wealth Management logo DAS Wealth Management
Independent
1
Low 0
—
Data Analytics Capital LLC
Supported
1
Very Low 0
—
Datalign logo Datalign
Supported
2
Low 19
—
Datapoint Financial Planning, LLC logo Datapoint Financial Planning, LLC
Independent
1
Very High 55
—
Dattilio & Ash Capital Management, LLC logo Dattilio & Ash Capital Management, LLC
Supported
2
Very Low 16
$591,817
Datum Wealth Management logo Datum Wealth Management
Supported
2
Very Low 0
—
Dauble+Worthington Equity Portfolios logo Dauble+Worthington Equity Portfolios
Supported
4
Very Low 15
$149,757
Dauntless Advisory, LLC logo Dauntless Advisory, LLC
Supported
4
Very Low 2
$1,793,751
Daus Financial Group, LLC logo Daus Financial Group, LLC
Supported
3
Very High 109
$827,248
Davenport & Company LLC logo Davenport & Company LLC
Enterprise
339
Low 50
$1,062,051
Davenport PBH LLC
Independent
1
Typical 18
$500,000
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