See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Patuxent Financial Partners, LLC logo Patuxent Financial Partners, LLC
Independent
1
Very High 64
—
Patuxent Financial Planning, LLC
Independent
1
Typical 16
$2,205,341
Paul Edward Fritch CPA
Independent
1
Typical 11
$215,000
Paul Fair Associates, LLC logo Paul Fair Associates, LLC
Independent
1
Typical 12
$300,000
Paul Manners & Associates, Inc. logo Paul Manners & Associates, Inc.
Supported
2
Very High 116
$1,559,085
Paul M. Wendee & Associates logo Paul M. Wendee & Associates
Independent
1
Low 0
—
Paul M Williams LLC logo Paul M Williams LLC
Independent
1
Low 0
—
Paulo Financial Advisors, LLC logo Paulo Financial Advisors, LLC
Independent
1
High 36
$1,582,497
Paul R. Kopey & Associates logo Paul R. Kopey & Associates
Independent
1
Low 7
$1,812,429
Paul R. Ried Financial Group, LLC logo Paul R. Ried Financial Group, LLC
Team
9
Very High 118
$1,197,126
Paul R. Williams Investment Advisor
Independent
1
Typical 25
$1,780,000
Paulson Private Wealth LLC
Independent
1
Low 9
$696,145
Paulson Wealth Management Inc. logo Paulson Wealth Management Inc.
Team
3
Very High 126
$1,456,139
Paul Winkler, Inc. logo Paul Winkler, Inc.
Team
11
Very High 220
$515,676
Pavilion Financial Planning logo Pavilion Financial Planning
Independent
1
Typical 17
$253,731
Pavion Blue Capital, LLC logo Pavion Blue Capital, LLC
Supported
2
High 75
$2,747,793
Pavlic Investment Advisors, Inc. logo Pavlic Investment Advisors, Inc.
Supported
2
Typical 43
$1,244,340
Pawleys Investment Advisors, LLC logo Pawleys Investment Advisors, LLC
Supported
2
Very High 158
$272,130
PAX Financial Group logo PAX Financial Group
Team
15
High 90
$553,394
Pax Horizon Wealth Management, LLC logo Pax Horizon Wealth Management, LLC
Independent
1
Low 0
—
Paycheck to Wealth, LLC logo Paycheck to Wealth, LLC
Independent
1
Low 9
$0
Pay It Forward Financial Planning, LLC logo Pay It Forward Financial Planning, LLC
Independent
1
Low 6
$2,632,490
Payne Capital Management, LLC logo Payne Capital Management, LLC
Team
7
Very High 138
$1,347,803
Payne Financial Management, L.L.C. logo Payne Financial Management, L.L.C.
Independent
1
Very High 127
$314,452
Paysse Jennison Financial Advisors,  Paysse Jennison logo Paysse Jennison Financial Advisors, Paysse Jennison
Supported
2
Very Low 15
$2,151,196
Pb Capital
Independent
1
Very High 185
$183,283
PB Wealth, LLC logo PB Wealth, LLC
Independent
1
Low 9
$120,668
PCB Capital LLC logo PCB Capital LLC
Supported
2
Very High 179
$516,132
PCD Wealth Strategies
Independent
1
Low 0
—
PCFO Capital logo PCFO Capital
Supported
2
Very Low 0
—
PCG Wealth Management logo PCG Wealth Management
Team
18
Very High 101
$487,162
PCK Investments
Independent
1
Very High 67
$481,448
PCM Encore, LLC logo PCM Encore, LLC
Team
10
Very Low 18
$10,752,521
PDE Wealth Advisors, LLC logo PDE Wealth Advisors, LLC
Independent
1
Very High 139
$268,929
PDM Investment Services, LLC logo PDM Investment Services, LLC
Independent
1
High 30
$1,100,000
PDS Planning Inc logo PDS Planning Inc
Team
10
Typical 61
$3,436,245
Peabody River Asset Management, LLC logo Peabody River Asset Management, LLC
Independent
1
Low 9
$1,332,080
Peaceful Advisors LLC
Independent
1
Typical 13
$644,720
PeaceLink Financial Planning logo PeaceLink Financial Planning
Supported
2
Typical 36
$360,263
Peace of Mind Financial Planning, Inc logo Peace of Mind Financial Planning, Inc
Supported
2
High 61
$979,122
Peace of Mind Wealth Management logo Peace of Mind Wealth Management
Team
8
Low 41
$865,064
Peace of Mind Wealth Management
Independent
1
Low 0
—
Peace Within Financial logo Peace Within Financial
Independent
1
Low 0
—
Peachcap Tax & Advisory, LLC logo Peachcap Tax & Advisory, LLC
Team
6
Low 40
$569,643
Peacher, Inc.
Independent
1
Typical 23
$664,696
Peachtree Creek Investments
Independent
1
Typical 21
$1,740,268
Peachtree Investment Partners, LLC logo Peachtree Investment Partners, LLC
Supported
2
Very High 114
$1,413,140
Peachtree Wealth Advisors, Inc logo Peachtree Wealth Advisors, Inc
Supported
2
Very High 227
$841,557
Peach Wealth Management
Independent
1
Low 0
—
Peacock Financial, LLC logo Peacock Financial, LLC
Independent
1
Low 2
$50,000
Peak American Investment Advisors, Inc. logo Peak American Investment Advisors, Inc.
Team
18
Very Low 18
$492,555
Peak Asset Management, LLC logo Peak Asset Management, LLC
Team
14
Very Low 24
$2,940,780
Peak Capital Management logo Peak Capital Management
Supported
2
Very High 147
$290,331
Peak Capital Management, LLC logo Peak Capital Management, LLC
Supported
4
Low 26
$1,494,801
Peak Financial Advisors logo Peak Financial Advisors
Supported
2
High 60
$2,189,837
Peak Financial Consulting, Inc. logo Peak Financial Consulting, Inc.
Supported
2
Very High 186
$356,526
Peak Financial Guidance LLC logo Peak Financial Guidance LLC
Supported
4
Typical 52
$423,525
Peak Financial Management Inc logo Peak Financial Management Inc
Team
7
Typical 50
$1,498,005
Peak Financial Management, Inc. logo Peak Financial Management, Inc.
Supported
2
High 77
$708,847
Peak Financial Partners, LLC logo Peak Financial Partners, LLC
Independent
1
High 47
$331,915
Peak Financial Planning logo Peak Financial Planning
Team
9
Very Low 9
$1,134,146
Peak Horizons Capital logo Peak Horizons Capital
Independent
1
Very High 58
$207,858
Peak Investment Advisors, Inc. logo Peak Investment Advisors, Inc.
Independent
1
Very High 113
$900,994
Peak Investment Advisors, Inc. logo Peak Investment Advisors, Inc.
Supported
1
Typical 39
$5,925,999
Peak Investment Coaching, LLC logo Peak Investment Coaching, LLC
Supported
2
Very High 190
$0
Peak Investments
Independent
1
Low 7
$909,438
Peak Investment Solutions, LLC logo Peak Investment Solutions, LLC
Supported
1
High 78
$916,738
Peak Planning Group, LLC logo Peak Planning Group, LLC
Team
7
Very High 120
$845,002
Peak Retirement Planning, Inc. logo Peak Retirement Planning, Inc.
Team
14
High 65
$693,431
Peakstone Financial Advisors logo Peakstone Financial Advisors
Supported
1
Very High 319
$799,978
Peakstone Wealth Management, LLC
Independent
1
Low 0
—
PeakValley Wealth, LLC logo PeakValley Wealth, LLC
Supported
4
Typical 38
$701,660
Peakview Strategies logo Peakview Strategies
Independent
1
Typical 25
$721,941
Peak Wealth Advisors, Inc. logo Peak Wealth Advisors, Inc.
Supported
2
Very High 119
$409,744
Peak Wealth Group LLC
Supported
2
High 64
$320,474
Peak Wealth Management logo Peak Wealth Management
Independent
1
High 50
$779,200
Peak Wealth Management LLC logo Peak Wealth Management LLC
Supported
3
High 69
$732,407
Peak Wealth Management, LLC logo Peak Wealth Management, LLC
Supported
3
Very High 214
$693,624
Peak Wealth Planning, LLC logo Peak Wealth Planning, LLC
Supported
2
Very Low 15
$2,204,873
Peak Wealth Solutions logo Peak Wealth Solutions
Team
7
Very High 97
$1,179,085
Pearl Capital Investments logo Pearl Capital Investments
Supported
2
Very Low 7
$1,178,416
Pearl Planning logo Pearl Planning
Team
6
Typical 51
$1,050,885
Pearl Wealth Group logo Pearl Wealth Group
Supported
2
Very High 137
$376,956
Pearl Wealth LLC logo Pearl Wealth LLC
Independent
1
Typical 17
$6,462,575
Pearson Asset Management Company logo Pearson Asset Management Company
Independent
1
High 35
$161,429
Pearson Financial Services logo Pearson Financial Services
Team
6
High 83
$1,770,000
Pearson, Frederick, Norman Jr.
Independent
1
Low 1
$76,409
Pearson Investment Management, LLC logo Pearson Investment Management, LLC
Independent
1
High 32
$180,703
Peartree Advisory
Independent
1
Low 0
—
Peattie Capital Management logo Peattie Capital Management
Independent
1
Typical 20
$1,950,000
Pebble Management Group
Supported
2
Very Low 14
$642,857
Pebble Valley Wealth Management logo Pebble Valley Wealth Management
Supported
2
Typical 49
$1,308,690
PEB Capital Management LLC logo PEB Capital Management LLC
Supported
3
Typical 56
$1,011,882
P/E Capital Investments logo P/E Capital Investments
Supported
1
High 61
$59,344
Pecaut Wealth Management logo Pecaut Wealth Management
Supported
3
High 73
$1,675,400
Peckham, David A
Independent
1
Very High 116
$52,556
Peconic Asset Planning logo Peconic Asset Planning
Independent
1
Very High 203
$295,963
Pecora Capital LLC logo Pecora Capital LLC
Supported
3
Very Low 3
$9,225,701
PECUSAVVY Financial logo PECUSAVVY Financial
Independent
1
Typical 16
$570,490
Peddock Capital Advisors, LLC logo Peddock Capital Advisors, LLC
Team
5
Low 35
$4,454,036
Pedicord Wealth Management, LLC logo Pedicord Wealth Management, LLC
Independent
1
Very High 77
$952,715
Peelle Wealth Management, LLC logo Peelle Wealth Management, LLC
Independent
1
Typical 16
$104,688
Peeples Wealth Management LLC
Independent
1
Low 10
$776,720
Peerless Wealth logo Peerless Wealth
Supported
4
Typical 55
$557,907
Pegasus Asset Management Inc logo Pegasus Asset Management Inc
Team
4
High 71
$1,627,075
Pegasus Financial Group LLC logo Pegasus Financial Group LLC
Supported
3
High 68
$595,415
Pegasus Investment Management LLC
Independent
1
Typical 11
$2,727,273
Pegasus Management Services L.L.C.
Supported
3
High 67
$192,313
Pegasus Wealth Management logo Pegasus Wealth Management
Independent
1
Low 8
$484,078
Peirce Capital Management, LLC logo Peirce Capital Management, LLC
Team
5
Low 33
$3,237,230
Pekin Hardy Strauss, Inc. logo Pekin Hardy Strauss, Inc.
Team
8
High 91
$2,049,490
Pelican Advisory LLC logo Pelican Advisory LLC
Supported
3
High 65
$588,168
Pelican Bay Asset Management, Inc.
Independent
1
Typical 14
$2,877,748
Pelican Financial Planning and Wealth, PLLC logo Pelican Financial Planning and Wealth, PLLC
Independent
1
Typical 22
$1,129,441
Pelican Investment Advisors, LLC logo Pelican Investment Advisors, LLC
Team
12
Very Low 19
$395,652
Pelican Wealth Advisors, LLC logo Pelican Wealth Advisors, LLC
Supported
3
High 74
$323,077
Pelican Wealth Management logo Pelican Wealth Management
Independent
1
High 49
$242,837
Pelion Investment Advisors, Inc. logo Pelion Investment Advisors, Inc.
Supported
2
Low 21
$1,476,767
Pelkonen and Associates LLC logo Pelkonen and Associates LLC
Supported
3
Very High 106
$925,236
Pelleton Capital Management, Ltd. logo Pelleton Capital Management, Ltd.
Independent
1
High 32
$375,000
Pelorus Capital Management, LLC logo Pelorus Capital Management, LLC
Team
9
Very Low 0
—
Pelorus Financial, LLC logo Pelorus Financial, LLC
Supported
2
Typical 48
$485,964
Peloton Capital Management logo Peloton Capital Management
Supported
3
Typical 46
$2,019,895
Peltoma Capital Partners logo Peltoma Capital Partners
Supported
3
Low 26
$2,673,588
Pembroke Asset Advisors, LLC logo Pembroke Asset Advisors, LLC
Independent
1
Very High 168
$303,474
Pembroke Wealth Management, LLC
Independent
1
Typical 25
$292,689
Penbrook Management LLC logo Penbrook Management LLC
Supported
4
Low 19
$1,993,814
Pendleton Financial Wealth Management logo Pendleton Financial Wealth Management
Supported
1
Very High 128
$676,183
Pendleton Street Advisors, LLC logo Pendleton Street Advisors, LLC
Supported
3
Low 18
$1,511,547
Pendragon Capital Management, Inc. logo Pendragon Capital Management, Inc.
Supported
4
Very Low 11
$1,013,953
Pendulum Asset Management, LLC logo Pendulum Asset Management, LLC
Independent
1
Typical 15
$88,026
Pendulum Wealth Partners logo Pendulum Wealth Partners
Team
9
Very Low 30
$1,043,677
Penfacs Financial Services logo Penfacs Financial Services
Supported
3
Very Low 6
$1,219,913
Penfield Investments LLC logo Penfield Investments LLC
Independent
1
Very High 55
$88,545
Pengra Capital Management Inc
Independent
1
Typical 14
$1,972,630
Peninsula Asset Management Inc logo Peninsula Asset Management Inc
Supported
2
Very High 93
$1,508,200
Peninsula Equity Capital logo Peninsula Equity Capital
Independent
1
Low 0
—
Penmar logo Penmar
Independent
1
Low 0
—
Penmar Wealth Management LLC logo Penmar Wealth Management LLC
Supported
2
Very Low 1
$75,748
Penn Advisory Group Inc.
Supported
2
Typical 35
$749,693
Pennant Wealth Management LLC
Independent
1
Typical 23
$143,264
Penn Cove Financial, LLC logo Penn Cove Financial, LLC
Independent
1
High 34
$0
Penn Davis McFarland Inc. logo Penn Davis McFarland Inc.
Team
6
Low 35
$6,226,407
Penney Financial logo Penney Financial
Supported
4
Low 27
$2,748,260
Pennfield Capital Corp
Supported
2
High 74
$313,113
Penn First Advisors logo Penn First Advisors
Independent
1
Typical 24
$202,037
PennLiton Management LLC
Independent
1
Low 0
—
Penn Portfolio Partners LLC logo Penn Portfolio Partners LLC
Independent
1
Low 0
—
Penn Street Capital Management LLC logo Penn Street Capital Management LLC
Independent
1
Typical 11
$5,958,879
Pennsylvania Advisory Services, Inc. logo Pennsylvania Advisory Services, Inc.
Independent
1
Very High 86
$88,372
Pennsylvania Capital Management Inc. logo Pennsylvania Capital Management Inc.
Team
5
Low 40
$4,077,711
Penn Wealth Management logo Penn Wealth Management
Independent
1
High 40
$500,000
Penny Earned Financial logo Penny Earned Financial
Independent
1
Low 8
$0
Pennyfarthing Investment Management, L.L.C. logo Pennyfarthing Investment Management, L.L.C.
Independent
1
High 27
$1,086,246
Penny Lane Wealth Management, LLC logo Penny Lane Wealth Management, LLC
Supported
3
Very Low 13
$472,403
Penobscot Financial Advisors logo Penobscot Financial Advisors
Team
8
High 70
$966,708
Penobscot Investment Management Company, Inc. logo Penobscot Investment Management Company, Inc.
Team
8
High 69
$2,689,479
Penserra Wealth Management logo Penserra Wealth Management
Team
7
Very Low 1
$312,500
Pensinger Financial, Inc. logo Pensinger Financial, Inc.
Supported
2
Typical 40
$616,942
Pension Maxima Investment Advisory, Inc. logo Pension Maxima Investment Advisory, Inc.
Supported
3
Very Low 3
$266,667
Pension Planning Solutions, Inc. logo Pension Planning Solutions, Inc.
Independent
1
Typical 13
$670,243
Pension & Wealth Management Advisors logo Pension & Wealth Management Advisors
Team
8
Typical 62
$923,176
Penta Capital Strategies LLC logo Penta Capital Strategies LLC
Independent
1
Low 4
$5,674
Pento Portfolio Strategies, LLC logo Pento Portfolio Strategies, LLC
Supported
2
Very High 437
$271,466
People First Financial Advisors
Independent
1
Low 0
—
Percension Wealth Advisors, LLC logo Percension Wealth Advisors, LLC
Independent
1
Very High 78
$347,436
Percent Advisors LLC logo Percent Advisors LLC
Independent
1
High 27
$511,895
Perceptive Wealth Advisors LLC logo Perceptive Wealth Advisors LLC
Independent
1
Typical 18
$577,881
Percipient Advisors LLC
Independent
1
Low 0
—
Percy E. Bolton Associates, Inc. logo Percy E. Bolton Associates, Inc.
Independent
1
Very High 58
$565,733
Peregrine Asset Advisers, Inc. logo Peregrine Asset Advisers, Inc.
Team
6
High 74
$1,324,792
Peregrine Investment Advisors, LLC logo Peregrine Investment Advisors, LLC
Supported
3
Low 29
$3,830,929
Perennial logo Perennial
Team
5
Very Low 23
$6,336,718
Perennial Advisors Group, LLC logo Perennial Advisors Group, LLC
Supported
3
High 64
$2,075,018
Perennial Financial Services logo Perennial Financial Services
Multi-team
49
Typical 63
$758,234
Perennial Wealth Advisors, LLC logo Perennial Wealth Advisors, LLC
Supported
3
Typical 56
$470,743
Pereon Wealth LLC logo Pereon Wealth LLC
Supported
1
Very High 125
$1,408,536
Perfetta Capital, LLC logo Perfetta Capital, LLC
Independent
1
Very High 129
$281,449
Performance Investment Group logo Performance Investment Group
Independent
1
High 26
$2,111,580
Performance Tracking Inc. logo Performance Tracking Inc.
Independent
1
Very High 92
$665,652
Performance Wealth logo Performance Wealth
Multi-team
12
High 77
$3,471,133
Peridot Capital Management logo Peridot Capital Management
Independent
1
Typical 19
$328,947
Perigon Wealth Management, LLC logo Perigon Wealth Management, LLC
Multi-team
94
Typical 58
$1,709,535
Periope, LLC logo Periope, LLC
Supported
3
Very High 209
$282,232
Perissos Private Wealth Management logo Perissos Private Wealth Management
Supported
2
Very High 95
$753,489
Perkins Capital Management Inc logo Perkins Capital Management Inc
Supported
1
Very High 128
$976,386
Perkins Wealth Advantage logo Perkins Wealth Advantage
Independent
1
Very High 56
$1,808,065
Perk Planning logo Perk Planning
Supported
3
High 58
—
Perla Wealth LLC
Supported
2
Very Low 0
—
Perpetual Capital Advisors, LLC logo Perpetual Capital Advisors, LLC
Independent
1
Very High 111
$221,046
Perpetual Financial
Independent
1
Very High 201
—
Perry D. Reed & Company, P.C. logo Perry D. Reed & Company, P.C.
Supported
1
High 75
—
Perry Investment Management, LLC logo Perry Investment Management, LLC
Independent
1
High 50
$540,000
Perryman Financial Advisory, Inc. logo Perryman Financial Advisory, Inc.
Team
8
Typical 64
$1,943,118
Persico Asset Management logo Persico Asset Management
Independent
1
Very High 91
$1,077,984
Persium Advisors, LLC logo Persium Advisors, LLC
Team
12
Very Low 13
$2,481,683
Personal Asset Management logo Personal Asset Management
Independent
1
High 38
$868,421
Personal Benefits Planning LLC
Independent
1
Typical 17
$174,658
Personal Best Financial LLC logo Personal Best Financial LLC
Independent
1
Typical 19
$1,746,275
Personal CFO Solutions LLC logo Personal CFO Solutions LLC
Team
10
Typical 62
$2,620,969
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