See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Elm Tree Capital Management LLC
Independent
1
Low 5
$940,000
Elm Wealth logo Elm Wealth
Multi-team
7
Very High 92
$3,263,219
Elm Wealth Advisory logo Elm Wealth Advisory
Independent
1
Low 0
—
Elmwood Wealth Management logo Elmwood Wealth Management
Supported
4
Typical 51
$2,263,826
Elphinstone logo Elphinstone
Supported
1
Very High 579
$2,451
ELR Capital Management, LLC
Independent
1
Low 1
$678,532
Elser Financial Planning, Inc. logo Elser Financial Planning, Inc.
Team
13
Low 44
$3,473,094
Elswick Investments LLC logo Elswick Investments LLC
Independent
1
Low 0
—
Eltekon Advisors, LLC. logo Eltekon Advisors, LLC.
Team
8
Typical 60
$658,142
Elwood & Goetz logo Elwood & Goetz
Team
21
Low 32
$1,572,830
Elysium Wealth Management, LLC logo Elysium Wealth Management, LLC
Team
14
Typical 55
$457,119
Elyxium Wealth LLC logo Elyxium Wealth LLC
Team
7
Very Low 8
$24,809,862
E. Magnus Oppenheim & Co. Inc. logo E. Magnus Oppenheim & Co. Inc.
Independent
1
Typical 11
$864,594
Emancipare Investment Advisors logo Emancipare Investment Advisors
Supported
2
Low 25
$0
EMA SMA LLC logo EMA SMA LLC
Supported
2
Very Low 1
$29,000,000
Embarcadero Capital Advisors, Inc. logo Embarcadero Capital Advisors, Inc.
Independent
1
Very High 250
$240,000
Embark Financial Partners logo Embark Financial Partners
Team
5
Very Low 0
—
Embark Wealth Management, LLC logo Embark Wealth Management, LLC
Supported
3
Very High 123
$155,496
Emberhouse, LLC logo Emberhouse, LLC
Independent
1
Very High 60
$1,533,183
Ember Wealth Concepts & Financial Planning logo Ember Wealth Concepts & Financial Planning
Independent
1
Very High 93
$440,772
EmboldenFP logo EmboldenFP
Independent
1
Very High 80
—
Embree Financial Group logo Embree Financial Group
Team
14
Typical 60
$1,558,622
EMC Capital Management, LLC logo EMC Capital Management, LLC
Supported
1
Low 17
$8,641,468
Emde Wealth Management LLC logo Emde Wealth Management LLC
Supported
3
Low 25
$600,000
Emerald Advisors, LLC logo Emerald Advisors, LLC
Team
4
Typical 54
$4,378,524
Emerald Asset Management, Inc. logo Emerald Asset Management, Inc.
Supported
2
High 84
$719,336
Emerald Blue Advisors logo Emerald Blue Advisors
Supported
3
High 63
$469,693
Emerald Haven Investments Corp
Independent
1
Low 6
$175,000
Emerald Hills Capital, LLC logo Emerald Hills Capital, LLC
Independent
1
Low 2
$3,170,000
Emerald Investments, Inc.
Independent
1
Typical 15
$353,065
Emerald Pacific Investment Advisors LLC
Independent
1
Low 0
—
EmeraldSpark Investments logo EmeraldSpark Investments
Independent
1
High 52
$309,342
Emerald Waves Investments, LLC logo Emerald Waves Investments, LLC
Independent
1
Typical 16
$259,769
Emerald Wealth logo Emerald Wealth
Independent
1
Low 0
—
Emerald Wealth Management, Inc. logo Emerald Wealth Management, Inc.
Independent
1
Very High 90
$167
Emergent Financial Group, LLC logo Emergent Financial Group, LLC
Independent
1
Low 0
—
Emergent Fortuity Financial, LLC logo Emergent Fortuity Financial, LLC
Independent
1
High 48
$65,420
Emergent Global Investments logo Emergent Global Investments
Supported
2
Typical 41
$275,306
Emergent Wealth Advisors, LLC logo Emergent Wealth Advisors, LLC
Supported
4
Very High 93
$673,176
Emerick Financial Planning, LLC logo Emerick Financial Planning, LLC
Independent
1
Very High 81
$0
Emerson James Advisors LLC logo Emerson James Advisors LLC
Independent
1
Typical 20
$505,661
Emerson Partners logo Emerson Partners
Independent
1
Typical 16
$3,800,367
Emeth Value Capital, LLC logo Emeth Value Capital, LLC
Independent
1
High 34
$1,079,455
EM Financial Services, LLC logo EM Financial Services, LLC
Independent
1
Low 7
$196,569
Emg logo Emg
Supported
3
Low 27
$712,500
EMGO Capital, LLC logo EMGO Capital, LLC
Independent
1
Low 0
—
Eminence Wealth Management Inc. logo Eminence Wealth Management Inc.
Supported
3
High 84
$139,379
Emissary Wealth logo Emissary Wealth
Team
6
Low 38
$727,327
EMK Investment Advisors, LLC
Supported
2
Very Low 1
$701,862
EM Leaders, LLC
Independent
1
Low 0
—
Emmanuel Capital Management, LLC logo Emmanuel Capital Management, LLC
Independent
1
High 27
$974,074
Emma Research LLC
Independent
1
Low 0
—
Emmaus Investor Services Corp.
Independent
1
High 39
$266,056
Emory Wealth LLC logo Emory Wealth LLC
Independent
1
High 48
$252,106
Emotionally Invested logo Emotionally Invested
Independent
1
Low 7
—
Empath Wealth logo Empath Wealth
Independent
1
Low 5
$233,681
Empire Advisors Wealth Management LLC
Supported
4
Very Low 15
$378,681
Empire Financial Group, LLC logo Empire Financial Group, LLC
Independent
1
High 36
$2,294,444
Empire Financial Management Company, LLC logo Empire Financial Management Company, LLC
Team
9
Very High 109
$692,464
Empire State Wealth Advisors Inc
Independent
1
Low 0
—
Empire Wealth Management, LLC
Independent
1
Typical 12
$212,883
Empiric Advisors, Inc. logo Empiric Advisors, Inc.
Supported
2
Very Low 8
$2,711,117
Empirical Asset Management, LLC logo Empirical Asset Management, LLC
Team
12
Low 38
$1,088,765
Empirical Research Partners LLC logo Empirical Research Partners LLC
Team
18
Very Low 31
—
Empirical Wealth management logo Empirical Wealth management
Multi-team
70
Low 34
$3,447,090
Empiric Institutional logo Empiric Institutional
Supported
1
Very Low 6
$690,379
Empirikal Partners LLC logo Empirikal Partners LLC
Team
10
Very Low 20
$439,698
Empower Advisory Group logo Empower Advisory Group
Enterprise
2,008
Very High 146
$565,063
Empowered Retirement, Inc. logo Empowered Retirement, Inc.
Independent
1
Very High 117
$672,384
Empower Financial logo Empower Financial
Independent
1
Very High 63
$0
Empower Financial Advisors, LLC logo Empower Financial Advisors, LLC
Independent
1
Low 0
—
Empower Financial Advisory, LLC logo Empower Financial Advisory, LLC
Team
4
High 73
$2,191,383
Empowering Finance, LLC logo Empowering Finance, LLC
Independent
1
High 27
$1,379,435
Empowering Financial logo Empowering Financial
Independent
1
Low 5
$260,000
Empowerment Financial Advisors LLC logo Empowerment Financial Advisors LLC
Independent
1
High 29
$321,025
Empower Wealth Management logo Empower Wealth Management
Team
8
High 69
$634,004
EMP Wealth Management LLC logo EMP Wealth Management LLC
Independent
1
High 30
$682,800
EMRO Asset Management, LLC
Independent
1
Low 8
$1,000,000
EmVision Capital Advisors, LLC logo EmVision Capital Advisors, LLC
Team
10
Low 43
$411,228
EMW Capital Advisors, LLC
Independent
1
Low 10
$1,705,500
Encircle Financial Strategies logo Encircle Financial Strategies
Supported
1
Very High 240
$579,951
Enclave Advisors, LLC logo Enclave Advisors, LLC
Team
3
Very Low 22
$15,284,485
Encompass Advisors, Ltd. logo Encompass Advisors, Ltd.
Independent
1
High 48
$973,493
Encompass Advisory Services, LLC logo Encompass Advisory Services, LLC
Team
7
Typical 61
$281,345
Encompass Financial Planning logo Encompass Financial Planning
Independent
1
Very High 74
$403,136
Encompass Financial Services logo Encompass Financial Services
Independent
1
Low 1
$2,232,672
Encompass More Asset Management LLC logo Encompass More Asset Management LLC
Multi-team
86
Low 47
$245,730
Encompass Wealth Advisors, LLC logo Encompass Wealth Advisors, LLC
Supported
4
Very High 318
$359,283
Encompass Wealth Management LLC logo Encompass Wealth Management LLC
Independent
1
Low 8
$1,387,500
Encore 401K, LLC logo Encore 401K, LLC
Independent
1
Low 8
$1,670,170
Encore Investment Advisors, LLC logo Encore Investment Advisors, LLC
Independent
1
High 34
$1,197,304
Encore Retirement Planning, LLC logo Encore Retirement Planning, LLC
Independent
1
Typical 16
$2,364,772
Encore Wealth Advisors logo Encore Wealth Advisors
Supported
1
Very High 437
$245,470
Encore Wealth Advisors, LLC logo Encore Wealth Advisors, LLC
Independent
1
Low 5
$2,239,061
Encourage Financial LLC logo Encourage Financial LLC
Independent
1
Low 0
—
Encover Personal Finance logo Encover Personal Finance
Independent
1
Very High 60
—
Endeavor Advisors LLC logo Endeavor Advisors LLC
Supported
4
Very High 107
$268,644
Endeavor Advisors, LLC logo Endeavor Advisors, LLC
Team
10
Very Low 18
$3,197,275
Endeavor Capital Management, LLC logo Endeavor Capital Management, LLC
Independent
1
Low 0
—
Endeavor Financial Advisors, LLC logo Endeavor Financial Advisors, LLC
Independent
1
Very High 104
$754,067
Endeavor Financial Planning logo Endeavor Financial Planning
Independent
1
High 37
$1,438,649
Endeavor Investment Management, LLC
Independent
1
Low 10
—
Endeavor Private Wealth, Inc. logo Endeavor Private Wealth, Inc.
Team
12
Low 43
$1,088,461
Endeavor Wealth Advisors, LLC logo Endeavor Wealth Advisors, LLC
Supported
2
High 86
$1,459,857
Endowbridge Capital, LLC logo Endowbridge Capital, LLC
Independent
1
Low 8
$274,870
Endowe Advisory LLC logo Endowe Advisory LLC
Independent
1
Low 3
$100
Endowment Partners LLC logo Endowment Partners LLC
Supported
1
Very Low 2
$2,096,422
Endowment Wealth Management, Inc. logo Endowment Wealth Management, Inc.
Team
13
Low 36
$1,070,678
Endress Capital Management, L.L.C. logo Endress Capital Management, L.L.C.
Independent
1
Very High 94
$168,674
Endurance Financial Group logo Endurance Financial Group
Supported
2
Very Low 11
$851,575
Endurance Financial LLC logo Endurance Financial LLC
Supported
1
High 77
$450,679
Endurance Financial Planning, LLC logo Endurance Financial Planning, LLC
Supported
4
Very High 147
$172,581
Endurance Investment Strategies, Inc. logo Endurance Investment Strategies, Inc.
Independent
1
High 42
$595,238
ENDURE Retirement LLC logo ENDURE Retirement LLC
Independent
1
Typical 22
$341,743
Enduring Investments LLC logo Enduring Investments LLC
Independent
1
Typical 19
$203,238
Enduring Wealth Advisors logo Enduring Wealth Advisors
Supported
3
High 75
$543,065
Enduring Wealth Management, LLC logo Enduring Wealth Management, LLC
Supported
1
Very High 171
$1,194,047
Enduro Capital Partners LLC
Supported
2
Very Low 13
$394,114
Enduro Wealth Management, LLC logo Enduro Wealth Management, LLC
Independent
1
Typical 13
$337,794
Engage Wealth Group, LLC logo Engage Wealth Group, LLC
Supported
2
Typical 47
$1,271,442
Engel Capital logo Engel Capital
Independent
1
Typical 13
$17,987
Engels Investment Advisors, LLC
Independent
1
Typical 17
$1,808,824
Engineered Wealth Management LLC logo Engineered Wealth Management LLC
Independent
1
Low 0
—
Engineered Wealth & Planning logo Engineered Wealth & Planning
Independent
1
Low 0
—
Engineering Financial Independence, Inc. logo Engineering Financial Independence, Inc.
Independent
1
Typical 13
$387,789
Englebert Financial Advisers, LLC logo Englebert Financial Advisers, LLC
Supported
3
High 88
$435,881
Engler Financial
Independent
1
Low 0
—
Enhanced Investment Partners, LLC logo Enhanced Investment Partners, LLC
Independent
1
Low 0
—
Enlightened Advisors Wealth Management LLC logo Enlightened Advisors Wealth Management LLC
Independent
1
High 42
$198,810
Enlight Financial LLC logo Enlight Financial LLC
Independent
1
Typical 22
$1,051,984
Enlightnu Wealth LLC
Team
6
Very Low 0
—
Enloe Financial Advisory LLC
Independent
1
High 27
$1,488,412
EnoughFP LLC logo EnoughFP LLC
Independent
1
Low 6
—
Enrich Financial Partners LLC logo Enrich Financial Partners LLC
Team
4
Very High 106
$1,307,196
Enright, Mollin, Cascio & Ramusevic, Inc. logo Enright, Mollin, Cascio & Ramusevic, Inc.
Supported
1
Very High 100
$2,734,881
Enrique Villalobos & Associates logo Enrique Villalobos & Associates
Independent
1
Typical 16
$409,465
Enroute Wealth Management, LLC logo Enroute Wealth Management, LLC
Independent
1
Typical 12
$1,070,000
Ensemble Financial, Inc. logo Ensemble Financial, Inc.
Supported
3
Very Low 0
$0
Ensign Advisory Partners LLC
Supported
4
High 62
$327,652
Enso Financial logo Enso Financial
Independent
1
High 42
$48,899
Ensourceful, Inc. logo Ensourceful, Inc.
Independent
1
Low 0
—
Enspire Wealth Management, LLC logo Enspire Wealth Management, LLC
Supported
2
Low 26
$2,125,354
Enspyre Wealth Advisors, Inc. logo Enspyre Wealth Advisors, Inc.
Supported
1
Very High 133
$1,637,197
Ensure Capital LLC logo Ensure Capital LLC
Independent
1
Low 0
—
Entasis Asset Management LLC logo Entasis Asset Management LLC
Team
5
Very Low 31
$1,175,774
Entelechy logo Entelechy
Supported
1
High 80
$3,166,522
Entelevest, LLC logo Entelevest, LLC
Supported
3
Typical 52
$910,914
Enterprise Value Capital Management, LLC logo Enterprise Value Capital Management, LLC
Independent
1
Typical 13
$883,093
Entirement Financial Planning LLC logo Entirement Financial Planning LLC
Independent
1
Typical 13
$1,383,626
Entree Wealth LLC logo Entree Wealth LLC
Independent
1
Low 1
$0
Entrepreneur Wealth logo Entrepreneur Wealth
Supported
2
Very Low 0
—
Entruity Wealth, LLC logo Entruity Wealth, LLC
Supported
2
Very High 151
$538,166
Entrusted Stewardship LLC
Independent
1
Low 0
—
Entrusted Wealth logo Entrusted Wealth
Independent
1
Typical 12
$625,000
Entrust Financial LLC logo Entrust Financial LLC
Team
5
Typical 53
$1,322,411
Entrust Investment Services, Inc logo Entrust Investment Services, Inc
Supported
4
Typical 42
$841,843
Entrust Parable Capital, LLC
Independent
1
High 53
$596,660
Entrypoint Wealth Management logo Entrypoint Wealth Management
Independent
1
Typical 22
$788,168
Envest Advisors, LLC logo Envest Advisors, LLC
Supported
4
Very Low 11
$179,764
Envest Asset Management, LLC logo Envest Asset Management, LLC
Supported
2
Low 34
$683,704
Envision Asset Management, Inc. logo Envision Asset Management, Inc.
Independent
1
Typical 23
$1,834,899
Envision Capital Management Inc
Supported
2
Very High 113
$1,478,097
Envision Capital Management Ltd
Supported
2
Very Low 16
$487,660
Envision Financial LLC logo Envision Financial LLC
Supported
4
Low 31
$2,798,107
Envision Financial Planning logo Envision Financial Planning
Independent
1
Low 0
—
Envision Financial Planning, LLC logo Envision Financial Planning, LLC
Team
7
Low 38
$1,359,496
Envision Planning, LLC logo Envision Planning, LLC
Independent
1
High 50
$205,966
Envision Retirement LLC logo Envision Retirement LLC
Supported
3
Typical 55
$569,847
Envisionvest logo Envisionvest
Independent
1
Low 10
$83,824
Envision Wealth Planners logo Envision Wealth Planners
Independent
1
High 36
$1,699,560
Envision Wealth Planning Inc. logo Envision Wealth Planning Inc.
Independent
1
Very High 106
$201,071
EnvisionX Capital, LLC logo EnvisionX Capital, LLC
Independent
1
Low 4
$254,491
EN+ Wealth logo EN+ Wealth
Independent
1
High 30
$186,296
Enza Financial, LLC logo Enza Financial, LLC
Supported
4
Typical 50
$832,885
ENZI Wealth logo ENZI Wealth
Team
5
Low 44
$2,026,745
EPG Wealth Management LLC logo EPG Wealth Management LLC
Team
10
Very High 116
$460,106
Epic Advisory Services Corp logo Epic Advisory Services Corp
Team
8
Very Low 22
$749,139
Epic Financial, LLC logo Epic Financial, LLC
Independent
1
Very High 59
$743,163
Epic Investment Management logo Epic Investment Management
Independent
1
Low 8
$5,517,903
Epic Wealth Advisors, Inc.
Independent
1
Low 0
—
EPIC Wealth Management LLC logo EPIC Wealth Management LLC
Team
5
Very Low 16
$168,347
Epic Wealth Management, LLC logo Epic Wealth Management, LLC
Supported
3
Typical 49
$795,076
EPI Financial Group logo EPI Financial Group
Supported
4
Low 20
$116,810
Epiphany Capital logo Epiphany Capital
Independent
1
Low 0
—
Epiphany Health & Wealth logo Epiphany Health & Wealth
Independent
1
Low 0
—
Epiphany Wealth Management logo Epiphany Wealth Management
Independent
1
High 53
$567,925
Epiq Partners, LLC logo Epiq Partners, LLC
Team
5
Very Low 19
$3,128,111
Episteme Advisors
Independent
1
Low 1
$250,000
Epoch Family Wealth logo Epoch Family Wealth
Independent
1
Low 9
$1,077,778
Epoch Wealth Management logo Epoch Wealth Management
Independent
1
Very High 74
$0
Epogee Capital Management, LLC logo Epogee Capital Management, LLC
Supported
2
Very Low 2
$18,744,885
Epona Financial Solutions logo Epona Financial Solutions
Independent
1
High 28
$1,731,203
Eppes Wealth Management logo Eppes Wealth Management
Independent
1
Low 9
$185,211
Epsilon Financial Group, Inc. logo Epsilon Financial Group, Inc.
Team
5
High 86
$1,408,730
EPS Wealth Management logo EPS Wealth Management
Supported
3
Very High 101
$123,355
EP Wealth Advisors logo EP Wealth Advisors
Enterprise
343
Typical 57
$2,135,029
EP Wealth Management LLC logo EP Wealth Management LLC
Independent
1
Low 0
—
Equal Path Investments logo Equal Path Investments
Supported
1
Low 32
$728,125
Equal Voices Wealth LLC logo Equal Voices Wealth LLC
Supported
3
Low 26
$747,308
Equanimity Financial Partners logo Equanimity Financial Partners
Supported
2
Very High 329
$334,023
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)