See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Prism Fund Solutions, Inc. logo Prism Fund Solutions, Inc.
Independent
1
Typical 18
$236,948
Prism Planning and Solutions Group logo Prism Planning and Solutions Group
Supported
3
Very High 142
$368,577
Prism Planning Partners logo Prism Planning Partners
Supported
4
Typical 38
$1,599,622
Prism Wealth Management logo Prism Wealth Management
Supported
4
High 85
$287,500
Prism Wealth Management
Independent
1
Very High 68
$676,471
Prism Wealth Partners, LLC logo Prism Wealth Partners, LLC
Independent
1
Low 0
—
Prism Wealth Planning Ltd. dba The People's Planner
Independent
1
Low 0
—
Private Advisor Group, LLC logo Private Advisor Group, LLC
Enterprise
921
Very High 181
$330,212
Private Advisory logo Private Advisory
Team
18
Typical 51
$2,296,208
Private Asset Management Inc logo Private Asset Management Inc
Supported
2
Low 30
$1,824,822
Private Capital Advisors, Inc. logo Private Capital Advisors, Inc.
Team
2
Very High 128
$4,784,948
Private Capital Management logo Private Capital Management
Team
9
Typical 48
$2,188,583
Private Client Advisor Group, LLC logo Private Client Advisor Group, LLC
Team
6
Low 32
$578,947
Private Client Asset Management, Inc. logo Private Client Asset Management, Inc.
Supported
2
Very High 122
$742,714
Private Client Group Asset Management logo Private Client Group Asset Management
Supported
4
Low 27
$1,312,732
Private Client Services Group, LLC
Independent
1
Typical 20
$370,658
Private Client Services, LLC logo Private Client Services, LLC
Multi-team
56
Very High 156
$157,643
Private Client Wealth Advisors, LLC logo Private Client Wealth Advisors, LLC
Supported
3
Low 32
$424,542
Private Family Wealth Advisors logo Private Family Wealth Advisors
Supported
2
High 69
$2,802,830
Private Financial Counseling
Supported
3
High 83
$1,165,013
Private Financial Management LLC
Independent
1
High 29
$5,408,468
Private Group Wealth Management, LLC logo Private Group Wealth Management, LLC
Supported
2
Low 31
$491,803
Private Harbour Investment Management & Counsel LLC.
Independent
1
Very High 135
$1,167,818
Private Lane Capital, LLC logo Private Lane Capital, LLC
Supported
2
Very Low 5
$13,790,966
Private Management Group Inc logo Private Management Group Inc
Multi-team
28
Very High 121
$1,343,496
Private Portfolios, Inc. logo Private Portfolios, Inc.
Supported
2
Very High 130
$1,120,223
Private Wealth Advisors logo Private Wealth Advisors
Independent
1
High 51
$250,915
Private Wealth Advisors logo Private Wealth Advisors
Supported
2
Very High 445
$492,253
Private Wealth Asset Management logo Private Wealth Asset Management
Team
22
Very Low 25
$4,513,881
Private Wealth Consulting, LLC logo Private Wealth Consulting, LLC
Supported
4
Typical 35
$1,460,080
Private Wealth Group, LLC logo Private Wealth Group, LLC
Supported
1
Very High 228
$1,113,407
Private Wealth Management, Inc.
Team
2
High 66
$6,285,601
Private Wealth Management LLC
Independent
1
Typical 12
$10,519,387
Private Wealth Management, LLC logo Private Wealth Management, LLC
Supported
2
Low 22
$1,674,419
Private Wealth Management of North Carolina LLC logo Private Wealth Management of North Carolina LLC
Supported
3
High 89
$546,407
Private Wealth Management Solutions, LLC logo Private Wealth Management Solutions, LLC
Independent
1
High 34
$1,283,867
Private Wealth Partners, LLC logo Private Wealth Partners, LLC
Team
6
Low 42
$7,235,160
Private Wealth Services, LLC logo Private Wealth Services, LLC
Independent
1
Low 0
—
Private Wealth Solutions, LLC logo Private Wealth Solutions, LLC
Supported
4
High 69
$1,818,182
Privatus logo Privatus
Independent
1
Very High 62
$99,855
Prive Wealth Management logo Prive Wealth Management
Independent
1
Low 0
—
Privileged Planning Inc. logo Privileged Planning Inc.
Supported
1
Very High 193
$212,903
Privus Financial, LLC logo Privus Financial, LLC
Supported
1
High 74
$0
Proactive Advisors, LLC logo Proactive Advisors, LLC
Supported
2
Low 34
$835,305
ProActive Capital Management, Inc. logo ProActive Capital Management, Inc.
Supported
2
Very High 131
$530,637
Proactive Financial Solutions 360, LLC logo Proactive Financial Solutions 360, LLC
Supported
2
High 87
$124,191
Proactive Planning Wealth Advisory logo Proactive Planning Wealth Advisory
Supported
3
Low 23
$493,954
Proactive Wealth Management, Inc. logo Proactive Wealth Management, Inc.
Independent
1
High 47
$198,672
Proactive Wealth Strategies, LLC logo Proactive Wealth Strategies, LLC
Team
5
High 86
$712,103
Pro Advisors, Ltd. dba R J Pickle Financial Services
Independent
1
Typical 19
$826,567
ProAthlete Wealth Management LLC logo ProAthlete Wealth Management LLC
Supported
4
Typical 51
$1,979,768
Probert Investment Advisers, LLC
Independent
1
Low 2
$7,674,787
Probitas Financial logo Probitas Financial
Independent
1
High 54
$1,345,354
Probity Advisors, Inc. logo Probity Advisors, Inc.
Team
7
High 78
$1,220,038
Pro Capital Wealth Management
Supported
2
Typical 44
$568,182
Process Capital Management, LLC logo Process Capital Management, LLC
Independent
1
Low 0
—
Process Design Capital Management LLC logo Process Design Capital Management LLC
Supported
4
Low 20
$987,342
Processus Wealth & Capital Management, LLC logo Processus Wealth & Capital Management, LLC
Supported
2
Low 29
$4,378,000
Process Wealth LLC
Independent
1
Typical 11
$1,231,814
ProCore Advisors, LLC logo ProCore Advisors, LLC
Supported
3
High 75
$588,049
Proctor Advisory Wealth, LLC
Independent
1
Low 0
—
Proctor Financial logo Proctor Financial
Supported
2
Very High 105
$1,816,755
Procyon logo Procyon
Multi-team
54
Typical 51
$1,231,959
Prodeo Asset Management, LLP
Independent
1
Low 7
$615,485
Professional Advisory Services Inc logo Professional Advisory Services Inc
Team
9
High 66
$2,038,000
Professional Alliance Associates, LLC
Supported
2
Very Low 13
—
Professional Analysts, LLC logo Professional Analysts, LLC
Independent
1
Very High 58
$650,781
Professional Asset Management, Inc
Supported
2
Very Low 10
$581,000
Professional Financial logo Professional Financial
Supported
3
Low 31
$2,235,493
Professional Financial Advisors Inc logo Professional Financial Advisors Inc
Supported
2
Very Low 13
$907,692
Professional Financial Advisors, LLC logo Professional Financial Advisors, LLC
Team
7
Very High 473
$149,962
Professional Financial Management, Inc. logo Professional Financial Management, Inc.
Supported
2
High 82
$1,831,462
Professional Financial Management, Inc. logo Professional Financial Management, Inc.
Supported
3
Typical 55
$704,394
Professional Financial Services, Inc. logo Professional Financial Services, Inc.
Independent
1
Low 0
—
Professional Financial Solutions, LLC logo Professional Financial Solutions, LLC
Team
6
Typical 47
$1,466,928
Professional Investment Counsel, Inc
Supported
2
Typical 40
$486,901
Professional Planning Group logo Professional Planning Group
Team
9
Very High 142
$1,016,288
Professional Planning & Wealth logo Professional Planning & Wealth
Supported
4
Very Low 0
—
Professional Retirement Strategies LLC
Supported
2
Very High 119
$219,087
Professional Wealth Management Services LLC logo Professional Wealth Management Services LLC
Supported
2
Low 30
$2,269,237
Proffitt & Goodson Inc. logo Proffitt & Goodson Inc.
Team
6
Typical 49
$2,573,489
Proficient Wealth Counselors, LLC logo Proficient Wealth Counselors, LLC
Independent
1
Very High 182
$747,013
Proficio Capital Partners LLC logo Proficio Capital Partners LLC
Multi-team
3
Typical 48
$50,194,926
Profitable Financial Strategies
Independent
1
Low 3
—
Profitscore Capital Management, Inc. logo Profitscore Capital Management, Inc.
Supported
2
Very Low 5
$90,000
Profit Strategies, Inc. logo Profit Strategies, Inc.
Independent
1
High 50
$483,059
Proflex Finance logo Proflex Finance
Independent
1
High 46
$471,831
ProFocus Incorporated logo ProFocus Incorporated
Supported
2
High 70
$1,118,106
Profolio Investments, Inc. logo Profolio Investments, Inc.
Independent
1
Typical 25
$722,985
Proforza Advisors LLC logo Proforza Advisors LLC
Independent
1
Low 9
$1,055,556
Profusion Private Wealth logo Profusion Private Wealth
Supported
3
Low 26
$2,282,078
Progeny Wealth Management LLC logo Progeny Wealth Management LLC
Supported
2
Low 23
$420,000
Progress Alliance Investment Services
Supported
2
Very Low 3
$210,865
Progressive Financial Planning Services Inc. logo Progressive Financial Planning Services Inc.
Supported
4
Very Low 0
—
Progressive Investment Management Corporation logo Progressive Investment Management Corporation
Team
4
Low 42
$4,088,869
Prolific Solutions logo Prolific Solutions
Independent
1
Very High 55
$1,568,395
Promenade Wealth logo Promenade Wealth
Independent
1
High 42
$1,895,959
Prometheus Capital Management Corp. logo Prometheus Capital Management Corp.
Supported
2
Very High 134
$1,474,930
Prometheus Capital Management LLC logo Prometheus Capital Management LLC
Independent
1
Low 2
$1,550,000
Prometheus Investment Advisors LLC logo Prometheus Investment Advisors LLC
Independent
1
High 40
$539,639
Prometheus Wealth Management, LLC logo Prometheus Wealth Management, LLC
Independent
1
Typical 17
$658,647
Promethium logo Promethium
Team
5
Typical 55
$832,698
Prominence Capital logo Prominence Capital
Independent
1
Typical 22
$2,810,068
Prominent Financial Planning LLC logo Prominent Financial Planning LLC
Independent
1
Very High 57
$729,825
Promontory Financial Planning, LLC
Team
11
Typical 51
$557,522
Promus Advisors logo Promus Advisors
Supported
4
Very Low 13
$7,692,485
ProPartners Wealth logo ProPartners Wealth
Team
7
Very Low 24
$373,006
ProPath Financial logo ProPath Financial
Independent
1
Very High 78
$765,385
Propel Financial Advisors, LLC logo Propel Financial Advisors, LLC
Supported
4
Low 30
$442,641
Propel Private Wealth LLC logo Propel Private Wealth LLC
Independent
1
Low 3
$931,694
Proper Financial, LLC logo Proper Financial, LLC
Supported
3
Typical 41
$532,787
Proper Money Management LLC logo Proper Money Management LLC
Supported
2
Very Low 3
$344,000
Proper Wealth logo Proper Wealth
Supported
4
Very High 121
$261,997
Prophet Wealth Management logo Prophet Wealth Management
Supported
2
Very High 137
$293,592
Proprietor Wealth Management Inc. logo Proprietor Wealth Management Inc.
Independent
1
Typical 25
$3,366,149
Propulsion Capital Management LLC logo Propulsion Capital Management LLC
Independent
1
Low 2
$368,442
ProSophia Advisors, LLC logo ProSophia Advisors, LLC
Independent
1
Low 0
—
Prospect Advisors, LLC
Independent
1
Low 5
$5,200,000
Prospect Financial Group LLC logo Prospect Financial Group LLC
Supported
2
Low 24
$4,258,333
Prospect Financial Services LLC logo Prospect Financial Services LLC
Team
9
Typical 58
$634,486
Prospect Hill Management, LLC logo Prospect Hill Management, LLC
Supported
1
Typical 37
$5,666,191
Prospective Value Partners LLC logo Prospective Value Partners LLC
Independent
1
High 36
$2,081,317
Prospect Trading LLC logo Prospect Trading LLC
Independent
1
High 38
$505,159
Prospera Capital Management, LLC logo Prospera Capital Management, LLC
Supported
4
Very Low 11
$7,817,022
Prospera Financial Services, inc. logo Prospera Financial Services, inc.
Multi-team
287
Typical 62
$681,918
Prosperent Capital, LLC logo Prosperent Capital, LLC
Supported
2
Very Low 0
—
Prosper Financial
Independent
1
High 48
$2,022,938
Prosperiant Wealth Management, LLC
Supported
2
Low 24
$1,063,830
Prosperifi LLC logo Prosperifi LLC
Supported
1
High 88
$839,360
Prosperilux LLC
Independent
1
Low 1
$1,500,000
Prosperitage Wealth logo Prosperitage Wealth
Supported
1
Typical 46
$158,463
Prosperitas Financial, LLC logo Prosperitas Financial, LLC
Multi-team
40
Low 44
$398,529
ProsperiTea Planning logo ProsperiTea Planning
Supported
4
Low 30
$1,460,866
Prosperitus Wealth Advisors logo Prosperitus Wealth Advisors
Supported
4
High 57
$305,286
Prosperity Advisers, LLC logo Prosperity Advisers, LLC
Supported
2
Very High 145
$1,300,246
Prosperity Advisory Group LLC logo Prosperity Advisory Group LLC
Supported
3
High 81
$885,336
Prosperity - An EisnerAmper Company logo Prosperity - An EisnerAmper Company
Multi-team
65
Low 36
$2,098,811
Prosperity Asset Management, LLC logo Prosperity Asset Management, LLC
Supported
1
Very High 195
$290,212
Prosperity Capital Advisors logo Prosperity Capital Advisors
Multi-team
97
High 77
$506,095
Prosperity Financial Group logo Prosperity Financial Group
Supported
2
Very High 94
$521,254
Prosperity Financial Group, Inc. logo Prosperity Financial Group, Inc.
Team
8
High 75
$823,564
Prosperity Financial Planning LLC logo Prosperity Financial Planning LLC
Independent
1
Low 3
$0
Prosperity First Wealth Management
Independent
1
Low 0
—
Prosperity Path Advisers, LLC logo Prosperity Path Advisers, LLC
Independent
1
Typical 16
$341,302
Prosperity Planning logo Prosperity Planning
Team
11
Low 35
$1,376,265
Prosperity Planning and Advisory, LLC logo Prosperity Planning and Advisory, LLC
Independent
1
Low 0
—
Prosperity Road, LLC logo Prosperity Road, LLC
Supported
1
High 64
$1,974,047
Prosperity Wealth Management
Independent
1
Very High 86
$665,116
Prosperity Wealth Planning LLC logo Prosperity Wealth Planning LLC
Supported
4
Typical 43
$1,559,995
Prosperity Wealth Strategies LLC logo Prosperity Wealth Strategies LLC
Supported
2
Low 28
$1,731,811
Prospero Financial Planning, LLC logo Prospero Financial Planning, LLC
Independent
1
Typical 12
$374,924
Prospero Wealth, LLC logo Prospero Wealth, LLC
Team
7
Very Low 11
$1,125,692
Prosper Private Wealth logo Prosper Private Wealth
Supported
2
Low 26
$2,957,281
Prosper Wisely, LLC logo Prosper Wisely, LLC
Independent
1
Low 0
—
Prospettiva Financial logo Prospettiva Financial
Supported
3
Very High 98
$379,050
Prossimo Advisors LLC logo Prossimo Advisors LLC
Supported
4
Very Low 7
$7,809,792
Prostatis Financial Advisors Group logo Prostatis Financial Advisors Group
Team
15
Very High 105
$385,178
Prosus Wealth Management logo Prosus Wealth Management
Supported
2
Very Low 3
$1,900,240
Prota Financial logo Prota Financial
Team
15
Low 45
$401,163
Pro Tax Financial Services, LLC logo Pro Tax Financial Services, LLC
Supported
1
Very High 110
$136,364
Protected Capital Management
Independent
1
High 54
$367,757
Protegro, Inc. logo Protegro, Inc.
Independent
1
High 34
$140,811
Protocol Wealth, LLC logo Protocol Wealth, LLC
Supported
3
Very Low 16
$3,181,250
Provenance Wealth advisors logo Provenance Wealth advisors
Multi-team
18
Very High 159
$738,808
Provenio Capital logo Provenio Capital
Team
4
Very Low 24
$13,219,734
Provenire Capital LLC logo Provenire Capital LLC
Supported
2
Very Low 4
$6,322,124
Proventus AG logo Proventus AG
Team
1
High 78
$8,012,074
Proverbi Capital Advisors, LLC logo Proverbi Capital Advisors, LLC
Team
5
Very Low 22
$130,909
Providence Asset Management LLC
Independent
1
Very High 81
$1,204,227
Providence Capital logo Providence Capital
Team
5
Very Low 18
$335,810
Providence Capital Advisors, LLC logo Providence Capital Advisors, LLC
Team
7
Typical 61
$2,493,106
Providence Financial Advisors, LLC logo Providence Financial Advisors, LLC
Supported
4
Typical 44
$1,053,275
Providence Financial and Insurances, Inc. logo Providence Financial and Insurances, Inc.
Team
6
Very High 104
$344,584
Providence Financial Services, LLC logo Providence Financial Services, LLC
Independent
1
Typical 19
$662,935
Providence Squared LLC logo Providence Squared LLC
Independent
1
Low 9
$1,155,556
Providence Wealth Advisors, LLC logo Providence Wealth Advisors, LLC
Team
5
Very High 123
$1,046,463
Providence Wealth Advisors, LLC
Independent
1
High 33
$1,486,289
Providence Wealth Management LLC logo Providence Wealth Management LLC
Supported
3
High 68
$739,175
Provident Capital Group, L.P. logo Provident Capital Group, L.P.
Independent
1
Typical 22
$105,548
Provident Financial Group LLC logo Provident Financial Group LLC
Independent
1
Low 0
—
Provident Financial Planning, LLC logo Provident Financial Planning, LLC
Supported
2
Typical 35
$2,423,563
Provident Investment Management, Inc. logo Provident Investment Management, Inc.
Team
4
High 80
$3,481,979
Provident Living Advisors LLC logo Provident Living Advisors LLC
Independent
1
Very High 128
$489,716
Provident Living Financial Services
Supported
3
High 82
$604,690
Provident Trust Company logo Provident Trust Company
Multi-team
5
Very High 198
$5,856,236
Provident Wealth, LLC logo Provident Wealth, LLC
Independent
1
Very High 108
$875,313
Provident Wealth Management logo Provident Wealth Management
Supported
3
Typical 48
$118,135
Provident Wealth Management Inc logo Provident Wealth Management Inc
Supported
2
Low 32
$248,530
Provident Wealth Management, LLC
Team
5
High 65
$2,294,107
Provider Financial, Inc. logo Provider Financial, Inc.
Supported
2
Very High 253
$601,929
Providers & Families Wealth Management logo Providers & Families Wealth Management
Supported
2
Low 28
$136,727
Provise Management Group, LLC logo Provise Management Group, LLC
Team
19
Typical 60
$1,675,055
Provision Asset, LLC logo Provision Asset, LLC
Team
6
High 77
$325,594
Provision Financial Planning logo Provision Financial Planning
Independent
1
High 43
$657,659
Provision Wealth Management, Inc logo Provision Wealth Management, Inc
Supported
4
High 60
$400,876
Provisor Asset Management LLC
Independent
1
High 26
$155,747
Prowell Financial Management, LLC logo Prowell Financial Management, LLC
Multi-team
3
Very Low 19
$117,113,930
Proxy Wealth Advisors LLC logo Proxy Wealth Advisors LLC
Team
12
Typical 50
$122,269
Proyash Capital Management logo Proyash Capital Management
Independent
1
High 50
$50,000
Prp logo Prp
Independent
1
Low 3
$2,840,702
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