See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Abacus Capital Advisors logo Abacus Capital Advisors
Supported
2
Low 24
$2,489,740
Abacus Financial Planning logo Abacus Financial Planning
Supported
2
Very Low 13
$231,136
Abacus Investment Advisors logo Abacus Investment Advisors
Independent
1
High 29
$627,664
Abacus Planning Group, Inc. logo Abacus Planning Group, Inc.
Team
15
Very Low 20
$6,473,763
Abacus Wealth Factors, LLC logo Abacus Wealth Factors, LLC
Independent
1
Low 0
—
Abacus Wealth International (AWI) logo Abacus Wealth International (AWI)
Independent
1
Low 2
$137,000
Abacus Wealth Partners logo Abacus Wealth Partners
Multi-team
50
Very Low 31
$2,053,085
Abaya Wealth Management LLC logo Abaya Wealth Management LLC
Independent
1
Very High 57
$403,509
Abbey Hill Financial Advisors, LLC logo Abbey Hill Financial Advisors, LLC
Supported
2
Low 30
$819,547
Abbey Street logo Abbey Street
Team
8
Very Low 17
$2,718,359
Abbington Wells LLC. logo Abbington Wells LLC.
Independent
1
Typical 13
$149,898
Abbondandolo Wealth Management Corp logo Abbondandolo Wealth Management Corp
Supported
3
High 81
$514,183
Abbot Financial Management, Inc. logo Abbot Financial Management, Inc.
Supported
3
High 71
$1,637,532
Abbott Capital Management Corp.
Independent
1
Very High 89
$490,899
Abboud Financial Planning, Inc. logo Abboud Financial Planning, Inc.
Independent
1
Very High 62
$404,839
Abby Advisors LLC
Independent
1
Low 0
—
Abby Kovach Financial Planning, LLC logo Abby Kovach Financial Planning, LLC
Independent
1
High 35
$0
ABC Wealth Inc logo ABC Wealth Inc
Independent
1
Very High 125
$216,368
Abe Capital Management, LLC logo Abe Capital Management, LLC
Independent
1
High 52
$1,627,885
ABEL Financial Management Co. logo ABEL Financial Management Co.
Independent
1
Very High 84
$1,375,594
Abel Hall, LLC logo Abel Hall, LLC
Team
7
Very Low 26
$3,171,326
Abendstern Wealth Management, Inc. logo Abendstern Wealth Management, Inc.
Supported
4
Very Low 0
—
Abens Financial Services Inc logo Abens Financial Services Inc
Supported
3
Low 31
$1,247,810
Aberdeen Wealth Management LLC
Team
2
High 68
$5,140,718
Aberdour Investments logo Aberdour Investments
Independent
1
Typical 12
$179,513
Aber Investments logo Aber Investments
Independent
1
Low 9
$3,466,667
Aberle Investment Management LLC logo Aberle Investment Management LLC
Supported
2
Low 34
$1,151,513
Abernathy Group II LLC logo Abernathy Group II LLC
Supported
1
Low 33
$2,298,296
A Better Way Financial, LLC logo A Better Way Financial, LLC
Team
5
High 71
$307,809
AB Financial Planning and Investments, LLC
Independent
1
Low 6
—
ABG Financial Services, Inc. logo ABG Financial Services, Inc.
Supported
2
Low 31
$157,911
AB Hhelio Associates, Inc.
Independent
1
High 30
$1,420,933
Abich Financial Wealth Management, LLC logo Abich Financial Wealth Management, LLC
Team
7
High 74
$756,704
Ability First logo Ability First
Independent
1
Typical 24
$104,167
Abington Investment Group, LLC logo Abington Investment Group, LLC
Supported
3
Low 17
$4,041,999
ABK Management LLC logo ABK Management LLC
Independent
1
Typical 21
$1,684,306
ABLE Financial Group, LLC logo ABLE Financial Group, LLC
Team
9
High 68
$1,153,224
Able Financial Planning
Independent
1
Typical 24
$35,417
Able Money LLC logo Able Money LLC
Independent
1
Typical 21
$1,865,509
Ables, Iannone, Moore & Associates, Inc. logo Ables, Iannone, Moore & Associates, Inc.
Team
5
High 79
$635,022
Able & Strong Advisors, Inc. logo Able & Strong Advisors, Inc.
Supported
3
Low 22
$501,751
Able Wealth Management LLC logo Able Wealth Management LLC
Team
5
Very High 187
$518,114
A B L E Wealth Management Solutions Llc logo A B L E Wealth Management Solutions Llc
Independent
1
Very High 77
$411,852
Abner Herrman & Brock, LLC logo Abner Herrman & Brock, LLC
Team
5
Very High 450
$1,041,483
Abney Wealth Partners
Independent
1
Low 0
—
Abound Investments logo Abound Investments
Independent
1
Low 5
$200,000
Abound Wealth Management, LLC logo Abound Wealth Management, LLC
Team
16
Typical 57
$2,125,995
Abound Wealth Strategies logo Abound Wealth Strategies
Independent
1
Very High 68
$203,024
About Time Financial Planning logo About Time Financial Planning
Independent
1
High 31
$657,223
Above & Beyond Investments, LLC logo Above & Beyond Investments, LLC
Independent
1
Very High 153
$96,508
Aboveboard Wealth Management, LLC
Independent
1
Low 4
$0
Abra Capital Management, LP logo Abra Capital Management, LP
Supported
1
Very High 220
$629,941
Abraham & Co., Inc. logo Abraham & Co., Inc.
Team
5
High 71
$329,577
Abraham, Robert Ralph Jr. logo Abraham, Robert Ralph Jr.
Independent
1
Typical 19
$387,877
Abram Asset Management
Independent
1
Typical 13
$624,416
Abramson Financial Planning, LLC logo Abramson Financial Planning, LLC
Independent
1
High 48
—
Abridge Partners, LLC logo Abridge Partners, LLC
Supported
3
Typical 39
$1,068,946
A.B. Ridgeway Wealth Management LLC logo A.B. Ridgeway Wealth Management LLC
Independent
1
Typical 15
$266,757
ABRI LLC logo ABRI LLC
Team
7
Low 39
$421,640
Absher Wealth Management, LLC logo Absher Wealth Management, LLC
Team
8
High 83
$1,826,504
ABS Legacy Partners, LLC logo ABS Legacy Partners, LLC
Team
2
Very Low 12
$18,438,597
Absolute Alpha Corp
Independent
1
Low 4
$950,000
Absolute Capital Management, LLC logo Absolute Capital Management, LLC
Team
3
Very High 733
$247,844
Abunda Financial, LLC logo Abunda Financial, LLC
Independent
1
High 35
$2,946,778
Abundance Advisers logo Abundance Advisers
Independent
1
Typical 21
$509,279
Abundance Advisors, Inc.
Independent
1
Very High 100
—
Abundance Financial Planning logo Abundance Financial Planning
Independent
1
Low 0
—
Abundance Pathways logo Abundance Pathways
Independent
1
Low 1
$109,464
Abundance Wealth Counselors, LLC logo Abundance Wealth Counselors, LLC
Team
12
Low 37
$2,503,357
Abundance Wealth Management
Independent
1
Low 0
—
Abundant Advisors, LLC logo Abundant Advisors, LLC
Independent
1
Typical 16
$1,683,994
Abundant Capital Strategies LLC
Independent
1
Low 7
$59,234
Abundant Wealth Management LLC logo Abundant Wealth Management LLC
Supported
3
High 62
$1,303,811
Abundant Wealth Partners, LLC logo Abundant Wealth Partners, LLC
Supported
2
Low 28
$1,867,976
Abundant Wealth Strategies logo Abundant Wealth Strategies
Supported
2
Typical 36
$1,083,907
Abundit Wealth
Independent
1
Typical 23
$1,031,145
Abundo Wealth logo Abundo Wealth
Team
13
Typical 53
—
ABW, LLC
Supported
2
Low 33
$215,042
AC3 Capital
Independent
1
Low 2
$9,439,839
Acacia Grove Wealth Management logo Acacia Grove Wealth Management
Independent
1
High 38
$1,094,781
Academy Capital Management logo Academy Capital Management
Team
6
Very High 160
$1,157,028
Academy Wealth Advisers, LLC logo Academy Wealth Advisers, LLC
Independent
1
Very High 150
$354,000
Acadia Financial Services, LLC logo Acadia Financial Services, LLC
Independent
1
Typical 20
$323,199
Acadia Investment Advisors LLC
Independent
1
Low 8
$5,250,000
Acadia Legacy Group logo Acadia Legacy Group
Supported
1
Typical 45
$2,959,827
Acadia Wealth Advisors logo Acadia Wealth Advisors
Independent
1
High 50
$823,640
Acanto, LLC logo Acanto, LLC
Supported
2
Very Low 15
$304,287
Acap Asset Management, Inc. logo Acap Asset Management, Inc.
Supported
4
Typical 38
$1,451,537
ACA/Prudent Investors Planning Corporation
Supported
1
Very High 880
$399,268
Acara Capital Management, LLC logo Acara Capital Management, LLC
Independent
1
Typical 24
$1,295,988
Accel Advisors, Inc. logo Accel Advisors, Inc.
Independent
1
Low 6
$941,178
Accelerate Retirement logo Accelerate Retirement
Multi-team
30
Very Low 16
$537,941
Accel Wealth Management logo Accel Wealth Management
Team
10
Very High 129
$508,577
Access Advisory Group LLC
Independent
1
Very High 348
$109,822
Access Financial Group, LLC logo Access Financial Group, LLC
Supported
2
High 82
$240,964
Access Financial Planning, LLC logo Access Financial Planning, LLC
Independent
1
Low 7
$2,056,223
Access Financial Resources Inc. logo Access Financial Resources Inc.
Team
7
High 67
$465,603
Access Financial Services, Inc. logo Access Financial Services, Inc.
Supported
4
High 80
$1,355,345
Access Investment Management
Independent
1
Low 0
—
Access Investment Management, LLC logo Access Investment Management, LLC
Supported
3
Very Low 11
$7,705,177
Accession Partners LLC logo Accession Partners LLC
Supported
1
Very Low 16
$0
Access Planning Partners, LLC logo Access Planning Partners, LLC
Independent
1
High 28
$720,052
Access Wealth logo Access Wealth
Team
12
Very Low 30
$1,449,028
Access Wealth Group, LLC logo Access Wealth Group, LLC
Supported
2
Very High 110
$89,498
ACCESS Wealth Management, LLC logo ACCESS Wealth Management, LLC
Supported
3
Typical 52
$2,108,160
Accfox Capital LLC logo Accfox Capital LLC
Independent
1
Low 0
—
ACCLARO Wealth Management logo ACCLARO Wealth Management
Independent
1
Low 5
$920,000
Accordant Advisory Group, Inc. logo Accordant Advisory Group, Inc.
Supported
2
High 91
$1,420,369
Accord Capital Management, Ltd. logo Accord Capital Management, Ltd.
Supported
2
Typical 42
$380,952
Accountable Financial Planning LLC logo Accountable Financial Planning LLC
Independent
1
Very High 60
—
Accountants Wealth Management Group LLC
Independent
1
Low 1
$30,000
Accounting Advisory Services, L.L.C.
Independent
1
Low 6
$1,516,843
Account Management, LLC
Independent
1
Typical 17
$4,729,393
Accredited Investors Wealth Management logo Accredited Investors Wealth Management
Multi-team
3
Very High 314
$4,659,453
Accrescent Capital Management LLC
Independent
1
Low 7
$157,143
Accretive Wealth Management, LLC logo Accretive Wealth Management, LLC
Supported
2
High 91
$1,241,206
Accretive Wealth Partners, LLC logo Accretive Wealth Partners, LLC
Team
4
Typical 51
$2,380,537
Accruent Wealth Advisors logo Accruent Wealth Advisors
Supported
3
Typical 46
$1,432,787
Accumulation Strategies logo Accumulation Strategies
Independent
1
High 33
$896,030
Accurate Capital and Wealth LLC logo Accurate Capital and Wealth LLC
Supported
3
Typical 49
$205,390
Accurate Wealth Management, LLC logo Accurate Wealth Management, LLC
Multi-team
49
Typical 53
$654,791
Acela Capital Management, LLC logo Acela Capital Management, LLC
Supported
2
Very Low 10
$2,004,863
ACE Management logo ACE Management
Supported
3
Low 30
$232,418
Acentrus Financial Partners LLC
Supported
2
Low 22
$291,437
Acertado Investments logo Acertado Investments
Independent
1
Low 0
—
Aces Advisors
Independent
1
Typical 19
$65,789
ACE Wealth Management LLC logo ACE Wealth Management LLC
Supported
2
Low 17
$218,535
Ace Wealth Management, llc
Independent
1
Typical 20
$480,124
ACE Wealth Partners, LLC logo ACE Wealth Partners, LLC
Independent
1
Very High 68
$1,115,029
Achievable Wealth, LLC logo Achievable Wealth, LLC
Independent
1
Typical 11
$256,948
Achieve Retirement & Wealth Management, LLC logo Achieve Retirement & Wealth Management, LLC
Independent
1
Very High 66
$1,145,738
Achieving Veritas LLC
Supported
3
Low 29
$815,301
ACI Group logo ACI Group
Independent
1
High 49
—
Acima Private Wealth LLC logo Acima Private Wealth LLC
Team
6
Very Low 10
$6,991,022
A & C Investment, Inc.
Independent
1
Typical 11
$1,970,364
ACI Wealth Advisors logo ACI Wealth Advisors
Independent
1
High 30
$1,388,833
Ackerman Capital Management logo Ackerman Capital Management
Team
3
Typical 58
$3,249,607
Acme Jack Wealth Management
Supported
1
High 73
$2,438,356
ACM Macro LLC
Independent
1
Typical 18
$57,426
Acorn Asset Management LLC logo Acorn Asset Management LLC
Independent
1
Typical 12
$550,000
Acorn Capital Partners, LLC logo Acorn Capital Partners, LLC
Supported
2
Very Low 5
$589,384
Acorn Creek Capital LLC logo Acorn Creek Capital LLC
Team
5
Typical 62
$1,518,514
Acorn Financial Advisory Services, Inc. logo Acorn Financial Advisory Services, Inc.
Team
18
Very High 144
$459,397
Acorn Financial Planning logo Acorn Financial Planning
Independent
1
Low 1
$1,000,000
Acorn Wealth Advisors, LLC logo Acorn Wealth Advisors, LLC
Team
5
Very High 162
$693,893
Acosta Capital Advisors
Independent
1
Low 5
$149,000
ACP Capital Management, LLC logo ACP Capital Management, LLC
Team
10
Very Low 12
$1,850,192
ACP Investment Management
Supported
3
Typical 51
$698,802
ACR Alpine Capital Research, LLC logo ACR Alpine Capital Research, LLC
Multi-team
9
Very High 773
$685,667
Acribus Capital LLC logo Acribus Capital LLC
Supported
2
Very Low 3
$491,719
Acropolis Investment Management logo Acropolis Investment Management
Multi-team
37
Very Low 28
$2,390,062
Acropolis Partners, LLC
Supported
2
Low 21
$957,921
Acrylic Financial, Inc. logo Acrylic Financial, Inc.
Team
21
Very Low 15
$209,541
ACS Tax & Financial Advisors PC
Independent
1
Low 0
—
ACT 2 Planning logo ACT 2 Planning
Independent
1
Low 0
—
ACT Advisors logo ACT Advisors
Supported
4
Very High 105
$1,146,720
Actify Investor Retirements, LLC logo Actify Investor Retirements, LLC
Supported
2
Very High 110
$26,545
Action Financial Planning LLC logo Action Financial Planning LLC
Independent
1
Low 0
—
Action Point Retirement Group LLC logo Action Point Retirement Group LLC
Independent
1
Low 10
$120,000
Actis Wealth Management logo Actis Wealth Management
Independent
1
Very High 64
$1,094,027
ActiTrust Wealth Management LLC logo ActiTrust Wealth Management LLC
Team
6
Very Low 15
$679,537
Activ8 Family Office LLC logo Activ8 Family Office LLC
Team
10
Very Low 30
$5,128,002
Active Lifestyle Financial Planning logo Active Lifestyle Financial Planning
Independent
1
High 31
$0
Activest Wealth Management, LLC logo Activest Wealth Management, LLC
Team
14
Low 38
$2,755,227
Active Wealth Advisors logo Active Wealth Advisors
Independent
1
Typical 21
$3,287,158
Acts Financial Advisors logo Acts Financial Advisors
Supported
2
Very Low 12
$5,501,807
ACT TWO INVESTORS LLC
Team
1
Very High 306
$2,083,033
Actuarial Direct LLC
Supported
2
Typical 41
$56,906
Act Wealth Management, LLC logo Act Wealth Management, LLC
Team
5
Typical 53
$2,154,544
Acumain Capital, LLC logo Acumain Capital, LLC
Independent
1
Low 0
—
Acumen Associates LLC logo Acumen Associates LLC
Independent
1
Low 9
$65,770
Acumen Financial Advisors, LLC
Supported
1
Very High 220
$2,114,595
Acumen Wealth Advisors, LLC logo Acumen Wealth Advisors, LLC
Team
12
Very Low 23
$1,931,040
Acute Investment Advisory logo Acute Investment Advisory
Supported
4
Very High 197
$302,964
Adaero Capital Management, LLC logo Adaero Capital Management, LLC
Independent
1
Typical 23
$471,949
Adage Investment Advisors, L.L.C.
Independent
1
Low 6
$2,410,000
Adair Financial Private Client Group
Independent
1
Very High 56
$1,408,730
Adair Wealth Management logo Adair Wealth Management
Supported
2
High 63
$406,892
Adalta Capital Management LLC logo Adalta Capital Management LLC
Supported
4
Low 18
$3,526,414
Adam Advisory logo Adam Advisory
Independent
1
Low 0
—
Adam Capital
Independent
1
Low 1
$451,000
Adam Doty Company
Independent
1
Low 2
$336,400
Adams Advisory Services, LLC logo Adams Advisory Services, LLC
Independent
1
Low 2
$2,716,051
Adams and Co Financial Services
Independent
1
Low 0
—
Adams Ashby Financial Advisors logo Adams Ashby Financial Advisors
Supported
2
Low 20
$11,883,251
Adams Asset Advisors LLC
Team
2
Typical 59
$7,113,805
AdamsBrown Wealth Consultants LLC logo AdamsBrown Wealth Consultants LLC
Team
15
Very High 121
$511,396
Adams Financial Concepts, LLC logo Adams Financial Concepts, LLC
Supported
1
Very High 110
$645,980
Adams-Hansen & Associates logo Adams-Hansen & Associates
Supported
3
Low 25
$837,696
Adams Wealth Advisors logo Adams Wealth Advisors
Team
10
High 69
$702,042
Adams Wealth Management logo Adams Wealth Management
Independent
1
High 29
$467,995
Adaptation Financial Advisors Inc. logo Adaptation Financial Advisors Inc.
Supported
4
Very High 173
$338,555
Adap Tax Financial, Inc. logo Adap Tax Financial, Inc.
Independent
1
High 44
$825,560
AdaptFirst Investments LLC logo AdaptFirst Investments LLC
Team
11
Typical 53
$184,584
Adaptive Advice, LLC logo Adaptive Advice, LLC
Supported
3
Very Low 6
$460,506
Adaptive Advisory, LLC logo Adaptive Advisory, LLC
Independent
1
Typical 16
$598,390
Adaptive Financial Consulting, LLC logo Adaptive Financial Consulting, LLC
Team
6
Very Low 29
$1,590,717
Adaptive Financial Design LLC logo Adaptive Financial Design LLC
Independent
1
High 34
$417,969
Adaptive Financial Solutions Inc logo Adaptive Financial Solutions Inc
Independent
1
Low 10
$973,055
Adaptive Wealth Engineering logo Adaptive Wealth Engineering
Team
5
Very Low 23
$1,893,598
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