See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Compound Wealth, Advisory and Tax LLC logo Compound Wealth, Advisory and Tax LLC
Supported
2
Typical 41
$528,605
Comprehensive Capital Management, Inc. logo Comprehensive Capital Management, Inc.
Team
7
Very High 333
$33,220
Comprehensive Financial Advisers logo Comprehensive Financial Advisers
Independent
1
Very High 63
—
Comprehensive Financial Consultants logo Comprehensive Financial Consultants
Supported
4
Very High 94
$477,734
Comprehensive Financial Planning for Doctors, LLC logo Comprehensive Financial Planning for Doctors, LLC
Independent
1
Low 0
—
Comprehensive Financial Planning Inc
Independent
1
Very High 100
$1,759,550
Comprehensive Financial Planning Inc
Independent
1
High 30
$3,419,794
Comprehensive Financial Planning, Inc. logo Comprehensive Financial Planning, Inc.
Team
6
High 96
$529,946
Comprehensive Investment Management, LLC logo Comprehensive Investment Management, LLC
Team
5
Very Low 11
$1,042,664
Comprehensive Money Management Services LLC logo Comprehensive Money Management Services LLC
Supported
2
Typical 51
$1,828,950
Comprehensive Physicians Retirement Investing logo Comprehensive Physicians Retirement Investing
Supported
2
Very High 99
$121,827
Comprehensive Planning, Inc.
Independent
1
Low 0
—
Comprehensive Wealth Management
Independent
1
Low 4
$375,000
Comprehensive Wealth Management logo Comprehensive Wealth Management
Team
6
Typical 63
$882,784
Comprehensive Wealth Management Group, LLC logo Comprehensive Wealth Management Group, LLC
Independent
1
High 30
$0
Comprehensive Wealth Planning, LLC logo Comprehensive Wealth Planning, LLC
Independent
1
Very High 60
$216,885
Comprehensive Wealth Services, LLC logo Comprehensive Wealth Services, LLC
Supported
3
Very Low 11
$2,696,229
Comprehensive Wealth Solutions, LLC logo Comprehensive Wealth Solutions, LLC
Supported
4
Very Low 15
$6,236,844
Compton Advisors, LLC logo Compton Advisors, LLC
Independent
1
Low 5
$1,225,394
Compton Financial Group, LLC logo Compton Financial Group, LLC
Supported
3
Very Low 0
—
Compton Wealth Advisory Group, LLC logo Compton Wealth Advisory Group, LLC
Team
3
High 68
$3,668,320
Comus Investment, LLC logo Comus Investment, LLC
Independent
1
Low 4
$105,000
Conaghan Financial Services
Independent
1
Low 1
$263,196
ConCap LLC logo ConCap LLC
Independent
1
Typical 17
$396,640
Concentrated Risk Solutions Inc.
Supported
2
Very Low 1
—
Concentric logo Concentric
Multi-team
11
Very High 467
$2,378,737
Concentrum Wealth Management logo Concentrum Wealth Management
Team
5
High 76
$2,323,944
Concentus Wealth Advisors logo Concentus Wealth Advisors
Team
9
Low 38
$3,096,087
Concepts Financial Services, LLC
Independent
1
Very High 94
$242,305
Conceptual Financial Advisors, LLC logo Conceptual Financial Advisors, LLC
Supported
1
Very High 419
$393,313
Conceptum Strategies logo Conceptum Strategies
Independent
1
Low 7
$34,801
Concert Financial Planning, LLC logo Concert Financial Planning, LLC
Supported
2
Low 22
$649,125
Concierge Financial Advisor LLC logo Concierge Financial Advisor LLC
Supported
2
Very Low 4
$4,876,196
Concierge Financial Planning, LLC logo Concierge Financial Planning, LLC
Independent
1
High 29
$0
Concinnus Financial, Inc
Supported
2
High 79
$193,038
Concord Atlantic, Inc.
Independent
1
High 50
$2,900,000
Concorde Asset Management, LLC logo Concorde Asset Management, LLC
Multi-team
80
Low 46
$160,496
Concorde Financial Resources logo Concorde Financial Resources
Supported
2
Very High 116
$980,914
Concorde Investment Management logo Concorde Investment Management
Supported
4
Low 31
$2,474,669
Concordia Wealth Management, LLC
Supported
2
Low 24
$3,321,365
Concordia Wealth Planning, LLC logo Concordia Wealth Planning, LLC
Supported
4
Low 20
$545,350
Concord Wealth Partners logo Concord Wealth Partners
Team
11
Very High 112
$823,799
Concurrent Investment Advisors, LLC logo Concurrent Investment Advisors, LLC
Enterprise
353
Low 38
$1,183,802
Concurrent Wealth Management logo Concurrent Wealth Management
Independent
1
Low 8
$1,575,038
Condon Wealth Management, Inc. logo Condon Wealth Management, Inc.
Supported
2
Very High 114
$531,149
Condor Capital Wealth Management logo Condor Capital Wealth Management
Team
17
Typical 51
$2,427,126
CONE ADVISORY GROUP, INC. logo CONE ADVISORY GROUP, INC.
Supported
2
Very High 104
$76,726
Conestoga Wealth Management logo Conestoga Wealth Management
Independent
1
High 30
—
Conestoga Wealth Partners logo Conestoga Wealth Partners
Supported
3
Very Low 10
—
CONE Wealth Management logo CONE Wealth Management
Independent
1
Very High 124
$222,581
Conexus Capital Management, LLC logo Conexus Capital Management, LLC
Supported
2
Very Low 13
$2,330,698
Confiance, Financial & Investment Advisors logo Confiance, Financial & Investment Advisors
Independent
1
Very High 60
$508,460
Confiance Financial LLC logo Confiance Financial LLC
Independent
1
Low 0
—
Confianza Wealth  Management logo Confianza Wealth Management
Independent
1
Typical 14
$49,400
Confidant Financial Solutions, LLC
Independent
1
Very High 81
$519,073
Confide logo Confide
Independent
1
Low 8
$1,580,796
Confidence Wealth Management, Inc. logo Confidence Wealth Management, Inc.
Team
9
High 82
$612,295
Confidential Management Advisors, Inc. logo Confidential Management Advisors, Inc.
Independent
1
Very High 69
$2,346,224
Confluence Capital Advisors, LLC logo Confluence Capital Advisors, LLC
Independent
1
Typical 15
$2,817,192
Confluence Financial Partners logo Confluence Financial Partners
Multi-team
45
Very High 114
$1,441,157
Confluent Asset Management LLC
Supported
3
Low 19
$90,357
Congress Asset Management Company, Llp logo Congress Asset Management Company, Llp
Multi-team
16
Very High 501
$850,076
Congress Park Capital  Llc logo Congress Park Capital Llc
Supported
3
Typical 48
$2,785,070
Conifer Bay Capital LLC logo Conifer Bay Capital LLC
Supported
2
Very Low 14
$3,285,185
Conifer Investments Ltd
Team
1
Low 41
$12,317,055
Conkin Financial Group, Inc. logo Conkin Financial Group, Inc.
Independent
1
Very High 139
$254,722
Conklin Financial Management, LLC logo Conklin Financial Management, LLC
Independent
1
Typical 13
$109,210
Conklin Financial Planning logo Conklin Financial Planning
Independent
1
High 31
—
Conklin Shure Financial logo Conklin Shure Financial
Independent
1
Very High 75
—
Conley Capital Group logo Conley Capital Group
Supported
1
Very Low 0
—
Connected Financial Strategies LLC logo Connected Financial Strategies LLC
Supported
2
Very Low 0
—
Connected Wealth Solutions, LLC logo Connected Wealth Solutions, LLC
Supported
2
Very High 156
$712,031
Connect Financial Advisors logo Connect Financial Advisors
Supported
4
Very High 113
$138,506
Connecticut Cambridge Advisors logo Connecticut Cambridge Advisors
Independent
1
Low 0
—
Connecticut Capital Management Group, LLC logo Connecticut Capital Management Group, LLC
Supported
4
Low 29
$2,219,612
Connecticut Wealth Management, LLC logo Connecticut Wealth Management, LLC
Multi-team
50
Very Low 26
$3,280,235
Connective Wealth Partners, LLC logo Connective Wealth Partners, LLC
Team
11
Very Low 29
$245,467
Connolly Financial Advisors, Inc. logo Connolly Financial Advisors, Inc.
Supported
1
Very High 125
$746,282
Connolly Financial Group
Independent
1
High 30
$520,923
Connolly Wealth Management logo Connolly Wealth Management
Independent
1
Low 7
$45,187
Connor Capital Management, LLC logo Connor Capital Management, LLC
Independent
1
High 31
$1,510,516
Connors Investor Services Inc logo Connors Investor Services Inc
Team
10
Typical 59
$1,465,823
Conquis Financial LLC logo Conquis Financial LLC
Supported
2
Low 25
$5,599,420
Conrad A. May, CPA, P.C.
Independent
1
Low 8
$11,613,500
Conrad Capital Management, Inc. logo Conrad Capital Management, Inc.
Supported
2
High 66
$686,893
Conroy Capital LLC
Independent
1
High 30
$86,667
Conscient Capital, LLC logo Conscient Capital, LLC
Independent
1
Very High 155
$193,548
Conscientia Family Office, LLC logo Conscientia Family Office, LLC
Supported
2
Very Low 5
$9,728,441
Conscious Capital logo Conscious Capital
Supported
3
Typical 51
$446,971
Conscious Capital Wealth Management, LLC logo Conscious Capital Wealth Management, LLC
Supported
3
High 69
$634,359
Conscious Investment Services, LLC logo Conscious Investment Services, LLC
Independent
1
High 26
$206,766
Conscious Wealth Investments, LLC logo Conscious Wealth Investments, LLC
Team
5
Very Low 23
$2,356,223
Conservation Capital, LLC
Independent
1
Low 7
$1,228,015
Conservative Equity Investment Advisors
Independent
1
Low 7
$798,524
ConservativeMoney LLC logo ConservativeMoney LLC
Independent
1
Typical 15
$609,354
Conservative Wealth Management LLC logo Conservative Wealth Management LLC
Supported
1
High 68
$4,968,594
Conservest Capital Advisors Inc logo Conservest Capital Advisors Inc
Team
7
Low 40
$6,808,120
Considerate Capital, LLC logo Considerate Capital, LLC
Independent
1
Low 6
$1,453,877
Consilio Wealth Advisors, LLC logo Consilio Wealth Advisors, LLC
Team
7
Low 41
$1,929,707
Consilium Wealth Advisory, LLC logo Consilium Wealth Advisory, LLC
Team
5
Very Low 21
$3,883,546
Consolidated Asset Management, LLC logo Consolidated Asset Management, LLC
Independent
1
High 27
$988,802
Consolidated Financial logo Consolidated Financial
Team
5
Very High 139
$352,879
Consolidated Financial Management Corp. logo Consolidated Financial Management Corp.
Supported
4
Low 18
—
Consolidated Portfolio Review Corp logo Consolidated Portfolio Review Corp
Multi-team
67
Very High 92
$255,274
Consolidated Wealth Management
Independent
1
High 35
$2,214,286
Consonance Wealth Management logo Consonance Wealth Management
Independent
1
Low 5
$2,480,988
Consortium Private Wealth LLC logo Consortium Private Wealth LLC
Team
5
Very Low 2
$65,036
Conspecta Capital, LLC
Independent
1
Low 8
$297,152
Constant CashFlow, LLC logo Constant CashFlow, LLC
Independent
1
Typical 25
$48,000
Constant Guidance Financial, LLC logo Constant Guidance Financial, LLC
Independent
1
Very High 239
$814,602
Constantia Capital LLC logo Constantia Capital LLC
Supported
2
Low 22
$424,217
Constantine Barry Asset Management (CBAM) logo Constantine Barry Asset Management (CBAM)
Independent
1
Very High 57
$2,029,920
Constellation Asset Management, Inc. logo Constellation Asset Management, Inc.
Independent
1
Very High 64
$1,234,813
Constellation Wealth Advisors logo Constellation Wealth Advisors
Multi-team
15
Very Low 27
$10,342,937
Constitution Investment Advisory and Portfolio Management logo Constitution Investment Advisory and Portfolio Management
Supported
3
High 60
$1,325,551
Contango Wealth Management LLC
Supported
2
Typical 47
$1,305,931
Conte Asset Management, LLC
Independent
1
Low 4
$0
Contego Capital Group, Inc. logo Contego Capital Group, Inc.
Team
8
Very Low 11
$427,593
Contemporary Financial Planning logo Contemporary Financial Planning
Independent
1
High 46
$1,043,532
Contemporary Planning Alternatives
Independent
1
High 30
$1,000,240
Contessa Capital
Independent
1
Low 7
$1,809,553
Context Financial LLC logo Context Financial LLC
Independent
1
Very High 67
$310,597
Continental Investors Services, Inc. logo Continental Investors Services, Inc.
Team
9
High 92
$281,373
Continuity Wealth Management, Corp. logo Continuity Wealth Management, Corp.
Supported
2
Very High 135
$774,179
Continuum Advisory, LLC logo Continuum Advisory, LLC
Multi-team
40
High 84
$541,807
Continuum Capital Advisory, LLC logo Continuum Capital Advisory, LLC
Independent
1
Low 0
—
Continuum Financial, LLC logo Continuum Financial, LLC
Independent
1
Typical 24
$1,176,607
Continuum Financial Partners, LLC logo Continuum Financial Partners, LLC
Independent
1
Typical 22
$1,062,535
Continuum Global Asset Management, LLC logo Continuum Global Asset Management, LLC
Independent
1
High 54
$1,138,889
Continuum Wealth Advisors, LLC logo Continuum Wealth Advisors, LLC
Team
6
Typical 55
$1,029,168
Continuum Wealth Management, LLC logo Continuum Wealth Management, LLC
Independent
1
Typical 21
$2,167,050
Continuum Wealth Strategies, LLC logo Continuum Wealth Strategies, LLC
Independent
1
Typical 14
$1,877,230
Contour Financial logo Contour Financial
Supported
3
Low 25
$966,182
Contrafactum Research & Management LLC
Independent
1
Low 4
$251,286
Contrarian Labs Inc. logo Contrarian Labs Inc.
Independent
1
Low 0
—
Contrary Investment Advisors
Independent
1
Very High 72
$1,345,446
Contrast Capital Management, LLC logo Contrast Capital Management, LLC
Supported
2
Very Low 12
$1,734,454
Contravisory Investment Management, Inc. logo Contravisory Investment Management, Inc.
Team
5
Low 45
$2,231,626
Contreras Financial, Inc. logo Contreras Financial, Inc.
Independent
1
High 26
$61,501
Convergence Advisory Group logo Convergence Advisory Group
Team
5
Low 42
$495,494
Convergence Financial logo Convergence Financial
Multi-team
30
High 89
$329,187
Convergence Wealth Partners LLC logo Convergence Wealth Partners LLC
Independent
1
Very High 60
$286,101
Convergent Capital Partners, LLC logo Convergent Capital Partners, LLC
Independent
1
Typical 11
$1,554,727
Convergent Financial Group logo Convergent Financial Group
Supported
2
Very High 105
$343,540
Convert Financial Services LLC
Independent
1
High 26
$77,156
ConvexBeta Investments, LLC logo ConvexBeta Investments, LLC
Supported
2
Very Low 5
$1,777,097
Convexity Investments LLC
Independent
1
Low 7
$440,714
Convexity Wealth Management, LLC logo Convexity Wealth Management, LLC
Supported
2
Typical 47
$680,301
Convey Wealth LLC logo Convey Wealth LLC
Independent
1
Very High 57
$906,763
Conviction Wealth Management LLC logo Conviction Wealth Management LLC
Independent
1
Low 8
$390,000
Convivia Financial LLC logo Convivia Financial LLC
Independent
1
Low 0
—
Conway Asset Management, Inc.
Independent
1
Typical 21
$1,674,286
Conway Capital Management, Inc.
Supported
1
High 68
$3,410,676
Conway Financial Group, LLC logo Conway Financial Group, LLC
Supported
2
Typical 42
$2,115,733
Conway Partners logo Conway Partners
Supported
2
Typical 41
$1,755,204
Cook & Associates logo Cook & Associates
Independent
1
Very High 89
$737,970
Cooke Wealth Management, LLC logo Cooke Wealth Management, LLC
Supported
2
High 57
$1,151,203
Cook Financial Designs, Inc.
Independent
1
Very High 195
$884,104
Cook Financial, LLC logo Cook Financial, LLC
Independent
1
High 28
$218,382
Cooksen Wealth, LLC logo Cooksen Wealth, LLC
Supported
3
Very Low 15
$4,483,679
Cookson Financial, LLC logo Cookson Financial, LLC
Independent
1
High 47
$1,014,014
Cookson Peirce Wealth Management logo Cookson Peirce Wealth Management
Team
23
High 67
$1,396,794
Cook Wealth Management, LLC logo Cook Wealth Management, LLC
Independent
1
Low 7
—
Cool Creek Financial logo Cool Creek Financial
Independent
1
Very High 105
$327,645
Cool Wealth Management
Independent
1
Low 9
$377,778
Coombs Wealth Advisory, LLC
Supported
2
Very Low 9
$7,758,119
Cooney Financial Advisors Inc logo Cooney Financial Advisors Inc
Supported
2
Very Low 13
$539,007
Cooper Capital Group logo Cooper Capital Group
Supported
4
Typical 52
$1,346,957
Cooper Capital, Inc. logo Cooper Capital, Inc.
Independent
1
High 28
$612,915
Cooper, Clay Stephen
Supported
2
High 75
$486,667
Cooper Eagle, LLC logo Cooper Eagle, LLC
Supported
2
High 90
$254,623
Cooper Financial Investments, LLC logo Cooper Financial Investments, LLC
Supported
2
Very High 111
—
Cooper Financial Services, Inc. logo Cooper Financial Services, Inc.
Supported
3
Very High 445
$137,907
Cooper/Haims Advisors, LLC logo Cooper/Haims Advisors, LLC
Team
9
Typical 58
$2,202,877
Cooper McManus logo Cooper McManus
Multi-team
63
Typical 54
$787,755
Cooper Norman Wealth, LLC logo Cooper Norman Wealth, LLC
Supported
3
Very Low 8
$689,997
Cooper Point Advisors LLC
Independent
1
High 33
$825,424
Coordinated Capital Securities, Inc. logo Coordinated Capital Securities, Inc.
Team
16
Very Low 12
$735,687
Coordinated Financial Management
Independent
1
Typical 12
$182,500
Coordinated Financial Planning Corp logo Coordinated Financial Planning Corp
Supported
4
High 92
$926,496
Coordinated Planning Group, Inc. logo Coordinated Planning Group, Inc.
Independent
1
Low 5
$1,394,344
Coordinated Wealth Management, L.L.C. logo Coordinated Wealth Management, L.L.C.
Independent
1
Very High 95
$1,183,993
C. O. Overbey, Jr LLC logo C. O. Overbey, Jr LLC
Independent
1
Low 5
$1,867,812
Cope Connelly logo Cope Connelly
Supported
2
High 70
$649,741
Copeland Capital Management, LLC logo Copeland Capital Management, LLC
Multi-team
12
Very High 159
$726,489
Copeland Wealth Management, LLC logo Copeland Wealth Management, LLC
Independent
1
Very High 83
$607,410
COPE Private Wealth logo COPE Private Wealth
Supported
2
High 85
$517,647
Copia Financial Solutions, Inc. logo Copia Financial Solutions, Inc.
Independent
1
Very High 100
—
Copiam Wealth Management, LLC logo Copiam Wealth Management, LLC
Independent
1
High 28
$754,016
COPIA Wealth Management logo COPIA Wealth Management
Supported
4
High 72
$535,796
Copia Wealth Management Advisors, Inc. logo Copia Wealth Management Advisors, Inc.
Supported
3
Low 29
$229,552
Coplanning Financial LLC logo Coplanning Financial LLC
Independent
1
High 28
$301,930
Copley Financial Group, Inc. logo Copley Financial Group, Inc.
Team
10
Very High 269
$123,113
Copley Investment Management, LLC logo Copley Investment Management, LLC
Supported
3
Very High 179
$572,324
Coppell Advisory Solutions LLC logo Coppell Advisory Solutions LLC
Multi-team
81
Very High 109
$124,650
Copper Beech Advisors, LLC logo Copper Beech Advisors, LLC
Independent
1
Very High 128
$608,750
Copper Beech Financial Group, LLC logo Copper Beech Financial Group, LLC
Supported
3
Typical 39
$919,136
Copper Beech Wealth Management logo Copper Beech Wealth Management
Supported
2
Typical 37
$1,071,314
Copper Canyon LLC logo Copper Canyon LLC
Supported
2
Very Low 16
$195,935
Copper Financial logo Copper Financial
Multi-team
39
Very High 107
$98,603
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)