See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
New Line Capital, LLC
Supported
3
Very Low 9
$1,139,754
Newman Dignan & Sheerar, Inc. logo Newman Dignan & Sheerar, Inc.
Team
6
High 86
$1,316,947
Newman Ladd Capital Advisors, LLC
Supported
2
Very High 103
$524,700
Newman's Financial Planning logo Newman's Financial Planning
Independent
1
Very High 182
$516,779
New Millennium Asset Management, Inc. logo New Millennium Asset Management, Inc.
Supported
2
Low 30
$562,507
New Millennium Group logo New Millennium Group
Team
13
High 68
$281,122
Newmyer Wealth Management logo Newmyer Wealth Management
Independent
1
Very High 80
$809,001
Newpark Wealth Management logo Newpark Wealth Management
Independent
1
High 29
$2,033,103
New Perspectives, Inc. logo New Perspectives, Inc.
Supported
4
Very High 104
$727,404
New Perspective Wealth Management logo New Perspective Wealth Management
Independent
1
Typical 25
$202,037
New Phase Financial logo New Phase Financial
Independent
1
Low 0
—
Newport Investment Advisors, Inc.
Independent
1
Typical 17
$1,236,005
Newport Securities Corporation logo Newport Securities Corporation
Independent
1
Typical 25
$3,691,423
Newport Wealth Advisors, Inc. logo Newport Wealth Advisors, Inc.
Team
6
Very High 199
$220,092
Newport Wealth Management, LLC logo Newport Wealth Management, LLC
Independent
1
High 26
$365,412
New River Investments
Supported
3
Low 18
$465,610
New Shore Financial LLC logo New Shore Financial LLC
Independent
1
Typical 13
$1,077,769
NewSong Capital Management, Inc. logo NewSong Capital Management, Inc.
Supported
1
Very High 142
$707,084
New Southern Advisory Services
Independent
1
Typical 21
$1,914,905
New Spring Financial Planning, LLC
Independent
1
High 50
$1,129,546
NewSquare Capital, LLC logo NewSquare Capital, LLC
Team
5
Very High 421
$1,103,507
Newstead Capital Management logo Newstead Capital Management
Independent
1
Low 5
$537,254
New Street Advisors Group LLC logo New Street Advisors Group LLC
Independent
1
Very High 510
$35,490
New Talents Financial Services Inc
Independent
1
Low 0
—
New Vernon Wealth Management LLC logo New Vernon Wealth Management LLC
Team
1
Very High 187
$4,176,499
New View Financial, LLC logo New View Financial, LLC
Independent
1
Very High 98
$265,875
New Wave Financial LLC logo New Wave Financial LLC
Independent
1
Low 5
$52,274
New Wave Financial Services logo New Wave Financial Services
Independent
1
Very High 69
$1,761,950
New Wave Wealth Advisors logo New Wave Wealth Advisors
Team
7
High 71
$772,691
New World Advisors LLC logo New World Advisors LLC
Team
2
Typical 53
$8,351,963
New York Fee Simple, LLC
Independent
1
Low 0
—
New York Financial AVP, LLC logo New York Financial AVP, LLC
Independent
1
Low 0
—
New York Ivy Capital Management LLC logo New York Ivy Capital Management LLC
Independent
1
Very High 63
$571,429
NexAdvisors, LLC
Supported
2
Very Low 2
$5,105,307
Nexgen Investments LLC logo Nexgen Investments LLC
Independent
1
High 50
$460,138
NexJenn Financial Services logo NexJenn Financial Services
Independent
1
Low 3
$1,305,991
Next Adventure Financial LLC logo Next Adventure Financial LLC
Independent
1
Very High 67
$312,410
Next Alpha Capital, LLC logo Next Alpha Capital, LLC
Independent
1
Low 0
—
Next Bloom Wealth
Supported
2
Low 19
$769,813
Next Capital Management LLC logo Next Capital Management LLC
Team
10
Very Low 26
$6,604,902
Next Chapter Financial, LLC logo Next Chapter Financial, LLC
Independent
1
Low 1
$0
Nexten FP logo Nexten FP
Independent
1
Low 0
—
Next GEN Advisors, LLC logo Next GEN Advisors, LLC
Supported
2
Very Low 3
$1,800,000
Next Generation Investing, LLC logo Next Generation Investing, LLC
Supported
3
High 82
$514,286
Next Generation Wealth Planning, LLC logo Next Generation Wealth Planning, LLC
Independent
1
High 39
$1,271,984
NextGen Financial Advice LLC logo NextGen Financial Advice LLC
Independent
1
High 47
$183,608
Next Gen Financial Planning logo Next Gen Financial Planning
Supported
2
High 70
$310,617
NextGen Wealth logo NextGen Wealth
Independent
1
Very High 61
$1,012,033
NextGen Wealth Counselors Limited Liability Company
Independent
1
High 35
$2,992,043
NextGen Wealth Defense LLC logo NextGen Wealth Defense LLC
Independent
1
Typical 14
$421,425
Next Level Private LLC logo Next Level Private LLC
Team
14
Typical 57
$1,548,476
Next Level Wealth Management, LLC
Independent
1
Low 7
$1,016,418
Next Level Wealth Planning, LLC logo Next Level Wealth Planning, LLC
Team
5
Very High 114
$564,217
Nextmove Capital Inc. logo Nextmove Capital Inc.
Supported
1
Typical 39
$1,103
Next Phase Advisors logo Next Phase Advisors
Supported
2
Very High 95
$196,707
Next Play Financial logo Next Play Financial
Independent
1
Typical 25
$668,983
Next Play Wealth
Independent
1
Low 0
—
Next Pronto Capital Advisors logo Next Pronto Capital Advisors
Independent
1
High 31
$177,419
Next Step Financial Transitions logo Next Step Financial Transitions
Supported
2
Low 29
$181,945
Next Steps Advisors, Inc. logo Next Steps Advisors, Inc.
Independent
1
High 47
$914,894
Next Up Wealth Advisors, LLC logo Next Up Wealth Advisors, LLC
Supported
2
Very High 147
$341,257
Nextwave Advisors logo Nextwave Advisors
Independent
1
High 41
$354,878
Next Wealth Advisers logo Next Wealth Advisers
Independent
1
Low 0
—
Nexus Capital Inc logo Nexus Capital Inc
Supported
3
Low 19
$97,378
Nexus Capital, LLC logo Nexus Capital, LLC
Independent
1
High 33
$379,075
Nexus One Financial Advisors LLC logo Nexus One Financial Advisors LLC
Team
6
Very High 114
$805,839
Nexus Strategic Wealth logo Nexus Strategic Wealth
Supported
2
Typical 44
$638,180
Nexus Wealth Management, LLC logo Nexus Wealth Management, LLC
Independent
1
High 43
$185,264
NexWealth LLC logo NexWealth LLC
Supported
1
Very High 147
$739,121
Neya Capital logo Neya Capital
Independent
1
Typical 13
$227,636
Neyrey, Rene' J.
Independent
1
Typical 15
$461,133
NFI Advisors, Inc. logo NFI Advisors, Inc.
Supported
2
Low 18
$144,750
NFI, LLC
Supported
2
High 67
$450,598
N Financial Plans logo N Financial Plans
Independent
1
Very High 84
$545,465
NFO Financial Advisory LLC
Independent
1
Low 0
—
Nfsg Corporation logo Nfsg Corporation
Multi-team
77
Low 39
$339,979
Nfwm logo Nfwm
Supported
1
High 75
$2,421,156
NGC Financial, LLC logo NGC Financial, LLC
Independent
1
Very High 112
$641,818
NGP Financial Planning, LLC logo NGP Financial Planning, LLC
Independent
1
Very High 75
$1,662,941
Nia Impact Capital logo Nia Impact Capital
Supported
3
Typical 49
$1,742,374
Nibley Financial LLC logo Nibley Financial LLC
Independent
1
Low 5
$240,000
Nich Capital Partners, Inc. logo Nich Capital Partners, Inc.
Supported
2
Typical 35
$2,145,401
Niche Investment Advisors LLC logo Niche Investment Advisors LLC
Independent
1
Very High 145
$207,055
Nicholas Hoffman & Company, LLC logo Nicholas Hoffman & Company, LLC
Multi-team
13
Very Low 31
$19,608,302
Nichol Capital Advisors, LLC logo Nichol Capital Advisors, LLC
Independent
1
Low 6
—
Nichols Investment Advisory Services logo Nichols Investment Advisory Services
Independent
1
Very High 100
$290,000
Nicholson Meyer Capital Management, Inc. logo Nicholson Meyer Capital Management, Inc.
Supported
2
Very High 131
$1,124,486
Nicholson Wealth Management Group logo Nicholson Wealth Management Group
Supported
2
Very High 103
$1,448,893
Nichols & Pratt Advisers LLP logo Nichols & Pratt Advisers LLP
Team
2
Typical 53
$20,734,722
Nichols Wealth Advisors logo Nichols Wealth Advisors
Independent
1
Typical 11
$883,182
Nickel Investment Advisors, Inc.
Independent
1
High 27
$1,551,472
Nickelplate Financial LLC logo Nickelplate Financial LLC
Independent
1
High 54
$308,365
Nicolette Financial Advisors LLC logo Nicolette Financial Advisors LLC
Independent
1
High 33
$785,202
Nicolet Wealth Management logo Nicolet Wealth Management
Multi-team
49
High 77
$739,979
Nicollet Investment Management, Inc. logo Nicollet Investment Management, Inc.
Team
6
Typical 50
$1,862,332
Nidhi Capital, LLC logo Nidhi Capital, LLC
Independent
1
High 39
$245,624
Niemann Investments LLC logo Niemann Investments LLC
Independent
1
Typical 15
$372,873
Nightgale Wealth Management LLC logo Nightgale Wealth Management LLC
Independent
1
Low 0
—
Nightingale Financial Advisory
Independent
1
Typical 22
$1,900,986
Night Owl Capital Management, LLC logo Night Owl Capital Management, LLC
Team
5
Low 39
$3,790,816
Night Sky Capital Management, LLC logo Night Sky Capital Management, LLC
Supported
2
Very Low 9
$197,928
Nigido Mullin Investment Strategies, LLC logo Nigido Mullin Investment Strategies, LLC
Supported
2
Very Low 12
$636,375
Nikulski Financial, Inc. logo Nikulski Financial, Inc.
Team
8
Typical 59
$944,462
Niles Asset Management, Inc logo Niles Asset Management, Inc
Supported
3
Very High 129
$232,758
Nilsine Partners, LLC logo Nilsine Partners, LLC
Team
15
Low 36
$2,796,966
NIM Wealth Solutions logo NIM Wealth Solutions
Supported
3
Typical 46
$839,970
Nine30 Advisors LLC logo Nine30 Advisors LLC
Independent
1
Very High 140
$4,675
Nine Gems Investment Management logo Nine Gems Investment Management
Independent
1
Low 0
—
Nine Inning Finance logo Nine Inning Finance
Independent
1
Typical 19
—
Ninety West Global Wealth logo Ninety West Global Wealth
Independent
1
Typical 25
$262,852
Ninja Wealth Advisors, LLC logo Ninja Wealth Advisors, LLC
Independent
1
Low 9
$853,805
Nintai Investments LLC
Independent
1
Low 4
$13,000,000
NiRo Nivesto LLC
Independent
1
Low 7
$381,452
Nirvana Analytics, LLC
Supported
3
Low 19
$203,939
Nisiotis, Michael logo Nisiotis, Michael
Independent
1
Low 7
—
Nisman Investment Services Inc.
Independent
1
High 46
$929,214
Nisonoff & Quadrel Investment Management LLC logo Nisonoff & Quadrel Investment Management LLC
Independent
1
Low 9
$63,229
Nixon Capital LLC logo Nixon Capital LLC
Supported
2
Very High 100
$1,833,679
NIX Wealth Management logo NIX Wealth Management
Supported
3
Typical 38
$713,043
Nj capital management
Independent
1
Low 0
—
NJK Wealth Management
Independent
1
Low 0
—
Njord Capital, LLC logo Njord Capital, LLC
Independent
1
Low 0
—
NLRK LLC dba Newbean Capital LLC logo NLRK LLC dba Newbean Capital LLC
Independent
1
Low 0
—
N.N.A.I.A
Supported
2
Typical 42
—
NN Investment Advisory, LLC
Independent
1
High 35
$198,571
Noble Advisors, LLC logo Noble Advisors, LLC
Independent
1
Typical 17
$407,899
Noble Advisory Group LLC
Independent
1
Low 10
$200,000
NobleBridge Wealth logo NobleBridge Wealth
Team
6
Typical 62
$575,278
Noble Capital Management, Inc. logo Noble Capital Management, Inc.
Supported
4
Very Low 6
$454,545
Noble Family Wealth logo Noble Family Wealth
Team
6
Very Low 21
$4,253,769
Noble Financial Advisors LLC logo Noble Financial Advisors LLC
Independent
1
Typical 11
$360,653
Noble Hill Planning LLC logo Noble Hill Planning LLC
Independent
1
Typical 19
$4,478,947
Noblehouse Family Office, LLC logo Noblehouse Family Office, LLC
Independent
1
Low 0
—
Noble Investors LLC logo Noble Investors LLC
Independent
1
Low 2
$3,406,043
Nobles & Richards Advisors, LLC
Team
6
Very Low 21
$267,062
Noble Street Wealth Management logo Noble Street Wealth Management
Independent
1
Low 2
$19,000
Noble Wealth logo Noble Wealth
Independent
1
Very High 100
$83,682
Noble Wealth Management, Inc. logo Noble Wealth Management, Inc.
Supported
3
High 77
$961,228
Noble Wealth Management P.B.C. logo Noble Wealth Management P.B.C.
Supported
4
Typical 50
$2,209,662
Noble Wealth Partners logo Noble Wealth Partners
Supported
3
Typical 45
$884,262
Nobscot Investment Management LLC logo Nobscot Investment Management LLC
Independent
1
Low 10
$15,848,323
No Coast Financial Group logo No Coast Financial Group
Independent
1
High 30
$356,200
Noctua International WMG, LLC logo Noctua International WMG, LLC
Supported
4
Very Low 10
$11,929,154
NoDa Wealth Management LLC logo NoDa Wealth Management LLC
Independent
1
Typical 16
$816,850
Noesis Capital Management Corp logo Noesis Capital Management Corp
Team
8
Low 45
$2,146,933
Nofal Insurance and Wealth logo Nofal Insurance and Wealth
Independent
1
Low 0
—
Noisy Creek Capital
Independent
1
Low 6
$3,157,710
Nolan Capital Advisors LLC logo Nolan Capital Advisors LLC
Supported
2
High 68
$228,084
Nollenberger McCullough Investment Advisors LLC logo Nollenberger McCullough Investment Advisors LLC
Supported
4
Low 17
$1,044,068
No-Load Asset Management
Supported
2
Typical 46
$725,719
Nomad Capital Group, LLC logo Nomad Capital Group, LLC
Independent
1
High 31
$654,215
Nomad Financial logo Nomad Financial
Supported
2
Very Low 1
$1,938,352
Nomadic Value Partners logo Nomadic Value Partners
Independent
1
Low 9
$176,929
NONE logo NONE
Independent
1
Low 10
$394,113
NONE
Independent
1
Low 2
—
Nonesuch Advisors logo Nonesuch Advisors
Independent
1
Low 3
—
Non-Traditional Wealth Management, LLC logo Non-Traditional Wealth Management, LLC
Independent
1
Very High 84
—
Noon Investment Management LLC logo Noon Investment Management LLC
Independent
1
Low 1
$1,214,586
Noordzee Capital LLC logo Noordzee Capital LLC
Independent
1
Low 1
—
Noor Financial Services logo Noor Financial Services
Independent
1
Low 0
—
Noorvest LLC logo Noorvest LLC
Independent
1
Typical 12
$298,075
Nora Wealth logo Nora Wealth
Supported
2
Low 19
$2,100,042
Norberg Capital Management, LLC
Independent
1
Low 7
$1,587,482
Norcross Capital Management LLC
Independent
1
Low 4
$75,750
Norfield Capital, LLC
Independent
1
High 34
$241,535
Normaltown Financial LLC logo Normaltown Financial LLC
Independent
1
Low 5
$216,891
Normandy Capital Management, LLC logo Normandy Capital Management, LLC
Team
5
Low 36
$371,475
Normandy Investment Advisors logo Normandy Investment Advisors
Team
5
Typical 59
$900,152
Norman Kramer Investments, Inc.
Independent
1
High 36
$1,149,611
Norris Financial Group, LLC logo Norris Financial Group, LLC
Supported
4
High 91
$901,675
Norris Wealth Management, LLC logo Norris Wealth Management, LLC
Independent
1
High 27
$247,688
NorStar Financial of Plano, LLC logo NorStar Financial of Plano, LLC
Independent
1
Low 0
—
NorthAvenue LLC logo NorthAvenue LLC
Supported
3
Typical 46
$1,484,401
Northbay Advisors logo Northbay Advisors
Independent
1
High 31
$196,871
North Bay Wealth Management
Supported
2
High 67
$749,978
North Berkeley Wealth Management, LLC logo North Berkeley Wealth Management, LLC
Team
13
Very Low 31
$2,006,577
Northbound Wealth logo Northbound Wealth
Independent
1
Very High 86
$506,328
Northbridge Financial Group, LLC logo Northbridge Financial Group, LLC
Team
9
Typical 54
$839,987
Northbridge Wealth Management LLC logo Northbridge Wealth Management LLC
Independent
1
Low 0
—
Northbrook Financial logo Northbrook Financial
Supported
2
High 64
$853,858
Northbrook Financial Group, LLC logo Northbrook Financial Group, LLC
Independent
1
Typical 21
$714,286
Northcape Wealth Management logo Northcape Wealth Management
Team
4
Very High 143
$1,182,877
North Capital logo North Capital
Team
10
Very Low 17
$1,580,774
North Coast Asset Management, Inc. logo North Coast Asset Management, Inc.
Supported
2
Very Low 11
$756,532
NorthCoast Asset Management LLC logo NorthCoast Asset Management LLC
Multi-team
32
Very High 138
$1,047,722
North Compass Financial Advisors, LLC logo North Compass Financial Advisors, LLC
Supported
2
Very High 154
$443,813
North County Financial Planning, LLC
Independent
1
Low 0
—
Northeast Advisers, Inc. logo Northeast Advisers, Inc.
Team
4
High 83
$1,304,619
Northeast Advisory Group, LLC logo Northeast Advisory Group, LLC
Supported
2
Typical 47
$425,641
Northeast Capital Management, Inc.
Independent
1
Very High 84
$1,228,353
Northeast Equity Research Inc. logo Northeast Equity Research Inc.
Independent
1
Very High 100
$141,500
Northeastern Financial Consultants, Inc. logo Northeastern Financial Consultants, Inc.
Supported
2
Typical 48
$760,161
Northeast Investment Management Inc logo Northeast Investment Management Inc
Multi-team
9
Very High 181
$1,930,112
Northeast Planning Associates, Inc. logo Northeast Planning Associates, Inc.
Multi-team
74
Very Low 13
$431,696
Northern California Fiduciary Advisors, LLC logo Northern California Fiduciary Advisors, LLC
Independent
1
Typical 21
$762,022
Northern Capital Management, Inc. logo Northern Capital Management, Inc.
Team
10
High 71
$786,454
Northern Edge Wealth Management logo Northern Edge Wealth Management
Supported
4
Very High 138
$448,729
Northern Financial Advisors, Inc. logo Northern Financial Advisors, Inc.
Team
5
High 65
$2,111,169
Northern Lights Advisors, Inc. logo Northern Lights Advisors, Inc.
Supported
4
Low 31
$2,104,493
Northern Monarch Capital LLC
Supported
3
Low 24
$572,199
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