See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Kitchensink Financial Planning, LLC logo Kitchensink Financial Planning, LLC
Independent
1
Low 0
—
Kitchen Table Financial Planning
Independent
1
Low 0
—
Kitching Partners, LLC
Team
3
Low 40
$5,427,999
Kitsman Investment Management
Independent
1
Typical 14
$540,299
KJ Capital Management LLC logo KJ Capital Management LLC
Independent
1
Very High 66
$1,620,784
KJH Financial Services logo KJH Financial Services
Independent
1
Typical 18
—
Klaas Financial Asset Advisors, LLC. logo Klaas Financial Asset Advisors, LLC.
Team
14
High 73
$745,714
Klahanie Investment LLC
Independent
1
Typical 15
$256,962
Klaraos, LLC logo Klaraos, LLC
Independent
1
High 30
$317,940
Klaren Capital logo Klaren Capital
Independent
1
High 38
$355,263
KLCM Advisors, Inc. logo KLCM Advisors, Inc.
Team
5
Very High 125
$2,843,953
KLD Wealth Management logo KLD Wealth Management
Supported
3
Very Low 8
$373,952
Klein Asset Management LLC
Independent
1
High 29
$482,759
Kleinfelder Capital, Inc. logo Kleinfelder Capital, Inc.
Supported
3
Very High 160
$773,865
Klein financial Advisors
Independent
1
Typical 14
$1,000,000
Klein Pavlis & Peasley Financial, Inc. logo Klein Pavlis & Peasley Financial, Inc.
Supported
4
High 84
$690,112
Kleinsmith Resource Management, LLC logo Kleinsmith Resource Management, LLC
Independent
1
High 37
$225,066
Klein Wealth Management, LLC
Independent
1
High 33
$508,384
KLESIS Advisors, LLC logo KLESIS Advisors, LLC
Independent
1
Very High 65
$1,261,538
Klimax Wealth Management, LLC logo Klimax Wealth Management, LLC
Independent
1
Typical 23
$1,219,173
Klimis & Associates Advisory, Inc.
Independent
1
Typical 19
—
Kline Capital Management LLC logo Kline Capital Management LLC
Independent
1
High 30
$904,539
Klingenstein Fields Advisors logo Klingenstein Fields Advisors
Multi-team
5
Very High 247
$3,209,404
Klingman and Associates, LLC logo Klingman and Associates, LLC
Multi-team
9
High 78
$6,297,456
KLK Capital Wealth Advisors LLC
Independent
1
Very High 105
$238,716
Klocke Capital Group, LLC logo Klocke Capital Group, LLC
Independent
1
Very High 84
$935,340
Klocker Investment Advisers
Independent
1
Typical 20
$122,076
Klopp Investment Management LLC logo Klopp Investment Management LLC
Supported
2
Typical 45
$1,072,925
Klosters Capital logo Klosters Capital
Supported
4
Very Low 9
$5,929,627
KL Zech Investments
Independent
1
Typical 19
$526,768
KMB Wealth Management, LLC logo KMB Wealth Management, LLC
Independent
1
Low 9
$596,327
KM Capital Management, Ltd. logo KM Capital Management, Ltd.
Supported
4
Very Low 10
$7,646,665
KMC Wealth Management, LLC logo KMC Wealth Management, LLC
Independent
1
Typical 23
$804,999
KMG Fiduciary Partners, LLC logo KMG Fiduciary Partners, LLC
Team
7
Very High 186
$1,273,400
KMI Wealth Advisors logo KMI Wealth Advisors
Independent
1
Very High 186
$267,501
KM&M PINNACLE, Ltd. logo KM&M PINNACLE, Ltd.
Supported
4
Very Low 0
—
KMR Financial Advisory, Inc. logo KMR Financial Advisory, Inc.
Independent
1
Typical 14
$664,747
KMR Wealth Advisory, LLC logo KMR Wealth Advisory, LLC
Independent
1
Very High 98
$593,489
KNA Capital logo KNA Capital
Independent
1
Low 10
$308,308
Kneale Jr, Kenneth Alan logo Kneale Jr, Kenneth Alan
Independent
1
High 38
$0
Knecht Capital Management, LLC logo Knecht Capital Management, LLC
Independent
1
Very High 102
$1,117,156
Knight and Company Wealth Advisors, LLC logo Knight and Company Wealth Advisors, LLC
Supported
2
Low 19
$1,467,536
Knight Family Wealth logo Knight Family Wealth
Supported
3
Very Low 7
$4,925,973
Knight Financial Investments logo Knight Financial Investments
Supported
2
Low 20
$333,198
Knight Investment Planning, LLC logo Knight Investment Planning, LLC
Independent
1
Low 0
—
Knight of California LLC
Independent
1
Low 7
$1,376,878
Knightsbridge Advisors, Inc.
Independent
1
Typical 19
$4,708,034
Knightsbridge Ventures logo Knightsbridge Ventures
Independent
1
Low 0
—
Knightsbridge Wealth Management logo Knightsbridge Wealth Management
Team
10
Typical 52
$1,854,850
Knight Strategic Investment Advising LLC logo Knight Strategic Investment Advising LLC
Independent
1
Low 0
—
Knight Vision Capital LLC logo Knight Vision Capital LLC
Independent
1
Low 0
—
Knoble, Larry H.
Independent
1
Typical 25
—
Knode Wealth Management LLC logo Knode Wealth Management LLC
Independent
1
Typical 17
$1,211,467
Know Your Worth Financial logo Know Your Worth Financial
Independent
1
Low 4
$403,645
Knox Avenue Financial Corp. logo Knox Avenue Financial Corp.
Independent
1
Very High 221
$612,640
Knox Capital
Independent
1
Low 0
—
Knox Wealth Partners Advisory logo Knox Wealth Partners Advisory
Team
7
High 75
$519,766
Knuff & Company LLC logo Knuff & Company LLC
Supported
1
Low 28
$13,751,477
Koala Financial logo Koala Financial
Supported
3
Very Low 0
—
Koa Wealth Management, LLC logo Koa Wealth Management, LLC
Supported
2
High 80
$1,578,921
Kobata Financial logo Kobata Financial
Independent
1
Low 0
—
Koch Capital Management LLC logo Koch Capital Management LLC
Independent
1
Typical 19
$2,654,401
Kochevar Financial Planning, LLC logo Kochevar Financial Planning, LLC
Independent
1
Typical 17
—
Koda Capital Management LLC logo Koda Capital Management LLC
Independent
1
Low 0
—
Koda Wealth Management logo Koda Wealth Management
Independent
1
Very High 179
$113,895
Kodiak Capital Advisors LLC logo Kodiak Capital Advisors LLC
Supported
3
Very Low 0
—
Kodiak Investment Management LLC
Independent
1
Typical 16
$39,275
Koehler Asset Management
Supported
2
Very High 96
$581,126
Koehler Financial Services, Inc. logo Koehler Financial Services, Inc.
Independent
1
Very High 329
$110,496
Koenig Investment Advisory, LLC logo Koenig Investment Advisory, LLC
Supported
3
Very High 98
$872,362
KO Financial logo KO Financial
Independent
1
Very High 65
$239,338
Kohlhepp Investment Advisors, Ltd. logo Kohlhepp Investment Advisors, Ltd.
Supported
3
High 67
$1,009,440
Kohmann Bosshard Financial Services, LLC. logo Kohmann Bosshard Financial Services, LLC.
Team
3
Very High 158
$2,118,394
Kohr Investments logo Kohr Investments
Supported
2
Typical 41
$291,161
Koinonia Financial logo Koinonia Financial
Supported
2
Very High 161
$293,346
Koinos Financial logo Koinos Financial
Independent
1
Low 0
—
Koios Private Family Offices, LLC logo Koios Private Family Offices, LLC
Independent
1
Low 7
$659,874
Koi Portfolio Management, LLC logo Koi Portfolio Management, LLC
Independent
1
High 37
$1,707,310
Kokua Capital Management logo Kokua Capital Management
Supported
2
Typical 48
$2,333,579
Kolash Wealth Strategies, LLC logo Kolash Wealth Strategies, LLC
Independent
1
High 42
$251,762
Kolb Wealth Management, LLC logo Kolb Wealth Management, LLC
Supported
2
Typical 44
$155,517
Kollar Wealth Advisors, LLC logo Kollar Wealth Advisors, LLC
Independent
1
High 40
$310,773
Komich Capital Advisors logo Komich Capital Advisors
Independent
1
Very High 88
$253,770
Kommon Wealth, LLC logo Kommon Wealth, LLC
Independent
1
Low 0
—
Komons Financial LLC logo Komons Financial LLC
Independent
1
Very High 102
$344,131
Komorebi Global logo Komorebi Global
Independent
1
High 26
$1,929,477
Kompass Financial Advisors, Inc. logo Kompass Financial Advisors, Inc.
Independent
1
High 32
$304,743
KOM Wealth Management Group, LLC logo KOM Wealth Management Group, LLC
Team
6
High 95
$718,202
Kondo Wealth Advisors, Inc logo Kondo Wealth Advisors, Inc
Supported
2
Very High 181
$985,405
Kondracki Advisory, LLC logo Kondracki Advisory, LLC
Independent
1
Very High 186
$376,344
KONZA Capital Advisors
Independent
1
Low 10
$626,034
Konza Global Wealth Group logo Konza Global Wealth Group
Supported
2
Typical 56
$1,117,841
Koob Wealth Management, LLC logo Koob Wealth Management, LLC
Supported
1
Very High 133
$1,291,590
Kooman & Associates logo Kooman & Associates
Team
8
Low 39
$1,717,133
Koon Financial Planning & Consulting/KFP&C
Supported
2
High 77
$906,751
Kopion Asset Management, LLC logo Kopion Asset Management, LLC
Supported
2
Very Low 7
$10,184,161
Kopka Financial, LLC logo Kopka Financial, LLC
Independent
1
High 36
$593,367
Kopkin Capital Management, LLC
Independent
1
Low 0
—
Koplan & Associates logo Koplan & Associates
Independent
1
High 49
$73,182
Kopp Financial logo Kopp Financial
Independent
1
Typical 11
$154,545
Korbitz Financial Planning LLC logo Korbitz Financial Planning LLC
Independent
1
Very High 110
—
Korhorn Financial Group logo Korhorn Financial Group
Multi-team
49
Low 47
$459,970
Kornitzer Capital Management, Inc. logo Kornitzer Capital Management, Inc.
Multi-team
10
Very High 189
$1,572,581
Kortenkamp, Joshua F
Independent
1
Typical 15
$900,000
Korving & Company LLC
Supported
3
Very High 93
$486,099
Kosmin Wealth Management
Supported
1
Very High 96
$183,073
Koss-Olinger Consulting, LLC. logo Koss-Olinger Consulting, LLC.
Team
18
Low 36
$3,235,928
Kostrzewski, Mark Benedict
Independent
1
Low 8
$0
Kotini Capital Advisors LLC
Independent
1
Low 0
—
Kotys Wealth Professionals logo Kotys Wealth Professionals
Supported
4
High 80
$867,855
Kovack Advisors, Inc. logo Kovack Advisors, Inc.
Multi-team
245
Typical 53
$433,120
Kovalcik & Geraghty Wealth Partners Llp logo Kovalcik & Geraghty Wealth Partners Llp
Supported
2
Very High 139
$1,079,938
Kozak & Tripp Private Asset Management, Inc. logo Kozak & Tripp Private Asset Management, Inc.
Team
3
Very High 258
$1,023,757
KP7 Investors LLC logo KP7 Investors LLC
Supported
1
Very Low 12
$862,500
KPC Financial Solutions, LLC logo KPC Financial Solutions, LLC
Supported
2
Very High 388
$97,438
Kpoint Capital LLC logo Kpoint Capital LLC
Independent
1
Low 0
—
KPP Advisory Services LLC logo KPP Advisory Services LLC
Team
21
Very High 190
$310,641
KQ Wealth Management LLC logo KQ Wealth Management LLC
Supported
2
Very Low 0
—
Kraematon Investment Advisors, Inc. logo Kraematon Investment Advisors, Inc.
Supported
1
Very High 173
$1,155,525
Kraemer Capital Management LLC logo Kraemer Capital Management LLC
Independent
1
High 30
$69,040
Kraft Capital logo Kraft Capital
Supported
2
Very Low 12
$269,292
Kraft Financial, LLC
Independent
1
High 35
$1,029,753
Kraken Adviser LLC logo Kraken Adviser LLC
Supported
1
Very Low 9
$42
Kral Financial Advisors, LLC
Supported
1
Typical 55
$4,498,336
Kramer Fiduciary Services logo Kramer Fiduciary Services
Supported
1
Very Low 15
—
Kramer Investment Advisors, Inc. logo Kramer Investment Advisors, Inc.
Supported
2
Very Low 0
—
Kramer Investment Services, LLC logo Kramer Investment Services, LLC
Supported
1
Very High 507
$124,260
Krammer Financial logo Krammer Financial
Independent
1
High 45
$1,392,832
Krane Financial Solutions logo Krane Financial Solutions
Supported
2
High 84
$1,505,829
Kraus Capital Management, LLC logo Kraus Capital Management, LLC
Independent
1
Very High 180
$404,760
Krauss Whiting Capital Advisors LLC logo Krauss Whiting Capital Advisors LLC
Supported
2
Very Low 14
$1,365,272
Krehbiel Financial LLC logo Krehbiel Financial LLC
Supported
2
Low 21
$1,441,029
Kreiner Financial Wealth Management, Inc. logo Kreiner Financial Wealth Management, Inc.
Independent
1
Very High 151
—
Kreitler Financial LLC logo Kreitler Financial LLC
Team
4
Low 43
$3,279,349
K R Financial LLC logo K R Financial LLC
Independent
1
Typical 25
$2,809,973
KRH Investments, LLC
Independent
1
Low 10
$130,000
Kriczky Wealth Management LLC logo Kriczky Wealth Management LLC
Independent
1
Typical 14
$1,281,392
Krilogy logo Krilogy
Multi-team
64
Typical 48
$1,441,432
Krishna Portfolio Management logo Krishna Portfolio Management
Independent
1
Typical 23
$201,440
Krishna Wealth Planning logo Krishna Wealth Planning
Independent
1
Very High 69
$540,486
Kris Lewicki & Associates, LLC logo Kris Lewicki & Associates, LLC
Supported
3
Low 19
$1,539,655
Krivacs Capital Management, LLC
Independent
1
Low 10
$1,849,450
KRM Advisory Services
Independent
1
Typical 12
$414,167
KRM Financial Planning & Wealth Management, LLC logo KRM Financial Planning & Wealth Management, LLC
Supported
2
High 89
$1,194,819
Kroeger Financial Partners logo Kroeger Financial Partners
Supported
2
Typical 50
$1,110,509
Kronos Wealth Management
Independent
1
Very High 60
$451,464
Kroon & Mitchell Asset Management LLC logo Kroon & Mitchell Asset Management LLC
Supported
4
Typical 51
$1,088,230
Kropog Financial Group, LLC logo Kropog Financial Group, LLC
Supported
4
Typical 55
$678,725
Krouse Stureman & Associates, Inc.
Independent
1
Very High 78
$723,565
Krown Advisory logo Krown Advisory
Independent
1
Low 0
—
Krowten Equities logo Krowten Equities
Independent
1
Typical 14
$1,835,175
Krozell Capital Management, LLC logo Krozell Capital Management, LLC
Independent
1
High 31
$307,545
KRS Capital Management, LLC logo KRS Capital Management, LLC
Independent
1
High 42
$4,496,916
KRS Tax & Investments Inc. logo KRS Tax & Investments Inc.
Independent
1
Typical 20
$754,807
Krueger Asset Management, LLC logo Krueger Asset Management, LLC
Independent
1
Typical 15
$134,676
Krueger Financial logo Krueger Financial
Supported
3
Very High 117
$0
Kruger Wealth Management, Inc. logo Kruger Wealth Management, Inc.
Independent
1
Low 0
—
Kruse Asset Management, LLC logo Kruse Asset Management, LLC
Supported
3
High 62
$765,775
Kruse Financial Strategy logo Kruse Financial Strategy
Independent
1
Very High 83
—
Krusen Capital Management, LLC logo Krusen Capital Management, LLC
Supported
2
Typical 52
$1,189,760
Krystal Fortner logo Krystal Fortner
Independent
1
High 49
—
KS Global Advisors, Inc. logo KS Global Advisors, Inc.
Independent
1
High 37
$1,272,130
KSQ Financial Services LLC
Independent
1
Typical 24
$590,897
K&S Wealth Advisors, LLC
Supported
1
High 71
$1,078,668
KTE Capital Management, LLC
Independent
1
Typical 16
$683,302
KTF Investments, LLC logo KTF Investments, LLC
Team
4
Low 46
$3,805,340
Kubence logo Kubence
Independent
1
Low 1
$570,000
Kuber Capital Management, LLC
Independent
1
Low 6
$683,333
Kuber Investments logo Kuber Investments
Independent
1
Typical 17
$294,118
Kubhera Enterprises LLC logo Kubhera Enterprises LLC
Supported
3
High 79
$854,622
Kubitree LLC
Independent
1
Low 0
—
Kubo Financial Planning and Investments, LLC
Independent
1
Low 6
$4,226,818
Kucharo Wealth logo Kucharo Wealth
Independent
1
High 42
$2,902,211
Kuhl Investments Inc. logo Kuhl Investments Inc.
Independent
1
Low 10
—
Kuhn Advisors, Inc. logo Kuhn Advisors, Inc.
Team
4
Typical 64
$3,107,230
Kuhn Capital Partners logo Kuhn Capital Partners
Team
5
Typical 53
$538,191
Kuhn & Company Investment Counsel, LLC
Supported
3
Low 17
$2,457,255
Kuhn Wealth Management Inc. logo Kuhn Wealth Management Inc.
Supported
3
High 92
$546,460
Kukui Tree Capital Management LLC logo Kukui Tree Capital Management LLC
Independent
1
Typical 23
$4,573,913
Kuleana Capital Management LLC logo Kuleana Capital Management LLC
Independent
1
High 28
$2,900,849
Kuleana Wealth Advisors
Independent
1
Typical 23
$4,155,054
Kuleck Financial Planning logo Kuleck Financial Planning
Independent
1
Low 10
$0
Kuli Capital Management
Independent
1
High 50
$330,000
Kult Wealth Management Group, LLC logo Kult Wealth Management Group, LLC
Independent
1
Very High 69
$1,957,725
Kunath Karren Rinne & Atkin LLC logo Kunath Karren Rinne & Atkin LLC
Supported
3
Low 20
$4,183,838
Kun Lun Development Corporation
Supported
2
Very Low 2
$1,651,521
Kure Advisory, LLC logo Kure Advisory, LLC
Team
6
High 66
$649,773
Kurfees Capital Management, LLC logo Kurfees Capital Management, LLC
Independent
1
Low 6
$1,416,667
Kurtin Financial Advisers, LLC logo Kurtin Financial Advisers, LLC
Independent
1
Typical 22
$5,352,341
Kurt Oelze, LLC
Independent
1
Low 10
$307,000
Kusske Financial, Inc. logo Kusske Financial, Inc.
Team
5
Very Low 2
$264,463
Kutscher Benner Barsness & Stevens, Inc. logo Kutscher Benner Barsness & Stevens, Inc.
Team
6
Very Low 30
$3,405,617
Kutz and Company Inc. logo Kutz and Company Inc.
Supported
2
Low 33
$1,748,441
Kuyrkendall Capital logo Kuyrkendall Capital
Independent
1
Typical 12
$375,417
K.W. Andersen Investment Group, LLC logo K.W. Andersen Investment Group, LLC
Independent
1
High 31
$1,413,472
KWB Wealth logo KWB Wealth
Team
11
Very High 176
$619,266
K Wealth Advisors logo K Wealth Advisors
Independent
1
High 32
$1,134,332
Kwma logo Kwma
Independent
1
Typical 14
$323,872
KWM Financial LLC logo KWM Financial LLC
Independent
1
Low 4
$565,781
KWM Partners LLC logo KWM Partners LLC
Supported
3
Very Low 0
—
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