See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Coastal Capital Advisors logo Coastal Capital Advisors
Supported
2
High 71
$371,054
Coastal Capital Management, LLC logo Coastal Capital Management, LLC
Independent
1
Typical 17
$284,822
Coastal Carolina Financial Partners LLC logo Coastal Carolina Financial Partners LLC
Independent
1
Typical 20
$97,500
Coastal Financial Advisors, Inc. logo Coastal Financial Advisors, Inc.
Independent
1
Very High 98
$243,942
Coastal Financial Planning, Inc. logo Coastal Financial Planning, Inc.
Independent
1
High 53
$698,113
Coastal Way Financial Group, LLC logo Coastal Way Financial Group, LLC
Independent
1
Very High 85
$778,822
Coastal Wealth Advisors, LLC logo Coastal Wealth Advisors, LLC
Supported
2
Typical 55
$854,082
Coastal Wealth Advisory Services, LLC logo Coastal Wealth Advisory Services, LLC
Independent
1
Very High 230
$88,074
Coastal Wealth Management logo Coastal Wealth Management
Independent
1
High 32
$1,409,653
Coastal Wealth Management, LP logo Coastal Wealth Management, LP
Independent
1
Typical 20
$105,000
Coast Bridge Capital logo Coast Bridge Capital
Supported
2
Low 29
$268,022
Coast Capital Management logo Coast Capital Management
Supported
1
Typical 54
$253,954
CoastEdge Partners, LLC logo CoastEdge Partners, LLC
Team
10
Very Low 13
$12,478,359
Coastline Complete Wealth LLC logo Coastline Complete Wealth LLC
Supported
2
Very High 93
$1,148,555
Coast Wealth Management Group, LLC logo Coast Wealth Management Group, LLC
Supported
3
Low 29
$223,374
Coast Wealth Management, Inc. logo Coast Wealth Management, Inc.
Independent
1
Typical 25
$1,710,000
Coastwise Capital Group, LLC logo Coastwise Capital Group, LLC
Supported
4
Typical 42
$1,270,663
Coats Financial Planning logo Coats Financial Planning
Supported
3
Typical 48
$0
Coats Wealth Management logo Coats Wealth Management
Independent
1
Low 0
—
Cobalt Financial Partners LLC
Independent
1
Very High 63
$1,560,381
Cobalt Private Wealth LLC logo Cobalt Private Wealth LLC
Independent
1
High 51
$477,801
Cobb Financial, LLC
Independent
1
Typical 18
$453,991
Cobblestone Asset Management logo Cobblestone Asset Management
Supported
4
Very High 108
$586,493
Cobblestone Wealth Advisors logo Cobblestone Wealth Advisors
Independent
1
Low 0
—
Cobb Planning Group
Independent
1
Very High 80
$20,000
CochranMickels Retirement Specialists, LLC logo CochranMickels Retirement Specialists, LLC
Supported
2
Low 21
$721,733
Cochran Wealth LLC logo Cochran Wealth LLC
Independent
1
Typical 13
$1,076,718
Cochran Wealth Management LLC logo Cochran Wealth Management LLC
Independent
1
Low 0
—
Cocozza Financial Planning, LTD.
Independent
1
Typical 25
$0
CoCreate Financial logo CoCreate Financial
Supported
3
Typical 37
$336,331
Code Waechter LLC logo Code Waechter LLC
Team
5
Typical 64
$1,261,888
Codex Capital Asset Management, L.L.C.
Supported
1
Low 18
$16,006,407
Coffeehouse Capital logo Coffeehouse Capital
Independent
1
Low 10
$1,071,410
Coffman Wealth Advisors, LLC logo Coffman Wealth Advisors, LLC
Supported
2
Very Low 5
$47,703
Cogentblue logo Cogentblue
Team
6
Very Low 19
$4,228,020
Cogent Capital Group
Independent
1
Low 10
$8,680,480
Cogent Independent Advisors, Inc. logo Cogent Independent Advisors, Inc.
Supported
1
Very High 238
$472,461
Cogent Investment Advisors LLC logo Cogent Investment Advisors LLC
Independent
1
Low 6
$2,853,345
Cogent Private Wealth logo Cogent Private Wealth
Team
5
Very Low 17
$2,241,131
Cogent Strategic Wealth LLC logo Cogent Strategic Wealth LLC
Supported
2
Typical 51
$3,294,339
Cognis Retirement Group LLC logo Cognis Retirement Group LLC
Independent
1
Low 0
—
Cognitiant Registered Investment Advisors logo Cognitiant Registered Investment Advisors
Supported
2
Typical 41
$487,805
Cognition Financial LLC logo Cognition Financial LLC
Independent
1
High 26
$289,071
Cogwheel Wealth Management, LLC
Independent
1
Low 5
$3,783,012
Cohen Capital logo Cohen Capital
Team
6
Very High 243
$747,190
Cohen Capital Management Inc
Team
1
Typical 57
$12,459,293
Cohen Investment Advisors, LLC logo Cohen Investment Advisors, LLC
Supported
3
High 79
$1,064,375
Cohen, Steven J CFA logo Cohen, Steven J CFA
Independent
1
Low 3
$333,333
Coherent Financial Advisers, LLC logo Coherent Financial Advisers, LLC
Supported
2
Low 31
$677,492
Cohesion Wealth Management, LLC logo Cohesion Wealth Management, LLC
Supported
4
High 91
$333,202
Coho Advisory Services, LLC logo Coho Advisory Services, LLC
Team
6
Very Low 25
$312,352
Coign Capital Advisors LLC logo Coign Capital Advisors LLC
Team
8
Typical 53
$855,259
Coinbase Advisors logo Coinbase Advisors
Supported
1
Very Low 2
—
Cois Dara Investing logo Cois Dara Investing
Independent
1
Low 0
—
Colab Capital logo Colab Capital
Independent
1
Low 0
—
Colarion logo Colarion
Supported
3
Low 32
$1,678,269
Colburn Wealth Management, LLC logo Colburn Wealth Management, LLC
Supported
4
Low 34
$854,191
Colchester Investment Counsel LLC logo Colchester Investment Counsel LLC
Supported
2
Low 29
$2,221,577
Coldstream Wealth Management logo Coldstream Wealth Management
Multi-team
142
Very Low 30
$2,883,841
Cole Financial Advisors, Inc. logo Cole Financial Advisors, Inc.
Supported
2
Very Low 0
—
Colefp logo Colefp
Supported
2
Typical 39
$1,309,440
Cole Investment Advisors, Inc.
Independent
1
Low 8
$482,524
Coleman Advisory, LLC logo Coleman Advisory, LLC
Independent
1
High 35
$918,543
Coleman River Capital LLC
Independent
1
Typical 21
$1,029,183
Colemma Asset Management LLC
Independent
1
Low 4
$96,639
Coletta Capital, LLC logo Coletta Capital, LLC
Independent
1
Typical 25
$296,257
Cole Wealth Management, LLC logo Cole Wealth Management, LLC
Supported
4
High 70
$612,664
Collaborative Advice logo Collaborative Advice
Independent
1
Typical 25
$26,223
Collaborative Capital Advisors LLC logo Collaborative Capital Advisors LLC
Supported
2
Very Low 9
$22,520,190
Collaborative Financial Solutions LLC logo Collaborative Financial Solutions LLC
Independent
1
High 33
$424,242
Collaborative Portfolio Management logo Collaborative Portfolio Management
Supported
4
Typical 46
$834,908
Collaborative Wealth logo Collaborative Wealth
Team
14
High 65
$634,753
Collaborative Wealth Advisors, LLC logo Collaborative Wealth Advisors, LLC
Supported
2
Very High 100
$421,184
Collabria Capital, Inc logo Collabria Capital, Inc
Independent
1
Typical 18
$1,031,095
Collar Capital Management, LLC logo Collar Capital Management, LLC
Supported
4
Low 31
$1,352,224
Collective Family Office, LLC logo Collective Family Office, LLC
Team
4
Low 36
$3,662,870
Collective Wealth Advisors LLC logo Collective Wealth Advisors LLC
Team
5
Low 44
$702,359
Collective Wealth, LLC logo Collective Wealth, LLC
Independent
1
Typical 24
$381,277
Collective Wealth Partners, LLC logo Collective Wealth Partners, LLC
Supported
3
High 65
$292,784
Collective Wealth Planning logo Collective Wealth Planning
Independent
1
High 31
$1,160,817
Colleen Weber CPA, LLC logo Colleen Weber CPA, LLC
Supported
2
Low 25
$2,412,229
Collegiate Capital Management, Inc. logo Collegiate Capital Management, Inc.
Team
4
Very High 110
$1,454,322
Collie Financial Planning, Inc. logo Collie Financial Planning, Inc.
Supported
2
Very High 121
$668,467
Collier Financial, Inc logo Collier Financial, Inc
Independent
1
Very High 172
$933,183
Colliers Securities LLC logo Colliers Securities LLC
Team
27
Very Low 30
$337,585
Colligan Advisory, LLC
Independent
1
Typical 22
$3,103,799
Collins Advisors
Independent
1
Typical 20
$719,696
Collins Advisors, LLC logo Collins Advisors, LLC
Supported
3
Very High 175
$304,756
Collins/Moody Financial Services, L.L.C. logo Collins/Moody Financial Services, L.L.C.
Independent
1
High 45
$777,746
Collins Wealth Management logo Collins Wealth Management
Independent
1
Very High 60
$60,274
Colloquium Asset Management, Inc. logo Colloquium Asset Management, Inc.
Independent
1
High 35
$139,942
Colman Knight Advisory Group, LLC logo Colman Knight Advisory Group, LLC
Team
5
Very Low 24
$1,515,175
Colmina, LLC logo Colmina, LLC
Team
6
Low 35
$540,390
Colomb Investment Management Company, LLC logo Colomb Investment Management Company, LLC
Team
8
Very Low 4
$145,350
Colonial River Wealth Management LLC logo Colonial River Wealth Management LLC
Team
8
Very High 225
$258,049
Colonial Trust Advisors, Inc. logo Colonial Trust Advisors, Inc.
Team
15
Typical 60
$1,772,580
Colony Family Offices, LLC logo Colony Family Offices, LLC
Multi-team
7
High 90
$5,108,422
Colorado Capital Management logo Colorado Capital Management
Team
10
Very Low 23
$2,639,649
Colorado Diversified Financial
Independent
1
Low 3
$355,785
Colorado Financial Service Corporation logo Colorado Financial Service Corporation
Team
15
Very Low 13
$447,110
Colsara National Wealth Management LLC logo Colsara National Wealth Management LLC
Independent
1
High 46
$558,470
Colter Lewis Investment Partners, LLC logo Colter Lewis Investment Partners, LLC
Multi-team
4
Low 33
$25,875,677
Colton Groome Financial Advisors, LLC logo Colton Groome Financial Advisors, LLC
Team
10
Low 35
$1,895,442
Colton Wealth Management logo Colton Wealth Management
Supported
2
Typical 54
$1,240,059
Columbia Advisory Partners, LLC logo Columbia Advisory Partners, LLC
Team
17
Low 37
$470,841
Columbia Asset Management, L.L.C. logo Columbia Asset Management, L.L.C.
Team
5
High 82
$2,482,688
Columbia Benefits, LLC logo Columbia Benefits, LLC
Independent
1
Very High 109
$875,411
Columbia River Advisors logo Columbia River Advisors
Supported
4
High 58
$826,080
Columbia River Financial Group logo Columbia River Financial Group
Supported
4
High 69
$702,427
Columbia Strategic Wealth Advisors, LLC logo Columbia Strategic Wealth Advisors, LLC
Independent
1
High 29
$460,345
Columbia Wealth Advisors LLC logo Columbia Wealth Advisors LLC
Independent
1
Very High 102
$250,355
Columbus Investment Advisory Inc.
Team
5
Very Low 21
$4,297,437
Columbus Street Wealth Management, LLC logo Columbus Street Wealth Management, LLC
Independent
1
Very High 82
$1,710,747
Columbus Wealth Management logo Columbus Wealth Management
Supported
2
Low 17
$1,057,786
Colva Capital LLC
Independent
1
Low 3
$406,916
Colver Asset Management, LLC logo Colver Asset Management, LLC
Independent
1
Typical 16
$1,498,356
Colville Wealth Advisory, LLC
Independent
1
High 30
$839,455
Colwyn Investments LC logo Colwyn Investments LC
Independent
1
Very High 210
$291,362
Comal Wealth Management logo Comal Wealth Management
Independent
1
High 41
$801,747
Combs Capital Partners
Supported
3
Typical 36
$661,990
Comfort Capital Management logo Comfort Capital Management
Independent
1
Low 0
—
Co-Missions Financial Planning logo Co-Missions Financial Planning
Independent
1
Typical 17
$135,049
Commencement Financial Planning LLC logo Commencement Financial Planning LLC
Independent
1
High 46
$2,645,652
Commenda Capital Advisors
Independent
1
Typical 14
$428,571
Commerce Advisors, LLC logo Commerce Advisors, LLC
Team
5
Very Low 27
$1,855,905
Commercial Trust Financial Services logo Commercial Trust Financial Services
Team
6
Very High 151
$207,937
Common Cents Financial Planning
Independent
1
Low 0
—
Common Cents Planning logo Common Cents Planning
Team
6
High 75
$1,100,363
Commoncents Wealth Advisors, LLC logo Commoncents Wealth Advisors, LLC
Supported
2
Very High 151
$82,616
Common Cents Wealth Management, LLC logo Common Cents Wealth Management, LLC
Supported
2
Very High 103
$554,765
Common Good Advisory Services, LLC logo Common Good Advisory Services, LLC
Supported
2
Very Low 6
$95,549
Commons Capital, LLC logo Commons Capital, LLC
Team
5
Low 45
$1,360,194
Commonwealth Asset Management Group LLC logo Commonwealth Asset Management Group LLC
Independent
1
Very High 75
$244,047
Commonwealth Family Office logo Commonwealth Family Office
Independent
1
Low 0
—
Commonwealth Financial Network logo Commonwealth Financial Network
Enterprise
2,692
Very High 132
$568,323
Commonwealth Financial Planners Inc logo Commonwealth Financial Planners Inc
Supported
2
High 66
$1,688,872
Commonwealth Financial Services logo Commonwealth Financial Services
Team
15
Very High 148
$437,929
Commonwealth Guardians logo Commonwealth Guardians
Independent
1
Very High 96
$152,406
Common Wealth Management LLC
Supported
2
Low 19
$266,766
Commonwealth Retirement Investments LLC logo Commonwealth Retirement Investments LLC
Supported
3
Very High 112
$1,121,859
Communitas Financial Planning PBC logo Communitas Financial Planning PBC
Supported
2
Very Low 0
—
Community Financial Group, Inc. logo Community Financial Group, Inc.
Supported
2
Typical 48
$946,040
Compak Asset Management logo Compak Asset Management
Team
16
Very High 108
$859,124
Companions on Your Journey logo Companions on Your Journey
Independent
1
Low 9
$210,222
Compass logo Compass
Supported
3
Low 18
$883,333
Compass Advisors logo Compass Advisors
Team
4
High 90
$1,165,326
Compass Advisors LLC logo Compass Advisors LLC
Independent
1
Low 8
$1,615,625
Compass Advisory Partners LLC logo Compass Advisory Partners LLC
Supported
2
Very Low 0
—
Compass Capital Corporation logo Compass Capital Corporation
Team
11
Very High 119
$520,864
Compass Capital Investments LLC
Supported
3
Typical 45
$99,909
Compass Capital Management Inc logo Compass Capital Management Inc
Team
15
Very Low 25
$5,044,144
Compass Capital Management, LLC logo Compass Capital Management, LLC
Supported
3
High 77
$485,731
Compass Coaching and Consulting, LLC logo Compass Coaching and Consulting, LLC
Supported
1
Very High 201
—
Compass Financial Advisors LLC logo Compass Financial Advisors LLC
Team
7
High 91
$305,408
Compass Financial Advisors, LLC
Independent
1
High 40
$536,744
Compass Financial Advisory Services, LLC logo Compass Financial Advisory Services, LLC
Team
6
Very High 172
$511,305
Compass Financial Group logo Compass Financial Group
Supported
3
Very High 140
$217,538
Compass Financial Group, INC logo Compass Financial Group, INC
Team
7
Very High 402
$522,625
Compass Financial Group, Inc. logo Compass Financial Group, Inc.
Supported
3
Typical 40
$3,581,181
Compass Financial Group, Inc. logo Compass Financial Group, Inc.
Supported
2
High 79
$941,731
Compass Financial, LLC logo Compass Financial, LLC
Independent
1
High 53
$262,637
Compass Financial Management LLC logo Compass Financial Management LLC
Multi-team
37
Typical 58
$393,103
Compass Financial Services logo Compass Financial Services
Team
7
Very High 158
$364,349
Compass Financial Services, Inc. logo Compass Financial Services, Inc.
Independent
1
Very High 61
$408,465
Compass Group Investments Solutions LLC logo Compass Group Investments Solutions LLC
Team
2
High 74
$3,559,616
Compass Investment Advisers, LLC logo Compass Investment Advisers, LLC
Supported
2
Typical 36
$1,525,140
Compass Investments LLC logo Compass Investments LLC
Supported
4
Typical 44
$526,777
Compass Ion Advisors, LLC logo Compass Ion Advisors, LLC
Team
17
High 69
$1,233,971
Compass Lighthouse Capital, LLC logo Compass Lighthouse Capital, LLC
Supported
2
Very High 130
$343,099
Compass Planning Associates, Inc. logo Compass Planning Associates, Inc.
Supported
3
Low 24
$2,971,384
Compass Planning, LLC logo Compass Planning, LLC
Independent
1
Low 0
—
Compass Private Wealth Consulting, LLC
Independent
1
High 36
$550,890
Compass Private Wealth Group LLC logo Compass Private Wealth Group LLC
Supported
3
Low 27
$1,416,824
Compass Retirement, LLC logo Compass Retirement, LLC
Independent
1
Very High 74
$1,420,235
Compass Rose Advisors, Inc.
Independent
1
Low 4
$5,821,440
Compass Rose Financial Planning & Investment Management logo Compass Rose Financial Planning & Investment Management
Independent
1
Low 0
—
Compass Rose Strategic Partners LLC logo Compass Rose Strategic Partners LLC
Supported
3
Typical 50
$686,559
Compass Wealth logo Compass Wealth
Team
7
Very High 109
$146,031
Compass Wealth Advisors
Independent
1
Very High 166
$250,672
Compass Wealth Management LLC logo Compass Wealth Management LLC
Team
6
Typical 61
$1,793,635
COMPASS Wealth Management, LLC logo COMPASS Wealth Management, LLC
Independent
1
Very High 66
$1,464,140
COMPASS Wealth Management, LLC logo COMPASS Wealth Management, LLC
Supported
2
Very Low 11
—
COMPASS Wealth Management, LLC logo COMPASS Wealth Management, LLC
Supported
2
High 84
$1,818,750
Compass Wealth Planning LLC logo Compass Wealth Planning LLC
Independent
1
Low 0
—
Compendium Wealth Advisors, LLC logo Compendium Wealth Advisors, LLC
Independent
1
Typical 16
$266,325
Complete Advisors logo Complete Advisors
Supported
2
Very Low 8
$4,176,862
Complete Investment Advisory, LLC logo Complete Investment Advisory, LLC
Supported
2
Very High 95
$576,762
Complete View Financial LLC logo Complete View Financial LLC
Independent
1
High 34
$1,602,265
Complete Wealth Management, LLC logo Complete Wealth Management, LLC
Supported
3
High 84
$504,695
Compo Advisors, LLC logo Compo Advisors, LLC
Independent
1
Typical 18
$1,277,274
Composed Capital LLC logo Composed Capital LLC
Independent
1
Low 0
—
ComposedPro, Inc. logo ComposedPro, Inc.
Independent
1
Very High 58
$760,049
Composition Wealth, LLC logo Composition Wealth, LLC
Multi-team
81
Low 46
$2,294,868
Composure Wealth Management, LLC logo Composure Wealth Management, LLC
Supported
2
Low 21
$1,970,152
Compound Advisory logo Compound Advisory
Independent
1
Typical 15
$1,414,565
Compound Family Offices, LLC logo Compound Family Offices, LLC
Team
5
Very Low 27
$3,934,910
Compound Insight logo Compound Insight
Independent
1
Low 7
$414,163
Compound Planning, Inc. logo Compound Planning, Inc.
Multi-team
75
Very High 153
$262,119
Compound Value Advisers, LLC logo Compound Value Advisers, LLC
Independent
1
Typical 25
$1,136,643
Compound Wealth Advisors logo Compound Wealth Advisors
Independent
1
Low 10
$1,050,000
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