See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Society Investment Management
Independent
1
Very High 58
$386,842
Socrates Financial Planning logo Socrates Financial Planning
Independent
1
Low 4
$0
Sodium Advisors Inc.
Independent
1
Low 2
$28,945,651
Soesbe Financial logo Soesbe Financial
Supported
1
Typical 45
$1,865,461
SOF Spectrum Capital Management, LLC logo SOF Spectrum Capital Management, LLC
Independent
1
High 34
$186,054
Softwealth logo Softwealth
Independent
1
Typical 21
$714,286
SoHo Financial Services, LLC logo SoHo Financial Services, LLC
Independent
1
Low 2
$650,000
Sohum Financial Planning, LLC logo Sohum Financial Planning, LLC
Independent
1
Low 6
$604,001
Soina Financial Group, LLC logo Soina Financial Group, LLC
Independent
1
Low 10
$122,361
Solano Wealth Advisors logo Solano Wealth Advisors
Supported
3
Very High 152
$702,777
Solari Financial Planning, LLC logo Solari Financial Planning, LLC
Independent
1
Typical 15
$1,406,755
Solaris Private Wealth Management logo Solaris Private Wealth Management
Independent
1
Very High 73
$628,110
Solaris Strategic Wealth logo Solaris Strategic Wealth
Supported
2
Very Low 0
—
Solebury Asset Management LLC logo Solebury Asset Management LLC
Independent
1
Very High 142
$517,435
SOL Financial logo SOL Financial
Independent
1
Typical 20
$425,480
Solidarity Wealth, LLC logo Solidarity Wealth, LLC
Team
9
Very Low 24
$3,228,199
Solid Investment Advisory LLC
Independent
1
Low 10
$472,159
Solidity Financial LLC logo Solidity Financial LLC
Supported
2
Very High 126
$291,089
Solid Oak Advisory logo Solid Oak Advisory
Independent
1
Low 8
$230,000
Solido Financial LLC
Independent
1
Low 8
$2,407,558
Solid Point Wealth Advisors, LLC logo Solid Point Wealth Advisors, LLC
Supported
4
High 57
$449,759
Solid Rock Capital Management
Independent
1
Typical 18
$1,000,000
Solid Rock Financial Solutions LLC
Independent
1
Low 0
—
Solid Rock Investment Advisory LLC logo Solid Rock Investment Advisory LLC
Independent
1
Typical 21
$60,886
Solid Rock Wealth Management logo Solid Rock Wealth Management
Independent
1
High 47
$937,329
Solid State Wealth Advisory Group logo Solid State Wealth Advisory Group
Supported
2
Very Low 0
—
Solid Street Capital Management logo Solid Street Capital Management
Independent
1
Low 0
—
Solidus Advisors LLC
Supported
1
Very Low 0
—
Solist Financial logo Solist Financial
Supported
2
Typical 42
$1,376,349
Solitude Canyon Investment Advisors, LLC logo Solitude Canyon Investment Advisors, LLC
Independent
1
Typical 15
$733,333
Solitude Financial Services, Inc. logo Solitude Financial Services, Inc.
Team
6
Very Low 27
$2,216,540
Solitude Wealth Advisors, LLC. logo Solitude Wealth Advisors, LLC.
Supported
2
High 64
$282,197
So Llc
Supported
2
Very Low 0
—
Sollinda Capital Management LLC logo Sollinda Capital Management LLC
Team
16
Very High 107
$290,356
Solomon and Associates LLC logo Solomon and Associates LLC
Supported
2
Very Low 7
$720,965
Solomon Capital Partners LLC
Independent
1
Low 0
—
Solomon Investment Consulting, Inc.
Independent
1
Low 10
$2,778,641
Solomon Investment Group, Inc. logo Solomon Investment Group, Inc.
Independent
1
Very High 58
$119,562
Solomon Investments & Financial Planning, LLC
Supported
2
Typical 38
$53,333
Solstein Capital, LLC logo Solstein Capital, LLC
Team
2
Very Low 11
$17,478,331
Solstice Wealth logo Solstice Wealth
Supported
2
Typical 42
$630,952
Soltis Investment Advisors, LLC logo Soltis Investment Advisors, LLC
Multi-team
75
High 68
$1,344,274
Solutia Global, LLC
Independent
1
Low 3
—
Solution Factory, LLC
Independent
1
Low 1
$300,000
Solutions 4 Wealth logo Solutions 4 Wealth
Supported
4
Typical 50
$923,969
Solutions For Divorce logo Solutions For Divorce
Independent
1
Low 0
—
SOLVE Consulting Group, LLC logo SOLVE Consulting Group, LLC
Independent
1
Very High 65
$837,655
Solyco Wealth LLC logo Solyco Wealth LLC
Team
7
Very Low 23
$735,241
Soman Advisors LLC
Independent
1
Typical 13
$1,692,308
Someday Advisors logo Someday Advisors
Independent
1
Low 0
—
Somerset Advisory, LLC logo Somerset Advisory, LLC
Team
5
Very Low 0
—
Somerset Group LLC logo Somerset Group LLC
Supported
3
Low 19
$2,510,790
Somerset Wealth Management, LLC
Supported
2
Typical 38
$227,981
Somerville Associates logo Somerville Associates
Supported
2
Typical 40
$764,034
Somnio Financial Group, LLC logo Somnio Financial Group, LLC
Supported
2
Typical 52
$1,633,883
Somos Financial Partners LLC
Supported
3
Very Low 0
—
Sonas Financial Group, Inc. logo Sonas Financial Group, Inc.
Supported
2
Typical 53
$1,328,159
Sonas Financial Planning logo Sonas Financial Planning
Independent
1
High 27
$875,763
Sonata Capital Group Inc logo Sonata Capital Group Inc
Team
5
Low 38
$1,861,317
Sona Wealth, Sona Wealth Management, Sona Wealth Advisors logo Sona Wealth, Sona Wealth Management, Sona Wealth Advisors
Supported
1
Low 22
$637,890
Sonder Partners, LLC logo Sonder Partners, LLC
Supported
2
Very Low 1
$1,879,500
Song Asset Management Co. LLC
Independent
1
Typical 21
$519,048
Songbird Capital, LLC logo Songbird Capital, LLC
Supported
1
High 58
$1,282,054
Sonmore Financial LLC logo Sonmore Financial LLC
Supported
1
High 91
$952,747
Sonnet, LLC logo Sonnet, LLC
Supported
2
Very High 135
$551,789
Sonoma Allocations logo Sonoma Allocations
Supported
3
Very High 109
$1,032,328
Sonoma Mountain Financial LLC logo Sonoma Mountain Financial LLC
Independent
1
High 32
$366,623
Sonoma Private Wealth LLC logo Sonoma Private Wealth LLC
Supported
2
Typical 42
$1,856,703
Sonoma Wealth Advisors logo Sonoma Wealth Advisors
Team
14
Very High 201
$244,427
Sonoma West Advisors logo Sonoma West Advisors
Supported
1
High 57
$3,777,725
Sonoran Capital Management LLC
Independent
1
Low 2
$400,000
Sonoran Capital Management, LLC logo Sonoran Capital Management, LLC
Supported
2
Very Low 6
$4,308,333
Sonoran Investment Advisors, LLC
Independent
1
Low 0
—
Sonrise Opportunity Corp. logo Sonrise Opportunity Corp.
Independent
1
Low 0
—
Soo Financial L.L.C.
Independent
1
High 43
$539,535
Sooner Private Financial LLC
Independent
1
Very High 57
$157,813
SOP Advisors LLC logo SOP Advisors LLC
Independent
1
Low 3
$166,667
Sophis Investments LLC logo Sophis Investments LLC
Team
5
Very Low 8
$3,254,889
Sophos Wealth Management logo Sophos Wealth Management
Independent
1
Typical 18
$972,222
Sophronia Wealth Advisors logo Sophronia Wealth Advisors
Supported
2
Very Low 5
$778,440
Sora Wealth, LLC logo Sora Wealth, LLC
Independent
1
High 28
$1,067,029
Sorensen Financial Management logo Sorensen Financial Management
Independent
1
High 34
$516,547
Sorfis Investments, LLC logo Sorfis Investments, LLC
Supported
2
Low 21
$859,239
Sorsby Financial Corp logo Sorsby Financial Corp
Independent
1
High 33
$636,534
Sorunke Wealth Advisors
Independent
1
Low 0
—
Soseki Wealth Management, LLC
Independent
1
Low 0
—
Souders Financial Advisors, LLC logo Souders Financial Advisors, LLC
Team
15
High 85
$894,598
Soulence Wealth Management logo Soulence Wealth Management
Team
10
Low 41
$262,239
Sound Advisory Services Inc. logo Sound Advisory Services Inc.
Independent
1
Very High 160
—
Sound Asset Management, Inc.
Independent
1
Very High 55
$280,279
Sound Asset Management, Inc. logo Sound Asset Management, Inc.
Supported
2
Low 21
$2,658,537
Sound Capital logo Sound Capital
Independent
1
High 42
$164,025
Sound Financial Advisors, Inc. logo Sound Financial Advisors, Inc.
Supported
2
Low 23
$518,780
Sound Financial Center LLC
Supported
3
High 90
$368,876
Sound Financial Investment Management, LLC logo Sound Financial Investment Management, LLC
Supported
3
High 86
—
Sound Financial, LLC logo Sound Financial, LLC
Team
5
Typical 50
$850,088
Sound Financial Management, Inc.
Supported
2
High 90
$744,885
Sound Financial Planning LLC logo Sound Financial Planning LLC
Independent
1
Low 0
—
Sound Financial Solutions, Inc. logo Sound Financial Solutions, Inc.
Independent
1
Low 6
$0
Sound Financial Solutions LLC logo Sound Financial Solutions LLC
Supported
2
Typical 44
$205,743
Sound Financial Strategies Group, LLC logo Sound Financial Strategies Group, LLC
Team
5
Very High 118
$224,009
Sound Income Strategies, LLC logo Sound Income Strategies, LLC
Multi-team
118
Very High 210
$168,290
Sounding Line Wealth Management, LLC logo Sounding Line Wealth Management, LLC
Supported
2
Very Low 0
—
Sound Investment Advice, LLC
Independent
1
Low 8
$53,585
Sound Investment Management Inc logo Sound Investment Management Inc
Supported
4
Typical 35
$1,825,000
Sound Investment Management, LLC logo Sound Investment Management, LLC
Independent
1
High 28
$1,683,248
Sound Investments Inc. logo Sound Investments Inc.
Independent
1
Very High 70
$264,286
Sound Investment Strategies, Inc. logo Sound Investment Strategies, Inc.
Supported
2
Typical 47
$674,531
Sound Legacy Wealth Advisors, LLC logo Sound Legacy Wealth Advisors, LLC
Supported
2
Low 21
$2,170,732
Sound Money Management, Inc. logo Sound Money Management, Inc.
Independent
1
Low 0
—
Soundpath Retirement Strategies, LLC logo Soundpath Retirement Strategies, LLC
Supported
4
Typical 45
$875,815
Sound Planning and Investments, LLC
Independent
1
Very High 59
$1,678,285
Sound Portfolio Advisors, LLC logo Sound Portfolio Advisors, LLC
Supported
2
High 70
$1,086,747
Sound & Secure Advisors LLC
Independent
1
Very High 98
$421,592
Sound Stewardship, LLC logo Sound Stewardship, LLC
Team
9
Very Low 21
$1,497,994
Sound Trust Wealth Advisors, LLC logo Sound Trust Wealth Advisors, LLC
Independent
1
Typical 25
$735,055
SoundView Advisors logo SoundView Advisors
Team
6
Low 32
$2,044,263
Sound View Financial Advisors logo Sound View Financial Advisors
Supported
3
Typical 36
$468,164
Soundview Private Wealth Advisors logo Soundview Private Wealth Advisors
Independent
1
Very High 70
$937,359
Sound View Wealth Advisors Group, LLC logo Sound View Wealth Advisors Group, LLC
Team
9
Very High 103
$2,355,977
Sound Wealth LLC logo Sound Wealth LLC
Supported
2
Low 22
$648,129
South Atlantic Capital Management Group, Inc. logo South Atlantic Capital Management Group, Inc.
Supported
2
Typical 37
$982,258
South Bay Financial Partners logo South Bay Financial Partners
Supported
2
Low 25
$2,270,512
Southbridge Advisors, LLC logo Southbridge Advisors, LLC
Team
6
Low 34
$1,186,274
Southbridge Capital Partners LLC
Independent
1
Typical 18
$457,864
South Carolina Wealth Management Group, LLC logo South Carolina Wealth Management Group, LLC
Independent
1
Typical 16
$134,467
Southcoast Advisory Group, Inc.
Independent
1
Low 0
—
South Coast Planning & Wealth Management logo South Coast Planning & Wealth Management
Independent
1
Very High 70
$504,681
South County Wealth Planning logo South County Wealth Planning
Independent
1
Typical 22
$881,497
South Cove Financial, LLC logo South Cove Financial, LLC
Supported
3
High 69
$809,615
Southeast Asset Advisors, LLC logo Southeast Asset Advisors, LLC
Multi-team
8
Low 35
$9,274,125
Southeast Financial Advisors logo Southeast Financial Advisors
Supported
2
Very High 152
$436,522
SouthEast Investments, N.C., Inc. logo SouthEast Investments, N.C., Inc.
Independent
1
Low 0
—
Souther Capital Management L.L.C.
Independent
1
Low 4
$1,640,000
Southern California Wealth Management Associates
Supported
3
Typical 38
$295,652
Southern Capital Advisors, LLC logo Southern Capital Advisors, LLC
Team
6
Very High 135
$773,968
Southern Capital Management Corporation logo Southern Capital Management Corporation
Supported
2
Typical 43
$505,882
Southern Capital Partners, LLC logo Southern Capital Partners, LLC
Independent
1
Low 0
—
Southern Capital Services Inc logo Southern Capital Services Inc
Supported
4
Very High 93
$477,609
Southern Financial Group, LLC logo Southern Financial Group, LLC
Team
4
Very High 285
$919,681
Southern Georgia Wealth Advisors
Independent
1
Low 0
—
Southern Incomes, LLC logo Southern Incomes, LLC
Independent
1
Very High 58
$843,486
Southern Investment Management Collective LLC logo Southern Investment Management Collective LLC
Independent
1
High 27
$2,431,099
Southern Magnolia Investment Management LLC logo Southern Magnolia Investment Management LLC
Independent
1
Very High 76
$199,950
Southernmost Advisors LLC
Independent
1
Low 0
—
Southern Pacific Asset Management L.L.C. logo Southern Pacific Asset Management L.L.C.
Independent
1
Very High 87
$105,057
Southern Wealth Builders logo Southern Wealth Builders
Independent
1
Typical 25
$90,620
Southfork Investment Management logo Southfork Investment Management
Independent
1
Low 0
—
Southland Equity Partners, LLC. logo Southland Equity Partners, LLC.
Team
24
High 74
$504,799
Southland Investments logo Southland Investments
Supported
2
Typical 42
$295,590
South Lane Wealth Management LLC
Independent
1
High 32
$1,331,250
Southmore Financial Advisory LLC
Independent
1
Low 5
$276,351
Southport Station Financial Management, LLC logo Southport Station Financial Management, LLC
Supported
3
High 61
$1,022,017
South Shore Capital Advisors, LLC logo South Shore Capital Advisors, LLC
Supported
3
Low 32
$2,766,551
Southshore Financial Planning logo Southshore Financial Planning
Independent
1
High 35
$1,538,137
South Shore Investment Services LLC logo South Shore Investment Services LLC
Supported
3
Very High 190
$206,890
South Street Advisors, LLC logo South Street Advisors, LLC
Team
2
Typical 62
$6,208,304
South Texas Advisors for Retirees, LLC
Independent
1
High 39
$395,464
South Texas Capital Advisors, LLC
Independent
1
High 27
$6,193,722
Southward Financial Services, LLC logo Southward Financial Services, LLC
Independent
1
Low 10
$947,000
Southwestern Advisory Group LLC logo Southwestern Advisory Group LLC
Independent
1
Very High 78
$504,487
Southwestern Money Management LLC logo Southwestern Money Management LLC
Supported
1
Low 19
$2,544,735
Southwest Investment Advisors, Inc. logo Southwest Investment Advisors, Inc.
Team
6
Very High 192
$330,354
Southwest Michigan Wealth Management, LLC logo Southwest Michigan Wealth Management, LLC
Supported
2
High 83
$177,139
Southworth Investment Management, LLC
Independent
1
Low 8
$3,982,150
Sovereign logo Sovereign
Independent
1
Very High 205
$314,709
Sovereign Asset Advisors LLC logo Sovereign Asset Advisors LLC
Independent
1
Low 6
$67,628
Sovereign Asset Management
Supported
2
Low 33
$952,312
Sovereign Asset Management
Supported
2
Very High 175
$502,833
Sovereign Capital Advisers logo Sovereign Capital Advisers
Independent
1
Low 0
—
Sovereign Capital LLC
Independent
1
Low 3
$890,645
Sovereign Capital Vantage, Inc. logo Sovereign Capital Vantage, Inc.
Supported
3
Low 23
$393,471
Sovereign Financial Group logo Sovereign Financial Group
Independent
1
High 51
$916,600
Sovereign Financial Group, Inc. logo Sovereign Financial Group, Inc.
Team
22
Typical 59
$825,756
Sovereign Financial Services logo Sovereign Financial Services
Supported
2
Low 33
$584,005
Sovereign Financial Services, LLC logo Sovereign Financial Services, LLC
Supported
2
High 73
$635,276
Sovereign Wealth Advisors LLC logo Sovereign Wealth Advisors LLC
Team
29
Low 43
$416,471
Sovereign Wealth Office LLC logo Sovereign Wealth Office LLC
Independent
1
Low 0
—
Sovereign Wealth Partners, LLC
Supported
2
Very Low 4
$437,500
Sovran Advisors, LLC logo Sovran Advisors, LLC
Multi-team
69
Typical 57
$440,191
SOW Advisors LLC logo SOW Advisors LLC
Supported
2
Very Low 4
$1,275,125
Sowa Financial Group logo Sowa Financial Group
Team
4
Very High 143
$903,875
Sow and Reap Financial LLC logo Sow and Reap Financial LLC
Independent
1
Low 0
—
Sowell Management logo Sowell Management
Multi-team
101
Typical 62
$681,786
Spahn Wealth & Retirement LLC logo Spahn Wealth & Retirement LLC
Independent
1
Very High 133
$1,364,201
Spahr Financial Group, LLC logo Spahr Financial Group, LLC
Independent
1
Very High 85
$320,696
Spalding, Steven
Independent
1
Low 0
—
Spano Advisory Services Inc. logo Spano Advisory Services Inc.
Independent
1
High 38
$1,054,264
Spark Asset Management Group logo Spark Asset Management Group
Supported
2
Low 19
$281,366
Spark Financial Advisors logo Spark Financial Advisors
Supported
3
Typical 55
$896,931
Spark Financials LLC logo Spark Financials LLC
Independent
1
Low 7
$457,143
Sparks Capital Management logo Sparks Capital Management
Independent
1
Typical 12
$324,571
Spark Wealth Advisors logo Spark Wealth Advisors
Supported
2
Low 18
$768,018
Sparrows Financial logo Sparrows Financial
Independent
1
Typical 11
$23,421
Sparrow Wealth Management
Independent
1
Low 0
—
Sparrow Wealth Management logo Sparrow Wealth Management
Independent
1
Very High 64
$2,112,456
Spartan Capital Management, LLC logo Spartan Capital Management, LLC
Independent
1
Typical 15
$2,185,333
Spartan Capital Private Wealth Management LLC logo Spartan Capital Private Wealth Management LLC
Team
8
Very Low 3
$337,050
Spartan Planning Group logo Spartan Planning Group
Supported
3
High 65
$1,835,791
Spartan Wealth Management logo Spartan Wealth Management
Team
21
Typical 55
$1,253,439
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)