See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
WealthRidge Investments LLC logo WealthRidge Investments LLC
Independent
1
Low 0
—
Wealthrise logo Wealthrise
Independent
1
Low 0
—
Wealthrise Financial Planning, LLC logo Wealthrise Financial Planning, LLC
Supported
2
Typical 49
$1,388,092
Wealth Science Advisors LLC logo Wealth Science Advisors LLC
Team
9
Very Low 30
$2,046,701
Wealth Script Advisors logo Wealth Script Advisors
Independent
1
High 51
$2,380,163
WealthShape LLC logo WealthShape LLC
Independent
1
Very High 136
$777,381
Wealthsights Investment Management, LLC logo Wealthsights Investment Management, LLC
Independent
1
High 37
$783,435
Wealth Solutions, Inc. logo Wealth Solutions, Inc.
Supported
1
Very High 431
$124,555
Wealth-Source Financial logo Wealth-Source Financial
Independent
1
Typical 21
$144,810
Wealth Span Capital Management logo Wealth Span Capital Management
Independent
1
High 27
$1,367,498
Wealthspan Investment Management, LLC logo Wealthspan Investment Management, LLC
Team
5
High 65
$285,456
Wealthspan Partners, LLC logo Wealthspan Partners, LLC
Team
6
High 88
$857,156
WealthSpire Advisors logo WealthSpire Advisors
Enterprise
237
Low 41
$3,410,246
Wealthspring logo Wealthspring
Team
5
High 82
$890,221
Wealthspring Advisors, LLC logo Wealthspring Advisors, LLC
Supported
2
Low 24
$974,579
Wealthspring Financial Advisors, LLC logo Wealthspring Financial Advisors, LLC
Supported
1
Typical 41
$565,724
WealthStar Advisors, LLC logo WealthStar Advisors, LLC
Team
9
Typical 50
$1,597,371
Wealthstone Private Wealth Management, LLC logo Wealthstone Private Wealth Management, LLC
Independent
1
Typical 24
$1,904,915
Wealth Strategies Counselors, Inc
Supported
2
Very Low 15
$0
Wealth Strategies Group logo Wealth Strategies Group
Supported
2
Typical 54
$930,248
Wealth Strategies & Solutions, Ltd. logo Wealth Strategies & Solutions, Ltd.
Independent
1
Very High 59
$280,553
WealthTarget Investment Advisors, LLC logo WealthTarget Investment Advisors, LLC
Independent
1
Very High 99
$388,849
Wealth & Tax Planners LLC logo Wealth & Tax Planners LLC
Supported
2
Very High 125
$300,000
Wealth Team LLC logo Wealth Team LLC
Independent
1
High 27
$60,898
Wealth Teams Alliance logo Wealth Teams Alliance
Team
10
High 81
$266,489
Wealthtrak Advisors logo Wealthtrak Advisors
Team
5
Typical 53
$786,511
Wealth Transitions logo Wealth Transitions
Independent
1
Typical 24
$256,492
Wealth Transitions, LLC logo Wealth Transitions, LLC
Independent
1
High 51
$896,425
WealthTrust Asset Management, LLC logo WealthTrust Asset Management, LLC
Team
6
Low 41
$846,146
WealthU Advisors LLC
Independent
1
Low 4
$215,343
WealthUnite Advisors, LLC logo WealthUnite Advisors, LLC
Independent
1
High 48
$1,314,323
WealthValues, LLC logo WealthValues, LLC
Supported
2
Very Low 13
$18,660,829
Wealthview Capital, LLC logo Wealthview Capital, LLC
Supported
4
Typical 48
$1,669,989
Wealth Warden Partners logo Wealth Warden Partners
Supported
2
Very Low 3
$267,273
Wealth Watch Advisors, Inc logo Wealth Watch Advisors, Inc
Multi-team
53
High 68
$170,718
Wealthway Financial Advisors logo Wealthway Financial Advisors
Supported
2
High 83
$1,475,904
Wealth & Wellness Group, LLC logo Wealth & Wellness Group, LLC
Independent
1
Very High 218
$298,186
Wealthwise Advisors
Supported
2
Low 19
$413,309
Wealthwise Asset Management LLC
Independent
1
Low 0
—
Wealthwise Financial Solutions, LLC logo Wealthwise Financial Solutions, LLC
Independent
1
High 44
$1,131,055
WealthWise, LLC
Independent
1
Low 2
$0
Wealth Wise Planning
Independent
1
Low 5
—
Wealth With No Regretsâ® logo Wealth With No Regretsâ®
Supported
3
High 75
$842,438
Wealth with Wisdom Advisors, Inc. logo Wealth with Wisdom Advisors, Inc.
Independent
1
High 42
—
Wealthwyzr, LLC logo Wealthwyzr, LLC
Independent
1
Low 9
—
WealthX Advisors
Supported
2
Low 19
$432,432
Wealthy Choices (R) logo Wealthy Choices (R)
Independent
1
Low 0
—
Wealthy Intentions
Supported
2
Very Low 4
$261,429
Wealthy & Wise Family Office logo Wealthy & Wise Family Office
Supported
3
High 63
$335,638
Wealthy with Intention logo Wealthy with Intention
Independent
1
Low 0
—
Weatherby Capital, LLC logo Weatherby Capital, LLC
Independent
1
Low 7
$346,971
Weather Eye Advisors, Inc. logo Weather Eye Advisors, Inc.
Independent
1
Typical 12
$366,667
Weatherhelm Capital Management LLC logo Weatherhelm Capital Management LLC
Supported
2
Typical 39
$1,150,457
Weatherly Asset Management logo Weatherly Asset Management
Team
10
Low 37
$4,375,708
Weaver Capital Management, LLC logo Weaver Capital Management, LLC
Team
3
High 68
$2,402,532
Weaver Consulting Group, LLC logo Weaver Consulting Group, LLC
Team
4
Very High 271
$921,319
Weaver Financial logo Weaver Financial
Independent
1
Typical 12
$3,508,333
Webb Financial Group logo Webb Financial Group
Supported
3
Very High 224
$590,193
Webb Financial Group logo Webb Financial Group
Independent
1
Very High 224
$421,496
Webb Financial Planning LLC
Independent
1
Very High 67
$0
Weber Asset Management, Inc. logo Weber Asset Management, Inc.
Team
1
Very High 405
$1,608,643
Websterrogers Financial Advisors, LLC logo Websterrogers Financial Advisors, LLC
Team
7
Low 45
$1,366,820
Webster Street Investment Advisors LLC logo Webster Street Investment Advisors LLC
Supported
2
Low 28
$1,889,464
Webster Wealth Management
Independent
1
Low 6
$556,565
Wedbush Securities Inc. logo Wedbush Securities Inc.
Multi-team
218
Typical 49
$605,138
Wedgewood Partners, Inc. logo Wedgewood Partners, Inc.
Team
4
High 83
$1,166,099
Wedmont Private Capital logo Wedmont Private Capital
Multi-team
12
Low 41
$6,902,614
Weeks Financial Services, LLC
Independent
1
High 46
$1,127,327
WE Financial Group logo WE Financial Group
Supported
4
Typical 35
$910,255
Wegner Asset Management, LLC logo Wegner Asset Management, LLC
Independent
1
High 51
$1,450,980
Wehling Investment Management logo Wehling Investment Management
Independent
1
Low 0
—
Weigelfam logo Weigelfam
Supported
2
Typical 45
$761,079
Weikart Advisory Services LLC logo Weikart Advisory Services LLC
Independent
1
Low 9
$429,115
Weik Capital Management logo Weik Capital Management
Team
6
Very Low 30
$1,347,570
Weil Associates, Inc.
Independent
1
Typical 13
$1,732,632
Weil Enterprises, Inc.
Independent
1
Typical 19
$2,089,892
Weimer Financial Advisors LLC logo Weimer Financial Advisors LLC
Independent
1
Low 2
—
Weinberg Advisory Group logo Weinberg Advisory Group
Supported
3
Low 17
$1,005,769
Weinberger Asset Management, Inc logo Weinberger Asset Management, Inc
Team
3
Typical 50
$3,116,527
Weingarten Associates, L.L.C. logo Weingarten Associates, L.L.C.
Supported
1
High 65
$3,080,778
Weis Advisory
Supported
4
Very High 179
$315,135
Weisberg Capital Management logo Weisberg Capital Management
Supported
2
Typical 36
$171,752
Weisberg Financial Services
Independent
1
Very High 64
$234,375
Weise Financial Wellness
Independent
1
Low 0
—
Weiser Financial Planning LLC logo Weiser Financial Planning LLC
Independent
1
Very High 114
$451,769
Weisert Investment Services, Inc. logo Weisert Investment Services, Inc.
Supported
2
Very Low 7
$107,278
Weiss Financial Advisors, LLC logo Weiss Financial Advisors, LLC
Independent
1
Typical 11
$1,116,034
Weiss Financial Group LLC logo Weiss Financial Group LLC
Supported
2
Typical 53
$775,414
Weiss Financial Group, LLC logo Weiss Financial Group, LLC
Independent
1
High 33
$90,493
Weiss Financial Services
Independent
1
Typical 20
$447,945
Weitzel Financial Services, Inc. logo Weitzel Financial Services, Inc.
Team
6
Very High 189
$289,040
Wela Financial Advisory logo Wela Financial Advisory
Team
6
High 73
$1,487,316
Welch Financial Investments, LLC logo Welch Financial Investments, LLC
Independent
1
Typical 20
$480,123
Welch Financial Planning, LLC logo Welch Financial Planning, LLC
Supported
3
Typical 52
$1,261,756
Welch & Forbes LLC logo Welch & Forbes LLC
Multi-team
5
Very High 129
$12,718,144
Welch Investment Group, LLC logo Welch Investment Group, LLC
Supported
3
Very High 129
$642,398
Welch Private Wealth logo Welch Private Wealth
Independent
1
Low 0
—
Welcome Home Wealth Advisors LLC logo Welcome Home Wealth Advisors LLC
Supported
3
High 86
$195,689
Welinsky and Welinsky CPAs
Supported
3
Very Low 3
$0
Wellacre Global Wealth Advisors logo Wellacre Global Wealth Advisors
Supported
2
Typical 41
$1,121,422
Well Advised, LLC logo Well Advised, LLC
Independent
1
High 30
$201,184
Wellencourt Wealth Management LLC logo Wellencourt Wealth Management LLC
Independent
1
Low 5
$233,200
Wellesley Asset Management, Inc. logo Wellesley Asset Management, Inc.
Team
17
High 73
$707,064
Wellesley Hills Capital
Independent
1
Low 0
—
Wellfin360
Independent
1
Typical 12
$130,385
Wellfit Financial logo Wellfit Financial
Independent
1
Low 6
$1,885,090
Wellfull logo Wellfull
Team
11
High 71
$995,580
Wellington Adams Investment Advisory, LLC logo Wellington Adams Investment Advisory, LLC
Supported
4
High 82
$206,088
Wellington-Altus USA Inc.
Supported
3
High 78
$627,670
Wellington Capital Advisors, LLC logo Wellington Capital Advisors, LLC
Supported
2
Low 34
$356,618
Wellington Capital Management, Inc logo Wellington Capital Management, Inc
Independent
1
Very High 70
$1,720,457
Wellington Investment Advisors logo Wellington Investment Advisors
Team
9
Low 43
$676,267
Wellington Shields Capital Management, LLC logo Wellington Shields Capital Management, LLC
Team
7
High 78
$1,612,092
Wellington Shields & Co., LLC logo Wellington Shields & Co., LLC
Team
24
Very Low 24
$857,705
Wellment Financial logo Wellment Financial
Team
11
Low 37
$772,027
Wellness Financial Associates LLC
Independent
1
Low 0
—
Wellness Investment Advisers LLC logo Wellness Investment Advisers LLC
Supported
1
Very High 124
$1,886
Well-Planned Financial LLC logo Well-Planned Financial LLC
Independent
1
Very High 88
$101,023
WELLS FARGO Advisors logo WELLS FARGO Advisors
Institution
4,180
High 109
$514,335
Wells Fargo Clearing logo Wells Fargo Clearing
Institution
14,124
Typical 92
$475,575
Wells Fargo Investment Institute, Inc.
Enterprise
54
Very High 207
$3,112,446
Wells Financial Management, LLC logo Wells Financial Management, LLC
Independent
1
Very High 96
$1,367,239
Wells Investments, Inc. logo Wells Investments, Inc.
Supported
2
Very Low 5
—
Well Spent Wealth Planning logo Well Spent Wealth Planning
Independent
1
Very High 55
$735,572
Wellspring Advisors, Inc. logo Wellspring Advisors, Inc.
Supported
2
Very High 136
$558,137
Wellspring Capital Group, Ltd.
Independent
1
High 37
$186,486
Wellspring Family Office logo Wellspring Family Office
Multi-team
9
Very Low 15
$36,049,271
Wellspring Financial, LLC logo Wellspring Financial, LLC
Supported
3
Typical 37
$619,206
Wellspring Investing logo Wellspring Investing
Independent
1
Typical 11
$1,117,886
Wellspring Wealth Management LLC logo Wellspring Wealth Management LLC
Team
5
Typical 48
$2,251,792
Wells Street Advisors, LLC
Supported
2
Very Low 0
—
Welon Partners logo Welon Partners
Supported
2
Low 22
$1,136,883
Welsh Financial & Accounting Services,LLC logo Welsh Financial & Accounting Services,LLC
Independent
1
Low 10
—
WelsPire LLC logo WelsPire LLC
Independent
1
Typical 14
$1,891,115
Wen Capital Advisory Group, Inc. logo Wen Capital Advisory Group, Inc.
Independent
1
Very High 60
$433,520
Wendt Financial Advisors, LLC logo Wendt Financial Advisors, LLC
Independent
1
High 40
$2,191,882
Wenning Investments, LLC logo Wenning Investments, LLC
Independent
1
High 33
$1,212,857
Wentsel Wealth Management, LLC logo Wentsel Wealth Management, LLC
Independent
1
Typical 14
$1,446,008
Wentworth-Baer Wealth Management logo Wentworth-Baer Wealth Management
Independent
1
Low 0
—
Wentworth Wealth Group logo Wentworth Wealth Group
Independent
1
Low 0
—
Wenzel Analytics, Inc. logo Wenzel Analytics, Inc.
Independent
1
High 30
$421,076
Werba Rubin Papier Wealth Management, LLC logo Werba Rubin Papier Wealth Management, LLC
Team
7
High 96
$2,017,802
Werlemann Wealth Management logo Werlemann Wealth Management
Independent
1
High 40
$2,750,000
Werlinich Asset Management, L.L.C. logo Werlinich Asset Management, L.L.C.
Supported
1
Typical 51
$3,215,686
Wernau Asset Management logo Wernau Asset Management
Supported
2
Typical 51
$1,737,521
Werner & C0. Ria, Pllc logo Werner & C0. Ria, Pllc
Independent
1
Very High 81
$361,980
Werner Financial logo Werner Financial
Supported
2
Very High 236
$270,413
Wesbanco Securities, Inc.
Multi-team
51
Low 32
$175,707
WesCal Wealth LLC
Independent
1
Low 3
$2,333,333
WESCAP Group logo WESCAP Group
Team
6
Typical 54
$3,327,103
Wescott Financial Advisory Group LLC logo Wescott Financial Advisory Group LLC
Multi-team
22
Low 35
$3,892,751
Wesfair Advisory Group, Inc. logo Wesfair Advisory Group, Inc.
Supported
2
Very Low 6
$2,751,637
Wesley Owen Bales Investment Advisory Service
Independent
1
High 38
$832,105
Wesling Financial Planning Services Corp. logo Wesling Financial Planning Services Corp.
Independent
1
Very High 60
$947,477
Wessel Investment Counsel, L.L.C. logo Wessel Investment Counsel, L.L.C.
Independent
1
Very High 97
$1,120,430
West Advisors, Inc.
Team
1
Very Low 16
$39,791,373
West Arbor Solutions, LLC logo West Arbor Solutions, LLC
Supported
2
Low 30
$401,356
Westbourne Investment Advisors Inc. logo Westbourne Investment Advisors Inc.
Team
6
Very Low 31
$2,346,949
Westbourne Investments, Inc. logo Westbourne Investments, Inc.
Team
5
Low 35
$1,452,629
West Branch Capital LLC logo West Branch Capital LLC
Team
4
High 93
$1,820,585
Westbrook Investment Advisory, LLC
Independent
1
Low 0
—
Westcenter Advisors Ltd logo Westcenter Advisors Ltd
Independent
1
Low 0
—
Westchester Capital Management Inc logo Westchester Capital Management Inc
Team
3
Very High 150
$1,398,970
Westchester Wealth Management logo Westchester Wealth Management
Independent
1
Very High 70
$142,857
Westco Advisory Services, Inc. logo Westco Advisory Services, Inc.
Team
6
Typical 54
$776,966
West Coast Capital Management, LLC logo West Coast Capital Management, LLC
Supported
3
Low 28
$250,254
Westcott Investment Advisors LLC
Independent
1
Very High 66
$963,026
West-East Wealth Management, LLC logo West-East Wealth Management, LLC
Independent
1
Low 0
—
Westend Capital Management, LLC. logo Westend Capital Management, LLC.
Supported
3
Very High 108
$1,321,548
West End Wealth Management, LLC logo West End Wealth Management, LLC
Supported
2
Low 27
$3,214,859
Westerfield Investment Management
Independent
1
Low 0
—
Westerly Investments, Inc.
Independent
1
Typical 17
$4,155,849
Western Financial Corporation logo Western Financial Corporation
Supported
3
High 57
$2,156,314
Western Growers Financial Services logo Western Growers Financial Services
Supported
4
High 76
$507,650
Western Level Advisors LLC logo Western Level Advisors LLC
Independent
1
High 30
$789,399
Western New York Financial Group, LLC logo Western New York Financial Group, LLC
Supported
2
Very High 100
$292,913
Western Pacific Wealth Management, LP logo Western Pacific Wealth Management, LP
Supported
2
Very Low 16
$6,399,415
Western Reserve Capital Management, LLC logo Western Reserve Capital Management, LLC
Supported
2
Typical 51
$1,190,064
Western Reserve Wealth Management LLC logo Western Reserve Wealth Management LLC
Independent
1
High 29
$1,362,069
Western States Investments logo Western States Investments
Independent
1
Very High 300
—
Western Wealth Management LLC logo Western Wealth Management LLC
Multi-team
114
Very High 97
$457,153
Westface Financial Advisory logo Westface Financial Advisory
Independent
1
Very High 57
$632,943
Westfield Wealth Management, LLC logo Westfield Wealth Management, LLC
Supported
3
Low 26
$1,174,758
West Financial Advisors, L.L.C. logo West Financial Advisors, L.L.C.
Team
7
Low 44
$2,121,924
West Financial Planning logo West Financial Planning
Independent
1
Typical 25
$188,000
West Financial Services, Inc. logo West Financial Services, Inc.
Team
22
Low 43
$2,850,991
West Financial Strategies, Inc. logo West Financial Strategies, Inc.
Supported
2
High 69
$863,838
West Fork Wealth Management LLC logo West Fork Wealth Management LLC
Independent
1
Low 6
$1,666,667
West Grove Wealth
Independent
1
Low 0
—
Westhampton Capital logo Westhampton Capital
Supported
4
Typical 36
$1,674,877
West Highland Advisors
Independent
1
Low 0
—
Westhill Financial Advisors, Inc. logo Westhill Financial Advisors, Inc.
Team
6
High 69
$1,863,557
Westhollow Wealth Management logo Westhollow Wealth Management
Supported
2
Low 20
$890,000
West Invest logo West Invest
Team
7
Very High 98
$440,478
Westlake Advisors
Independent
1
Low 10
—
Westlake Capital Inc
Independent
1
Typical 13
$2,517,651
Westlake Wealth Management LLC logo Westlake Wealth Management LLC
Supported
4
Low 19
$1,038,025
Westlake Wealth Management, LLC logo Westlake Wealth Management, LLC
Supported
2
Low 29
$273,081
Westlight Wealth logo Westlight Wealth
Independent
1
Low 7
$3,050,072
West Loop Financial LLC logo West Loop Financial LLC
Independent
1
High 27
$1,675,666
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