See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Myrna Mitchell, MBA, CFP
Supported
2
Very Low 8
$1,227,333
MyTimeEquity logo MyTimeEquity
Supported
3
Very High 168
$330,020
My Wealth Management, Inc. logo My Wealth Management, Inc.
Supported
2
Typical 56
$1,484,766
MY Wealth Planners logo MY Wealth Planners
Supported
1
Very High 175
$544,284
MZ Capital, LLC logo MZ Capital, LLC
Supported
3
Low 24
$2,114,404
M.Z. Kark & Associates, Inc. logo M.Z. Kark & Associates, Inc.
Supported
1
Very High 165
$2,224,998
N10° WEALTH logo N10° WEALTH
Team
4
Low 32
$4,353,361
N1 Advisors logo N1 Advisors
Supported
4
Typical 49
$1,957,938
Nabata Investment Group, LLC logo Nabata Investment Group, LLC
Independent
1
Low 10
$349,000
Nabers Wealth LLC logo Nabers Wealth LLC
Independent
1
Typical 25
$840,442
Nabity-Jensen Investment Management, Inc. logo Nabity-Jensen Investment Management, Inc.
Supported
2
Typical 44
$2,946,336
Nadel Private Wealth LLC
Independent
1
Low 7
$528,571
Nadler Financial Group, Inc. logo Nadler Financial Group, Inc.
Team
17
Typical 60
$1,951,845
Nagel & Padilla, LLC logo Nagel & Padilla, LLC
Supported
1
Very Low 0
—
Najarian Financial LLC logo Najarian Financial LLC
Independent
1
Very High 99
$408,582
Namesake Group logo Namesake Group
Independent
1
Typical 18
$631,658
Namm Financial LLC logo Namm Financial LLC
Independent
1
Typical 12
$234,167
Nancy K Weeks Associates, LLC
Independent
1
High 33
—
Nandi Pathefinder & Flourish Financial Group logo Nandi Pathefinder & Flourish Financial Group
Independent
1
Typical 17
$242,165
Naperville Private Wealth, LLC logo Naperville Private Wealth, LLC
Independent
1
Low 8
$519,103
Napier Financial logo Napier Financial
Team
9
Very Low 25
$2,381,162
Naples Global Advisors logo Naples Global Advisors
Team
17
Very Low 17
$6,780,889
Naples Money Management LLC logo Naples Money Management LLC
Supported
2
High 89
$914,180
Naples Wealth Planning logo Naples Wealth Planning
Team
8
Very Low 28
$1,008,594
Nardene Wealth Management Inc logo Nardene Wealth Management Inc
Independent
1
Very High 400
$200,000
Nardis Advisors LLC logo Nardis Advisors LLC
Supported
4
Typical 38
$1,082,581
Narrative Financial Group logo Narrative Financial Group
Independent
1
Typical 25
$0
Narrow Path Financial Inc. logo Narrow Path Financial Inc.
Independent
1
Very High 65
$952,257
Narrow Path Guidance, LLC logo Narrow Path Guidance, LLC
Independent
1
Low 0
—
Narstar logo Narstar
Independent
1
Low 0
—
Narus Financial Partners, LLC logo Narus Financial Partners, LLC
Team
6
Low 34
$2,471,083
Narwhal Capital Management logo Narwhal Capital Management
Team
11
Very Low 30
$2,875,953
Nasche Asset Management LLC
Independent
1
High 29
$710,498
Nasdaq Dorsey Wright logo Nasdaq Dorsey Wright
Team
21
Low 38
$522,264
Nash Financial Planning
Independent
1
Low 0
—
Nash-Hasty Private Wealth Management logo Nash-Hasty Private Wealth Management
Independent
1
Very High 123
$520,298
Nashional Investments logo Nashional Investments
Supported
3
Low 19
$275,946
Nashoba Valley Wealth Management logo Nashoba Valley Wealth Management
Independent
1
Low 0
—
Nashua Capital Management LLC logo Nashua Capital Management LLC
Independent
1
High 39
$1,665,677
Nashville Financial Planning
Independent
1
Typical 12
$827,041
N.A. Silva & Company, Inc. logo N.A. Silva & Company, Inc.
Independent
1
Low 8
$237,500
Natalie M. Kassenyeva
Independent
1
Low 0
—
Nathanael R. Brayton, CFA
Independent
1
Typical 19
$5,096,777
Nathan G.  Hanna,  LLC logo Nathan G. Hanna, LLC
Supported
2
High 71
$218,310
National Accounting and Business Solutions, SC
Supported
1
Very Low 10
—
National Christian Financial Advisors, Inc logo National Christian Financial Advisors, Inc
Independent
1
Very High 65
$128,120
National Retirement Institute logo National Retirement Institute
Independent
1
Low 0
—
National Retirement Plan Services, Inc. logo National Retirement Plan Services, Inc.
Independent
1
Low 0
—
National Wealth Management Group, LLC logo National Wealth Management Group, LLC
Team
18
High 73
$404,575
Nations Financial Group, Inc. logo Nations Financial Group, Inc.
Multi-team
90
Typical 61
$832,461
Nationwide Investment Advisors, LLC
Enterprise
393
Very High 639
$66,485
Native Finance Investment Advisory
Independent
1
Low 1
$1,000,000
Natural Bridges Financial Advisors logo Natural Bridges Financial Advisors
Supported
3
Low 27
$1,947,350
Natural Investments logo Natural Investments
Team
23
Typical 54
$1,563,867
Nautica Asset Management LLC logo Nautica Asset Management LLC
Supported
2
Very Low 6
$83,408
Nautical Financial Planning logo Nautical Financial Planning
Independent
1
Very High 60
—
Nautical Star Financial Group LLC logo Nautical Star Financial Group LLC
Supported
2
Typical 36
$618,482
Nautilus Advisors LLC logo Nautilus Advisors LLC
Supported
3
High 63
$1,616,631
Nautilus Financial Group, Inc. logo Nautilus Financial Group, Inc.
Independent
1
Very High 256
$256,508
Nautilus Wealth Advisors logo Nautilus Wealth Advisors
Independent
1
Very High 71
$1,387,476
Navalign, LLC logo Navalign, LLC
Team
8
High 85
$982,679
Navarro Asset Management, LLC
Independent
1
Low 0
—
Navellier & Associates Inc logo Navellier & Associates Inc
Team
13
Very High 100
$993,559
Navesink Advisors LLC logo Navesink Advisors LLC
Supported
2
Very Low 1
$400,000
NAV Financial, LLC logo NAV Financial, LLC
Independent
1
Low 6
$0
Navian Asset Management, LLC
Supported
2
Very Low 0
—
Naviant Partners, LLC logo Naviant Partners, LLC
Supported
2
High 65
$1,344,867
Navigant Consulting
Independent
1
Low 4
$5,750,000
Navigar Advisors, Inc.
Independent
1
Low 5
$643,753
Navigate Financial LLC logo Navigate Financial LLC
Independent
1
High 45
$917,934
Navigate Private Wealth, LLC logo Navigate Private Wealth, LLC
Team
7
Very High 276
$274,354
Navigate Wealth Management, LLC logo Navigate Wealth Management, LLC
Team
7
Low 39
$1,506,917
Navigation Group LLC logo Navigation Group LLC
Team
3
Very High 110
$2,818,956
Navigation Wealth Management logo Navigation Wealth Management
Team
8
Very High 119
$107,600
Navigator Financial LLC logo Navigator Financial LLC
Independent
1
Low 6
$678,592
Navigator Wealth Advisors
Independent
1
Low 0
—
Navigoe, LLC logo Navigoe, LLC
Supported
2
High 78
$2,594,880
Navigo Wealth Management, LLC logo Navigo Wealth Management, LLC
Team
6
Very Low 26
$831,677
Navista Wealth Management, Inc. logo Navista Wealth Management, Inc.
Team
4
High 96
$1,741,742
Navis Wealth Advisors LLC logo Navis Wealth Advisors LLC
Team
7
Very Low 18
$7,160,526
Naviter Wealth, LLC logo Naviter Wealth, LLC
Team
16
Very Low 21
$5,172,605
Navpoint Financial, Inc. logo Navpoint Financial, Inc.
Team
3
High 76
$3,284,536
NAV Wealth Management LLC
Independent
1
Very High 68
$340,217
Nav Wealth Partners logo Nav Wealth Partners
Supported
2
Low 28
$688,182
Navwell Advisors logo Navwell Advisors
Independent
1
Typical 12
$662,343
Navy Federal Investment Services, LLC logo Navy Federal Investment Services, LLC
Multi-team
162
Low 46
$282,883
Naworski Investments logo Naworski Investments
Independent
1
High 52
$868,175
NAX Capital LLC
Independent
1
Low 0
—
Naylor Asset Management, LLC logo Naylor Asset Management, LLC
Independent
1
Very High 60
$700,000
Naylor & Company logo Naylor & Company
Supported
4
Low 26
$995,744
Nazelrod & Associates Financial Services, Inc. logo Nazelrod & Associates Financial Services, Inc.
Supported
2
Low 27
$1,758,505
NBC Capital Advisors logo NBC Capital Advisors
Team
5
Very High 437
$331,603
NBZ Investment Advisors, LLC logo NBZ Investment Advisors, LLC
Supported
4
Typical 50
$2,175,766
NCM Capital Management, LLC logo NCM Capital Management, LLC
Team
2
Very High 126
$2,140,639
NC Money Management, Inc.
Independent
1
Typical 17
$1,564,028
NCT Advisors logo NCT Advisors
Independent
1
Low 9
$54,109
Ncu Investment Solutions logo Ncu Investment Solutions
Team
8
Very Low 19
$665,523
Ndure Global LLC logo Ndure Global LLC
Supported
1
Low 23
$18,984,789
Neale Financial, LLC logo Neale Financial, LLC
Independent
1
Very High 165
$275,950
Neal Financial Group, L.P. logo Neal Financial Group, L.P.
Supported
4
Very Low 3
—
Nearside Advisors, LLC logo Nearside Advisors, LLC
Supported
3
Typical 38
$1,668,873
Neat Financial Planning logo Neat Financial Planning
Independent
1
High 27
$789,031
Nectarine logo Nectarine
Team
18
Very High 178
$0
Needham Advisory Corporation logo Needham Advisory Corporation
Supported
1
Very High 143
$636,091
Nefpg logo Nefpg
Supported
3
High 65
$1,255,711
Neil A. Rue, CFA Investment Advisor
Independent
1
Low 6
$1,803,333
Neil E. Burns, LLC
Independent
1
Low 8
$0
Neil Jesani Wealth Management logo Neil Jesani Wealth Management
Team
6
Very Low 12
$2,058,804
Neiman & Associates Financial Services, LLC logo Neiman & Associates Financial Services, LLC
Independent
1
High 36
$1,028,833
NEK Financial Inc
Independent
1
Low 0
—
Nelson Advisory Services, Inc. logo Nelson Advisory Services, Inc.
Supported
3
Very Low 0
—
Nelson Capital Management, LLC logo Nelson Capital Management, LLC
Team
4
Typical 50
$3,562,855
Nelson Financial Planning Services, LLC logo Nelson Financial Planning Services, LLC
Independent
1
Low 5
—
Nelson Financial Services
Independent
1
Typical 25
$231,440
Nemo Capital logo Nemo Capital
Independent
1
Low 10
$158,000
NEO Investment Counsel, LLC
Independent
1
Typical 25
$2,853,054
NEOKAI Capital logo NEOKAI Capital
Supported
3
Low 23
$616,355
Nepsis, Inc. logo Nepsis, Inc.
Team
12
Typical 49
$581,781
Neptune Wealth logo Neptune Wealth
Supported
2
Typical 37
$482,663
Nerad + Deppe Wealth Management logo Nerad + Deppe Wealth Management
Supported
2
High 89
$996,040
NerdWallet Wealth Partners, LLC logo NerdWallet Wealth Partners, LLC
Team
18
Low 39
$378,737
Nergard Wealth Management, LLC
Independent
1
Typical 22
$967,227
Neshaminy Creek Advisors logo Neshaminy Creek Advisors
Independent
1
Very High 96
$166,989
Nested Financial & Tax Planning logo Nested Financial & Tax Planning
Independent
1
Low 9
$490,295
Nest Egg logo Nest Egg
Team
9
Very High 313
$46,253
NestEgg Advisors, Inc. logo NestEgg Advisors, Inc.
Supported
3
High 79
$1,150,824
NestEgg Financial logo NestEgg Financial
Independent
1
High 50
$160,000
Nest Egg Financial Advisors logo Nest Egg Financial Advisors
Supported
2
Very Low 6
$3,381,067
NestEgg Wealth Advisors logo NestEgg Wealth Advisors
Supported
1
Very High 244
$0
Nest Financial LLC logo Nest Financial LLC
Supported
2
Typical 55
$412,844
Nest Financial Planning, LLC logo Nest Financial Planning, LLC
Independent
1
Very High 71
$649,955
Nestimate Investment Management LLC logo Nestimate Investment Management LLC
Supported
2
Very Low 0
—
Nestlerode & Loy, Inc. logo Nestlerode & Loy, Inc.
Supported
1
Very High 262
$701,315
NetAdvizor Wealth LLC
Supported
3
Typical 44
$235,714
Netherby Advisors LLC logo Netherby Advisors LLC
Supported
2
Very Low 11
$877,023
Net Income LLC logo Net Income LLC
Independent
1
Low 6
$308,646
Net Worth Advisors logo Net Worth Advisors
Supported
3
Very Low 0
—
Networth Advisors, LLC logo Networth Advisors, LLC
Team
6
High 68
$457,839
Net Worth Advisory Group, LLC logo Net Worth Advisory Group, LLC
Team
15
Typical 57
$972,586
Net Worth Advisory Services logo Net Worth Advisory Services
Independent
1
Typical 18
$666,842
Networth Asset Management, Inc. logo Networth Asset Management, Inc.
Supported
3
High 82
$419,645
Networth Financial Services, LLC logo Networth Financial Services, LLC
Supported
2
Typical 54
$1,197,444
Net Worth Solutions LLC logo Net Worth Solutions LLC
Independent
1
Very High 59
$829,247
Neuenschwander Asset Management, LLC logo Neuenschwander Asset Management, LLC
Supported
3
High 65
$883,448
Neumann Capital Management logo Neumann Capital Management
Team
3
Typical 64
$3,295,227
Neumeier Capital Management, Inc
Independent
1
Typical 16
$420,106
Neuse River Capital, LLC logo Neuse River Capital, LLC
Independent
1
Typical 21
$714,286
Neu Wealth Group logo Neu Wealth Group
Supported
1
Very High 128
$2,204,136
Nevada Retirement Planners, LLC logo Nevada Retirement Planners, LLC
Supported
2
Very Low 0
—
Neville, Rodie & Shaw Inc logo Neville, Rodie & Shaw Inc
Team
5
Typical 64
$5,648,122
Neville Wealth Management logo Neville Wealth Management
Independent
1
Typical 12
$1,303,844
Nevis Equity Advisors LLC logo Nevis Equity Advisors LLC
Independent
1
Low 7
$97,998
N.E.W. Advisory Services, LLC logo N.E.W. Advisory Services, LLC
Team
15
Very High 323
$330,074
Newage Advisors LLC logo Newage Advisors LLC
Independent
1
Typical 16
$935,758
New Albany Capital Partners, LLC logo New Albany Capital Partners, LLC
Independent
1
Typical 18
$2,028,590
New Amsterdam Wealth Planning
Independent
1
High 52
$1,265,577
New Assets Investment Advisors LLC logo New Assets Investment Advisors LLC
Independent
1
Very High 92
$558,790
Newbore Wealth Management, Inc. logo Newbore Wealth Management, Inc.
Supported
2
Very High 264
$378,835
Newbridge Wealth Management logo Newbridge Wealth Management
Supported
3
Typical 50
$1,450,000
Newbury Capital Management, LLC
Supported
4
Very High 108
$337,446
New Capital Management, LLC logo New Capital Management, LLC
Independent
1
Low 3
$3,842,475
New Capital Management, LP logo New Capital Management, LP
Team
1
Very High 126
$4,176,465
New Century Investment Management, L.L.C. logo New Century Investment Management, L.L.C.
Independent
1
High 30
—
New Century Partners-The No-Load Group, Inc. logo New Century Partners-The No-Load Group, Inc.
Supported
3
High 68
$287,805
Newcomb Financial Advisors, LLC logo Newcomb Financial Advisors, LLC
Independent
1
Typical 17
$923,322
Newcorp Wealth Management logo Newcorp Wealth Management
Supported
2
Very High 95
$741,261
New Day Wealth Management, LLC
Independent
1
Low 8
$44,393
New Dimensions Investment Company
Independent
1
Low 3
$2,542,797
New Dimensions Wealth Management, L.L.C. logo New Dimensions Wealth Management, L.L.C.
Supported
2
Typical 56
$1,635,310
New Economy Capital Management LLC logo New Economy Capital Management LLC
Independent
1
Typical 15
$4,060,020
Newedge Advisors logo Newedge Advisors
Enterprise
609
High 80
$813,531
New Edge Wealth logo New Edge Wealth
Multi-team
151
Very Low 24
$5,203,239
Newell Financial Services
Independent
1
Low 0
—
Newell Wealth Management, LLC logo Newell Wealth Management, LLC
Supported
2
Typical 37
$671,056
New England Capital Financial Advisors LLC logo New England Capital Financial Advisors LLC
Team
6
Very High 199
$582,164
New England Financial Group logo New England Financial Group
Independent
1
Very High 85
$906,796
New England Financial Services
Supported
2
Very Low 4
$262,965
New England Private Wealth Advisors, LLC logo New England Private Wealth Advisors, LLC
Multi-team
12
Very Low 31
$8,172,664
New England Research & Management, Inc. logo New England Research & Management, Inc.
Supported
3
Typical 50
$2,217,973
New England Schooner, Inc. logo New England Schooner, Inc.
Supported
4
High 80
$516,269
New England Tactical Investments LLC
Independent
1
Low 0
—
New Era Advisory logo New Era Advisory
Independent
1
High 44
$400,838
New Era Investments LLC logo New Era Investments LLC
Supported
3
Very High 254
$38,571
New Frontier Wealth Management logo New Frontier Wealth Management
Independent
1
High 27
$905,070
New Generation Wealth Management, LLC logo New Generation Wealth Management, LLC
Supported
2
Typical 44
—
Newgrange Asset Management LLC logo Newgrange Asset Management LLC
Independent
1
Low 8
$3,125,000
New Green Capital, LLC
Independent
1
Low 1
$335,000
Newground Social Investment logo Newground Social Investment
Supported
1
Very High 120
$1,278,764
New Harbor Financial Group, LLC logo New Harbor Financial Group, LLC
Team
5
Very High 208
$801,127
New Heights Planning logo New Heights Planning
Independent
1
High 32
$2,280,611
New Horizon Asset Management
Independent
1
Very High 60
$1,083,333
New Horizon Financial Strategies, LLC logo New Horizon Financial Strategies, LLC
Supported
3
High 87
$828,744
New Horizon Retirement Advisors logo New Horizon Retirement Advisors
Supported
2
Low 25
$205,320
New Horizons Wealth Management logo New Horizons Wealth Management
Team
6
Low 38
$734,854
New Horizon Wealth Management, LLC logo New Horizon Wealth Management, LLC
Team
5
Very Low 0
—
Newhouse Integrated Financial Advisors LLC
Supported
2
Very Low 6
$3,246,824
New Insight Wealth Advisors logo New Insight Wealth Advisors
Team
5
High 70
$1,047,431
Newleaf Wealth Management, LLC
Independent
1
Typical 22
$1,354,729
New Life Financial LLC logo New Life Financial LLC
Supported
2
Very Low 14
$112,943
New Light Financial logo New Light Financial
Independent
1
Very High 108
$286,999
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