See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Aspentree Capital Corporation
Supported
1
Low 27
$1,235,269
Aspen Wealth Advisors LLC logo Aspen Wealth Advisors LLC
Independent
1
Typical 12
$305,833
Aspen Wealth Management, Inc. logo Aspen Wealth Management, Inc.
Supported
3
Low 34
$812,607
Aspen Wealth Management, LLC logo Aspen Wealth Management, LLC
Team
8
Low 43
$1,880,225
Aspen Wealth Management, LLC logo Aspen Wealth Management, LLC
Independent
1
Typical 16
$1,995,905
Aspen Wealth Planners LLC
Independent
1
High 28
$1,235,924
Aspen Wealth Strategies, LLC logo Aspen Wealth Strategies, LLC
Team
6
Typical 61
$840,816
Aspetuck Financial Management LLC logo Aspetuck Financial Management LLC
Independent
1
Very High 87
$1,798,068
Aspire Advisors, LLC logo Aspire Advisors, LLC
Team
7
Very Low 17
$864,163
Aspire Advisory Services
Independent
1
Very High 80
$857,825
Aspirean Wealth, LLC logo Aspirean Wealth, LLC
Team
6
Very Low 28
$1,403,086
Aspire Capital Advisors LLC logo Aspire Capital Advisors LLC
Team
13
Very High 150
$515,047
Aspire Capital Management, LLC logo Aspire Capital Management, LLC
Independent
1
Low 0
—
Aspired Wealth logo Aspired Wealth
Independent
1
High 53
$93,887
Aspire Financial Advisors, Inc. logo Aspire Financial Advisors, Inc.
Independent
1
Typical 20
$247,420
Aspire Financial, Inc.
Supported
3
High 69
$141,017
Aspire Growth Partners LLC logo Aspire Growth Partners LLC
Team
3
Very High 313
$1,211,570
Aspire Private Capital logo Aspire Private Capital
Team
8
High 89
$718,910
Aspire Private Wealth Counsel, LLC logo Aspire Private Wealth Counsel, LLC
Supported
2
Low 24
$1,670,730
Aspire Wealth logo Aspire Wealth
Team
5
Very Low 28
$529,314
Aspire Wealth Advisors, LLC logo Aspire Wealth Advisors, LLC
Independent
1
Very High 91
$821,223
Aspire Wealth Architects logo Aspire Wealth Architects
Supported
4
Low 34
$2,118,714
Aspire Wealth Management logo Aspire Wealth Management
Supported
1
Very High 302
$170,329
Aspiriant, LLc logo Aspiriant, LLc
Multi-team
73
Low 32
$7,298,893
Aspyre Wealth Partners logo Aspyre Wealth Partners
Team
7
Typical 47
$2,025,353
Assabet Advisors, LLC logo Assabet Advisors, LLC
Supported
3
Low 26
$2,089,197
Assembly Wealth logo Assembly Wealth
Team
6
Low 35
$1,611,180
Asset Accumulation,Protection,Preservation And Transfer, Llc logo Asset Accumulation,Protection,Preservation And Transfer, Llc
Independent
1
Typical 23
$589,402
Asset Achievers logo Asset Achievers
Independent
1
Low 0
—
Asset Advisors logo Asset Advisors
Team
5
High 91
$2,954,231
Asset Advisory Group, Inc. logo Asset Advisory Group, Inc.
Independent
1
Very High 67
$1,011,940
Asset Advisory Group, Inc. logo Asset Advisory Group, Inc.
Supported
2
High 86
$2,804,233
Asset Allocation Strategies, LLC logo Asset Allocation Strategies, LLC
Multi-team
40
Very High 109
$164,398
Asset Architects, LLC logo Asset Architects, LLC
Independent
1
Low 5
$0
AssetBuilder, Inc. logo AssetBuilder, Inc.
Team
8
High 89
$1,068,803
Asset Dedication, LLC logo Asset Dedication, LLC
Team
11
Very High 181
$1,470,010
AssetFusion logo AssetFusion
Supported
2
Very Low 13
$610,392
Assetgrade, LLC logo Assetgrade, LLC
Supported
3
Typical 55
$2,000,794
Asset Growth Associates Wealth Advisors logo Asset Growth Associates Wealth Advisors
Supported
2
High 61
$116,634
Assetguard Financial Services Inc
Independent
1
High 37
$26,000
Asset Guidance Group, LLC logo Asset Guidance Group, LLC
Supported
2
Low 18
$485,714
Asset Investment Solutions, LLC logo Asset Investment Solutions, LLC
Independent
1
Typical 23
—
Asset Lift Wealth Management, LLC logo Asset Lift Wealth Management, LLC
Independent
1
Typical 25
$409,781
Asset Management Advisors, LLC
Supported
3
Low 33
$2,222,968
Asset Management Associates logo Asset Management Associates
Independent
1
Very High 104
$959,615
Asset Management Corporation logo Asset Management Corporation
Independent
1
High 54
$2,003,293
Asset Management Financial Services Inc. logo Asset Management Financial Services Inc.
Supported
2
Typical 49
$813,053
Asset Management Group logo Asset Management Group
Supported
4
Very High 93
$537,784
Asset Management Group, Inc. logo Asset Management Group, Inc.
Team
2
Very High 127
$3,427,069
Asset Management Services Group, Inc.
Independent
1
High 53
$84,680
Asset Management Strategies, Inc. logo Asset Management Strategies, Inc.
Team
8
Very High 264
$104,380
Asset One Wealth Management, LLC logo Asset One Wealth Management, LLC
Team
18
High 65
$804,257
Asset Planning Corporation logo Asset Planning Corporation
Supported
2
High 66
$757,223
Asset Planning, Inc logo Asset Planning, Inc
Team
5
High 75
$1,477,224
Asset Planning Services Inc
Supported
2
High 71
$2,524,870
Asset Preservation Advisors, LLC logo Asset Preservation Advisors, LLC
Multi-team
13
Very High 211
$3,338,815
Asset Preservation Capital, LTD logo Asset Preservation Capital, LTD
Independent
1
Very High 100
$185,300
Asset Preservation Group Inc logo Asset Preservation Group Inc
Supported
2
Very High 165
$973,251
Asset Protection Group logo Asset Protection Group
Supported
2
Very High 94
$332,725
Asset Protection Group, LLC logo Asset Protection Group, LLC
Independent
1
High 37
$221,622
Asset Protection Wealth Management LLC logo Asset Protection Wealth Management LLC
Supported
1
Very High 138
—
Asset & Retirement Management
Independent
1
Very High 55
$12,249
Asset Solutions logo Asset Solutions
Independent
1
Very High 58
$208,686
Asset Solutions, Inc. logo Asset Solutions, Inc.
Supported
2
Very High 150
$325,582
Asset Strategies Group, LLC logo Asset Strategies Group, LLC
Supported
3
Low 27
$757,031
Asset Strategies, Inc
Team
5
Low 38
$309,670
Asset Strategy Retirement Plan Consultants, LLC logo Asset Strategy Retirement Plan Consultants, LLC
Supported
4
High 59
$469,337
Asset Wealth Advisors, LLC
Independent
1
Typical 21
$719,048
Assist FP logo Assist FP
Independent
1
Low 8
$97,465
Associated Financial Partners, Inc.
Independent
1
Very High 113
$323,321
Associated Investment Services, Inc. logo Associated Investment Services, Inc.
Multi-team
43
High 89
$303,096
Associated Retirement Planners, Inc.
Independent
1
Low 0
—
Association Financial Services, LLC logo Association Financial Services, LLC
Independent
1
Very High 64
$62,500
Assurance Wealth Management logo Assurance Wealth Management
Independent
1
Very High 56
$667,213
Assured Advisory Group, LLC logo Assured Advisory Group, LLC
Supported
3
Low 32
$841,529
AssuredPartners Investment Advisors logo AssuredPartners Investment Advisors
Multi-team
30
Typical 61
$691,949
Assurity Wealth Management logo Assurity Wealth Management
Independent
1
High 33
$111,056
AsterBright Capital Management, LLC logo AsterBright Capital Management, LLC
Independent
1
Low 6
$1,122,161
Asti Financial Management logo Asti Financial Management
Supported
2
Very High 175
—
Aston Capital Management logo Aston Capital Management
Team
3
Very Low 10
$10,771,522
Aston Sandel logo Aston Sandel
Independent
1
Low 2
$289,993
Astor logo Astor
Supported
2
Very High 149
$0
Astoria Strategic Wealth, Inc. logo Astoria Strategic Wealth, Inc.
Team
8
Very Low 22
$2,724,080
Astra Investment Advisers
Independent
1
Low 0
—
Astra Prime Wealth Management logo Astra Prime Wealth Management
Team
5
Very Low 2
$3,053,091
Astra Ventures logo Astra Ventures
Supported
2
Low 25
$2,406,102
Astravia Family Wealth Office LLC logo Astravia Family Wealth Office LLC
Supported
4
Very Low 0
—
Astra Wealth Management Group logo Astra Wealth Management Group
Team
14
High 69
$1,626,361
Astra Wealth Management LLC logo Astra Wealth Management LLC
Independent
1
Low 7
$820,355
Astra Wealth Partners logo Astra Wealth Partners
Supported
3
Typical 46
$1,589,937
Astrelle Capital LLC logo Astrelle Capital LLC
Independent
1
Low 0
—
Astrop Advisory Corporation logo Astrop Advisory Corporation
Supported
2
Typical 41
$342,486
Astute Consulting, LLC logo Astute Consulting, LLC
Independent
1
Low 0
—
Astute Financial, LLC
Supported
2
Low 22
$1,392,034
Asymmetric Advantage Capital Management, LLC logo Asymmetric Advantage Capital Management, LLC
Supported
2
Low 24
$1,070,364
Asymmetric Advisors
Independent
1
Low 8
$117,500
Atai Capital Management LLC logo Atai Capital Management LLC
Independent
1
Typical 12
$110,910
Atala Financial Inc logo Atala Financial Inc
Supported
2
Low 34
$5,412,067
Ata Management Strategies Inc logo Ata Management Strategies Inc
Independent
1
Very High 405
$309,220
Ataraxia Advisory Services, LLC logo Ataraxia Advisory Services, LLC
Independent
1
High 44
$984,091
Ataraxis Advisors LLC logo Ataraxis Advisors LLC
Supported
2
High 76
$434,493
Ataraxis Capital, LLC logo Ataraxis Capital, LLC
Independent
1
Low 6
$163,780
Ataraxis Financial logo Ataraxis Financial
Supported
2
Typical 53
$478,194
Atcap Partners, LLC
Team
26
Very Low 13
$485,648
A-Team Advisors logo A-Team Advisors
Independent
1
Very High 60
$1,183,333
A-Team Financial Investments logo A-Team Financial Investments
Supported
2
Very High 211
$92,233
Athena Advisor Services, LLC logo Athena Advisor Services, LLC
Supported
3
High 58
$483,498
Athena Investment Management
Supported
1
Very High 97
$2,911,591
Athena Wealth Management logo Athena Wealth Management
Independent
1
Very High 61
$82,072
Athena Wealth Management, LLC logo Athena Wealth Management, LLC
Supported
1
Very High 144
$1,188,828
Athens Impact Socially Responsible Investments logo Athens Impact Socially Responsible Investments
Independent
1
Very High 207
$136,621
Atherean Asset Management LLC logo Atherean Asset Management LLC
Independent
1
High 32
$142,865
Athletes Financial Advisers, LLC logo Athletes Financial Advisers, LLC
Independent
1
High 50
$1,342,938
Athos Private Wealth LLC logo Athos Private Wealth LLC
Supported
4
Low 29
$1,640,157
Athyra Financial Partners logo Athyra Financial Partners
Independent
1
Low 8
$1,000,000
ATIP, Inc
Independent
1
Low 5
$263,113
Atis logo Atis
Supported
4
High 57
$420,411
ATI Wealth Partners, LLC
Independent
1
Very High 67
$444,776
ATK Financial Prosperity logo ATK Financial Prosperity
Independent
1
Typical 14
$116,839
Atlanta Wealth Management, Inc. logo Atlanta Wealth Management, Inc.
Independent
1
Low 10
$628,754
Atlantes Financial Advisors
Independent
1
High 46
$1,366,152
Atlantic Advisors, Inc. logo Atlantic Advisors, Inc.
Independent
1
High 35
$171,429
Atlantica Investment Partners
Independent
1
Low 0
—
Atlantic Capital Investments, LLC logo Atlantic Capital Investments, LLC
Independent
1
High 38
$641,734
Atlantic Coast Financial logo Atlantic Coast Financial
Independent
1
Very High 248
$240,524
Atlantic Edge Private Wealth Management logo Atlantic Edge Private Wealth Management
Team
5
Typical 57
$2,094,657
Atlantic Family Wealth, LLC logo Atlantic Family Wealth, LLC
Supported
2
Very High 120
$736,452
Atlantic Financial logo Atlantic Financial
Supported
2
Very Low 0
—
Atlantic Financial Management LLC logo Atlantic Financial Management LLC
Independent
1
Low 0
—
Atlantic Financial Planning LLC logo Atlantic Financial Planning LLC
Independent
1
Low 0
—
Atlantic Investments a Registered Investment Advisor, Inc. logo Atlantic Investments a Registered Investment Advisor, Inc.
Team
7
Very Low 29
—
Atlantic Private Wealth, LLC logo Atlantic Private Wealth, LLC
Team
4
Typical 52
$3,826,284
Atlantic Retirement & Wealth Advisors LLC logo Atlantic Retirement & Wealth Advisors LLC
Independent
1
Very High 60
$748,474
Atlantis Asset Management, LLC logo Atlantis Asset Management, LLC
Supported
3
Very Low 9
$922,222
Atlantis Wealth Advisors LLC logo Atlantis Wealth Advisors LLC
Supported
4
High 62
$559,800
Atlas logo Atlas
Team
8
Very Low 6
$3,235,605
Atlas Brown logo Atlas Brown
Team
7
Typical 63
$1,260,240
Atlas Capital Advisors Inc. logo Atlas Capital Advisors Inc.
Team
8
Very Low 17
$7,674,576
Atlas Capital Advisory LLC
Independent
1
Low 0
—
Atlas Capital Investment LLC
Supported
2
Very Low 1
$1,000,000
Atlas Capital Management Corp logo Atlas Capital Management Corp
Team
5
Very High 652
$266,725
Atlas Financial Advisors, LLC logo Atlas Financial Advisors, LLC
Team
5
Very Low 13
$835,001
Atlas Financial LLC logo Atlas Financial LLC
Supported
2
Very High 201
$97,258
Atlas Grove Capital LLC
Supported
2
Very Low 0
—
ATLas Investment Advisors logo ATLas Investment Advisors
Supported
2
High 58
$1,578,448
Atlas Investment Advisory LLC
Independent
1
Very High 227
$340,969
ATLAS Lifestyle Planning Group LLC logo ATLAS Lifestyle Planning Group LLC
Supported
2
Low 34
$180,750
Atlasmark Financial, Inc. logo Atlasmark Financial, Inc.
Supported
1
Very High 119
$1,698,638
Atlas Meridian Capital LLC
Independent
1
Low 3
$6,696,830
Atlas Peak Advisors, Inc. logo Atlas Peak Advisors, Inc.
Independent
1
Very High 94
$917,597
Atlas Private Wealth Advisors logo Atlas Private Wealth Advisors
Team
19
Typical 64
$706,839
Atlas Sustainable Wealth, LLC logo Atlas Sustainable Wealth, LLC
Independent
1
Low 0
—
Atlas Wealth Management
Supported
1
Very Low 0
—
Atlas Wealth Management logo Atlas Wealth Management
Independent
1
Low 7
$475,456
Atlas Wealth Management, LLC logo Atlas Wealth Management, LLC
Supported
2
Typical 47
$708,710
Atlas Wealth Partners LLC logo Atlas Wealth Partners LLC
Supported
3
Very High 99
$719,462
Atlatl Advisers logo Atlatl Advisers
Team
7
Low 37
$1,306,594
A.T. Lloyd's, Inc logo A.T. Lloyd's, Inc
Independent
1
Very High 418
$303,512
Atmos Advisory, LLC
Supported
4
Low 21
$2,033,403
Atomic Planning LLC logo Atomic Planning LLC
Independent
1
Typical 18
$422,222
Aton Advisors, LLC logo Aton Advisors, LLC
Independent
1
Very High 72
$1,351,096
Atorie Advisors, LLC logo Atorie Advisors, LLC
Supported
1
Low 19
$1,162,592
A to Z Asset Advisors, LLC logo A to Z Asset Advisors, LLC
Independent
1
High 48
$330,621
A. TO Z. Financial Consulting and Wealth Management
Independent
1
Low 5
$422,910
A to Z Financial Planning LLC logo A to Z Financial Planning LLC
Supported
2
High 91
$273,220
Atrato Asset Management LLC
Independent
1
Typical 11
$7,898,826
Atrium Financial Advisors LLC logo Atrium Financial Advisors LLC
Independent
1
Very High 60
$61,403
ATS Wealth Management logo ATS Wealth Management
Supported
3
Very High 157
$814,377
Attainable Wealth logo Attainable Wealth
Supported
2
Low 22
$1,072,686
Attainable Wealth LLC logo Attainable Wealth LLC
Independent
1
Very High 61
—
Attainment Asset Management LLC
Independent
1
High 30
$468,478
Attend Wealth
Independent
1
Typical 13
$176,923
Attentive Investments, LLC logo Attentive Investments, LLC
Supported
1
Very High 430
$459,289
Attessa Capital LLC logo Attessa Capital LLC
Team
7
Low 34
$1,391,005
Atticus Capital Advisors LLC
Independent
1
Very High 133
$774,985
Atticus Wealth Management logo Atticus Wealth Management
Team
8
Typical 49
$1,304,479
Attivo Legacy Advisors, LLC logo Attivo Legacy Advisors, LLC
Supported
1
Very High 113
$88,496
Attleboro Wealth Management LLC logo Attleboro Wealth Management LLC
Team
5
Very Low 28
$923,358
Attuned Wealth LLC logo Attuned Wealth LLC
Independent
1
Low 0
—
Attune Financial Planning, LLC logo Attune Financial Planning, LLC
Independent
1
Very High 57
$564,412
Atvantis Wealth Management, LLC logo Atvantis Wealth Management, LLC
Independent
1
Low 0
—
Atwater Malick logo Atwater Malick
Team
3
High 95
$1,934,533
Atwater Wealth Management, Inc. logo Atwater Wealth Management, Inc.
Supported
2
Typical 49
$2,532,922
Atwima Wealth Management LLC logo Atwima Wealth Management LLC
Independent
1
Low 7
$101,685
Atwob logo Atwob
Supported
2
Typical 49
$1,055,056
Atwood Capital Management, LLC logo Atwood Capital Management, LLC
Independent
1
Low 0
—
Atwood Financial Planning LLC logo Atwood Financial Planning LLC
Team
7
Very High 134
$16,773
Atwood & Palmer, Inc. logo Atwood & Palmer, Inc.
Team
7
High 73
$3,813,199
ATX Financial Planning, LLC logo ATX Financial Planning, LLC
Supported
3
High 69
$805,188
ATX Portfolio Advisors, LLC logo ATX Portfolio Advisors, LLC
Independent
1
Very High 73
$1,280,939
Auburn Skies Financial Advisors logo Auburn Skies Financial Advisors
Independent
1
Low 0
—
Auctus Advisors LLC logo Auctus Advisors LLC
Team
2
Very High 102
$3,004,526
Auctus Wealth Management Inc. logo Auctus Wealth Management Inc.
Independent
1
Very High 112
$392,686
Audible Wealth Management logo Audible Wealth Management
Team
5
Very High 101
$151,361
Auerbach Investment Services, LLC logo Auerbach Investment Services, LLC
Supported
2
Low 26
$2,451,757
Aufman Associates Inc logo Aufman Associates Inc
Team
3
High 82
$3,919,994
Augeo Wealth Management
Independent
1
Low 0
—
Augulis Financial Firm, L.L.C. logo Augulis Financial Firm, L.L.C.
Supported
2
Typical 36
$949,764
Augusta Capital LLC logo Augusta Capital LLC
Independent
1
Typical 12
$2,787,250
Augustine Asset Management Inc logo Augustine Asset Management Inc
Team
4
Very Low 15
$10,591,630
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