See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Lincoln Park Capital LLC
Supported
2
Low 33
$693,727
Lin & Company, LLC logo Lin & Company, LLC
Independent
1
High 49
$634,216
LINC Wealth Solutions logo LINC Wealth Solutions
Independent
1
High 29
$391,707
Linda A. Walker, CFP logo Linda A. Walker, CFP
Independent
1
Low 1
—
Lindahl & Mansager Inc
Supported
3
Very High 94
$760,342
Linda Zimmermann Financial Planning and Counseling
Independent
1
Very High 80
$1,038,078
Lind Capital Partners logo Lind Capital Partners
Supported
2
Typical 39
$2,135,448
Linden Ash Capital
Independent
1
Typical 11
$1,440,909
Linden Financial Consultants, LLC logo Linden Financial Consultants, LLC
Supported
2
Very High 117
—
Linden Rose Investment LLC logo Linden Rose Investment LLC
Supported
2
Typical 48
$648,421
Linden Thomas Advisory Services, LLC logo Linden Thomas Advisory Services, LLC
Team
10
Very High 127
$1,271,713
Linden Wealth Management LLC logo Linden Wealth Management LLC
Independent
1
High 49
$3,918,673
Lindenwood Financial LLC logo Lindenwood Financial LLC
Supported
2
Very Low 7
$481,207
Lindisfarne Investments, LLC logo Lindisfarne Investments, LLC
Independent
1
Typical 21
$76,418
Lindsey Financial, Inc. logo Lindsey Financial, Inc.
Independent
1
Typical 14
$0
Lindsey Wealth Management logo Lindsey Wealth Management
Independent
1
Very High 194
$120,026
Lindus Advisors, Inc. logo Lindus Advisors, Inc.
Supported
3
Very Low 9
$487,576
Lindy Wealth, LLC logo Lindy Wealth, LLC
Independent
1
Low 8
$22,823
Lineguard Investments, LLC logo Lineguard Investments, LLC
Independent
1
High 53
$799,078
Lineweaver Wealth Advisors logo Lineweaver Wealth Advisors
Team
9
Very High 233
$448,493
Liniam Capital, LLC logo Liniam Capital, LLC
Independent
1
High 38
$552,632
Link Asset Management LLC logo Link Asset Management LLC
Independent
1
High 30
$124,670
Link Financial Corporation logo Link Financial Corporation
Independent
1
High 30
$358,238
Linkside Financial LLC logo Linkside Financial LLC
Supported
4
Very Low 1
$2,022,000
Linnard Financial Management & Planning, Inc. logo Linnard Financial Management & Planning, Inc.
Supported
2
Very Low 3
$672,401
LinnHavn Wealth Advisors LLC
Independent
1
Low 0
—
Linscomb Wealth, Inc. logo Linscomb Wealth, Inc.
Multi-team
21
High 78
$3,070,032
Linx Equities, LLC
Independent
1
Very High 57
$762,822
Lion Capital Advisors LLC logo Lion Capital Advisors LLC
Supported
1
Very Low 12
$1,047,129
Lionheart Financial Planning, Inc. logo Lionheart Financial Planning, Inc.
Independent
1
High 26
$530,792
Lion Quest LLC logo Lion Quest LLC
Independent
1
High 42
$145,800
Lionsbridge Wealth Management LLC logo Lionsbridge Wealth Management LLC
Supported
3
Low 23
$1,800,390
Lion's Eye Wealth LLC
Independent
1
Low 6
$1,166,667
Lions Financial Advisory logo Lions Financial Advisory
Independent
1
Typical 14
$40,786
Lions Gate Sovereign Capital, LLC logo Lions Gate Sovereign Capital, LLC
Supported
2
Typical 39
$564,103
Lionshead Wealth Management, LLC logo Lionshead Wealth Management, LLC
Supported
4
Low 26
$2,141,200
Lionsight Capital, LLC
Independent
1
Typical 16
$514,875
LionSoul Global Advisors logo LionSoul Global Advisors
Independent
1
High 31
$263,028
Lions Wealth Management logo Lions Wealth Management
Supported
3
Typical 40
$666,667
Lipe & Dalton Investment Counsel logo Lipe & Dalton Investment Counsel
Team
2
Very High 188
$1,970,492
Lipscomb Investment Group, LLC logo Lipscomb Investment Group, LLC
Supported
3
Typical 50
$515,943
Lipton Capital Management
Independent
1
Typical 15
$469,065
Liquidifi logo Liquidifi
Independent
1
Low 10
$44,182
Liriano Wealth Advisory Group, LLC logo Liriano Wealth Advisory Group, LLC
Independent
1
Very High 167
$311,377
Lisch Investment Management LLC logo Lisch Investment Management LLC
Supported
2
Typical 51
$620,793
LIS Inc
Independent
1
High 54
$520,420
Liska Investments LLC logo Liska Investments LLC
Independent
1
Typical 15
—
Litovsky Asset Management logo Litovsky Asset Management
Independent
1
Low 4
$2,159,295
Little Bird Financial, LLC logo Little Bird Financial, LLC
Supported
4
Very Low 0
—
Littlefield Asset Management, Inc.
Independent
1
High 54
$2,612,548
Little House Capital, LLC logo Little House Capital, LLC
Team
8
Very Low 25
$2,631,658
Littlejohn Financial Services Inc logo Littlejohn Financial Services Inc
Supported
4
Very High 139
$294,316
Little Point Capital, LLC
Independent
1
Low 3
$12,363,128
Litvak Wealth, LLC logo Litvak Wealth, LLC
Team
4
Very Low 19
$7,147,824
Livelhood LLC logo Livelhood LLC
Supported
2
Very Low 0
—
Livelife Capital Partners  LLC logo Livelife Capital Partners LLC
Supported
4
High 65
$1,387,807
Lively Financial LLC logo Lively Financial LLC
Independent
1
Low 8
$175,438
Live Oak Financial Management
Independent
1
Low 6
—
Live Oak Investment Partners logo Live Oak Investment Partners
Supported
3
Very High 107
$757,090
Live Oak Private Wealth, LLC logo Live Oak Private Wealth, LLC
Team
10
Typical 48
$2,664,521
Live Oak Wealth Advisory Group, LLC logo Live Oak Wealth Advisory Group, LLC
Supported
3
Low 33
$1,586,554
Live Oak Wealth Management, LLC
Supported
3
Very High 150
$126,667
Livesberger Financial Advisory logo Livesberger Financial Advisory
Supported
1
Very High 371
$446,414
Livet Wealth, LLC logo Livet Wealth, LLC
Supported
3
Typical 46
$2,428,078
Livian & Co. logo Livian & Co.
Supported
2
Low 24
$2,178,364
Living Earth Investments, LLC logo Living Earth Investments, LLC
Independent
1
Very High 70
$231,429
Living Room Wealth Management logo Living Room Wealth Management
Independent
1
High 42
$1,581,174
Livingston & Associates, Ltd. logo Livingston & Associates, Ltd.
Independent
1
Typical 18
$1,055,556
Livingston Financial Planning, Inc. logo Livingston Financial Planning, Inc.
Supported
2
Very Low 8
$779,154
Livingston Wealth Advisory
Independent
1
Low 0
—
LIV Wealth Management logo LIV Wealth Management
Independent
1
Typical 19
$613,248
LI Wealth Management Inc
Independent
1
Typical 24
$9,781
L. Jane Heist Wealth Management, Inc.
Independent
1
Typical 24
$701,550
L.J. Brey, Inc. logo L.J. Brey, Inc.
Independent
1
Very High 61
$1,923,463
LJI Wealth Management, LLC logo LJI Wealth Management, LLC
Team
13
Very High 115
$697,171
L. J. Smith & Co LLC logo L. J. Smith & Co LLC
Independent
1
Low 0
—
LK&A Investment Counsel logo LK&A Investment Counsel
Team
2
Low 39
$6,863,255
L. K. Benson & Company, P.C. logo L. K. Benson & Company, P.C.
Supported
2
Typical 52
$4,332,351
LK Financial Planning LLC
Independent
1
Low 9
$9,659,682
LKL Advisors logo LKL Advisors
Independent
1
Typical 25
$202,518
LK Wealth Management, LLC
Independent
1
High 42
$392,857
Llewellyn Financial LLC logo Llewellyn Financial LLC
Independent
1
Typical 12
$78,333
LL Financial Services, LLC logo LL Financial Services, LLC
Supported
2
Low 32
$495,375
L&L Financial Services, Llp
Team
6
Very Low 5
$339,286
LLG Wealth Management logo LLG Wealth Management
Independent
1
Typical 11
$632,725
Lloyd Financial Group LLC logo Lloyd Financial Group LLC
Supported
2
Very Low 10
$993,096
Lloyd Park, LLC
Independent
1
Very High 97
$1,683,505
Lloyds Intrepid Wealth Management logo Lloyds Intrepid Wealth Management
Supported
2
Low 21
$1,673,198
L&L Partners Wealth Management, LLC logo L&L Partners Wealth Management, LLC
Supported
2
Typical 37
$852,976
LM Advisors LLC logo LM Advisors LLC
Team
5
Very High 108
$4,496,145
LMC Investments, Inc.
Independent
1
Typical 23
$515,571
L M Franks Capital
Independent
1
Typical 17
$1,958,824
LMPG Wealth Advisors, LLC logo LMPG Wealth Advisors, LLC
Supported
2
Low 29
$2,298,520
L & M Wealth Management and Retirement Solutions, LLC
Supported
2
High 68
$494,146
LNB Financial LLC logo LNB Financial LLC
Independent
1
Very High 131
$283,638
LN Capital Management LLC logo LN Capital Management LLC
Independent
1
High 41
$225,562
LNW logo LNW
Multi-team
62
Very Low 17
$9,879,144
Loam Advisory logo Loam Advisory
Independent
1
Low 1
$0
Lobos Creek Investors LLC logo Lobos Creek Investors LLC
Independent
1
Low 0
—
Local Wealth Advisors logo Local Wealth Advisors
Independent
1
High 29
$149,310
Locke Asset Management logo Locke Asset Management
Supported
1
Typical 49
$1,414,816
Locke Financial Services, Inc. logo Locke Financial Services, Inc.
Independent
1
Very High 120
$458,333
Locker Financial Services, LLC logo Locker Financial Services, LLC
Supported
2
High 71
$1,516,221
Lockerman Financial Group, Inc logo Lockerman Financial Group, Inc
Independent
1
Very High 69
$1,595,374
Lockshield Partners, Inc. logo Lockshield Partners, Inc.
Supported
4
Very High 278
$260,232
Lockstep Financial LLC logo Lockstep Financial LLC
Independent
1
Typical 12
$101,833
Lock Wealth Management logo Lock Wealth Management
Independent
1
Low 6
$49,358
Lockwood Wealth Strategies, LLC logo Lockwood Wealth Strategies, LLC
Independent
1
Very High 70
$1,151,625
Locus Wealth Management logo Locus Wealth Management
Independent
1
Typical 14
$1,246,912
LodeStar Advisory Group, LLC logo LodeStar Advisory Group, LLC
Supported
2
High 81
$570,472
Lodestar Asset Management LLC
Independent
1
Low 6
$619,282
Lodestar Financial Management, LLC logo Lodestar Financial Management, LLC
Independent
1
Typical 21
$2,314,286
Lodestar Private Asset Management LLC logo Lodestar Private Asset Management LLC
Team
5
Very High 109
$2,399,785
Lodestar Wealth, LLC logo Lodestar Wealth, LLC
Independent
1
High 46
$269,817
Lodestone Capital Solutions LLC logo Lodestone Capital Solutions LLC
Independent
1
Low 5
$840,000
Lodestone Fiduciary LLC logo Lodestone Fiduciary LLC
Independent
1
Low 0
—
Lodestone Wealth Management LLC logo Lodestone Wealth Management LLC
Supported
3
Very High 96
$1,151,290
Loftin Wealth Partners logo Loftin Wealth Partners
Team
6
High 65
$885,938
Loftus Wealth Strategies logo Loftus Wealth Strategies
Independent
1
Very High 119
$479,832
Logan Capital Management, Inc. logo Logan Capital Management, Inc.
Multi-team
15
Very High 120
$780,224
Logan Financial Planning LLC logo Logan Financial Planning LLC
Supported
2
Low 28
$625,000
Logan Park Wealth Management logo Logan Park Wealth Management
Supported
3
Very High 136
$1,110,384
Logbook Financial Planning, LLC logo Logbook Financial Planning, LLC
Independent
1
Very High 70
$1,194,650
Logical Investments, LLC
Independent
1
Very High 77
$593,920
Logic Wealth Management, LLC logo Logic Wealth Management, LLC
Team
8
Very Low 28
$839,770
Lombard Advisers Incorporated logo Lombard Advisers Incorporated
Multi-team
33
Very Low 29
$543,452
London House Capital logo London House Capital
Independent
1
Very High 117
$230,769
Lone Peak Advisers logo Lone Peak Advisers
Team
8
Very High 113
$138,613
Lone Peak Asset Management, Inc.
Independent
1
Typical 21
$904,762
Lone Peak Capital Management, LLC
Independent
1
Typical 23
$617,744
Lonestar Registered Investment Advisors, LLC logo Lonestar Registered Investment Advisors, LLC
Team
7
Very High 171
$279,336
LoneTree Wealth Management logo LoneTree Wealth Management
Supported
3
Low 32
$495,625
Lone Wolf Trading LLC logo Lone Wolf Trading LLC
Independent
1
Low 10
$61,428
Lone Wolf Wealth Management logo Lone Wolf Wealth Management
Independent
1
Low 0
—
Long Advisors LLC
Independent
1
Low 3
$851,438
Longavista Advisors, LLC
Independent
1
Low 0
—
Longbow Asset Management logo Longbow Asset Management
Supported
2
High 66
$1,018,360
Long Bridge Capital Management logo Long Bridge Capital Management
Supported
4
Low 27
$507,641
Long Cast Advisers, LLC logo Long Cast Advisers, LLC
Independent
1
High 29
$378,433
Longenecker Financial Services logo Longenecker Financial Services
Supported
2
Very High 126
$325,669
Longest & Young, LLC
Supported
2
Typical 52
$180,947
Longevity Capital Management logo Longevity Capital Management
Supported
1
Very High 182
$776,133
Longevity Fiduciary logo Longevity Fiduciary
Independent
1
Low 0
—
Longevity Wealth Advisory LLC logo Longevity Wealth Advisory LLC
Independent
1
Low 0
—
Longevity Wealth Management LLC logo Longevity Wealth Management LLC
Independent
1
Very High 62
$979,118
Long Faith Capital LLC logo Long Faith Capital LLC
Independent
1
Typical 15
$220,000
Long Financial Planning logo Long Financial Planning
Independent
1
Very High 70
$722,382
Long Game Financial, LLC logo Long Game Financial, LLC
Independent
1
High 54
$880,556
Longhouse Wealth Management logo Longhouse Wealth Management
Supported
2
Low 25
$147,959
Long Island Wealth Management, Inc. logo Long Island Wealth Management, Inc.
Supported
1
Very High 125
$2,333,397
Longitude Financial Planning logo Longitude Financial Planning
Independent
1
Typical 14
$41,607
Long Lake Capital Management, LLC logo Long Lake Capital Management, LLC
Independent
1
High 40
$1,061,702
Longman Wealthcare Management, LLC logo Longman Wealthcare Management, LLC
Supported
2
Very Low 11
$2,297,629
Long Planning, LLC logo Long Planning, LLC
Independent
1
High 38
$477,650
Long Point Wealth Management, LLC logo Long Point Wealth Management, LLC
Independent
1
High 33
$1,164,611
Long River Investment Management LLC logo Long River Investment Management LLC
Independent
1
High 53
$1,537,318
Long Road Investment Counsel, LLC logo Long Road Investment Counsel, LLC
Supported
2
Low 17
$10,189,265
Long Run Financial, Ltd. logo Long Run Financial, Ltd.
Independent
1
Typical 24
$584,309
Long Run Investment Management, LLC logo Long Run Investment Management, LLC
Independent
1
Low 7
$1,726,060
Longship Advisers, LLC
Independent
1
Low 3
$0
Longship LLC
Supported
2
Very Low 0
—
Longshore Wealth Management LLC logo Longshore Wealth Management LLC
Independent
1
Low 0
—
Longview Advisors, LLC logo Longview Advisors, LLC
Independent
1
Very High 55
—
Longview Financial Advisors, Inc. logo Longview Financial Advisors, Inc.
Supported
3
High 61
$1,135,567
Longview Financial Advisors, LLC logo Longview Financial Advisors, LLC
Supported
2
High 59
$2,703,650
Longview Financial, Inc.
Independent
1
Low 8
$1,170,807
Longview Financial Planning LLC logo Longview Financial Planning LLC
Independent
1
Low 0
—
Long View Financial Services, Inc. logo Long View Financial Services, Inc.
Independent
1
Very High 71
$934,457
Longview, Inc. logo Longview, Inc.
Independent
1
Very High 76
$327,076
Longview Investment Management
Independent
1
High 35
$2,094,286
Longview Investment Management LLC logo Longview Investment Management LLC
Independent
1
High 34
$249,073
Longview Wealth Management logo Longview Wealth Management
Team
13
High 90
$979,072
Longview Wealth Management, LLC logo Longview Wealth Management, LLC
Independent
1
High 42
$2,858,262
Longvue Capital Management
Independent
1
Typical 15
$1,015,333
Longwall Family Office logo Longwall Family Office
Supported
3
Very Low 15
$9,097,955
Lookahead Wealth LLC logo Lookahead Wealth LLC
Supported
2
Very High 100
$228,065
Look Both Ways Financial, LLC logo Look Both Ways Financial, LLC
Independent
1
Low 0
—
Loop Investment Advisors LLC
Independent
1
Low 0
—
Lord and Richards logo Lord and Richards
Team
7
Very High 175
$104,854
Lords Wealth logo Lords Wealth
Independent
1
High 28
$0
Lord Wellington Investments, LLC logo Lord Wellington Investments, LLC
Independent
1
Very High 75
—
Lorenz Financial logo Lorenz Financial
Independent
1
Typical 15
$566,667
Loret­ta Nolan Associates, LLC logo Loret­ta Nolan Associates, LLC
Independent
1
Very High 56
$2,425,186
Loring, Wolcott & Coolidge Fiduciary Advisors, LLP logo Loring, Wolcott & Coolidge Fiduciary Advisors, LLP
Multi-team
10
Very High 321
$3,775,064
Lorintine Capital logo Lorintine Capital
Supported
1
Typical 43
$788,372
Los Gatos Financial LLC logo Los Gatos Financial LLC
Independent
1
Low 0
—
Lota Advisors LLC.
Independent
1
Low 4
$1,676,178
Lotic Financial Planning LLC logo Lotic Financial Planning LLC
Independent
1
Low 0
—
Lottsa Financial Services, Inc. logo Lottsa Financial Services, Inc.
Supported
3
Typical 39
$813,553
Lotus Asset Management Limited Liability Company logo Lotus Asset Management Limited Liability Company
Independent
1
Very High 116
$1,037,245
LotusGroup Advisors logo LotusGroup Advisors
Team
6
Very Low 31
$1,514,622
Lotusland Properties
Independent
1
High 48
$0
Lotusment Advisors, LLC logo Lotusment Advisors, LLC
Independent
1
High 46
$181,849
Lotus Oak Capital Institute logo Lotus Oak Capital Institute
Independent
1
Low 0
—
Lotzer & Co.,Inc.
Independent
1
High 45
$629,782
Loudon Investment Management, LLC logo Loudon Investment Management, LLC
Supported
4
Low 19
$2,927,791
Louis Henry Wealth Management LLC
Independent
1
Typical 25
$3,379,535
Lountzis Asset Management, LLC logo Lountzis Asset Management, LLC
Team
3
Typical 51
$3,875,022
Loveland & Bastian Financial Services Group, LLC
Supported
3
High 57
$494,118
Lovett Investment Consulting LLC
Supported
1
Low 32
$6,688,034
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