See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Stronghold logo Stronghold
Independent
1
Low 0
—
Stronghold Capital Partners LLC logo Stronghold Capital Partners LLC
Team
13
Very Low 26
$149,206
Stronghold Investment Management
Independent
1
Low 3
$235,267
Stronghold Wealth Management L.L.C. logo Stronghold Wealth Management L.L.C.
Supported
2
High 72
$1,201,012
Strong Investment Management, LLC
Supported
3
Very High 134
$262,389
Strong Mountains Financial Planning logo Strong Mountains Financial Planning
Independent
1
Low 0
—
Strong Retirement Solutions logo Strong Retirement Solutions
Team
6
High 65
$403,424
Strongside Asset Management LLC logo Strongside Asset Management LLC
Independent
1
Very High 61
$584,250
Strong Tower Advisory Services logo Strong Tower Advisory Services
Team
8
Low 38
$1,896,999
Strong Tower Financial Group logo Strong Tower Financial Group
Independent
1
Low 0
—
Strongtower Wealth Management, Plc logo Strongtower Wealth Management, Plc
Supported
4
Very High 95
$328,947
Strong Wealth logo Strong Wealth
Supported
2
Low 30
$409,928
Strong Wealth Advisors, LLC
Supported
3
Very Low 0
—
Stroud Investment Consulting logo Stroud Investment Consulting
Independent
1
High 29
$1,881,222
Strubel Investment Management, LLC logo Strubel Investment Management, LLC
Independent
1
Very High 70
$737,529
Structured Investment Advisors, LLC
Independent
1
Very High 299
$297,453
Structured Portfolio Solutions, LLC
Independent
1
Low 3
$753,478
Structured Wealth Management, Inc. logo Structured Wealth Management, Inc.
Team
5
Very High 105
$432,788
Structure Wealth Partners LLC logo Structure Wealth Partners LLC
Independent
1
High 42
$1,410,237
Stryker Financial logo Stryker Financial
Independent
1
High 50
$352,000
STS Wealth Management, Inc.
Independent
1
High 44
$413,016
St. Therese Financial LLC logo St. Therese Financial LLC
Independent
1
Typical 21
$39,364
Stuart Investment Advisors, Inc. logo Stuart Investment Advisors, Inc.
Team
2
Very High 193
$1,571,289
Stubbs Investments, LLC logo Stubbs Investments, LLC
Independent
1
Typical 14
$3,216,521
Studdard Financial, LLC logo Studdard Financial, LLC
Independent
1
Very High 74
$372,489
STUDIOi, LLC logo STUDIOi, LLC
Independent
1
Typical 15
$335,461
Studio Investment Management logo Studio Investment Management
Team
4
High 82
$2,138,345
Studio Ventures and Capital Advisors, LLC logo Studio Ventures and Capital Advisors, LLC
Independent
1
Low 0
—
Stu Hawver, CFA, MBA, LLC
Independent
1
Typical 20
$1,285,543
Sturman Wealth Advisors logo Sturman Wealth Advisors
Supported
2
Typical 46
$1,279,344
Stuyvesant Capital Management Corporation logo Stuyvesant Capital Management Corporation
Independent
1
High 36
$980,307
Styled Wealth logo Styled Wealth
Independent
1
High 36
$220,199
Styra Wealth Management logo Styra Wealth Management
Independent
1
Low 5
$69,155
Styre Wealth logo Styre Wealth
Supported
1
Very High 194
$1,055,995
Suarum Investment Management, LLC logo Suarum Investment Management, LLC
Independent
1
Typical 19
$2,526,316
Subnani Investment Research, LLC logo Subnani Investment Research, LLC
Independent
1
Typical 24
$851,425
Successful Money Strategies Inc logo Successful Money Strategies Inc
Supported
1
Very High 273
$831,889
Successful Portfolios LLC logo Successful Portfolios LLC
Supported
3
High 68
$1,349,693
Successful Resource Management, Ltd. logo Successful Resource Management, Ltd.
Independent
1
Very High 111
$390,416
Successful Wealth Strategies, LLC logo Successful Wealth Strategies, LLC
Supported
2
Very High 94
$270,587
Succession Financial, Inc logo Succession Financial, Inc
Supported
3
High 58
$1,215,118
Success Wealth Management LLC logo Success Wealth Management LLC
Team
15
Typical 54
$133,931
Sucre'-Vail Wealth Advisors logo Sucre'-Vail Wealth Advisors
Supported
2
Low 31
$898,701
Sueing Investments, LLC logo Sueing Investments, LLC
Independent
1
Typical 20
$600,000
Sugar Hill Advisors, LLC logo Sugar Hill Advisors, LLC
Independent
1
Low 0
—
Sugar Maple Asset Management, LLC logo Sugar Maple Asset Management, LLC
Supported
3
High 67
$1,363,010
Sugden Wealth Management, LLC logo Sugden Wealth Management, LLC
Independent
1
High 28
$1,928,571
Suissa Private Wealth logo Suissa Private Wealth
Supported
3
Very Low 0
—
Sullivan & Associates logo Sullivan & Associates
Supported
1
Very Low 0
—
Sullivan Capital Management logo Sullivan Capital Management
Independent
1
High 44
$582,180
Sullivan Dunn Wealth Management
Independent
1
Low 7
$1,399,168
Sullivan Financial, LLC logo Sullivan Financial, LLC
Supported
1
Very High 121
$765,626
Sullivan Financial Planning, LLC logo Sullivan Financial Planning, LLC
Independent
1
Very High 150
—
Sullivan Haymaker
Independent
1
Typical 20
$185,000
Sullivan Investment Management LLC logo Sullivan Investment Management LLC
Independent
1
Very High 151
$740,397
Sullivan Mermel, Inc. logo Sullivan Mermel, Inc.
Supported
2
Low 25
—
Sullivan Pinnacle Advisors, Ltd.
Independent
1
Low 0
—
Sullivan Retirement Resources, LLC logo Sullivan Retirement Resources, LLC
Independent
1
High 46
$365,388
Sullivan Wood Capital Management, LLC logo Sullivan Wood Capital Management, LLC
Supported
1
High 79
$1,110,735
Sulzberger Capital Advisors, Inc. logo Sulzberger Capital Advisors, Inc.
Supported
2
Typical 45
$1,281,981
Summa Capital Management LLC logo Summa Capital Management LLC
Independent
1
High 47
$1,696,156
Summa Corp. logo Summa Corp.
Team
3
Very Low 28
$17,284,855
Summa Global Advisors, LLC logo Summa Global Advisors, LLC
Supported
2
High 63
$1,141,550
Summa Wealth Management logo Summa Wealth Management
Independent
1
Low 4
—
Summer Creek Wealth Management, LLC
Independent
1
High 51
$995,455
Summer Family Advisors LLC logo Summer Family Advisors LLC
Independent
1
Low 0
—
Summer Fields Investments, LLC logo Summer Fields Investments, LLC
Independent
1
Very High 186
$162,163
Summerhill & Co., LLC
Independent
1
Low 7
$694,153
Summit Advisor Group logo Summit Advisor Group
Independent
1
High 47
$988,416
Summit Advisors, LLC
Team
5
Very Low 21
$719,965
Summitas Investment Management LLC
Independent
1
High 41
$3,868,293
Summit Asset Management LLC logo Summit Asset Management LLC
Team
6
High 86
$1,913,917
Summit Consultants, Inc. logo Summit Consultants, Inc.
Team
5
Very Low 0
—
Summit Equity Management, Inc.
Independent
1
Low 6
$325,172
Summit Family Office Services, LLC
Supported
3
Very Low 5
$433,333
Summit Financial Advisors
Independent
1
High 49
—
Summit Financial Advisors, Inc. logo Summit Financial Advisors, Inc.
Team
5
Very Low 28
$1,675,916
Summit Financial Group, LLC
Supported
1
High 76
$296,760
Summit Financial, LLC logo Summit Financial, LLC
Multi-team
217
High 82
$1,318,898
Summit Financial Management LLC logo Summit Financial Management LLC
Independent
1
Very High 80
$812,500
Summit Financial Strategies Inc logo Summit Financial Strategies Inc
Team
21
Typical 48
$2,242,345
Summit Financial Wealth Advisors logo Summit Financial Wealth Advisors
Team
17
High 71
$1,315,389
Summit Financial Working with People You Trust logo Summit Financial Working with People You Trust
Team
6
Very High 189
$192,856
Summit Gates Capital logo Summit Gates Capital
Independent
1
Typical 13
$120,620
Summit Hill Wealth Management, LLC logo Summit Hill Wealth Management, LLC
Supported
3
Low 20
$2,355,393
Summit Investment Advisory Group LLC logo Summit Investment Advisory Group LLC
Independent
1
Very High 116
$491,954
Summit Investment Advisory Services logo Summit Investment Advisory Services
Team
8
Very High 134
$693,361
Summit Investment Management, LLC
Independent
1
High 31
$690,220
Summit Investment Management, Ltd. logo Summit Investment Management, Ltd.
Supported
2
High 81
$521,519
Summit Investments and Financial Planning logo Summit Investments and Financial Planning
Independent
1
High 33
$312,121
Summit Investments, Inc. logo Summit Investments, Inc.
Independent
1
Very High 57
$114,939
Summit Place Financial Advisors, LLC logo Summit Place Financial Advisors, LLC
Supported
3
Low 20
$4,978,932
Summit Planning Group, Inc. logo Summit Planning Group, Inc.
Supported
1
Very High 210
$517,873
Summit Planning Group, LLC logo Summit Planning Group, LLC
Supported
4
Very Low 0
—
SummitPoint Capital Management logo SummitPoint Capital Management
Supported
2
Typical 45
$1,469,275
Summit Private Wealth, LLC logo Summit Private Wealth, LLC
Independent
1
High 27
$588,846
Summit Ridge Advisors logo Summit Ridge Advisors
Independent
1
Very High 87
$304,080
Summitry, LLC logo Summitry, LLC
Multi-team
28
Low 46
$2,434,784
Summitview Advisors logo Summitview Advisors
Independent
1
Very High 93
$732,935
Summit Vision Financial, LLC logo Summit Vision Financial, LLC
Independent
1
High 39
$153,031
Summit Wealth and Retirement Partners logo Summit Wealth and Retirement Partners
Team
7
Typical 49
$2,799,869
Summit Wealth Group logo Summit Wealth Group
Multi-team
39
High 80
$739,843
Summit Wealth Group LLC logo Summit Wealth Group LLC
Team
7
Typical 64
$1,672,738
Summit Wealth Group, LLC logo Summit Wealth Group, LLC
Supported
3
Very High 94
$647,131
Summit Wealth LLC
Supported
3
Very Low 0
—
Summit Wealth LLC
Independent
1
High 47
$99,836
Summit Wealth Management logo Summit Wealth Management
Independent
1
Low 0
—
Summit Wealth Management
Independent
1
Low 0
—
Summit Wealth Management Group, Inc. logo Summit Wealth Management Group, Inc.
Supported
4
Very High 95
$649,304
Summit Wealth Management LLC logo Summit Wealth Management LLC
Supported
2
Very High 99
$606,515
Summit Wealth Partners, LLC logo Summit Wealth Partners, LLC
Team
12
Typical 64
$853,073
Summit Wealth Strategies logo Summit Wealth Strategies
Supported
2
Typical 39
$656,243
Summit Wealth Strategies Group, LLC
Independent
1
High 51
$949,275
Sumnicht & Associates, LLC logo Sumnicht & Associates, LLC
Supported
2
Very Low 5
$10,789,192
SUMUS Financial LLC
Independent
1
Low 0
—
SUM Zero Wealth logo SUM Zero Wealth
Supported
2
Very Low 14
$3,837,660
Sunbeam Capital Management, LLC
Supported
3
Very Low 16
$8,726,805
Sunbelt Securities logo Sunbelt Securities
Multi-team
63
Very High 98
$418,067
Sunburst Financial Group, LLC logo Sunburst Financial Group, LLC
Team
8
Very High 108
$827,392
Sunburst Financial Management LLC logo Sunburst Financial Management LLC
Independent
1
Low 0
—
Suncoast Equity Management, LLC logo Suncoast Equity Management, LLC
Team
7
Very High 120
$1,372,234
Sun Creek Holdings LLC
Independent
1
Low 3
$9,141,540
Sundial Capital Management, L.P. logo Sundial Capital Management, L.P.
Supported
2
Very Low 0
—
Sundial Wealth LLC logo Sundial Wealth LLC
Supported
2
Low 29
$2,168,776
Sundowner Capital Management LLC logo Sundowner Capital Management LLC
Independent
1
High 37
$2,424,060
Sundvold Financial logo Sundvold Financial
Team
6
High 80
$485,208
Sunflower Financial Planning, LLC logo Sunflower Financial Planning, LLC
Independent
1
Typical 20
$467,259
Sun Global LLC logo Sun Global LLC
Team
5
Very Low 3
$417,676
Sunglow Wealth Advisory LLC
Supported
2
Low 31
$1,124,823
Sun Group Wealth Partners LLC logo Sun Group Wealth Partners LLC
Supported
3
Very High 114
$619,823
Sunlight Investments
Independent
1
Low 6
$493,051
Sunlight Peaks Financial Partners, LLC logo Sunlight Peaks Financial Partners, LLC
Supported
3
Very Low 4
$0
Sunnybranch Wealth LLC logo Sunnybranch Wealth LLC
Supported
2
Very Low 14
$1,139,200
Sunpath Financial logo Sunpath Financial
Independent
1
High 35
$121,669
Sunpointe Investments logo Sunpointe Investments
Team
11
Very Low 28
$2,483,012
Sunquest Wealth Management, LLC logo Sunquest Wealth Management, LLC
Independent
1
High 47
$480,851
Sunrift Capital Partners LLC logo Sunrift Capital Partners LLC
Independent
1
Very High 205
$195,034
Sunrise Capital Management LLC logo Sunrise Capital Management LLC
Independent
1
Very High 64
$1,332,031
Sunrise Financial Services LLC
Supported
3
High 90
$558,113
Sunrise Wealth Management, LLC logo Sunrise Wealth Management, LLC
Supported
2
Low 18
$659,444
Sunrise Wealth Management, LLC
Independent
1
Typical 12
$802,041
Sunsage Capital Management logo Sunsage Capital Management
Independent
1
Very High 68
$230,685
Sunset Retirement Advisors LLC logo Sunset Retirement Advisors LLC
Supported
4
Very Low 5
$86,208
Sunset Strategic Financial Advisors, LLC
Independent
1
Low 10
$584,138
Sunshine Kapital
Independent
1
Low 9
$244,444
Sunstone Financial logo Sunstone Financial
Supported
2
Very High 108
$410,604
SunStreet Securities, LLC logo SunStreet Securities, LLC
Supported
2
Low 25
$130,000
Suntax Advisors LLC
Independent
1
Low 0
—
Sun Valley Advisors, Inc. logo Sun Valley Advisors, Inc.
Independent
1
High 26
$650,038
Sun Valley Advisory logo Sun Valley Advisory
Supported
4
High 60
$331,324
Superior Financial, LLC logo Superior Financial, LLC
Independent
1
Very High 120
$934,849
Superior Planning Wealth Management & Family Office logo Superior Planning Wealth Management & Family Office
Team
11
Low 46
$677,349
Supporting Your Choices Inc. logo Supporting Your Choices Inc.
Independent
1
Typical 25
$1,611,365
Supportive Financial, LLC logo Supportive Financial, LLC
Independent
1
Low 0
—
Surepath Financial Services, LLC logo Surepath Financial Services, LLC
Supported
2
High 61
$284,298
SurePath Wealth Management, LLC
Independent
1
High 52
$268,715
Surience Private Wealth LLC logo Surience Private Wealth LLC
Supported
2
High 74
$830,857
Sursum Financial Llc
Independent
1
Typical 11
$287,588
Surya Capital, LLC
Independent
1
Typical 20
$1,367,867
Susan Carlisle
Independent
1
Typical 11
$2,064,902
Susko Wealth Advisors logo Susko Wealth Advisors
Independent
1
Very High 125
$415,288
Sustainable Advisors Alliance LLC logo Sustainable Advisors Alliance LLC
Team
9
Typical 62
$410,064
Sustainable Financial Planning logo Sustainable Financial Planning
Independent
1
Typical 17
$896,739
Sustainable Investment Partners LLC logo Sustainable Investment Partners LLC
Independent
1
Low 1
$3,379,792
Sustainable Wealth Advisory Group logo Sustainable Wealth Advisory Group
Independent
1
High 33
$119,897
Sustainable Wealth Strategies, LLC logo Sustainable Wealth Strategies, LLC
Supported
2
Very Low 6
—
Sustain Financial Inc. logo Sustain Financial Inc.
Supported
2
Low 33
$586,000
Sustainvest Asset Management, LLC logo Sustainvest Asset Management, LLC
Independent
1
Very High 158
$823,297
Sutro Advisors logo Sutro Advisors
Independent
1
Very High 72
$673,105
Sutter Capital Partners, LLC logo Sutter Capital Partners, LLC
Team
5
Very Low 0
—
Sutterfield Financial Group, Inc. logo Sutterfield Financial Group, Inc.
Team
7
Very High 141
$175,932
Suttle Crossland Wealth Advisors, LLC logo Suttle Crossland Wealth Advisors, LLC
Supported
2
Low 27
$1,906,959
Sutton Financial Group
Independent
1
Very High 149
$182,550
Sutton Place Capital Management LLC logo Sutton Place Capital Management LLC
Independent
1
Typical 22
$949,955
SVA Capital Management LLC logo SVA Capital Management LLC
Independent
1
High 30
$205,379
Svane Capital, LLC logo Svane Capital, LLC
Independent
1
High 35
$805,266
SVB Wealth logo SVB Wealth
Multi-team
65
Very Low 16
$2,365,410
Svl Investment Management logo Svl Investment Management
Supported
4
Very Low 11
$384,350
SVN Capital, LLC logo SVN Capital, LLC
Independent
1
Low 6
$522,753
SVN Global
Supported
1
High 87
$440,704
SVRN Asset Management, LLC logo SVRN Asset Management, LLC
Supported
1
Low 22
$7,759,485
SW Advisors, LLC logo SW Advisors, LLC
Independent
1
Very High 63
$253,968
Swad Wealth Management LLC logo Swad Wealth Management LLC
Independent
1
High 48
$2,313,772
Swales Financial LLC logo Swales Financial LLC
Independent
1
Typical 25
$241,543
Swan Capital logo Swan Capital
Team
6
Very High 111
$480,697
Swan DFW Financial Solutions, LLC logo Swan DFW Financial Solutions, LLC
Supported
2
Typical 56
$301,350
Swan Retirement Strategies logo Swan Retirement Strategies
Independent
1
Very High 155
$291,394
Swan Wealth Management LLC logo Swan Wealth Management LLC
Supported
3
Low 24
$695,727
Swapnick, LLC logo Swapnick, LLC
Independent
1
Low 10
$76,781
Swartz Advisory LLC
Independent
1
Low 3
$4,996,000
Swartz Wealth Management LLC logo Swartz Wealth Management LLC
Supported
2
Very Low 0
—
Sweeney Asset Management, LLC
Independent
1
High 26
$1,112,826
Sweeney Financial Advisors logo Sweeney Financial Advisors
Team
6
Low 41
$1,595,267
Sweeney & Michel, LLC logo Sweeney & Michel, LLC
Team
4
Very High 157
$1,004,018
Sweetgrass Financial Planning, LLC logo Sweetgrass Financial Planning, LLC
Independent
1
Typical 25
$305,975
Sweetgum Laboratories LLC logo Sweetgum Laboratories LLC
Independent
1
Very High 68
$204,059
SweetMoney logo SweetMoney
Independent
1
Very High 250
—
Sweet Tree Financial
Independent
1
Low 0
—
Sweetwater Financial Advisors, LLC logo Sweetwater Financial Advisors, LLC
Supported
2
Very High 184
$198,255
Swell Financial logo Swell Financial
Independent
1
High 40
$654,503
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