See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Portfoliolab
Independent
1
Low 10
$0
Portfolio Logix, LLC
Supported
2
High 78
$250,322
Portfolio Management, LLC logo Portfolio Management, LLC
Supported
2
Typical 56
$1,368,752
Portfolio Management & Planning, Inc.
Independent
1
High 28
$3,393,991
Portfolio Management Technology logo Portfolio Management Technology
Supported
1
Very Low 2
$0
Portfolio Medics, LLC logo Portfolio Medics, LLC
Multi-team
84
Low 35
$266,459
Portfolio Resources Advisor Group, Inc. logo Portfolio Resources Advisor Group, Inc.
Team
11
Very Low 29
$318,120
Portfolios Boston
Independent
1
Typical 21
$971,429
Portfolio Strategies Inc logo Portfolio Strategies Inc
Supported
3
Very High 96
$144,426
Portfolio Wealth Advisors logo Portfolio Wealth Advisors
Supported
1
Very High 283
$1,390,071
Portia Capital Management
Supported
2
Low 17
$554,077
Portico Financial Group, LLC logo Portico Financial Group, LLC
Independent
1
Very High 101
$283,076
Portland Financial Planning Group logo Portland Financial Planning Group
Independent
1
High 32
$2,408,845
Portland Global Advisors LLC logo Portland Global Advisors LLC
Team
11
Very Low 27
$3,775,327
Portland Investment Advisors, LLC. logo Portland Investment Advisors, LLC.
Supported
2
Low 32
$336,606
Portland Private Wealth Management, Inc. logo Portland Private Wealth Management, Inc.
Supported
3
Very High 146
$529,572
Portola Creek Capital logo Portola Creek Capital
Independent
1
Typical 22
$8,584,268
Portolan Financial Planning LLC logo Portolan Financial Planning LLC
Independent
1
High 46
$210,526
PortSalus Wealth Management logo PortSalus Wealth Management
Supported
2
Low 29
$1,007,787
Portsea Investments, Inc. logo Portsea Investments, Inc.
Independent
1
Typical 24
$3,833,016
Portside Investment Advisors, LLC logo Portside Investment Advisors, LLC
Supported
2
Typical 52
$587,951
Portside Wealth Group, LLC logo Portside Wealth Group, LLC
Multi-team
56
Very High 112
$196,052
Portus Capital Management, LLC logo Portus Capital Management, LLC
Supported
3
High 79
$451,542
Portus Wealth Advisors, LLC logo Portus Wealth Advisors, LLC
Supported
3
Typical 45
$1,480,068
Position Wealth logo Position Wealth
Supported
3
High 72
$1,125,983
Positive Delta Asset Management LLC logo Positive Delta Asset Management LLC
Supported
3
Low 22
$502,101
Post Oak Financial, LLC logo Post Oak Financial, LLC
Independent
1
Low 0
—
Post Oak Investment Management, Inc logo Post Oak Investment Management, Inc
Independent
1
High 34
$617,647
Post Oak Private Wealth Advisors logo Post Oak Private Wealth Advisors
Team
7
Typical 54
$1,017,671
Post Resch Tallon Group logo Post Resch Tallon Group
Team
6
High 73
$773,083
Potential Wealth Management LLC logo Potential Wealth Management LLC
Supported
2
Very Low 0
—
Potentia Wealth logo Potentia Wealth
Team
9
High 80
$739,359
Potentia Wealth Advisors LLC logo Potentia Wealth Advisors LLC
Independent
1
Low 0
—
Potomac Advisors, Inc. logo Potomac Advisors, Inc.
Supported
3
Very Low 15
$323,873
Potomac Investment Company
Supported
2
Very Low 14
$2,587,484
Potomac Investment Management, Inc.
Independent
1
Low 8
$1,422,476
Potomac Wealth Management LLC logo Potomac Wealth Management LLC
Supported
2
Low 19
$1,307,832
Potomac Wealth Strategies, LLC logo Potomac Wealth Strategies, LLC
Independent
1
High 53
$848,410
Potter Advisors LLC logo Potter Advisors LLC
Independent
1
Low 0
—
Pottle Financial Services, Inc logo Pottle Financial Services, Inc
Independent
1
High 45
$1,358,080
Potts, Hannah & Fischer Wealth Management Group, LLC
Independent
1
Low 3
$424,112
Poulos Advisors, Inc. logo Poulos Advisors, Inc.
Supported
2
High 58
$1,288,556
POULOS, Ernest, D.
Independent
1
Low 6
$860,229
POV Wealth LLC logo POV Wealth LLC
Independent
1
Low 8
$474,917
Powder Ridge Capital LP logo Powder Ridge Capital LP
Independent
1
High 33
$316,517
Powell Investment Advisors, LLC logo Powell Investment Advisors, LLC
Team
2
Very Low 30
$9,944,100
Powell Wealth logo Powell Wealth
Independent
1
Very High 100
$370,000
Powell Wealth logo Powell Wealth
Supported
2
Typical 49
$2,329,878
Power Asset Management LLC logo Power Asset Management LLC
Independent
1
High 35
$5,000,000
Powerhouse Assets LLC logo Powerhouse Assets LLC
Supported
3
Low 20
$2,846,667
Powerhouse Financial Advisors, Inc. logo Powerhouse Financial Advisors, Inc.
Supported
2
Very High 113
$478,901
Powering Your Retirement logo Powering Your Retirement
Independent
1
Very High 162
$502,064
Power Investing logo Power Investing
Independent
1
High 40
$1,051,791
Power Plans
Independent
1
Typical 16
$331,806
Powers Advisory Group, LLC logo Powers Advisory Group, LLC
Supported
4
Very High 144
$565,818
Powers Capital Management logo Powers Capital Management
Independent
1
Very High 109
$402,842
Powers Capital Management, LLC logo Powers Capital Management, LLC
Independent
1
Very High 86
$607,599
Powers Financial Group, LLC logo Powers Financial Group, LLC
Independent
1
High 43
$163,325
Powers Investment Advisory Corporation logo Powers Investment Advisory Corporation
Supported
2
Typical 56
$1,146,152
Power Wealth Management logo Power Wealth Management
Team
7
Low 36
$1,699,294
Power Wealth Management, LLC
Independent
1
Low 0
—
Powwow, LLC logo Powwow, LLC
Independent
1
Low 7
$864,461
Poxono Capital logo Poxono Capital
Supported
4
Very Low 13
$359,057
Poydras Capital Partners logo Poydras Capital Partners
Independent
1
High 51
$506,900
PPS & V Asset Management Consultants Inc
Supported
3
High 82
$973,292
P&P Wealth Management LLC logo P&P Wealth Management LLC
Independent
1
Low 8
$75,000
PracticeCFO Investments logo PracticeCFO Investments
Team
11
Very Low 19
$803,099
Practice First Investment Advisors LLC logo Practice First Investment Advisors LLC
Independent
1
Low 0
—
Praestantia Capital, LLC logo Praestantia Capital, LLC
Supported
2
Very Low 11
$2,063,885
Praetorian Guard, A Division Of Praetorian Wealth Management,Inc logo Praetorian Guard, A Division Of Praetorian Wealth Management,Inc
Team
7
High 65
$1,295,120
Pragmatic Advisors, LLC
Independent
1
High 53
$101,212
Pragmatic Portfolios, LLC logo Pragmatic Portfolios, LLC
Independent
1
High 43
$1,845,103
Prairie Capital Management Group, LLC logo Prairie Capital Management Group, LLC
Multi-team
23
Very Low 19
$6,804,504
Prairie Investment Advisors, LLC logo Prairie Investment Advisors, LLC
Independent
1
Very High 93
$1,107,116
Prairie Ridge Asset Management, LLC logo Prairie Ridge Asset Management, LLC
Independent
1
Very High 58
$1,083,091
Prairie Rivers Investments, LLC logo Prairie Rivers Investments, LLC
Supported
3
Very High 93
$692,863
Prairie View Financial LLC logo Prairie View Financial LLC
Independent
1
Low 0
—
Prairie View Wealth Partners LLC logo Prairie View Wealth Partners LLC
Supported
2
Low 21
$4,075,936
PrairieView Wealth & Tax Advisors logo PrairieView Wealth & Tax Advisors
Supported
4
High 72
$720,328
Prairie Wealth Advisors, Inc. logo Prairie Wealth Advisors, Inc.
Team
10
Low 37
$1,375,770
Prairiewood Wealth Management logo Prairiewood Wealth Management
Team
7
Low 33
$1,497,380
Prakash Investment Advisors LLC
Supported
2
Typical 40
$1,901,780
Prana Wealth Management LLC logo Prana Wealth Management LLC
Independent
1
High 28
$974,512
Prasad Wealth Partners logo Prasad Wealth Partners
Team
11
High 66
$785,900
Prato Capital Management logo Prato Capital Management
Supported
3
High 91
$570,754
Prattes Wealth Partners logo Prattes Wealth Partners
Supported
1
High 91
$1,740,596
P.R. Curtman Investments LLC logo P.R. Curtman Investments LLC
Independent
1
High 34
$428,507
Preakness Retirement Advisors, LLC
Independent
1
Low 6
$2,078,670
Precedent Financial Strategies logo Precedent Financial Strategies
Supported
1
High 74
$1,434,345
Precedent Wealth Partners, LLC logo Precedent Wealth Partners, LLC
Team
18
Very Low 11
$3,424,729
Precession Capital Management, LLC
Independent
1
Low 9
$2,313,904
Precision Capital Planning LLC
Independent
1
Low 0
—
Precision Financial Services logo Precision Financial Services
Team
10
Typical 51
$814,318
Precision Vector Financial logo Precision Vector Financial
Independent
1
Low 7
$81,301
Precision Wealth Advisors logo Precision Wealth Advisors
Independent
1
Low 0
—
Precision Wealth Strategies, LLC logo Precision Wealth Strategies, LLC
Team
8
Typical 55
$1,324,774
Predmore Advisors LLC
Independent
1
Low 0
—
Preferred Retirement Options, Inc logo Preferred Retirement Options, Inc
Team
5
High 96
—
Preferred Wealth Advisors, LLC logo Preferred Wealth Advisors, LLC
Independent
1
High 35
$168,273
Prelude Financial logo Prelude Financial
Independent
1
High 36
$931,523
Premia Global Advisors, LLC logo Premia Global Advisors, LLC
Supported
3
Very Low 15
$5,116,438
Premier Choice Wealth Advisors, LLC logo Premier Choice Wealth Advisors, LLC
Supported
2
Very High 157
$33,103
Premiere Management
Independent
1
High 36
$169,444
Premier Estate Planners, LLC logo Premier Estate Planners, LLC
Supported
2
Very High 292
$388,610
Premiere Wealth Advisors, LLC logo Premiere Wealth Advisors, LLC
Supported
2
Very High 175
$142,857
Premier Financial Advisory Services, LLC logo Premier Financial Advisory Services, LLC
Independent
1
Very High 117
$319,128
Premier Financial Group Inc logo Premier Financial Group Inc
Team
12
Low 46
$1,137,865
Premier Financial Planning, Inc. logo Premier Financial Planning, Inc.
Supported
2
Low 20
$1,291,161
Premier Path Wealth Partners, LLC logo Premier Path Wealth Partners, LLC
Team
7
High 65
$2,639,794
Premier Private Wealth Management, LLC logo Premier Private Wealth Management, LLC
Supported
4
Very High 175
$179,902
Premier Prosperity Advisors LLC logo Premier Prosperity Advisors LLC
Independent
1
Low 5
$2,324,426
Premier Southwest Planning Group, LLC logo Premier Southwest Planning Group, LLC
Supported
3
Very High 118
$237,049
Premier Wealth Advisors, Inc. logo Premier Wealth Advisors, Inc.
Supported
2
Low 30
$383,333
Premier Wealth Advisors, LLC logo Premier Wealth Advisors, LLC
Team
6
Very High 102
$729,570
Premier Wealth Advisors, LLC logo Premier Wealth Advisors, LLC
Team
5
Very High 98
$1,286,344
Premier Wealth Advisory Services, Inc. logo Premier Wealth Advisory Services, Inc.
Independent
1
Very High 58
$205,279
Premier Wealth Management, LLC logo Premier Wealth Management, LLC
Independent
1
Typical 19
$149,978
Premier Wealth Solutions, LLC logo Premier Wealth Solutions, LLC
Supported
2
Very Low 9
$1,016,380
Premium Alpha Capital, LLC
Independent
1
Low 2
$270,000
Prentice Financial Planning, LLC logo Prentice Financial Planning, LLC
Supported
4
Typical 45
$540,454
Prentice Investment Management, LLC
Independent
1
High 32
$562,500
Prentice Wealth Management LLC logo Prentice Wealth Management LLC
Team
5
Very High 205
$535,463
Prentiss Smith & Company, Inc. logo Prentiss Smith & Company, Inc.
Team
5
Typical 60
$1,368,257
Prepared Financial Planning logo Prepared Financial Planning
Independent
1
Typical 11
$1,017,336
Prepared Retirement Institute LLC logo Prepared Retirement Institute LLC
Supported
3
High 84
$1,166,014
Prescott, Adams and Group Inc. logo Prescott, Adams and Group Inc.
Independent
1
Typical 12
—
Prescott Investor Services, Inc.
Independent
1
Very High 66
$574,936
Present Day Financial Planning, LLC logo Present Day Financial Planning, LLC
Independent
1
Low 0
—
Present Value Financial Services LLC logo Present Value Financial Services LLC
Independent
1
Low 1
—
Preservation Capital Group
Independent
1
High 42
$1,672,314
Preservation Financial Management
Independent
1
Typical 12
$2,371,221
Preservation Wealth Management logo Preservation Wealth Management
Independent
1
Low 9
$195,556
Preserve Private Wealth, LLC logo Preserve Private Wealth, LLC
Supported
2
Low 20
$2,199,123
Preserve Wealth Management logo Preserve Wealth Management
Independent
1
Typical 25
$3,126,426
Presidio Advisors, LLC logo Presidio Advisors, LLC
Independent
1
High 45
$1,938,368
Presidio Capital Management, LLC logo Presidio Capital Management, LLC
Team
9
Low 36
$1,494,251
Presidio Financial Advisors LLC logo Presidio Financial Advisors LLC
Independent
1
Typical 12
$354,068
Presidio Financial, LLC logo Presidio Financial, LLC
Supported
2
High 58
$579,842
Presidio Wealth Management logo Presidio Wealth Management
Supported
3
Very High 126
$573,345
Presilium Private Wealth, LLC logo Presilium Private Wealth, LLC
Team
5
High 75
$1,792,521
Presley Capital Management, LLC
Independent
1
Low 0
—
Presper Financial Architects, LLC logo Presper Financial Architects, LLC
Supported
3
Very High 178
$668,067
Prestige Advisors Inc. logo Prestige Advisors Inc.
Supported
2
Very Low 0
—
Prestige Wealth Management logo Prestige Wealth Management
Team
5
Typical 59
$499,602
Prestige Wealth Management Group, LLC logo Prestige Wealth Management Group, LLC
Team
6
High 73
$1,514,551
Prestige Wealth Management LLC
Independent
1
Very High 100
$261,250
Prestige Wealthwide, LLC
Supported
2
Very High 93
$1,061,931
Preston Investments logo Preston Investments
Supported
4
Very High 632
$77,760
Preston Wealth Advisors, LLC. logo Preston Wealth Advisors, LLC.
Team
5
Typical 60
$807,701
Prestonwood Capital Management, LLC
Independent
1
Typical 18
$833,333
PretiumCapital Management, Inc.
Independent
1
Low 3
$41,000
Prevail Financial Partners, LLC logo Prevail Financial Partners, LLC
Independent
1
Very High 70
$909,614
Prevail Innovative Wealth Advisors, LLC logo Prevail Innovative Wealth Advisors, LLC
Multi-team
30
Very Low 26
$839,014
Prevail Wealth Management logo Prevail Wealth Management
Supported
1
Very High 264
$987,917
Priad Investment Advisers, L.L.C.
Independent
1
Low 2
$2,160,014
PRIA Strategies, LLC
Independent
1
Low 0
—
Price Financial Group Wealth Management, Inc. logo Price Financial Group Wealth Management, Inc.
Team
5
Very High 102
$327,786
Price Planning, LLC logo Price Planning, LLC
Independent
1
Very High 83
$0
Pride of the West Financial, LLC logo Pride of the West Financial, LLC
Independent
1
Low 0
—
Prima Innotech logo Prima Innotech
Independent
1
Low 1
$250,000
Primaris Wealth Management
Independent
1
Low 0
—
Primas Financial Planning
Independent
1
High 31
$0
Prima Wealth logo Prima Wealth
Independent
1
Very High 88
$1,063,543
Primeaumayer Financial logo Primeaumayer Financial
Supported
2
Typical 48
$510,996
Prime Capital Equities LLC logo Prime Capital Equities LLC
Supported
2
Low 24
$1,063,830
Prime Capital Financial logo Prime Capital Financial
Enterprise
265
High 84
$850,430
Primefid Advisors LLC logo Primefid Advisors LLC
Independent
1
Low 0
—
Prime Opportunities Investment Group LLC logo Prime Opportunities Investment Group LLC
Independent
1
Low 0
—
Prime Personal Finance logo Prime Personal Finance
Independent
1
Low 0
—
PRIMERICA Advisors logo PRIMERICA Advisors
Institution
4,003
Very Low 17
$228,117
Prime Sentry Wealth Management LLC logo Prime Sentry Wealth Management LLC
Independent
1
Low 9
$5,667
Prime Solutions Financial Services Corp.
Supported
3
Very Low 10
$489,438
Primetime Wealth Management LLC logo Primetime Wealth Management LLC
Independent
1
High 42
$571,429
Primoris Wealth Advisors, LLC logo Primoris Wealth Advisors, LLC
Team
6
High 71
$524,554
Primus Trust
Independent
1
Low 0
—
Primus Wealth Advisors LLC logo Primus Wealth Advisors LLC
Independent
1
Typical 11
$2,583,636
Prince Asset Management, Inc. logo Prince Asset Management, Inc.
Supported
3
Typical 45
$1,002,306
Princeton Asset Management, LLC logo Princeton Asset Management, LLC
Supported
2
Low 20
$1,689,076
Princeton Capital Management LLC logo Princeton Capital Management LLC
Supported
4
Typical 43
$2,267,267
Princeton Center Planning and Investments, LLC logo Princeton Center Planning and Investments, LLC
Independent
1
Very High 327
$109,327
Princeton Global Asset Management LLC logo Princeton Global Asset Management LLC
Team
21
Very Low 17
$2,477,804
Princeton Investment Management Company
Independent
1
Typical 13
$8,601,529
Princeton Wealth Management Alliance, LLC logo Princeton Wealth Management Alliance, LLC
Independent
1
Very High 147
$368,256
Prince, William L
Independent
1
Low 5
$1,574,600
Principal Advised Services logo Principal Advised Services
Multi-team
246
Very High 94
$61,426
Principal Financial Services logo Principal Financial Services
Enterprise
1,466
Very Low 35
$324,050
Principia Wealth Advisory, LLC logo Principia Wealth Advisory, LLC
Supported
4
Typical 38
$1,315,789
Principium Investments LLC logo Principium Investments LLC
Supported
2
Very High 114
$927,826
Principled Advisors, Inc. logo Principled Advisors, Inc.
Independent
1
Very High 110
$136,364
Principled Wealth Advisors, LLC logo Principled Wealth Advisors, LLC
Supported
2
High 75
$1,521,679
Principle Wealth logo Principle Wealth
Multi-team
21
Typical 56
$2,568,497
Pring Turner logo Pring Turner
Supported
2
Very High 95
$1,504,780
Priore Investments
Independent
1
Low 0
—
Priority Financial Advisors, LLC logo Priority Financial Advisors, LLC
Independent
1
Typical 12
$587,285
Priority Financial Partners logo Priority Financial Partners
Supported
2
Typical 40
$1,255,483
Priority Investment Management LLC logo Priority Investment Management LLC
Independent
1
High 46
$157,863
Priority Investment Services, LLC
Independent
1
High 45
$436,520
Prism Advisors, Inc. logo Prism Advisors, Inc.
Team
5
Typical 48
$2,128,318
Prism Capital logo Prism Capital
Independent
1
Low 5
$1,200,000
Prism Financial Planning, LLC logo Prism Financial Planning, LLC
Supported
2
High 68
$0
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