See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Aria Wealth Partners logo Aria Wealth Partners
Supported
2
Typical 43
$1,281,764
Aries Financial Navigators, Inc. logo Aries Financial Navigators, Inc.
Independent
1
Very High 70
$1,158,710
Aries Investment Advisors, LLC logo Aries Investment Advisors, LLC
Independent
1
Very High 65
$344,615
Aries Investments, LLC
Independent
1
Typical 11
$76,510
Aries Wealth Management, LLC logo Aries Wealth Management, LLC
Team
4
Low 41
$3,459,524
Arimathea logo Arimathea
Supported
4
Very Low 6
$803,211
Arion Wealth Management LLC
Independent
1
Low 0
—
Aris Alpha LLC logo Aris Alpha LLC
Independent
1
Low 0
—
ARIS Capital Strategies, LLC logo ARIS Capital Strategies, LLC
Supported
2
Typical 37
$164,384
Arista Advisory Group, LLC logo Arista Advisory Group, LLC
Supported
1
Very High 222
$465,568
Arista Wealth Management, LLC logo Arista Wealth Management, LLC
Team
11
Low 34
$2,600,102
Aristide Partners LLC logo Aristide Partners LLC
Independent
1
Low 0
—
Aristo Advisors LLC
Independent
1
Low 8
$1,055,808
Aristobulus Investment Management, LLC
Independent
1
Low 0
—
Ariston Advisors LLC logo Ariston Advisors LLC
Independent
1
Low 0
—
Ariston Capital Management Corp
Supported
2
Very Low 2
$2,231,179
Ariston Services Group, LLC logo Ariston Services Group, LLC
Team
2
Low 35
$5,630,182
Arizona Wealth Strategies LLC
Independent
1
Typical 21
$914,286
Arjuna Capital, LLC logo Arjuna Capital, LLC
Team
3
Typical 50
$3,450,556
Arkadios Wealth Advisors logo Arkadios Wealth Advisors
Multi-team
227
Typical 63
$516,266
ARK Advisors LLC logo ARK Advisors LLC
Supported
3
Very High 108
$536,921
ARK Advisors, LLC
Independent
1
High 36
$1,565,182
Arka Financial Services L.L.C. logo Arka Financial Services L.L.C.
Independent
1
Low 0
—
Arkagos Advisors & Asset Management, Inc. logo Arkagos Advisors & Asset Management, Inc.
Supported
4
Low 28
$575,950
ARK Alliance Financial LLC logo ARK Alliance Financial LLC
Independent
1
Very High 95
$877,948
Arkell Asset Management, LLC logo Arkell Asset Management, LLC
Independent
1
Very High 71
$1,056,690
Arkenstone Financial, LLC logo Arkenstone Financial, LLC
Supported
4
Typical 35
$634,752
Arkfeld Wealth Strategies, L.L.C. logo Arkfeld Wealth Strategies, L.L.C.
Team
4
Very High 234
$572,942
Ark Financial Strategies LLC logo Ark Financial Strategies LLC
Independent
1
Low 0
—
Arkhe Wealth Management logo Arkhe Wealth Management
Independent
1
Low 10
$40,900
Arkin Financial Advisors, LLC logo Arkin Financial Advisors, LLC
Independent
1
Typical 17
$4,055,304
Arkos Global Advisors, LLC logo Arkos Global Advisors, LLC
Team
12
Low 36
$2,377,405
Ark Royal Wealth Management LLC logo Ark Royal Wealth Management LLC
Supported
3
Low 27
$1,926,877
Ark Wealth Advisors, LLC logo Ark Wealth Advisors, LLC
Supported
3
High 74
$533,760
Ark Wealth Management logo Ark Wealth Management
Supported
4
Typical 38
$1,296,536
Arlen Capital, LLC logo Arlen Capital, LLC
Supported
4
Typical 56
$1,551,958
Arlington Financial Advisors, LLC logo Arlington Financial Advisors, LLC
Team
8
High 74
$1,946,218
Arlington Investment Advisors logo Arlington Investment Advisors
Independent
1
High 41
$585,024
Arlington Securities, INC logo Arlington Securities, INC
Team
5
Typical 64
$365,258
Arlington Wealth Management logo Arlington Wealth Management
Supported
4
Typical 56
$938,403
Arlington Wealth Planning, LLC logo Arlington Wealth Planning, LLC
Independent
1
Very High 56
$250,261
Armada Advisors logo Armada Advisors
Supported
2
Very High 162
$420,964
Armadale Asset Management LLC logo Armadale Asset Management LLC
Independent
1
Low 1
$819,421
Arman James Investments logo Arman James Investments
Independent
1
Very High 135
$189,022
Armas Capital Management, LLC logo Armas Capital Management, LLC
Independent
1
Low 10
$951,782
Armbruster Capital Management, Inc. logo Armbruster Capital Management, Inc.
Team
7
High 66
$1,944,254
ARM Financial LLC logo ARM Financial LLC
Independent
1
Very High 59
$814,576
Armor Investment Advisors, LLC logo Armor Investment Advisors, LLC
Supported
4
Typical 50
$1,762,588
Armor Wealth Strategies, LLC logo Armor Wealth Strategies, LLC
Independent
1
Very High 62
$241,794
Armory Capital Management, LLC logo Armory Capital Management, LLC
Supported
2
Typical 48
$1,759,293
Armory Oak Wealth LLC logo Armory Oak Wealth LLC
Independent
1
Low 10
$461,905
Armour Wealth Advisors, LLC logo Armour Wealth Advisors, LLC
Supported
2
Typical 55
$1,012,533
Armstrong Advisory Group Inc. logo Armstrong Advisory Group Inc.
Team
15
Very High 99
$1,117,199
Armstrong & Associates, Inc. logo Armstrong & Associates, Inc.
Supported
3
Very Low 0
—
Armstrong Dixon logo Armstrong Dixon
Team
6
Typical 48
$1,528,169
Armstrong Financial, Inc.
Independent
1
High 39
$905,506
Armstrong, Fleming & Moore, Inc. logo Armstrong, Fleming & Moore, Inc.
Team
11
Typical 49
$2,326,193
Arnie Advisors LLC logo Arnie Advisors LLC
Independent
1
Low 0
—
Arnold and Mote Wealth Management logo Arnold and Mote Wealth Management
Supported
4
Low 33
$1,264,892
Arnold Insurance & Financial Services, LLC
Independent
1
Very High 230
$231,443
Arnold Investment Group
Supported
2
Low 17
$2,299,717
Arnold Weitz & Co logo Arnold Weitz & Co
Supported
2
Low 17
$12,884,486
Aronson Asset Management, Inc.
Supported
2
Very Low 11
$1,051,127
Arons Wealth Management LLC logo Arons Wealth Management LLC
Supported
2
Very Low 3
$948,655
ARPP logo ARPP
Independent
1
Low 4
$0
Arque Advisors, LLC logo Arque Advisors, LLC
Independent
1
High 32
$174,871
ARQ Wealth Advisors, LLC logo ARQ Wealth Advisors, LLC
Team
15
Low 40
$1,995,604
Arrian Investments, Inc. logo Arrian Investments, Inc.
Supported
4
Very High 111
$505,418
Arrington Financial Advisors, LLC logo Arrington Financial Advisors, LLC
Independent
1
Typical 15
$717,646
Arrival Capital Management LLC logo Arrival Capital Management LLC
Independent
1
High 34
$1,226,211
Arrivity Financial Planning logo Arrivity Financial Planning
Team
7
Typical 52
—
Arroit Services Inc
Independent
1
Low 0
—
Arrow Alliance logo Arrow Alliance
Supported
2
Very Low 9
$3,031,802
Arrow Financial Group logo Arrow Financial Group
Team
5
Very Low 5
$880,000
Arrowhead Investment Advisors, LLC logo Arrowhead Investment Advisors, LLC
Independent
1
High 32
$1,521,454
Arrowhead Wealth Management Corp.
Supported
2
High 75
$206,443
Arrow Investment Management LLC logo Arrow Investment Management LLC
Independent
1
Very High 149
$389,788
Arrow Investment Mgmt.
Independent
1
Low 0
—
Arrowroot Family Office, LLC logo Arrowroot Family Office, LLC
Team
14
Very High 101
$334,988
Arrowstone Wealth, LLC logo Arrowstone Wealth, LLC
Supported
2
Low 23
$1,066,641
Arrow Wealth Advisors logo Arrow Wealth Advisors
Supported
2
Very High 99
$600,910
Arrow Wealth Advisory LLC logo Arrow Wealth Advisory LLC
Supported
1
Low 21
$4,701,684
Arroyo Investment Group, LLC logo Arroyo Investment Group, LLC
Team
7
Typical 48
$949,039
Arsenal 401K Advisors logo Arsenal 401K Advisors
Independent
1
Low 10
—
Arsenal Capital Advisors LLC logo Arsenal Capital Advisors LLC
Supported
2
Typical 49
$2,742,575
Arsenal Financial, LLC logo Arsenal Financial, LLC
Supported
2
Very Low 0
—
ArsenEAU Financial logo ArsenEAU Financial
Supported
3
Very Low 16
$862,715
Arsenio Capital Management LLC
Independent
1
Low 0
—
ARS Investment Partners, LLC logo ARS Investment Partners, LLC
Team
5
High 69
$5,765,913
ARS Wealth Advisors logo ARS Wealth Advisors
Team
16
High 65
$1,503,363
Arta Finance logo Arta Finance
Supported
4
Very High 261
$147,119
ARTAIS Capital Management, LLC logo ARTAIS Capital Management, LLC
Independent
1
High 42
$351,976
Artemis Wealth Advisors logo Artemis Wealth Advisors
Independent
1
Very High 165
$193,939
Artesa Financial Group logo Artesa Financial Group
Supported
2
Very High 165
$384,848
Artha Investments L.L.C.
Independent
1
Low 0
—
Artham Advisors logo Artham Advisors
Supported
2
Very Low 13
$775,392
Arthur M.. Cohen & Associates LLC
Team
3
Typical 63
$5,866,729
Arthurs Wealth Management logo Arthurs Wealth Management
Independent
1
Very High 129
$736,010
Artica Financial Services LLC logo Artica Financial Services LLC
Independent
1
Typical 21
$1,316,017
Artience Capital Management, LLC logo Artience Capital Management, LLC
Independent
1
High 34
$4,313,580
Artifex Advisory Group, Inc. logo Artifex Advisory Group, Inc.
Independent
1
High 26
$350,000
Artifex Financial Group, LLC logo Artifex Financial Group, LLC
Supported
4
High 78
$1,003,098
Artificial Alpha Investments logo Artificial Alpha Investments
Independent
1
Low 5
$636,407
Artisan Financial Planning logo Artisan Financial Planning
Independent
1
High 28
$1,011,084
Artistic Wealth logo Artistic Wealth
Independent
1
Low 0
—
Artizan Wealth logo Artizan Wealth
Supported
2
Very Low 0
—
Artstone Private Wealth logo Artstone Private Wealth
Independent
1
Low 6
$687,445
Arusha Wealth Limited Liability Company logo Arusha Wealth Limited Liability Company
Independent
1
Low 0
—
Arven Wealth Management LLC logo Arven Wealth Management LLC
Independent
1
Low 0
—
Arvest Wealth management logo Arvest Wealth management
Multi-team
203
Low 33
$438,982
Arx Private Wealth logo Arx Private Wealth
Team
5
Very Low 5
$4,788,002
ARX Strategic Wealth logo ARX Strategic Wealth
Independent
1
Low 0
—
Asage Financial LLC logo Asage Financial LLC
Independent
1
High 40
$691,064
Asbury Capital
Independent
1
Low 7
$327,839
Asbury Research LLC logo Asbury Research LLC
Supported
2
Very Low 10
$583,803
ASC 401(k) Management logo ASC 401(k) Management
Independent
1
Very High 132
$202,698
Ascendance Wealth logo Ascendance Wealth
Independent
1
Typical 19
$314,738
Ascendant Capital Management logo Ascendant Capital Management
Supported
2
Typical 56
$571,907
Ascendant Capital Research, Ltd.
Supported
2
Very Low 11
$1,352,560
Ascend Financial logo Ascend Financial
Independent
1
Typical 21
$154,327
Ascend Financial Advisers, Inc logo Ascend Financial Advisers, Inc
Independent
1
High 43
$761,070
Ascending Assets logo Ascending Assets
Independent
1
Typical 14
$104,867
Ascend Interplay, LLC logo Ascend Interplay, LLC
Team
8
Very Low 2
$20,537,844
Ascend Investment Management, LLC logo Ascend Investment Management, LLC
Supported
2
Low 24
$66,003
Ascend Investment Partners logo Ascend Investment Partners
Team
5
Very High 186
$666,472
Ascendor Wealth, LLC logo Ascendor Wealth, LLC
Team
6
Very Low 23
$1,046,762
Ascend Private Wealth Management logo Ascend Private Wealth Management
Independent
1
Low 2
$136,500
Ascend Wealth Advisors, LLC logo Ascend Wealth Advisors, LLC
Independent
1
Very High 66
$619,709
Ascend Wealth Advisors, LLC
Independent
1
Low 0
—
Ascend Wealth Management logo Ascend Wealth Management
Independent
1
Very High 89
$96,090
Ascend Wealth Management LLC logo Ascend Wealth Management LLC
Independent
1
Very High 216
$150,926
Ascension Advisors logo Ascension Advisors
Independent
1
Typical 19
$1,134,182
Ascension Capital Advisors, Inc. logo Ascension Capital Advisors, Inc.
Team
9
Very Low 23
$3,205,970
Ascension Financial logo Ascension Financial
Supported
4
Low 24
$905,802
Ascension Legacy Partners, Inc. logo Ascension Legacy Partners, Inc.
Independent
1
Low 0
—
Ascension Wealth Advisors logo Ascension Wealth Advisors
Supported
1
High 74
$0
Ascension Wealth Advisors, LLC logo Ascension Wealth Advisors, LLC
Independent
1
Very High 61
$416,942
Ascension Wealth Partners, LLC logo Ascension Wealth Partners, LLC
Supported
2
Low 20
$3,422,394
Ascent Advisors logo Ascent Advisors
Team
10
Very Low 17
$657,246
Ascent Capital Management, Inc. logo Ascent Capital Management, Inc.
Independent
1
Low 8
$485,957
Ascent Financial Advisors logo Ascent Financial Advisors
Independent
1
High 30
$1,563,333
Ascent Financial Group logo Ascent Financial Group
Supported
3
Typical 43
$787,423
Ascent Fintech LLC logo Ascent Fintech LLC
Independent
1
High 53
$91,486
Ascentis Asset Management, LLC logo Ascentis Asset Management, LLC
Team
8
Very Low 0
—
Ascentis Independent Advisors, LLC logo Ascentis Independent Advisors, LLC
Multi-team
46
Typical 58
$738,385
Ascentis Wealth Management, LLC logo Ascentis Wealth Management, LLC
Team
5
Low 43
$2,259,815
Ascent Physician Wealth LLC logo Ascent Physician Wealth LLC
Independent
1
Low 0
—
Ascent Retirement Advisors logo Ascent Retirement Advisors
Supported
2
Typical 43
$328,628
Ascent Systematic Advisors LLC logo Ascent Systematic Advisors LLC
Independent
1
Low 8
$139,767
Ascent Wealth Management logo Ascent Wealth Management
Independent
1
Very High 60
$899,885
Ascent Wealth Management Group, LLC logo Ascent Wealth Management Group, LLC
Independent
1
Very High 75
$493,394
Ascent Wealth Partners, LLC logo Ascent Wealth Partners, LLC
Team
12
High 86
$1,272,448
A Schaffer Advisor Services
Independent
1
Low 6
$382,483
Asempa Wealth Advisors logo Asempa Wealth Advisors
Supported
3
Low 29
$2,660,373
Asendo Wealth Advisory logo Asendo Wealth Advisory
Team
10
Very High 115
$742,844
Asesoria Financiera Independiente, Inc.
Independent
1
Low 8
$2,705,283
ASG Capital logo ASG Capital
Supported
4
Very Low 6
$1,177,573
Ashbay Capital, LLC
Independent
1
High 30
$4,334,970
Ashby Wealth Management, LLC logo Ashby Wealth Management, LLC
Independent
1
Very High 58
$396,552
Ashcraft Wealth Advisors LLC
Supported
2
Low 23
$81,941
Ashcroft Green Advisors, LLC logo Ashcroft Green Advisors, LLC
Independent
1
Low 0
—
Ashdon Investment Management, LLC logo Ashdon Investment Management, LLC
Supported
2
Low 32
$6,401,614
Asheri Grove Financial Planning
Independent
1
Low 0
—
Ashford Advisors, LLC
Team
2
Very Low 26
$15,924,581
Ashford Investment Advisors logo Ashford Investment Advisors
Supported
1
High 76
$1,047,901
Ashland Advisors PLLC logo Ashland Advisors PLLC
Independent
1
Low 0
—
Ash Matson Wealth Partners, Inc.
Team
6
Very Low 24
—
Ashram Capital LLC logo Ashram Capital LLC
Independent
1
Typical 18
$412,517
Ashton Thomas Private Wealth logo Ashton Thomas Private Wealth
Multi-team
77
Low 41
$1,841,971
Ashton Thomas Securities, LLC logo Ashton Thomas Securities, LLC
Multi-team
36
Typical 63
$814,843
Ashwood Advisors logo Ashwood Advisors
Supported
2
Typical 55
$1,154,074
Ashworth Wealth, LLC logo Ashworth Wealth, LLC
Team
5
Typical 54
$1,045,622
Asia Global Asset Management, Inc
Supported
4
Very Low 6
—
Asia Pacific Financial Management Group, Inc. logo Asia Pacific Financial Management Group, Inc.
Supported
4
Very High 354
$147,152
AS Investment Partners LLC logo AS Investment Partners LLC
Independent
1
Low 10
$242,382
Asio Capital, LLC logo Asio Capital, LLC
Team
6
Typical 47
$2,547,704
ASI Wealth Advisors LLC logo ASI Wealth Advisors LLC
Supported
2
Low 29
$534,575
ASK Capital Investment Managers
Supported
2
Typical 50
$1,104,459
Ask Dolly logo Ask Dolly
Supported
1
Very High 877
$0
Askeladden Capital logo Askeladden Capital
Independent
1
Very High 59
$778,350
ASL Financial, LLC
Independent
1
Very High 176
$885,968
A Sling & A Stone, Incorporated logo A Sling & A Stone, Incorporated
Supported
2
Very High 217
$178,696
A Small Investment logo A Small Investment
Independent
1
Low 2
—
ASPAN Capital LLC logo ASPAN Capital LLC
Independent
1
Low 0
—
Aspect Partners, LLC logo Aspect Partners, LLC
Team
5
Typical 56
$1,417,295
Aspen Capital Management LLC logo Aspen Capital Management LLC
Supported
2
Very High 122
$167,801
Aspen Capital Management, LLC logo Aspen Capital Management, LLC
Team
10
Low 44
$2,744,337
Aspen Creek Wealth Management, LLC logo Aspen Creek Wealth Management, LLC
Team
8
Very Low 14
$352,319
Aspen Financial, Inc. logo Aspen Financial, Inc.
Independent
1
High 30
$582,801
Aspen Financial Management, Inc. logo Aspen Financial Management, Inc.
Supported
2
Typical 46
$207,530
Aspen Financial Solutions, LLC logo Aspen Financial Solutions, LLC
Independent
1
Typical 14
$1,314,924
Aspen Gold Financial logo Aspen Gold Financial
Independent
1
Typical 14
$242,857
Aspen Grove Investment Management, LLC
Independent
1
Very High 250
$210,000
Aspen Investment Management Inc. logo Aspen Investment Management Inc.
Team
5
Typical 51
$1,752,112
Aspen Leaf Wealth Management, PBC logo Aspen Leaf Wealth Management, PBC
Supported
2
Typical 45
$1,041,061
Aspen & Pine Asset Management logo Aspen & Pine Asset Management
Independent
1
Low 0
—
Aspen Private Advisors, LLC logo Aspen Private Advisors, LLC
Team
5
Very Low 25
$1,559,082
Aspenridge Wealth Advisors logo Aspenridge Wealth Advisors
Supported
3
Very High 128
$874,681
Aspen Ridge Wealth Management, LLC logo Aspen Ridge Wealth Management, LLC
Supported
2
High 78
$156,548
Aspen Trail Wealth Management, LLC logo Aspen Trail Wealth Management, LLC
Independent
1
Typical 20
$829,334
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