See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Lesa Sroufe & Company, Inc. logo Lesa Sroufe & Company, Inc.
Supported
3
High 79
$871,171
Lesjak Planning, LLC logo Lesjak Planning, LLC
Team
5
High 75
$1,023,936
Lesko Securities, Inc. logo Lesko Securities, Inc.
Team
13
High 90
$606,349
Leslie Gale Advisors, LLC
Independent
1
High 35
$2,047,387
Leslie Global Wealth, LLC logo Leslie Global Wealth, LLC
Supported
3
Very High 127
$1,160,231
Leslie Marie Giordano logo Leslie Marie Giordano
Independent
1
Very High 150
$295,133
Lessard Wealth Management logo Lessard Wealth Management
Independent
1
Very High 110
$350,737
Lester Financial Group, LLC logo Lester Financial Group, LLC
Supported
2
Very High 392
$508,404
Lestna Retirement, LLC logo Lestna Retirement, LLC
Supported
2
Very Low 9
$212,001
Let Bob Advisory, LLC logo Let Bob Advisory, LLC
Independent
1
Very High 249
$116
Letson Investment Management, Inc. logo Letson Investment Management, Inc.
Supported
2
Typical 53
$2,822,045
Letteney Financial Advisory, LLC logo Letteney Financial Advisory, LLC
Independent
1
High 45
$50,784
Lettin Wealth Management Group, Inc. logo Lettin Wealth Management Group, Inc.
Supported
1
Very High 200
—
Levatus LLC logo Levatus LLC
Supported
2
Low 23
$3,780,157
Level Financial Advisors, Inc. logo Level Financial Advisors, Inc.
Team
8
High 91
$1,339,549
Level Four Advisory Services logo Level Four Advisory Services
Multi-team
141
Very High 106
$318,446
Level Up Financial Planning, LLC logo Level Up Financial Planning, LLC
Independent
1
Very High 61
$120,000
Level Wealth Management LLC logo Level Wealth Management LLC
Supported
3
Low 31
$2,516,280
Levenson Wealth LLC logo Levenson Wealth LLC
Supported
2
Very Low 14
$4,112,722
Leverage Financial Advisory logo Leverage Financial Advisory
Independent
1
High 46
$376,030
Leverage Planners Wealth Management, LLC
Supported
2
Typical 55
$191,387
Leverty FInancial Group, LLC logo Leverty FInancial Group, LLC
Team
6
Very High 109
$1,024,143
Lever Wealth Management logo Lever Wealth Management
Supported
1
Typical 36
$1,388,734
Levin Capital Strategies, L.P. logo Levin Capital Strategies, L.P.
Team
1
Very High 250
$5,135,572
Levin Financial Planning
Independent
1
Low 10
$0
Levin Funding Group LLC logo Levin Funding Group LLC
Supported
1
Typical 48
$3,887,781
Levin & Levy, LLP logo Levin & Levy, LLP
Independent
1
Low 10
—
Lewinter Wealth Advisors, LLC
Supported
2
Typical 43
$1,912,107
Lewis Advisory Group logo Lewis Advisory Group
Independent
1
High 52
$1,267,631
Lewis and Associates Capital Advisors, LLC logo Lewis and Associates Capital Advisors, LLC
Independent
1
High 50
$1,180,000
Lewis Asset Management logo Lewis Asset Management
Team
5
Typical 55
$1,394,128
Lewis-Berkeley Asset Management
Independent
1
Typical 13
$563,478
Lewis Capital Management logo Lewis Capital Management
Independent
1
Very High 83
$2,148,857
Lewis Capital Management
Independent
1
Very High 60
$2,280,541
Lewis Financial, LLC logo Lewis Financial, LLC
Supported
3
High 84
$521,739
Lewis Financial Management, LLC logo Lewis Financial Management, LLC
Supported
3
Low 29
$3,849,234
Lewis M. Wallensky Associates logo Lewis M. Wallensky Associates
Supported
3
High 58
—
Lewis Wealth Management, LLC logo Lewis Wealth Management, LLC
Independent
1
Very High 95
$444,555
Lewis Weil Co. logo Lewis Weil Co.
Independent
1
Very High 103
$79,612
Lexaurum Advisors logo Lexaurum Advisors
Multi-team
34
Typical 64
$568,763
Lexington Avenue Capital Management, LLC logo Lexington Avenue Capital Management, LLC
Supported
3
Low 22
$1,102,303
Lexington Capital, LLC
Independent
1
Typical 22
$573,530
Lexington Financial/Life Management, LLC logo Lexington Financial/Life Management, LLC
Supported
2
Low 21
$2,557,421
Lexington Hill Partners, LLC logo Lexington Hill Partners, LLC
Team
6
Very Low 9
$4,724,933
Lexington Research and Capital Group, LLC
Supported
1
Very High 205
$1,729,471
Lexus Wealth Management logo Lexus Wealth Management
Supported
3
Very High 93
$151,483
Leyenda Capital logo Leyenda Capital
Independent
1
Low 7
$7,857,143
Leyland Cypress, LLC logo Leyland Cypress, LLC
Supported
2
Very Low 6
$177,140
Lfa logo Lfa
Team
1
Very High 300
$3,374,016
Lfa logo Lfa
Team
7
High 71
$554,115
LFG Wealth Partners, LLC logo LFG Wealth Partners, LLC
Team
11
Low 33
$529,658
L.F. Howard Associates Inc
Independent
1
High 27
$3,538,583
LFN Advisors Inc. logo LFN Advisors Inc.
Supported
4
Typical 45
$132,382
LFS RIA, LLC logo LFS RIA, LLC
Independent
1
High 33
$401,838
LGBTQ Wealth Planning LLC logo LGBTQ Wealth Planning LLC
Independent
1
Low 0
—
LG Financial Services, LLC logo LG Financial Services, LLC
Supported
2
Low 18
—
LGG Financial logo LGG Financial
Team
2
Very High 121
$2,310,750
LGT Financial Advisors LLC logo LGT Financial Advisors LLC
Supported
2
High 67
$3,083,067
LGT Wealth Management US Limited logo LGT Wealth Management US Limited
Team
1
Very High 956
$1,352,563
LHA Capital Partners
Independent
1
High 29
$1,959,565
Liberated Financial logo Liberated Financial
Independent
1
High 27
$195,589
Liberated Investor Advisors, LLC logo Liberated Investor Advisors, LLC
Supported
2
Low 28
$163,011
Libertas Wealth Management Group, Inc. logo Libertas Wealth Management Group, Inc.
Supported
2
Very High 140
$518,119
Liberton Financial LLC logo Liberton Financial LLC
Independent
1
Low 7
$12,857
Liberty Advisers Inc. logo Liberty Advisers Inc.
Independent
1
Very High 61
$326,600
Liberty Advisory Group, Inc. logo Liberty Advisory Group, Inc.
Independent
1
Very High 122
$236,469
Liberty Asset Management logo Liberty Asset Management
Team
6
Typical 55
$418,475
Liberty Asset Management, Inc. logo Liberty Asset Management, Inc.
Supported
2
Very High 122
$710,769
Liberty Atlantic Advisors logo Liberty Atlantic Advisors
Team
7
Very Low 20
$1,337,520
Liberty Capital logo Liberty Capital
Supported
4
Low 33
$645,004
Liberty Capital Management Inc logo Liberty Capital Management Inc
Team
4
Low 40
$4,881,888
Liberty Financial Group, Inc.
Independent
1
Low 0
—
Liberty Financial Group, Inc. logo Liberty Financial Group, Inc.
Supported
2
Very High 119
$816,459
Liberty Financial Planning, Inc. logo Liberty Financial Planning, Inc.
Independent
1
Very High 64
$0
Liberty Forge LLC logo Liberty Forge LLC
Team
5
Low 40
$1,266,678
Liberty One Wealth Advisors logo Liberty One Wealth Advisors
Team
5
Typical 47
$747,978
Liberty Point Financial LLC logo Liberty Point Financial LLC
Independent
1
Low 0
—
Liberty Solutions Advisors
Independent
1
High 29
$258,935
Liberty Square Wealth Partners LLC logo Liberty Square Wealth Partners LLC
Team
5
Very High 124
$908,147
Liberty Street Capital, LLC
Independent
1
Low 0
—
Liberty Wealth Management, LLC logo Liberty Wealth Management, LLC
Team
21
High 72
$1,105,849
Liberty Wealth Managers logo Liberty Wealth Managers
Independent
1
Very High 114
$525,146
Libra Investment Advisors Inc logo Libra Investment Advisors Inc
Independent
1
Low 2
$575,000
Libra Wealth LLC logo Libra Wealth LLC
Team
4
Low 36
$4,474,429
Libris Capital Management LLC logo Libris Capital Management LLC
Independent
1
Low 0
—
Lido logo Lido
Enterprise
316
Low 41
$2,926,994
Life Advisors Financial Planning and Wealth Management, LLC
Supported
2
Typical 44
$167,974
Life After Grief Financial Planning logo Life After Grief Financial Planning
Independent
1
Typical 17
$2,490,479
Life Balance Financial logo Life Balance Financial
Supported
4
Low 19
—
Life by Design Investment Advisory Services logo Life by Design Investment Advisory Services
Supported
1
Typical 55
$1,040,013
LifeCapital Partners LLC logo LifeCapital Partners LLC
Supported
3
Very High 99
$445,793
LifeCare Funding Solutions, LLC logo LifeCare Funding Solutions, LLC
Independent
1
Low 2
—
Lifecare Retirement Solutions Inc.
Independent
1
Typical 23
—
Lifecraft Wealth Management logo Lifecraft Wealth Management
Supported
1
Very High 124
$585,084
Lifecycle Financial Planners Inc. logo Lifecycle Financial Planners Inc.
Team
4
Low 42
$3,920,000
LifeFirst Wealth, LLC logo LifeFirst Wealth, LLC
Independent
1
Low 3
$1,420,485
LifeFocus Financial Advisors, LLC logo LifeFocus Financial Advisors, LLC
Supported
2
Typical 50
$894,798
LifeGoal Investments, LLC logo LifeGoal Investments, LLC
Team
6
Typical 53
$1,617,555
LIFEGOALS FINANCIAL GROUP logo LIFEGOALS FINANCIAL GROUP
Independent
1
Very High 163
$364,392
Lifeguide Financial Advisors, LLC logo Lifeguide Financial Advisors, LLC
Team
16
Typical 48
$718,157
Life, Inc. Retirement Services logo Life, Inc. Retirement Services
Team
5
Very Low 18
$210,489
LifeInvest Wealth Management, LTD logo LifeInvest Wealth Management, LTD
Team
8
Low 33
$1,151,602
lifelaidout LLC logo lifelaidout LLC
Independent
1
Low 6
$4,762,019
Lifeline Financial, LLC
Independent
1
High 42
$1,683,569
Life Line Wealth Management LLC
Team
5
Very Low 19
$5,748,786
Lifelong Advisory Corp
Independent
1
Low 0
—
Lifelong Investment Management Services LLC logo Lifelong Investment Management Services LLC
Independent
1
Typical 14
$234,100
Lifelong Investsments
Independent
1
High 41
$0
Lifelong Wealth Advisors, Inc. logo Lifelong Wealth Advisors, Inc.
Team
9
High 96
$821,287
Lifelong Wealth Management Group, LLC logo Lifelong Wealth Management Group, LLC
Independent
1
Very High 181
$652,155
Lifelong Wealth Strategies, LLC logo Lifelong Wealth Strategies, LLC
Independent
1
High 43
$276,558
Lifemark Securities Corp. logo Lifemark Securities Corp.
Multi-team
75
Very Low 14
$403,551
Life Moves Wealth Management logo Life Moves Wealth Management
Independent
1
High 48
$322,171
Lifepath Advisors, LLC
Independent
1
High 36
$472,222
LifePlan Financial, LLC logo LifePlan Financial, LLC
Supported
2
Very High 128
$553,088
LifePlan Financial Services, LP logo LifePlan Financial Services, LP
Supported
2
High 64
$682,586
LifePlan Group logo LifePlan Group
Supported
4
High 70
$1,170,793
Life Planning Advisors LLC logo Life Planning Advisors LLC
Supported
4
Very High 236
$193,951
Life Planning Agency, Inc logo Life Planning Agency, Inc
Independent
1
Typical 20
$206,233
Life Planning Partners, Inc. logo Life Planning Partners, Inc.
Supported
3
Typical 37
$3,214,127
Life Planning Solutions, LLC logo Life Planning Solutions, LLC
Independent
1
Typical 23
$734,783
LifePoint Financial Design logo LifePoint Financial Design
Independent
1
Very High 77
$244,179
Lifepoint Planning logo Lifepoint Planning
Supported
3
Typical 37
$1,491,905
Lifeproof Financial LLC logo Lifeproof Financial LLC
Independent
1
Low 0
—
Life's Business, Inc.
Independent
1
Low 5
$1,580,584
Lifespan Financial Strategies, Inc. logo Lifespan Financial Strategies, Inc.
Supported
4
Very High 129
$694,032
Life's Sanctuary Financial Planning, LLC
Independent
1
Low 7
$692,976
Life Stage Investing, LLC logo Life Stage Investing, LLC
Independent
1
Typical 16
$156,250
Lifestage Wealth Management, Inc. logo Lifestage Wealth Management, Inc.
Supported
2
High 60
$627,168
LifeSteps Financial logo LifeSteps Financial
Team
7
High 96
$638,509
Life Stewardship Advisors logo Life Stewardship Advisors
Supported
2
Typical 37
$231,507
Life Story Financial logo Life Story Financial
Independent
1
Typical 25
$405,434
Life Story Wealth Planning logo Life Story Wealth Planning
Independent
1
Low 0
—
Life Strategies, Inc. logo Life Strategies, Inc.
Independent
1
Very High 115
$1,054,311
Lifestyle Financial Services, LLC logo Lifestyle Financial Services, LLC
Supported
2
Very Low 11
$130,090
Lifestyle Financial Strategies, LLC logo Lifestyle Financial Strategies, LLC
Independent
1
High 27
$832,919
Lifestyle Freedom Advisory Group, LLC logo Lifestyle Freedom Advisory Group, LLC
Team
5
Low 32
$784,289
Lifestyle Planning, LLC logo Lifestyle Planning, LLC
Supported
3
Low 19
$741,596
Lifestyle Wealth logo Lifestyle Wealth
Team
16
Typical 58
$602,337
Lifetime Capital Planning Group LLC logo Lifetime Capital Planning Group LLC
Supported
2
Typical 36
$1,196,889
Lifetime Equity Investments LLC logo Lifetime Equity Investments LLC
Supported
2
Low 34
$395,522
Lifetime Financial logo Lifetime Financial
Supported
2
Very Low 15
$1,538,918
Lifetime Financial logo Lifetime Financial
Independent
1
Very High 71
$534,336
Lifetime Financial Advisors LLC logo Lifetime Financial Advisors LLC
Independent
1
Low 3
$4,750,000
Lifetime Financial Foundations, LLC logo Lifetime Financial Foundations, LLC
Independent
1
Very High 203
$213,621
Lifetime Financial, Inc.
Team
9
Very Low 26
$235,996
Lifetime Financial Planners LLC logo Lifetime Financial Planners LLC
Independent
1
Typical 21
$731,955
Lifetime Financial Planning Solutions, LLC logo Lifetime Financial Planning Solutions, LLC
Independent
1
Low 5
$0
Lifetime Investments & Insurance LLC logo Lifetime Investments & Insurance LLC
Independent
1
Low 1
$50,000
Lifetime Strategies, LLC logo Lifetime Strategies, LLC
Independent
1
High 49
$258,824
Lifetime Wealth Design LLC logo Lifetime Wealth Design LLC
Independent
1
Typical 13
$250,015
Lifetime Wealth Management, LLC
Supported
3
Typical 52
$1,191,228
Lifetime Wealth Management P.C. logo Lifetime Wealth Management P.C.
Supported
4
Low 30
$1,996,922
LifeTyme Financial Advisors, LLC logo LifeTyme Financial Advisors, LLC
Team
6
High 84
—
Life UnLocked Partners LLC logo Life UnLocked Partners LLC
Supported
3
Very Low 11
$327,985
LifeWater Wealth Management logo LifeWater Wealth Management
Independent
1
High 27
$1,123,385
Lifeway Financial Corporation logo Lifeway Financial Corporation
Supported
2
High 84
$2,090,885
Life Wise Planning Group LLC logo Life Wise Planning Group LLC
Supported
3
Typical 44
$398,116
LifeWise Wealth Advisors logo LifeWise Wealth Advisors
Team
7
Typical 62
$1,126,754
Lifeworks Advisors, LLC logo Lifeworks Advisors, LLC
Multi-team
43
Low 41
$506,000
Lift Asset Management logo Lift Asset Management
Supported
2
Very Low 12
$1,538,115
Liftoff Financial Planning logo Liftoff Financial Planning
Independent
1
High 38
$63,073
LiftPoint Family Wealth Advisors, LLC
Supported
2
Low 31
$2,978,665
LIG Capital Management, LLC logo LIG Capital Management, LLC
Supported
4
Very High 102
$515,882
Lightcap Financial Group, LLC logo Lightcap Financial Group, LLC
Supported
1
High 74
$252,486
Light Capital LLC logo Light Capital LLC
Independent
1
Typical 13
$9,752,745
Light Capital Management LLC logo Light Capital Management LLC
Independent
1
Very High 70
$1,176,413
Lightedway Advisory Services, Inc. logo Lightedway Advisory Services, Inc.
Independent
1
Very High 267
$419,476
Light Financial Services, Inc. logo Light Financial Services, Inc.
Supported
2
Very High 311
$278,178
Lighthouse Advisory Services, Inc. logo Lighthouse Advisory Services, Inc.
Independent
1
Typical 24
$399,072
Lighthouse Capital, LLC logo Lighthouse Capital, LLC
Supported
1
Very High 127
$248,280
Lighthouse Financial logo Lighthouse Financial
Team
1
Very High 132
$5,603,879
Lighthouse Financial Advisors, Inc. logo Lighthouse Financial Advisors, Inc.
Team
4
Very High 107
$2,423,578
Lighthouse Financial & Consulting Services, LLC logo Lighthouse Financial & Consulting Services, LLC
Independent
1
Very High 359
$93,593
Lighthouse Financial, LLC logo Lighthouse Financial, LLC
Supported
2
High 79
$711,182
Lighthouse Financial Services Inc logo Lighthouse Financial Services Inc
Supported
4
Very High 115
$1,014,215
Lighthouse Investment Advisors, Inc. logo Lighthouse Investment Advisors, Inc.
Independent
1
Very High 89
$347,942
Lighthouse Wealth Management, Inc. logo Lighthouse Wealth Management, Inc.
Team
5
High 75
$577,398
Lighthouse Wealth Management, LLC logo Lighthouse Wealth Management, LLC
Supported
2
Typical 47
$2,653,350
Lighthouse Wealth Management, LLC logo Lighthouse Wealth Management, LLC
Independent
1
Typical 19
$236,842
Lighthouse Wealth Strategies, LLC logo Lighthouse Wealth Strategies, LLC
Team
12
High 72
$975,075
Lightpath Wealth  & Tax Advisors logo Lightpath Wealth & Tax Advisors
Independent
1
Low 0
—
Lightsquare Wealth Management, LLC logo Lightsquare Wealth Management, LLC
Supported
3
High 57
$1,183,356
Lilac Wealth, LLC logo Lilac Wealth, LLC
Independent
1
Low 0
—
Lilliano Capital Management LLC logo Lilliano Capital Management LLC
Independent
1
Very High 409
$410,470
Limber Capital LLC logo Limber Capital LLC
Independent
1
Low 10
$1,149,371
Limehouse Wealth Management LLC
Independent
1
Low 0
—
Limeral Research logo Limeral Research
Independent
1
Low 0
—
Limerick Financial Group, LLC logo Limerick Financial Group, LLC
Supported
2
Typical 41
$790,590
Lime Rock Investment Management Company, Inc. logo Lime Rock Investment Management Company, Inc.
Independent
1
Typical 25
$357,493
Limiter Financial LLC
Independent
1
Low 0
—
Limitless Capital Management, Inc. logo Limitless Capital Management, Inc.
Independent
1
Low 0
—
Linch Financial, LLC logo Linch Financial, LLC
Supported
3
Low 17
$801,502
Lincoln Asset Management
Independent
1
Low 7
$384,286
Lincolnbridge Financial Planning, LLC logo Lincolnbridge Financial Planning, LLC
Supported
3
High 82
$213,781
Lincoln Capital Corporation logo Lincoln Capital Corporation
Supported
3
High 88
$1,534,513
Lincoln Capital, LLC logo Lincoln Capital, LLC
Team
5
Very High 242
$590,715
Lincoln Douglas Investments, LLC logo Lincoln Douglas Investments, LLC
Team
8
Very Low 31
$530,688
Lincoln Investment logo Lincoln Investment
Enterprise
355
Very High 389
$157,266
Lincoln Management
Supported
2
Very Low 15
$2,236,147
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