See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Osborne Capital Management
Independent
1
Very High 91
$301,429
Osborne Financial Planning LLC logo Osborne Financial Planning LLC
Independent
1
Low 0
—
Osborne Global Investors, Inc. logo Osborne Global Investors, Inc.
Independent
1
High 39
$310,185
Osborne Partners logo Osborne Partners
Team
11
Typical 64
$3,284,973
Osgood Capital Management, Inc. logo Osgood Capital Management, Inc.
Independent
1
Very High 110
$365,512
O'Shaughnessy Asset Management, LLC logo O'Shaughnessy Asset Management, LLC
Multi-team
59
Very High 182
$1,490,698
Osprey Capital Management, LLC logo Osprey Capital Management, LLC
Independent
1
High 46
$654,278
Osprey Money Management, LLC logo Osprey Money Management, LLC
Independent
1
Low 0
—
Osprey Private Wealth LLC logo Osprey Private Wealth LLC
Supported
3
Low 19
$6,145,722
Ossia IM
Independent
1
Low 6
$16,417,880
Ostler Financial Advisors
Supported
2
Very Low 0
—
Ostrofe Financial Consultants Inc logo Ostrofe Financial Consultants Inc
Supported
3
Very High 186
$652,271
Oswego Private Wealth Management logo Oswego Private Wealth Management
Supported
2
Low 29
$1,061,878
OT Advisors LLC logo OT Advisors LLC
Independent
1
Low 0
—
Other Side Asset Management, LLC logo Other Side Asset Management, LLC
Independent
1
Very High 125
$256,000
Othniel Financial Advisory Services, LLC
Independent
1
Typical 24
—
Otium Advisory Group, LLC logo Otium Advisory Group, LLC
Independent
1
Typical 25
$752,587
Otium Wealth Management logo Otium Wealth Management
Independent
1
Low 0
—
O'Toole Strategic Investments LLC logo O'Toole Strategic Investments LLC
Supported
2
Low 28
$215,260
Otto & Associates, Inc. logo Otto & Associates, Inc.
Supported
3
Typical 51
$1,884,856
Ouellette Wealth Advisory LLC logo Ouellette Wealth Advisory LLC
Supported
1
Very High 213
$1,279,027
Our Investment Guy logo Our Investment Guy
Independent
1
Very High 162
$369,235
Outbound Financial logo Outbound Financial
Independent
1
Very High 150
$1,008,177
Outfitter Financial
Supported
1
High 58
$2,336,506
Outflyers LLC logo Outflyers LLC
Independent
1
Low 0
—
Outlier Financial Partners, LLC logo Outlier Financial Partners, LLC
Supported
3
Typical 42
$195,050
Outlive Financial Planning LLC logo Outlive Financial Planning LLC
Independent
1
Low 0
—
Outlook Capital Management, LLC logo Outlook Capital Management, LLC
Independent
1
Very High 90
$1,637,255
Outlook Financial Services logo Outlook Financial Services
Independent
1
High 42
$730,899
Outlook Wealth Advisors, LLC logo Outlook Wealth Advisors, LLC
Team
6
High 95
$1,043,412
Outpost Advisors, LLC logo Outpost Advisors, LLC
Supported
2
Typical 56
$664,724
Outrunner Capital, LLC logo Outrunner Capital, LLC
Supported
4
Very Low 6
$12,803,078
Outside The Box Financial Planning, LLC logo Outside The Box Financial Planning, LLC
Independent
1
High 36
$264,346
Outwing Private Wealth Management logo Outwing Private Wealth Management
Supported
1
Low 21
$15,849,227
Overbrook Management Corporation logo Overbrook Management Corporation
Team
2
Typical 53
$5,570,691
Overflow Financial
Independent
1
Low 0
—
Overland Advisors
Independent
1
Low 0
—
Overland Park Wealth Management LLC logo Overland Park Wealth Management LLC
Supported
2
Typical 54
$995,637
Overlook Park Wealth, LLC logo Overlook Park Wealth, LLC
Independent
1
Very High 74
$106,757
Overridge Wealth Advisors logo Overridge Wealth Advisors
Team
9
Typical 52
$779,388
Overshare logo Overshare
Independent
1
Low 4
$653,993
Overson Advisory Group logo Overson Advisory Group
Supported
1
Very High 131
$165,649
Overture Wealth Management logo Overture Wealth Management
Independent
1
Typical 13
$1,070,021
Overwatch Management logo Overwatch Management
Independent
1
Very High 63
$19,643
Owen LaRue Financial Group logo Owen LaRue Financial Group
Supported
4
Very High 210
$432,694
Owens Investment Advisors LLC logo Owens Investment Advisors LLC
Independent
1
Very High 70
$224,911
OwenWise Financial LLC logo OwenWise Financial LLC
Independent
1
Low 0
—
OWL and ORE Wealth Planning logo OWL and ORE Wealth Planning
Independent
1
Very High 71
$807,265
OWL Creek Wealth Partners logo OWL Creek Wealth Partners
Team
3
Low 33
$5,935,883
Owlsense Wealth & Legacy Advisors LLC logo Owlsense Wealth & Legacy Advisors LLC
Supported
2
Very Low 5
$444,444
Own Your Monday Wealth Management, LLC logo Own Your Monday Wealth Management, LLC
Independent
1
Low 0
—
Oxbow Advisors, LLC logo Oxbow Advisors, LLC
Team
10
High 69
$2,898,860
OxenFree Financial logo OxenFree Financial
Team
8
Very High 118
$264,965
Oxford Capital
Independent
1
High 27
$44,444
Oxford Capital Management
Supported
2
Very Low 15
$5,862,069
Oxford Chase Advisors LLC logo Oxford Chase Advisors LLC
Supported
3
Very High 107
$280,000
Oxford Financial Group, Ltd logo Oxford Financial Group, Ltd
Multi-team
50
Very Low 12
$23,555,415
Oxford Harriman Private Wealth Management logo Oxford Harriman Private Wealth Management
Supported
4
High 57
$466,594
Oxford Martin, LLC logo Oxford Martin, LLC
Independent
1
High 54
$471,143
Oxford Planning Group, LLC logo Oxford Planning Group, LLC
Supported
3
Low 31
$1,102,250
Oxford Wealth Group, LLC logo Oxford Wealth Group, LLC
Team
7
Very High 130
$359,126
Oxford Wealth Management logo Oxford Wealth Management
Supported
2
Low 32
$1,688,731
Oxinas Partners Wealth Management logo Oxinas Partners Wealth Management
Team
7
Very High 101
$493,943
Oxler Private Wealth logo Oxler Private Wealth
Team
4
Very Low 28
$4,833,299
Oxley Capital Management, LLC logo Oxley Capital Management, LLC
Independent
1
High 45
—
Ox Lux Advisory LLC
Independent
1
Low 0
—
Oyster Creek Capital logo Oyster Creek Capital
Independent
1
Low 0
—
OZ Wealth Management LLC logo OZ Wealth Management LLC
Independent
1
High 31
$1,225,806
P23 Financial, Inc logo P23 Financial, Inc
Independent
1
Typical 15
—
P2, LLC
Independent
1
Typical 13
$346,154
P38 Enterprises, Inc.
Independent
1
Very High 83
$1,158,847
P3 Financial Management, LLC
Independent
1
Low 2
$1,562,001
P3 Wealth Management logo P3 Wealth Management
Supported
1
Very High 478
$60,865
P.A. Berg Retirement Solutions logo P.A. Berg Retirement Solutions
Independent
1
High 33
$73,856
PAC Capital, LLC logo PAC Capital, LLC
Independent
1
High 43
$1,694,375
PACE Financial Advisors logo PACE Financial Advisors
Team
12
Very High 103
$289,482
PACE Financial Group, LLC logo PACE Financial Group, LLC
Independent
1
Low 0
—
Paceline Wealth Management, LLC logo Paceline Wealth Management, LLC
Independent
1
Typical 15
$1,260,749
Pacesetter Financial Group, L.L.C. logo Pacesetter Financial Group, L.L.C.
Supported
4
High 90
$418,274
Pacesetter Planning LLC logo Pacesetter Planning LLC
Independent
1
High 34
$278,436
Paces Ferry Wealth Advisors, LLC logo Paces Ferry Wealth Advisors, LLC
Team
5
Low 40
$2,199,428
Pace Wealth Advisors logo Pace Wealth Advisors
Independent
1
High 38
$640,278
Pacifica Capital Investments logo Pacifica Capital Investments
Team
4
Low 39
$3,816,700
Pacifica Partners Capital Management logo Pacifica Partners Capital Management
Supported
1
Very High 544
$434,288
Pacifica Partners Capital Management Inc. logo Pacifica Partners Capital Management Inc.
Team
7
Low 37
$493,220
Pacific Asset Management, LLC logo Pacific Asset Management, LLC
Team
5
High 74
$1,003,027
Pacific Canyon Investments logo Pacific Canyon Investments
Supported
2
Typical 39
$188,161
Pacific Capital logo Pacific Capital
Team
5
Very Low 14
$11,232,175
Pacific Capital Associates logo Pacific Capital Associates
Supported
3
Very High 166
$513,126
Pacific Capital Works, Inc. logo Pacific Capital Works, Inc.
Independent
1
Typical 22
$2,399,350
Pacific Coast Investment Advisors, LLC logo Pacific Coast Investment Advisors, LLC
Independent
1
Very High 105
$1,162,535
Pacific Crest Asset Management LLC
Independent
1
Low 7
$4,061,904
Pacific Crest Financial Advisors, LLC logo Pacific Crest Financial Advisors, LLC
Supported
3
Low 19
$1,400,113
Pacific Empire Financial logo Pacific Empire Financial
Independent
1
Low 0
—
Pacific Equity Advisors LLC
Independent
1
Low 0
—
Pacific Excel Wealth Advisors, Inc. logo Pacific Excel Wealth Advisors, Inc.
Supported
3
Typical 35
$1,024,918
Pacific Financial Advisors logo Pacific Financial Advisors
Supported
4
Typical 46
$598,812
Pacific Financial Planners, LLC logo Pacific Financial Planners, LLC
Supported
2
High 86
$492,556
Pacific Financial Strategies, Inc. logo Pacific Financial Strategies, Inc.
Supported
3
Very High 238
$282,173
Pacific Global Investment Management Company logo Pacific Global Investment Management Company
Team
5
Very Low 25
$644,047
Pacific Haven Financial, LLC
Independent
1
Very High 185
$243,380
Pacific Horizon Investment Management LLC logo Pacific Horizon Investment Management LLC
Supported
2
Low 18
$2,245,177
Pacific Investment Advisors, LLC logo Pacific Investment Advisors, LLC
Independent
1
Very High 68
$378,382
Pacific Investment Counsel, Inc. logo Pacific Investment Counsel, Inc.
Independent
1
Very High 64
$628,497
Pacific Investment Research logo Pacific Investment Research
Independent
1
Very High 89
$1,690,761
Pacific Landfall logo Pacific Landfall
Supported
2
High 62
$113,137
Pacific Oak Financial Planning LLC logo Pacific Oak Financial Planning LLC
Independent
1
Low 10
$769,446
Pacific Park Financial, Inc. logo Pacific Park Financial, Inc.
Supported
1
Very High 209
$1,046,133
Pacific Peak Advisors, LLC logo Pacific Peak Advisors, LLC
Supported
2
High 91
$1,162,468
Pacific Pension Advisors LLC logo Pacific Pension Advisors LLC
Independent
1
Low 0
—
Pacific Point Advisors, LLC logo Pacific Point Advisors, LLC
Supported
3
Low 28
$3,598,385
Pacific Point Wealth Management logo Pacific Point Wealth Management
Team
5
Very Low 7
$183,143
Pacific Sage Partners, LLC logo Pacific Sage Partners, LLC
Team
4
Very High 201
$1,176,833
Pacific Shores Investment Advisors
Independent
1
Low 0
—
Pacific Specialty Investment Group, LLC logo Pacific Specialty Investment Group, LLC
Supported
2
Typical 52
$1,196,241
Pacific Spirit Investments LP logo Pacific Spirit Investments LP
Supported
2
Very Low 10
$973,060
Pacific Strategic Management, LP logo Pacific Strategic Management, LP
Supported
1
Low 21
$9,137,763
Pacific Street Advisors LLC
Independent
1
Low 5
$647,330
Pacific Sun Financial Corp logo Pacific Sun Financial Corp
Supported
3
Very High 127
$847,769
Pacific Trust Wealth Management logo Pacific Trust Wealth Management
Independent
1
Low 3
$386,985
Pacific United Planning, Inc. logo Pacific United Planning, Inc.
Independent
1
Very High 104
$253,240
Pacific Value, LLC logo Pacific Value, LLC
Supported
3
Typical 54
$962,963
Pacific Wealth Advisors logo Pacific Wealth Advisors
Independent
1
Low 0
—
Pacific Wealth Advisory, LLC logo Pacific Wealth Advisory, LLC
Supported
3
Very Low 14
$279,541
Pacific Wealth Advisory Services LLC logo Pacific Wealth Advisory Services LLC
Independent
1
Very High 223
$431,769
Pacific Wealth Care Inc.
Independent
1
Typical 19
$3,578,947
Pacific Wealth Management logo Pacific Wealth Management
Team
8
Very Low 26
$1,779,625
Pacific Wealth Partners, LLC logo Pacific Wealth Partners, LLC
Independent
1
Low 8
$2,730,723
Pacific Wealth Strategies Group, Inc. logo Pacific Wealth Strategies Group, Inc.
Supported
3
High 61
$1,248,058
Packard Wealth Strategies LLC logo Packard Wealth Strategies LLC
Independent
1
High 32
$404,549
Packerland Brokerage Services, Inc. logo Packerland Brokerage Services, Inc.
Multi-team
175
Very Low 28
$277,427
Pack Private Wealth, LLC logo Pack Private Wealth, LLC
Supported
2
Very High 111
$1,469,527
Pacrim Advisory Services
Supported
2
Very Low 1
—
Pactolus logo Pactolus
Team
5
Typical 60
$383,487
Padden Financial Planning LLC logo Padden Financial Planning LLC
Supported
2
Low 23
—
Padovani Asset Management logo Padovani Asset Management
Independent
1
Low 0
—
Page Capital Private Wealth Management, LLC logo Page Capital Private Wealth Management, LLC
Independent
1
Typical 12
$4,627,560
Painted Porch Advisors LLC logo Painted Porch Advisors LLC
Team
14
Very Low 21
$1,923,253
Paired Purpose Financial Planning logo Paired Purpose Financial Planning
Independent
1
Low 0
—
Paisley Financial LLC logo Paisley Financial LLC
Independent
1
Very High 141
$245,221
Pakha Investment Advisory logo Pakha Investment Advisory
Independent
1
Typical 21
$333,333
Paladin Capital logo Paladin Capital
Supported
3
Very Low 6
$523,854
Paladin Financial logo Paladin Financial
Supported
4
Very High 130
$418,762
Paladin Investment Advisors
Supported
4
Very High 103
$107,593
Paladino Wealth logo Paladino Wealth
Supported
1
Very High 160
$900,921
Paladin Partners logo Paladin Partners
Supported
2
Low 23
$4,411,496
Paladin Retirement Advisors logo Paladin Retirement Advisors
Independent
1
High 34
$342,615
Paladin Wealth Partners logo Paladin Wealth Partners
Supported
3
Low 34
$2,742,945
Palante Wealth Advisors, LLC logo Palante Wealth Advisors, LLC
Supported
2
Typical 51
$1,132,356
Palatine Hill Wealth Management logo Palatine Hill Wealth Management
Supported
4
High 70
$1,029,638
Pale Blue Capital LLC logo Pale Blue Capital LLC
Independent
1
Low 9
$121
Palen Financial LLC logo Palen Financial LLC
Independent
1
Very High 146
$272,832
Palermo Wealth Management, LLC logo Palermo Wealth Management, LLC
Independent
1
Very High 129
$747,689
Palisade Asset Management, LLC logo Palisade Asset Management, LLC
Team
6
Very Low 17
$11,449,043
Palisade Capital Management, LP logo Palisade Capital Management, LP
Multi-team
12
Very High 131
$1,170,213
Palisade Financial logo Palisade Financial
Independent
1
Very High 122
$655,738
Palisade Investments, LLC logo Palisade Investments, LLC
Team
7
High 83
$566,618
Palisades Hudson Asset Management, L.P. logo Palisades Hudson Asset Management, L.P.
Team
8
Very Low 17
$8,844,365
Palisade Wealth Management logo Palisade Wealth Management
Supported
3
Typical 47
$944,767
Palladio Consulting LLC logo Palladio Consulting LLC
Independent
1
Very High 108
$1,022,566
Palladium Wealth Management, LLC logo Palladium Wealth Management, LLC
Independent
1
Low 4
$400,000
Pallas Capital Advisors, LLC logo Pallas Capital Advisors, LLC
Multi-team
28
Low 44
$3,515,019
Paller Financial Services, Inc. logo Paller Financial Services, Inc.
Supported
3
Typical 52
$939,050
Palm Capital Group LLC logo Palm Capital Group LLC
Independent
1
High 37
$2,087,618
Palmer Jones & Associates, Inc.
Independent
1
High 29
$1,958,308
Palmerton Financial Services, LLC
Independent
1
Typical 16
$506,322
Palmer Wealth Management LLC logo Palmer Wealth Management LLC
Supported
2
Low 23
$943,891
Palmer Wealth Planning logo Palmer Wealth Planning
Independent
1
High 52
$371,460
Palmetto Coast Advisors, Inc. logo Palmetto Coast Advisors, Inc.
Independent
1
Very High 62
$705,181
Palmetto Financial Planners LLC logo Palmetto Financial Planners LLC
Independent
1
High 26
$788,190
Palmetto Retirement Specialists, LLC logo Palmetto Retirement Specialists, LLC
Independent
1
Low 10
—
Palmetto Wealth Management, LLC logo Palmetto Wealth Management, LLC
Independent
1
High 27
$1,200,862
Palm Springs Advisory LLC logo Palm Springs Advisory LLC
Independent
1
Typical 20
$1,666,411
Palm Valley Wealth Management LLC logo Palm Valley Wealth Management LLC
Independent
1
High 53
$493,689
Palm View Investments logo Palm View Investments
Independent
1
Low 3
$688,667
Palm Wealth Partners logo Palm Wealth Partners
Team
9
High 76
$258,983
Palogic Value Management, L.P. logo Palogic Value Management, L.P.
Supported
4
Very Low 14
$3,857,256
Palomar Advisors Inc. logo Palomar Advisors Inc.
Supported
2
Very Low 13
$1,764,109
Palo Seco Wealth Management logo Palo Seco Wealth Management
Supported
2
Low 22
$299,926
Palos Wealth Advisors, LLC
Independent
1
Very High 89
$800,999
Palumbo Wealth Management LLC logo Palumbo Wealth Management LLC
Team
5
Typical 57
$1,872,048
Palus Advisory LLC logo Palus Advisory LLC
Independent
1
Low 0
—
Pamela Krueger and Company, Inc.
Independent
1
High 40
$450,000
Pamela Otten LLC logo Pamela Otten LLC
Independent
1
High 27
—
Pamela Plick Wealth Management LLC logo Pamela Plick Wealth Management LLC
Independent
1
Low 4
$32,857
Pamet Advisors LLC logo Pamet Advisors LLC
Independent
1
High 31
$1,404,498
Pampel & Associates, Inc. logo Pampel & Associates, Inc.
Supported
2
Very High 128
$364,105
Panarella Wealth Management LLC logo Panarella Wealth Management LLC
Independent
1
Very High 55
$921,017
Pandolfo Capital, LLC
Independent
1
Typical 13
$795,462
Pandora Wealth, Inc. logo Pandora Wealth, Inc.
Supported
3
Typical 35
$2,704,301
Pankonin Financial Group logo Pankonin Financial Group
Supported
2
Very High 415
$111,821
Panoptic Global Wealth Management, LLC logo Panoptic Global Wealth Management, LLC
Independent
1
Low 0
—
Panorama Financial LLC
Independent
1
High 28
$656,865
Panorama Wealth Advisors logo Panorama Wealth Advisors
Supported
2
Very High 100
$668,536
Panoramic Capital Partners LLC logo Panoramic Capital Partners LLC
Team
6
Very Low 27
$2,426,899
Panoramic Financial logo Panoramic Financial
Supported
2
High 72
$652,360
Panoramic Financial Planning logo Panoramic Financial Planning
Independent
1
Typical 12
$1,919,646
Panos Financial Partners, LLC logo Panos Financial Partners, LLC
Independent
1
Very High 71
$591,549
Panteles Advisors
Supported
4
Very Low 10
$2,773,936
Pantheon Investments logo Pantheon Investments
Independent
1
Low 1
$3,039,630
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