See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Toyer Investment Advisors LLC logo Toyer Investment Advisors LLC
Independent
1
Very High 95
$68,421
TPG Financial Advisors, LLC logo TPG Financial Advisors, LLC
Team
18
Very Low 30
$1,656,294
TP Investment Advisory Services, LLC logo TP Investment Advisory Services, LLC
Independent
1
Low 0
—
TPK Advisors LLC
Independent
1
Very High 60
$404,252
TPW Finance LLC logo TPW Finance LLC
Independent
1
Low 5
$1,720,000
TQM Wealth Partners logo TQM Wealth Partners
Supported
3
Low 22
$1,903,335
Trac Asset Management LLC logo Trac Asset Management LLC
Independent
1
Very High 99
$872,636
Trace Wealth Advisors logo Trace Wealth Advisors
Supported
1
High 62
$3,355,002
Trachtenberg Capital Management, LLC
Independent
1
Very High 55
$929,611
Trackside Wealth logo Trackside Wealth
Independent
1
Low 0
—
Traction Financial Partners logo Traction Financial Partners
Team
7
Typical 47
$835,643
Traction Wealth Management, LLC
Independent
1
Very High 68
$233,332
TRAC Wealth Management, Inc logo TRAC Wealth Management, Inc
Independent
1
Very High 157
$73,500
Trademark Capital Management Inc. logo Trademark Capital Management Inc.
Team
6
Typical 55
$392,660
Trademark Financial Management, LLC logo Trademark Financial Management, LLC
Supported
2
Very High 229
$640,661
Trader Wealth Management, LLC logo Trader Wealth Management, LLC
Supported
2
Typical 53
$890,419
Tradespro LLC logo Tradespro LLC
Independent
1
Low 5
$31,600
Trade Therapy, LLC logo Trade Therapy, LLC
Independent
1
Low 0
—
TRADEway logo TRADEway
Team
12
Typical 51
$146,037
TradeWell Tax & Financial logo TradeWell Tax & Financial
Supported
4
Very High 110
$726,621
Tradewinds Capital Management, LLC logo Tradewinds Capital Management, LLC
Team
7
Very High 318
$325,781
Tradewinds Investment Advisors, LLC
Independent
1
Low 8
$292,548
TradeWinds, LLC logo TradeWinds, LLC
Team
11
Low 45
$1,283,734
TradeWinds Wealth Management logo TradeWinds Wealth Management
Supported
3
High 87
$491,229
Tradition Investment Management, LLC logo Tradition Investment Management, LLC
Supported
2
Low 29
$312,281
Traditions Wealth Advisors, LLC. logo Traditions Wealth Advisors, LLC.
Supported
2
Typical 38
$1,108,173
Tradition Wealth Management LLC logo Tradition Wealth Management LLC
Team
23
High 94
$1,032,139
Trailblazer Wealth Management logo Trailblazer Wealth Management
Independent
1
Low 0
—
Trail Financial Planning LLC logo Trail Financial Planning LLC
Supported
3
Typical 52
$747,352
Trailhead Planners, LLC logo Trailhead Planners, LLC
Supported
2
High 76
$1,242,586
Trailpoint Financial Planning logo Trailpoint Financial Planning
Independent
1
Low 6
$471,055
Trail Ridge Investment Advisors, LLC logo Trail Ridge Investment Advisors, LLC
Team
8
Very Low 20
$1,529,333
Trails Edge Wealth Advisers, LLC logo Trails Edge Wealth Advisers, LLC
Supported
2
Low 30
$2,561,667
Trailwise Financial Partners, LLC logo Trailwise Financial Partners, LLC
Supported
3
High 66
$705,298
Traina Investment Advisory
Independent
1
Low 0
—
Trainor Consulting logo Trainor Consulting
Independent
1
Low 0
—
Trajan Wealth, L.L.C. logo Trajan Wealth, L.L.C.
Multi-team
52
Very High 204
$244,690
Trajectory Financial Planning logo Trajectory Financial Planning
Independent
1
Low 0
—
Trammell Wealth logo Trammell Wealth
Independent
1
Low 9
$53,107
Trane Capital, LLC logo Trane Capital, LLC
Independent
1
Low 10
$518,300
Tranquil Asset Management LLC
Independent
1
Low 5
$2,859,302
Tranquility Partners, LLC logo Tranquility Partners, LLC
Team
7
Low 36
$3,705,641
Tranquility Path Investment Advisors, LLC logo Tranquility Path Investment Advisors, LLC
Supported
3
Very Low 0
—
Tranquilli Financial Advisor, LLC logo Tranquilli Financial Advisor, LLC
Supported
2
Very High 111
$897,724
Tranquil Path Financial Planning logo Tranquil Path Financial Planning
Independent
1
Typical 20
$1,024,624
Transamerica Financial Advisors logo Transamerica Financial Advisors
Enterprise
1,133
Low 38
$48,577
Transamerica Retirement Advisors, LLC logo Transamerica Retirement Advisors, LLC
Enterprise
306
Very High 695
$82,021
Transatlantique Private Wealth LLC logo Transatlantique Private Wealth LLC
Team
11
Low 37
$2,099,137
Transce3nd LLC logo Transce3nd LLC
Multi-team
42
Low 38
$256,062
Transcend Advisor Group, LLC logo Transcend Advisor Group, LLC
Team
5
High 72
$703,321
Transcend Advisor Inc.
Independent
1
Low 0
—
Transcendent Capital Group logo Transcendent Capital Group
Team
9
Typical 56
$709,582
Transcendent Investment Advisors, LLC logo Transcendent Investment Advisors, LLC
Independent
1
Low 1
$55,580
Transcend Wealth logo Transcend Wealth
Supported
1
Very High 119
$786,055
Transformation Wealth Management, LLC logo Transformation Wealth Management, LLC
Independent
1
Low 5
$102,411
Transform Retirement logo Transform Retirement
Independent
1
High 41
$378,559
Transition Family Wealth logo Transition Family Wealth
Independent
1
Low 0
—
Transition Financial Advisors Group, LLC logo Transition Financial Advisors Group, LLC
Supported
4
Typical 37
$2,001,901
Transition Planning & Guidance, LLC logo Transition Planning & Guidance, LLC
Independent
1
Low 9
—
Transparent Wealth Solutions logo Transparent Wealth Solutions
Independent
1
Low 0
—
Transparenza Advisors LLC logo Transparenza Advisors LLC
Independent
1
Typical 11
$2,098,363
Traphagen FInancial Group logo Traphagen FInancial Group
Team
16
Very High 120
$1,079,758
Trasatti Wealth Planning, LLC logo Trasatti Wealth Planning, LLC
Independent
1
Very High 59
$1,042,421
Traub Capital Management logo Traub Capital Management
Supported
3
Typical 43
$1,600,709
Traveka Wealth, LLC logo Traveka Wealth, LLC
Team
3
High 65
$3,751,891
Traver Financial Consulting Network PA
Independent
1
High 54
$2,254,199
Traverse Private Wealth logo Traverse Private Wealth
Independent
1
Typical 18
$1,605,886
Traynor Capital Management logo Traynor Capital Management
Team
7
Very High 227
$1,522,381
Tre Api Wealth Management, LLC logo Tre Api Wealth Management, LLC
Independent
1
High 40
$1,300,000
Treasure Chest Financial
Independent
1
Low 0
—
Treasure Coast Financial Planning, Inc. logo Treasure Coast Financial Planning, Inc.
Team
5
Typical 47
$992,343
Treasure Valley Financial Planning logo Treasure Valley Financial Planning
Team
8
High 68
$621,514
Trebuchet Consulting, LLC
Team
4
Very High 103
$2,606,399
Tred Avon Family Wealth, LLC logo Tred Avon Family Wealth, LLC
Supported
2
Very High 164
$1,203,890
Tree City Investments, Inc.
Supported
2
Low 19
$1,136,579
Treehouse Financial, Inc.
Supported
2
Very Low 2
$358,425
Treehouse Wealth Advisors logo Treehouse Wealth Advisors
Team
5
Typical 53
$2,142,568
Treeline Financial Planning logo Treeline Financial Planning
Independent
1
High 36
$486,910
Tree Line Strategy Group LLC
Independent
1
Low 3
$408,258
Treesa Financial Planning, LLC logo Treesa Financial Planning, LLC
Independent
1
Very High 106
—
Treetop Wealth Management, LLC logo Treetop Wealth Management, LLC
Supported
3
Low 33
$2,100,000
Treeview Capital logo Treeview Capital
Independent
1
Low 0
—
Treger & Associates
Independent
1
Very High 55
$1,597,545
Treiberg Wealth Management logo Treiberg Wealth Management
Supported
3
High 90
$1,196,398
Trek Financial logo Trek Financial
Multi-team
63
High 72
$537,789
Trek Line Wealth logo Trek Line Wealth
Independent
1
High 40
$208,123
Trek Wealth Planning logo Trek Wealth Planning
Independent
1
High 39
$612,589
Trella Wealth logo Trella Wealth
Independent
1
High 49
$392,294
Trellisent Investments logo Trellisent Investments
Independent
1
Low 10
$1,630,251
Trellis Wealth Advisors, LLC logo Trellis Wealth Advisors, LLC
Supported
4
Low 32
$3,733,143
Tremonte Financial Consultants logo Tremonte Financial Consultants
Independent
1
Very High 136
$466,063
Tremont Street Advisors, LLC
Supported
3
Low 24
$830,878
Trendcalc Dynamics logo Trendcalc Dynamics
Independent
1
Very High 70
$501,429
Trendhaven Investment Management, LLC logo Trendhaven Investment Management, LLC
Independent
1
Low 3
$663,875
Trend Management, Inc. logo Trend Management, Inc.
Supported
3
Typical 50
$630,872
Trendscast Financial LLC
Supported
2
Very High 134
$94,382
Trendz Advisors logo Trendz Advisors
Independent
1
Very High 83
$249,574
Tresses Capital Management, LLC
Independent
1
High 30
$1,760,177
Trestle Wealth Advisory, LLC logo Trestle Wealth Advisory, LLC
Independent
1
High 53
$623,656
Tres Wealth Management Group, LLC
Supported
2
High 71
$451,064
Treussard Capital Management logo Treussard Capital Management
Independent
1
Typical 20
$3,726,069
Trevan Financial
Independent
1
Low 0
—
Treveri Capital logo Treveri Capital
Independent
1
Typical 11
$100,909
Trevián Wealth Management, LLC logo Trevián Wealth Management, LLC
Team
2
Typical 48
$5,283,392
Trew Advisors, LLC logo Trew Advisors, LLC
Independent
1
High 26
$1,123,077
Trexler Financial Advisors LLC
Independent
1
High 37
$678,999
T/R Financial Management Group, LLC logo T/R Financial Management Group, LLC
Supported
2
Typical 38
$352,460
TRG Capital Management, Inc. logo TRG Capital Management, Inc.
Supported
4
Low 32
$739,632
TRG Financial logo TRG Financial
Independent
1
Low 0
—
TRG Investment Advisors, LLC logo TRG Investment Advisors, LLC
Team
6
Low 40
$642,628
Triad Investment Management, LLC logo Triad Investment Management, LLC
Supported
2
Low 20
$2,697,328
Triad Wealth Partners, LLC logo Triad Wealth Partners, LLC
Multi-team
49
High 80
$391,839
TriaGen Wealth Management LLC logo TriaGen Wealth Management LLC
Team
3
Very High 116
$1,501,086
Triangle Wealth Management logo Triangle Wealth Management
Team
10
Typical 52
$2,453,777
Triangulated Capital Management, LLC logo Triangulated Capital Management, LLC
Independent
1
Typical 13
$307,692
Triangulum Wealth Management logo Triangulum Wealth Management
Independent
1
Low 2
$1,125,000
Triathlon Partners LLC logo Triathlon Partners LLC
Independent
1
High 28
$2,131,411
Tribble Financial Planning logo Tribble Financial Planning
Independent
1
Typical 12
—
Tribeca Financial, LLC logo Tribeca Financial, LLC
Team
6
Low 37
$827,974
Tribeca Investment Inc.
Independent
1
High 50
$379,625
Tributaries Financial Planning LLC
Independent
1
Low 0
—
TRICAPITAL Wealth Management, Inc. logo TRICAPITAL Wealth Management, Inc.
Supported
3
Typical 42
$1,017,221
Trica Wealth Planning, LLC logo Trica Wealth Planning, LLC
Independent
1
Low 0
—
Tricord Advisors, Inc. logo Tricord Advisors, Inc.
Team
6
High 88
$768,618
Tricord Investment Advisors, Inc. logo Tricord Investment Advisors, Inc.
Independent
1
Typical 15
$433,333
Tricord Wealth Advisors logo Tricord Wealth Advisors
Independent
1
Very High 81
$95,062
Trident Advisors Inc logo Trident Advisors Inc
Supported
2
Very High 112
$520,300
Trident Advisors LLC
Team
5
Very Low 8
$395,578
Trident Capital Advisors, LLC logo Trident Capital Advisors, LLC
Independent
1
High 43
$981,336
Trident Wealth Management, LLC logo Trident Wealth Management, LLC
Independent
1
Typical 18
$313,491
Trieste Capital LLC
Independent
1
Low 5
$2,928,523
Trieste Partners LLC logo Trieste Partners LLC
Independent
1
Low 0
—
Triex Financial Services, Inc.
Independent
1
Typical 25
$65,640
Trifecta Capital Advisors, LLC logo Trifecta Capital Advisors, LLC
Team
3
Typical 50
$6,121,994
Triflame Capital logo Triflame Capital
Independent
1
Very High 70
$387,483
Trigofi logo Trigofi
Independent
1
Low 4
$98,807
Trigsted Wealth Advisory logo Trigsted Wealth Advisory
Independent
1
Low 0
—
Trihelix Wealth Collective logo Trihelix Wealth Collective
Supported
2
High 77
$163,617
Trillium Asset Management logo Trillium Asset Management
Multi-team
12
Very High 144
$1,325,107
Trillium Investments logo Trillium Investments
Supported
2
Low 29
$2,113,193
Trillium Square Advisors LLC logo Trillium Square Advisors LLC
Supported
2
Low 31
$844,144
Trillium Valley Financial Planning logo Trillium Valley Financial Planning
Independent
1
Low 5
—
Trillium Wealth LLC logo Trillium Wealth LLC
Team
7
High 89
$853,195
Trilogy Advisors
Independent
1
Low 1
$200,000
Trilogy Capital, Inc. logo Trilogy Capital, Inc.
Multi-team
70
Very High 115
$323,933
Trilogy Financial Solutions logo Trilogy Financial Solutions
Independent
1
Typical 13
$123,315
Trilogy Wealth Management, LLC logo Trilogy Wealth Management, LLC
Supported
3
Very Low 0
—
Trimaran Capital logo Trimaran Capital
Independent
1
Very High 59
$1,212,924
Trimarc Wealth Management LLC logo Trimarc Wealth Management LLC
Supported
1
Very Low 14
$14,670,126
Trimingham Financial logo Trimingham Financial
Independent
1
Low 7
$241,436
Trimon Capital logo Trimon Capital
Independent
1
Low 0
—
Trinchera Investments, LLC
Independent
1
Low 0
—
Trinexus Capital, LLC logo Trinexus Capital, LLC
Supported
2
Very Low 5
$1,866,667
Tringle Jr., John R.
Independent
1
Very High 74
$182,432
Trinity Asset Management Co.
Supported
2
High 66
$789,257
Trinity Asset Management, Inc. logo Trinity Asset Management, Inc.
Independent
1
High 37
$1,488,811
Trinity Capital Management, LLC logo Trinity Capital Management, LLC
Team
5
High 75
$1,148,182
Trinity Capital Management, LLC
Supported
2
Low 33
$840,507
Trinity Capital Management, LLP
Independent
1
High 28
$1,416,370
Trinity Financial Advisors LLC logo Trinity Financial Advisors LLC
Team
6
Low 35
$3,219,606
Trinity Financial Planning logo Trinity Financial Planning
Supported
2
Low 30
$1,714,588
Trinity Financial Services, Inc. logo Trinity Financial Services, Inc.
Supported
2
High 63
$610,384
Trinity Legacy Partners, LLC logo Trinity Legacy Partners, LLC
Team
6
Typical 59
$1,409,301
Trinity Neches
Supported
2
Typical 35
$1,490,805
Trinity Portfolio Advisors, LLC logo Trinity Portfolio Advisors, LLC
Team
10
Typical 54
$851,622
Trinity Strategic Wealth logo Trinity Strategic Wealth
Team
17
Very High 102
$842,550
Trinity Wealth logo Trinity Wealth
Supported
2
Very Low 15
$638,115
Trinity Wealth Advisors, INC. logo Trinity Wealth Advisors, INC.
Supported
2
Very High 99
$819,615
Trinity Wealth Advisors LLC logo Trinity Wealth Advisors LLC
Supported
4
Low 33
$2,059,939
Trinity Wealth Management LLC logo Trinity Wealth Management LLC
Supported
2
Typical 47
$4,523,085
Trinity Wealth Management, LLC logo Trinity Wealth Management, LLC
Supported
4
Typical 55
$1,407,080
Trinity Wealth Solutions LLC logo Trinity Wealth Solutions LLC
Supported
2
Typical 55
$487,095
Trinsic Capital, LLC logo Trinsic Capital, LLC
Supported
2
Low 24
$1,765,616
Trinvest Advisors, LLC
Independent
1
High 31
$409,677
Trio Wealth Management, LLC logo Trio Wealth Management, LLC
Supported
4
Low 22
$1,550,483
Triple Balance Advisers Inc
Independent
1
Low 0
—
Triple Crown Wealth Management logo Triple Crown Wealth Management
Supported
2
Very High 109
$65,685
Triple Pine Wealth Management LLC logo Triple Pine Wealth Management LLC
Independent
1
Low 0
—
Triple Play Planning, LLC logo Triple Play Planning, LLC
Independent
1
High 35
$239,154
Triple Summit Advisors, LLC logo Triple Summit Advisors, LLC
Supported
2
High 85
$620,532
Tripletail Wealth Management logo Tripletail Wealth Management
Supported
2
Typical 37
$1,785,308
Tri-Quest Investment Advisors logo Tri-Quest Investment Advisors
Independent
1
Very High 97
$227,567
Trisperity Advisors, LLC logo Trisperity Advisors, LLC
Supported
2
Very High 132
$1,269,594
Tri-Star Advisors, Inc. logo Tri-Star Advisors, Inc.
Supported
2
Typical 37
$762,998
TriState Wealth Advisors logo TriState Wealth Advisors
Independent
1
Very High 65
$109,521
Triton Financial Group, Inc logo Triton Financial Group, Inc
Supported
1
Very High 246
$739,682
Triton Investments, LLC logo Triton Investments, LLC
Supported
3
Low 26
$210,228
TritonPoint Partners, LLC logo TritonPoint Partners, LLC
Team
8
Very Low 9
$3,871,289
TritonPoint Wealth, LLC logo TritonPoint Wealth, LLC
Team
11
Very Low 31
$4,426,805
Triton Wealth Management, PLLC logo Triton Wealth Management, PLLC
Team
7
Very High 122
$474,909
Triumph Capital Management logo Triumph Capital Management
Team
14
Very High 157
$281,365
Triumph Investment Advisory Group, LLC logo Triumph Investment Advisory Group, LLC
Independent
1
Low 0
—
Triumph Private Wealth logo Triumph Private Wealth
Independent
1
Very High 63
$355,407
Triumph Wealth Advisors, Inc. logo Triumph Wealth Advisors, Inc.
Supported
4
Typical 49
$93,929
Triumph Wealth Management LLC
Independent
1
Typical 20
$0
Triune Financial Partners, LLC logo Triune Financial Partners, LLC
Team
17
Low 45
$1,598,886
Triunity Financial Planning, LLC
Independent
1
Low 2
$53,239
Trivant Custom Portfolio Group LLC logo Trivant Custom Portfolio Group LLC
Team
6
Very Low 28
$1,369,303
Trivera Wealth Management, LLC
Independent
1
Low 0
—
Trivium Point Advisory, LLC logo Trivium Point Advisory, LLC
Team
18
Low 44
$1,838,313
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