See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Battalion Asset Management, LLC
Independent
1
Low 0
—
Battle Green Advisors
Supported
2
Very Low 11
$733,096
Baucom Wealth Management LLC logo Baucom Wealth Management LLC
Supported
1
Low 20
$236,171
Bauer Financial Services, Inc.
Independent
1
Very High 67
$315,955
Bauer Wealth Management Inc. logo Bauer Wealth Management Inc.
Supported
4
Typical 40
$1,267,906
Baugh & Associates, LLC
Supported
2
High 80
$1,836,035
Baughman Financial Group logo Baughman Financial Group
Independent
1
Very High 57
$1,340,899
Bauman Wealth Advisors logo Bauman Wealth Advisors
Team
6
High 82
$416,963
Baumont Capital LLC logo Baumont Capital LLC
Independent
1
Low 0
—
Bautis Financial, LLC logo Bautis Financial, LLC
Supported
2
Very High 138
$717,675
Bautista Planning and Analytics, LLC logo Bautista Planning and Analytics, LLC
Independent
1
Low 2
$332,500
Bavarian Wealth Management, Inc. logo Bavarian Wealth Management, Inc.
Independent
1
Very High 113
$168,000
Baviello Investment Management, LLC logo Baviello Investment Management, LLC
Independent
1
High 27
$631,920
Baxter Capital Group
Independent
1
Low 0
—
Baxter Investment Management logo Baxter Investment Management
Team
5
High 85
$2,627,593
Bay Area Wealth Advisors
Independent
1
Low 0
—
Baybridge Capital Group, LLC logo Baybridge Capital Group, LLC
Supported
2
Very High 110
$877,792
Bay Capital logo Bay Capital
Supported
2
High 83
$328,888
Bay Capital Advisors, LLC logo Bay Capital Advisors, LLC
Team
5
Low 39
$1,141,739
Bay Colony Advisors logo Bay Colony Advisors
Team
29
High 91
$525,100
Bayesian Investment Management logo Bayesian Investment Management
Independent
1
High 26
$180,769
Bay Harbor Wealth Management, LLC logo Bay Harbor Wealth Management, LLC
Supported
3
Very High 132
$1,030,996
Bay Hill Capital Management USA, LLC logo Bay Hill Capital Management USA, LLC
Independent
1
Very High 87
$729,054
Bayleaf Financial Services logo Bayleaf Financial Services
Independent
1
Low 0
—
Baynes Financial LLC logo Baynes Financial LLC
Independent
1
Low 9
$68,527
Baynes Investment Counsel LLC logo Baynes Investment Counsel LLC
Supported
4
High 61
$249,955
Bayntree Wealth Advisors, LLC logo Bayntree Wealth Advisors, LLC
Team
6
High 85
$472,700
Bayou Bridge Capital Advisors, LLC logo Bayou Bridge Capital Advisors, LLC
Independent
1
Low 3
$333,333
Bay  Pointe Financial logo Bay Pointe Financial
Supported
3
Typical 41
$950,146
Bay Point Financial, LLC logo Bay Point Financial, LLC
Independent
1
Very High 170
$584,785
Bayridge Financial Group, Inc. logo Bayridge Financial Group, Inc.
Supported
2
Very High 244
$193,014
Bay Rivers Group Wealth Partners logo Bay Rivers Group Wealth Partners
Supported
4
Very High 99
$816,717
BayRock Financial, L.L.C. logo BayRock Financial, L.L.C.
Supported
2
High 77
$396,275
Bayshore Financial Solutions, LLC logo Bayshore Financial Solutions, LLC
Independent
1
High 34
$305,248
Bayshore Wealth Advisors logo Bayshore Wealth Advisors
Team
3
Low 42
$5,668,979
BayTrust Wealth Management, LLC logo BayTrust Wealth Management, LLC
Supported
4
Typical 54
$456,774
Bayview Financial Planning logo Bayview Financial Planning
Independent
1
Low 6
$525,645
Bayview Investment Counsel, Inc
Independent
1
Very High 117
$300,390
Bayworth Capital logo Bayworth Capital
Supported
4
Typical 48
$459,557
Bazis Private Wealth, LLC logo Bazis Private Wealth, LLC
Supported
4
Typical 53
$1,109,473
Baztec Capital Management, LLC
Independent
1
Low 10
$3,774,353
B & B Financial Planning Co., Inc.
Supported
3
Typical 40
$769,757
BBFN Wealth Management LLC logo BBFN Wealth Management LLC
Independent
1
Low 0
—
B.B. Graham & Company, Inc. logo B.B. Graham & Company, Inc.
Multi-team
33
Very Low 13
$753,280
BBJS Financial Advisors, LLC logo BBJS Financial Advisors, LLC
Supported
2
Typical 45
$3,702,965
BBK Wealth LLC logo BBK Wealth LLC
Supported
2
Typical 47
$666,146
BBN Management, LLC logo BBN Management, LLC
Independent
1
High 26
$284,615
BBVA Global Wealth Advisors, Inc. logo BBVA Global Wealth Advisors, Inc.
Multi-team
54
Very Low 12
$1,431,625
BC Advisors, LLC logo BC Advisors, LLC
Multi-team
6
Very Low 17
$45,994,447
BCA Private Wealth, Inc. logo BCA Private Wealth, Inc.
Team
5
High 77
$816,306
BCAS logo BCAS
Team
5
Typical 54
$1,098,627
BCD Advisors logo BCD Advisors
Supported
2
Very High 134
$261,194
B&C Financial Advisors logo B&C Financial Advisors
Team
9
Typical 60
$1,118,733
BCF Law Group, LLC
Independent
1
Very High 55
$818,909
BCG Securities, inc. logo BCG Securities, inc.
Multi-team
35
Typical 59
$365,224
BCK Partners, Inc. logo BCK Partners, Inc.
Supported
2
High 89
$1,190,757
BCM Advisors, LLC logo BCM Advisors, LLC
Team
9
Low 44
$1,445,042
Bcm Wealth Management, Llc.
Independent
1
Low 7
$2,000,000
Bcn Financial, Inc. logo Bcn Financial, Inc.
Team
8
Low 40
—
BCO Wealth Management, LLC logo BCO Wealth Management, LLC
Supported
4
Very High 132
$594,008
BCR Financial Services, LLC logo BCR Financial Services, LLC
Team
9
Typical 58
—
BCR Wealth Strategies logo BCR Wealth Strategies
Team
8
Low 44
$1,404,757
BCS Private Wealth Management logo BCS Private Wealth Management
Team
5
Low 43
$1,983,424
BCS Wealth Management, LLC logo BCS Wealth Management, LLC
Team
8
Very High 103
$1,061,297
BCU Wealth Advisors, LLC logo BCU Wealth Advisors, LLC
Team
15
Typical 58
$751,246
BCWM logo BCWM
Team
7
Typical 54
$1,759,813
BDB Wealth Advisors LLC logo BDB Wealth Advisors LLC
Independent
1
Low 9
$137,455
BDC Capital Management, Inc. logo BDC Capital Management, Inc.
Supported
3
High 76
$433,781
BDFS Capital LLC logo BDFS Capital LLC
Team
7
Very High 108
$536,446
BDJ Wealth Management LLC logo BDJ Wealth Management LLC
Independent
1
Very High 87
$311,128
BDKMarketGroup Investment Management LLC logo BDKMarketGroup Investment Management LLC
Independent
1
Typical 16
$1,087,875
BDL Wealth Management PLLC logo BDL Wealth Management PLLC
Supported
2
Very Low 9
$313,584
BDM Investments, Inc. logo BDM Investments, Inc.
Supported
2
Low 20
$902,866
Beach Cities Wealth Management, LLC
Supported
2
Low 27
$2,017,156
Beacon Advisors logo Beacon Advisors
Supported
3
Low 20
$7,623,228
Beacon Asset Management logo Beacon Asset Management
Independent
1
Very High 129
$251,284
Beacon Associates Wealth Management, LLC logo Beacon Associates Wealth Management, LLC
Supported
3
High 68
$495,430
Beacon Bay Asset Management LLC logo Beacon Bay Asset Management LLC
Independent
1
High 40
$817,500
Beacon Bridge Wealth Partners, LLC logo Beacon Bridge Wealth Partners, LLC
Team
6
Very High 116
$595,992
Beacon Capital Advisory Group logo Beacon Capital Advisory Group
Supported
2
High 92
$1,214,883
Beacon Capital, LLC logo Beacon Capital, LLC
Independent
1
Very High 88
$686,010
Beacon Capital, LLC
Team
5
Very High 123
$444,600
Beacon Capital Management, Inc. logo Beacon Capital Management, Inc.
Multi-team
23
Very High 444
$195,477
Beacon Capital Management, LLC logo Beacon Capital Management, LLC
Team
19
Very High 109
$607,611
Beacon Financial Advisers, Inc. logo Beacon Financial Advisers, Inc.
Supported
1
High 91
$1,005,216
Beacon Financial Advisors logo Beacon Financial Advisors
Supported
3
Very Low 16
$4,464,655
Beacon Financial Advisors, LLC logo Beacon Financial Advisors, LLC
Independent
1
Very High 94
—
Beacon Financial Advisors Ltd logo Beacon Financial Advisors Ltd
Supported
2
Typical 43
$3,452,475
Beacon Financial Advisory LLC logo Beacon Financial Advisory LLC
Team
13
Very High 119
$563,602
Beacon Financial Group logo Beacon Financial Group
Team
8
Very High 132
$1,239,715
Beacon Financial Management LLC logo Beacon Financial Management LLC
Independent
1
Low 7
$525,373
Beacon Financial Partners
Independent
1
High 26
$1,061,538
Beacon Financial Planners, Inc. logo Beacon Financial Planners, Inc.
Supported
1
High 64
$191,110
Beacon Financial Planning
Independent
1
Low 0
—
Beacon Financial Planning, Inc. logo Beacon Financial Planning, Inc.
Team
6
Typical 53
$1,254,219
Beacon Financial Planning, LLC logo Beacon Financial Planning, LLC
Team
5
Very Low 25
$492,568
Beacon Financial Strategies Corp. logo Beacon Financial Strategies Corp.
Supported
4
Typical 35
$2,148,246
Beacon Freedom Advisory, LLC logo Beacon Freedom Advisory, LLC
Supported
2
Very Low 0
—
Beacon Global Advisor Network, LLC logo Beacon Global Advisor Network, LLC
Multi-team
54
Very Low 26
$536,798
Beacon Harbor Wealth Advisors logo Beacon Harbor Wealth Advisors
Team
6
High 95
$1,016,447
Beacon Hill Investment Advisory, LLC logo Beacon Hill Investment Advisory, LLC
Supported
4
Low 21
$1,016,900
Beacon Hill Private Wealth LLC logo Beacon Hill Private Wealth LLC
Independent
1
High 29
$1,846,380
Beacon Hill Wealth Management LTD logo Beacon Hill Wealth Management LTD
Team
5
Low 36
$825,305
Beacon Investment Advisers, LLC
Independent
1
Typical 25
$498,554
Beacon Investment Advisors LLC
Team
1
Very High 118
$2,798,280
Beacon Light Wealth Management logo Beacon Light Wealth Management
Supported
3
Typical 50
$259,091
Beacon Park Capital, LLC
Independent
1
Typical 23
$2,837,058
Beacon Pointe Advisors, LLC logo Beacon Pointe Advisors, LLC
Enterprise
482
Typical 61
$1,661,951
Beacon Rock Wealth Advisors logo Beacon Rock Wealth Advisors
Independent
1
High 50
$161,851
Beacon Trust logo Beacon Trust
Multi-team
31
High 91
$1,462,228
Beacon Veterinary Wealth
Independent
1
Low 0
—
Beacon Wealth Advisory logo Beacon Wealth Advisory
Supported
2
Very High 138
—
Beacon Wealthcare LLC logo Beacon Wealthcare LLC
Team
5
Very High 182
$339,562
Beacon Wealth Consultants, Inc. logo Beacon Wealth Consultants, Inc.
Team
12
Low 44
$464,314
Beadell A D Investment Counsel Inc logo Beadell A D Investment Counsel Inc
Supported
2
Typical 45
$2,621,918
Beaird Harris logo Beaird Harris
Team
18
Low 44
$2,751,840
Beal Consulting, Inc. logo Beal Consulting, Inc.
Supported
2
Very Low 10
$2,246,376
Beale Healy Investment Advisors Inc logo Beale Healy Investment Advisors Inc
Supported
2
Low 22
$2,391,308
Beall Financial Planning, Inc. logo Beall Financial Planning, Inc.
Supported
2
Typical 43
$266,149
Beam Wealth Advisors, Inc. logo Beam Wealth Advisors, Inc.
Team
25
High 88
$625,144
Beantown Financial Advisors LLC logo Beantown Financial Advisors LLC
Independent
1
Very High 63
$2,514,286
Beard Financial Planning LLC logo Beard Financial Planning LLC
Independent
1
Low 0
—
Bear & Eagle Investments LLC logo Bear & Eagle Investments LLC
Independent
1
Low 0
—
Bearing360 Wealth logo Bearing360 Wealth
Team
6
Low 38
$4,784,450
Bearing Financial Advisors, LLC logo Bearing Financial Advisors, LLC
Supported
2
High 67
$672,245
Bear Mountain Capital Inc. logo Bear Mountain Capital Inc.
Team
9
Very Low 26
$1,556,148
Bear Peak Financial, LLC logo Bear Peak Financial, LLC
Independent
1
Typical 12
$363,338
Beaulieu & Associates, LLC
Supported
2
Low 32
$682,540
Beaumont Asset Management, LLC logo Beaumont Asset Management, LLC
Supported
3
High 70
$1,640,754
Beaumont Financial Partners logo Beaumont Financial Partners
Multi-team
16
Very High 119
$1,498,010
Beau Morgan Advisors logo Beau Morgan Advisors
Team
1
Very Low 11
$96,600,741
Be Brave Not Broke LLC logo Be Brave Not Broke LLC
Independent
1
Low 0
—
Beck Bode LLC logo Beck Bode LLC
Team
17
Typical 57
$676,241
Beck Capital Management LLC logo Beck Capital Management LLC
Team
10
Low 45
$1,241,288
Becker Capital Management, Inc. logo Becker Capital Management, Inc.
Multi-team
24
Very Low 31
$5,048,996
Beckerman Wealth logo Beckerman Wealth
Team
5
Low 41
$1,425,552
Beckett Clark Private Wealth, LLC logo Beckett Clark Private Wealth, LLC
Independent
1
Typical 14
$1,799,613
Beckett Collective logo Beckett Collective
Independent
1
Typical 21
$1,573,000
Beckham Financial, LLC logo Beckham Financial, LLC
Independent
1
Typical 13
$531,385
Beck, Mack & Oliver LLC logo Beck, Mack & Oliver LLC
Multi-team
8
Very High 189
$3,372,704
Bedel Financial Consulting Inc logo Bedel Financial Consulting Inc
Team
19
Typical 61
$2,463,298
Bedfield Asset Management, LLC
Independent
1
Typical 18
$895,326
Bedinghaus Financial Group, Inc
Independent
1
Low 5
$451,556
Bedrock Investment Advisors logo Bedrock Investment Advisors
Supported
3
High 75
$222,179
Beechnut Capital Management LLC logo Beechnut Capital Management LLC
Independent
1
Low 6
$1,666,667
Beechwood Capital Management, Inc. logo Beechwood Capital Management, Inc.
Independent
1
High 35
$356,750
BEE Financial Partners Wealth, LLC logo BEE Financial Partners Wealth, LLC
Supported
2
Very Low 12
$211,345
Beekman Financial Planning LLC logo Beekman Financial Planning LLC
Independent
1
Typical 14
$604,404
Beers Kight Financial Advisors, LLC
Independent
1
Very High 100
$1,793,966
Beese Fulmer Private Wealth Management logo Beese Fulmer Private Wealth Management
Team
7
Very High 116
$2,320,003
BEEYOND Capital, LLC
Independent
1
Low 0
—
B&E Financial Services logo B&E Financial Services
Independent
1
Low 0
—
Behage Financial
Independent
1
Typical 14
$978,200
Behavior Shift logo Behavior Shift
Independent
1
Low 2
$332,145
Behlke Financial logo Behlke Financial
Independent
1
Very High 69
$420,008
Behl Wealth Management logo Behl Wealth Management
Supported
3
Low 20
$817,614
B&E Investment Advisers, Inc. logo B&E Investment Advisers, Inc.
Supported
3
Very High 154
—
BE Investment Management logo BE Investment Management
Independent
1
Typical 24
$541,667
Belay Finance logo Belay Finance
Independent
1
Low 0
—
Belden Financial, LLC
Independent
1
High 39
$564,103
Belgrave Square Advisors logo Belgrave Square Advisors
Independent
1
Typical 21
$1,776,694
Belinda Leslie A Registered Investment Adviser, Inc. logo Belinda Leslie A Registered Investment Adviser, Inc.
Independent
1
Typical 24
$751,792
Bella Capital logo Bella Capital
Independent
1
Low 0
—
Bellaire Capital Management, LLC logo Bellaire Capital Management, LLC
Independent
1
Typical 24
$641,275
Bellars Harris Wealth Management logo Bellars Harris Wealth Management
Team
6
Typical 47
$1,736,085
Bellatore Financial, Inc. logo Bellatore Financial, Inc.
Team
1
Very High 547
$1,064,631
Bellatrice Wealth
Independent
1
Low 0
—
Bella Wealth Management, LLC
Supported
4
Typical 41
$446,394
Bell & Brown Wealth Advisors, LLC logo Bell & Brown Wealth Advisors, LLC
Supported
3
Very High 167
$960,432
Bell City Wealth, Inc. logo Bell City Wealth, Inc.
Independent
1
Very High 337
$437,271
Belleair Asset Management, LLC logo Belleair Asset Management, LLC
Supported
2
High 63
$1,874,270
Belleair Wealth Management, LLC logo Belleair Wealth Management, LLC
Supported
4
Typical 38
$738,849
Belleau Wood Advisors
Independent
1
Low 0
—
Belle Eve Financial logo Belle Eve Financial
Independent
1
Typical 21
$730,320
Belle Isle Advisors logo Belle Isle Advisors
Independent
1
Low 0
—
Bellerive Capital, LLC
Independent
1
Low 0
—
Belle River Capital Management LLC
Independent
1
Very High 64
$714,572
Belleros Capital Management, LLC logo Belleros Capital Management, LLC
Independent
1
Low 8
$537,500
Belle Trace Financial Planning
Supported
2
Very Low 0
—
Bellevue Asset Management, LLC logo Bellevue Asset Management, LLC
Supported
2
Very High 110
$1,694,600
Bell Financial Planning logo Bell Financial Planning
Independent
1
Low 0
—
Bellingham Capital logo Bellingham Capital
Team
5
Typical 49
$601,345
Bellingrath Wealth Management, L.L.C. logo Bellingrath Wealth Management, L.L.C.
Supported
2
Very High 93
$762,676
Bell Investment Advisors Inc logo Bell Investment Advisors Inc
Team
9
Typical 48
$1,684,616
BelLoadVisers, LLC logo BelLoadVisers, LLC
Supported
2
High 78
$587,097
Bell Rock Asset Management LLC
Independent
1
High 39
$590,872
Bell Strategic Investments, Inc.
Independent
1
Very High 113
$619,469
Bellwether Capital Management LLC logo Bellwether Capital Management LLC
Supported
2
Low 18
$1,011,111
Bellwether Financial Advisors
Independent
1
Typical 17
$0
Bellwether Investment Group, LLC logo Bellwether Investment Group, LLC
Team
6
Typical 52
$490,641
Bellwether Investment Services LLC
Independent
1
Typical 18
$147,444
Bellwether Wealth logo Bellwether Wealth
Team
9
Typical 54
$1,422,778
Belmont Financial, LLC
Independent
1
Very High 64
$1,446,844
Belmont Private Wealth logo Belmont Private Wealth
Supported
3
Very Low 10
$6,625,180
Belonging Wealth Management logo Belonging Wealth Management
Supported
2
Very Low 9
$601,896
Belov Consulting LLC logo Belov Consulting LLC
Independent
1
Low 0
—
Belpointe Asset Management LLC logo Belpointe Asset Management LLC
Multi-team
173
Low 42
$705,312
Belser Pinnacle Financial Advisors, LLC
Independent
1
Low 0
—
Beltramo Financial Services, Inc.
Independent
1
High 48
$1,044,441
Belvedere Investments Corporation logo Belvedere Investments Corporation
Independent
1
Low 4
$9,423
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