See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Mark E. Reich, CPA, CFP
Independent
1
High 37
—
Market Cycle Investments LLC
Independent
1
Low 0
—
MarketCycle Wealth Management, LLC logo MarketCycle Wealth Management, LLC
Independent
1
High 28
$714,286
MarketForce, LLC
Independent
1
Typical 20
$2,900,000
Market Gauge Asset Management logo Market Gauge Asset Management
Team
5
Very Low 8
$441,537
MarketGrader Capital, LLC logo MarketGrader Capital, LLC
Supported
2
Very Low 0
—
Market Investment Group, LLC logo Market Investment Group, LLC
Supported
3
Very High 605
$229,575
Marketocracy Masters Capital Management LLC logo Marketocracy Masters Capital Management LLC
Supported
3
Very Low 6
$250,000
MarketRiders logo MarketRiders
Supported
3
Very High 159
$751,324
MarketStrats, LLC logo MarketStrats, LLC
Independent
1
Very High 71
$727,460
Market Street Wealth Management logo Market Street Wealth Management
Team
12
High 88
$794,407
Market Street Wealth Management Advisors, LLC logo Market Street Wealth Management Advisors, LLC
Team
7
Typical 60
$1,802,158
MarketTrend Advisors, Ltd. logo MarketTrend Advisors, Ltd.
Supported
2
Typical 36
$457,568
Mark Gillam Enterprises
Supported
2
Typical 54
$1,818,167
Mark Harris Services
Independent
1
Very High 58
$458,621
Marki Financial Services, LLC
Independent
1
Typical 23
$2,320,410
Markin Asset Management, LP logo Markin Asset Management, LP
Supported
3
Very High 137
$292,715
MARK Investment Advisors
Independent
1
Low 0
—
Markiz Wealth Management logo Markiz Wealth Management
Independent
1
High 45
$2,324,352
Mark J. Angelo Financial Services logo Mark J. Angelo Financial Services
Independent
1
Low 0
—
Markle Financial LLC logo Markle Financial LLC
Supported
3
High 86
$524,185
Markle Wealth Management logo Markle Wealth Management
Independent
1
Typical 22
$405,715
Mark L. Westerman, CPA
Independent
1
High 39
$1,371,907
Mark Monreal & Associates logo Mark Monreal & Associates
Independent
1
Typical 20
$124,814
Mark Muecke Capital Management, LLC logo Mark Muecke Capital Management, LLC
Independent
1
High 44
$865,298
Markowski Investments logo Markowski Investments
Team
10
Very High 123
$369,774
Mark P.. Shively
Independent
1
Typical 11
$823,636
Marks Group Wealth Management, Inc. logo Marks Group Wealth Management, Inc.
Team
9
High 87
$1,946,744
Mark Sharp Retirement logo Mark Sharp Retirement
Independent
1
Low 9
$1,666,667
Mark Smith Financial Services, Inc. logo Mark Smith Financial Services, Inc.
Supported
1
Very High 124
$842,938
Marks Wealth Management logo Marks Wealth Management
Supported
4
High 71
$1,445,951
Mark T. Harvey Investments
Independent
1
Typical 25
$40,000
Mark V Capital logo Mark V Capital
Independent
1
Low 0
—
Mark Vogel Wealth Management, LLC
Independent
1
Low 5
$10,476,182
Marnoa Private Wealth Counsel Ltd. logo Marnoa Private Wealth Counsel Ltd.
Supported
3
Very High 118
$616,620
Marotta Wealth Management, Inc. logo Marotta Wealth Management, Inc.
Team
9
Low 39
$1,872,899
Marquam Capital logo Marquam Capital
Supported
3
High 58
$185,698
Marquette Wealth Management logo Marquette Wealth Management
Team
3
High 70
$4,639,086
Marquise Wealth Management, LLC logo Marquise Wealth Management, LLC
Independent
1
High 33
$1,177,937
Marquis Wealth Management Group logo Marquis Wealth Management Group
Team
6
Typical 50
$1,545,042
Marram Investment Management, LLC logo Marram Investment Management, LLC
Independent
1
Very High 62
$513,518
Marrick Wealth logo Marrick Wealth
Supported
2
Typical 45
$2,376,026
Mars Capital Management LLC logo Mars Capital Management LLC
Independent
1
Very High 57
$442,495
Marsden Capital Management, LLC.
Independent
1
Very High 376
$252,394
Marsha Lee & Company,Inc.
Supported
2
Very Low 12
$1,384,417
Marshall Financial logo Marshall Financial
Independent
1
Typical 20
$14,766
Marshall Investment Management, LLC logo Marshall Investment Management, LLC
Team
8
High 73
$505,221
Marshall Point Advisors LLC logo Marshall Point Advisors LLC
Independent
1
Low 9
$1,263,066
Marshall Wealth Management, LLC logo Marshall Wealth Management, LLC
Independent
1
Very High 90
$67,778
Marshfield Associates logo Marshfield Associates
Multi-team
10
Very High 395
$1,189,546
Marsh Financial Group
Supported
2
Typical 46
$113,986
Marsh Wealth Management, LLC logo Marsh Wealth Management, LLC
Supported
3
High 60
$1,003,137
MarsJewett Financial Group logo MarsJewett Financial Group
Team
7
Very High 102
$1,257,216
Marstone LLC logo Marstone LLC
Independent
1
Very High 139
$14,376
Martello Retirement and Wealth, LLC logo Martello Retirement and Wealth, LLC
Supported
2
Very Low 3
$5,736,519
Martel Wealth Advisors, LLC logo Martel Wealth Advisors, LLC
Team
8
Very High 125
$1,221,197
Martha's Vineyard Investment Advisors, LLC logo Martha's Vineyard Investment Advisors, LLC
Team
6
Typical 56
$811,530
Martin & Associates Investment Advisory Services LLC
Supported
2
Very High 112
$209,447
Martin Capital Advisors, LLP logo Martin Capital Advisors, LLP
Team
8
Very Low 10
$2,155,117
Martin Capital Partners, LLC logo Martin Capital Partners, LLC
Supported
4
High 72
$684,216
Martin Capital Planning logo Martin Capital Planning
Independent
1
Low 0
—
Martin & Company logo Martin & Company
Supported
4
High 63
$1,307,520
Martin Financial Management
Independent
1
High 32
$1,937,667
Martin Financial Solutions, LLC logo Martin Financial Solutions, LLC
Independent
1
Typical 11
$195,732
Martin, Javan Von
Team
1
Low 33
$28,649,165
Martin, Marcus logo Martin, Marcus
Independent
1
High 30
$0
Martin Nelson & Co., Inc. logo Martin Nelson & Co., Inc.
Team
5
High 84
$680,910
Martino Capital, LLC logo Martino Capital, LLC
Supported
2
Very High 98
$291,311
Martinsen Wealth Management logo Martinsen Wealth Management
Team
7
Typical 51
$398,591
Martin Wealth Management, LLC logo Martin Wealth Management, LLC
Supported
4
Low 23
—
Martin Wealth Solutions logo Martin Wealth Solutions
Team
5
Very High 179
$420,778
MartinWright Advisory, LLC logo MartinWright Advisory, LLC
Team
7
Very Low 15
$1,071,611
Martin W. Rosenzveig & Co., LLC
Independent
1
Typical 19
$1,141,822
Martone Capital Management, Inc. logo Martone Capital Management, Inc.
Independent
1
High 45
$521,534
Martorell Capital Partners, LLC logo Martorell Capital Partners, LLC
Independent
1
Typical 18
$2,851,717
Martos Wealth Management logo Martos Wealth Management
Independent
1
Typical 15
$775,326
Marvin Capital
Independent
1
Typical 12
$222,734
Mar Wealth Management Services, LLC logo Mar Wealth Management Services, LLC
Supported
3
Very Low 15
$2,477,010
Maryland Capital Advisors, Inc. logo Maryland Capital Advisors, Inc.
Supported
4
Typical 48
$2,566,033
Mary & Pip
Supported
2
Very Low 4
$316
Masani Wealth Management, LLC
Independent
1
Very High 59
$862,712
Mascagni Wealth Management, Inc. logo Mascagni Wealth Management, Inc.
Supported
3
Very High 237
$576,371
Mascoma Wealth Management logo Mascoma Wealth Management
Team
11
Low 38
$1,092,564
Masdevallia LLC logo Masdevallia LLC
Independent
1
Low 8
$411,513
Maseco Private Wealth logo Maseco Private Wealth
Multi-team
8
Very High 430
$1,428,211
MASH Financial Planning logo MASH Financial Planning
Supported
1
Typical 45
$264,373
Maslar Financial logo Maslar Financial
Independent
1
Typical 18
$162,908
Maslow Wealth Advisors logo Maslow Wealth Advisors
Team
21
Very Low 18
$6,884,559
Mason & Associates, Inc. logo Mason & Associates, Inc.
Team
8
High 80
$1,090,360
Mason & Associates, LLC logo Mason & Associates, LLC
Team
7
Typical 59
$1,138,553
Masonboro Advisors logo Masonboro Advisors
Team
7
Low 33
$902,507
Mason Capital Partners logo Mason Capital Partners
Supported
4
Typical 44
$798,760
Mason Financial Services logo Mason Financial Services
Supported
1
High 86
$596,747
Mason Investment Advisory Services Inc logo Mason Investment Advisory Services Inc
Multi-team
33
Low 32
$6,554,075
Mason Wealth Strategies logo Mason Wealth Strategies
Independent
1
Typical 17
$279,412
Mason Westbridge Asset Management LLC logo Mason Westbridge Asset Management LLC
Supported
2
High 73
$51,370
Massachusetts Wealth Management, LLC logo Massachusetts Wealth Management, LLC
Supported
2
Very High 162
$885,863
Massari Asset Management LLC logo Massari Asset Management LLC
Independent
1
Low 0
—
Massey Financial logo Massey Financial
Independent
1
Low 3
$1,333,333
Massey, Joshua
Supported
1
High 79
$1,195,800
Massey Morgan Wealth Management, LLC logo Massey Morgan Wealth Management, LLC
Supported
2
Very High 125
—
Massie Financial Planning Inc. logo Massie Financial Planning Inc.
Independent
1
High 45
$1,465,743
Mass Mutual Investors Services logo Mass Mutual Investors Services
Institution
5,113
Typical 88
$249,379
Masterpiece Capital, LLC logo Masterpiece Capital, LLC
Supported
1
Low 25
$4,201,216
Masterplan Retirement Consultants logo Masterplan Retirement Consultants
Supported
2
Very High 145
—
Masters Legacy Planning logo Masters Legacy Planning
Supported
2
High 70
$1,728,480
Masterson Investment Counsel logo Masterson Investment Counsel
Independent
1
Typical 19
$261,411
Masters Tax and Financial Planning LLC logo Masters Tax and Financial Planning LLC
Supported
2
Very Low 16
$904,487
Master Structured Alternative Asset Related Strategies, LLC logo Master Structured Alternative Asset Related Strategies, LLC
Independent
1
Low 4
$253,421
Master's Wealth Management Inc. logo Master's Wealth Management Inc.
Team
9
Low 45
$1,102,923
Masterworks Advisers, LLC logo Masterworks Advisers, LLC
Team
13
High 80
$7,717
MAST Investment Advisors LLC logo MAST Investment Advisors LLC
Independent
1
Very High 100
—
Masuda Lehrman Wealth logo Masuda Lehrman Wealth
Independent
1
High 44
$644,780
Masus Financial Group, LTD. logo Masus Financial Group, LTD.
Supported
3
Very High 99
$643,954
Matador Financial logo Matador Financial
Supported
4
Very Low 8
$309,517
Matauro, LLC logo Matauro, LLC
Team
10
High 88
$1,195,531
Matchpoint Capital Management, LLC logo Matchpoint Capital Management, LLC
Independent
1
High 35
$1,742,857
Materetsky Financial Group logo Materetsky Financial Group
Team
4
Very High 205
$868,859
Mathematica Capital Management, LLC
Independent
1
Low 5
$886,199
Matheson & Rock Wealth Management, LLC
Team
3
Very High 142
$1,138,824
Mathews Capital Management logo Mathews Capital Management
Supported
1
Very High 96
$421,875
Mathies Financial Partners logo Mathies Financial Partners
Supported
4
High 81
$320,874
Mathis Wealth Management logo Mathis Wealth Management
Team
5
Typical 61
$655,291
MÄTIS Financial LLC
Independent
1
High 43
—
Matriarch Wealth Management, LLC logo Matriarch Wealth Management, LLC
Supported
2
Typical 35
$3,602,118
Matrix Asset Advisors Inc logo Matrix Asset Advisors Inc
Team
5
Very High 121
$1,550,978
Matrix Private Capital Group logo Matrix Private Capital Group
Team
3
High 69
$2,166,035
Matrix Private Wealth Management Inc. logo Matrix Private Wealth Management Inc.
Supported
2
Low 20
$272,886
Matson Financial Advisors, Inc. logo Matson Financial Advisors, Inc.
Team
3
High 77
$2,244,473
Matterhorn Financial Planning logo Matterhorn Financial Planning
Independent
1
Very High 61
—
Mattern Capital Management, LLC logo Mattern Capital Management, LLC
Team
8
Typical 51
$2,569,350
Mattern Wealth Management LLC logo Mattern Wealth Management LLC
Team
4
Very High 151
$917,013
Matters Capital LLC logo Matters Capital LLC
Supported
2
Very Low 5
$29,678,693
Matthew James Tax & Wealth Management LLC logo Matthew James Tax & Wealth Management LLC
Supported
1
Very Low 0
—
Matthew Laydon Capital Management
Independent
1
Very High 60
$333,500
Matthews Advisors, LLC logo Matthews Advisors, LLC
Independent
1
Very High 76
$755,951
Matthews Wealth Management LLC logo Matthews Wealth Management LLC
Independent
1
Very High 88
$433,703
Matthias Private Wealth, LLC logo Matthias Private Wealth, LLC
Supported
2
Low 22
$5,557,871
Mattix Wealth Management LLC logo Mattix Wealth Management LLC
Independent
1
Typical 21
$0
Matt Montgomery logo Matt Montgomery
Independent
1
Very High 86
$422,174
Mattson Financial Services, LLC logo Mattson Financial Services, LLC
Team
9
Very High 125
$456,948
Matty AI Inc. logo Matty AI Inc.
Independent
1
Very High 135
$291
Matune Basile Advisors logo Matune Basile Advisors
Supported
3
High 82
$1,316,756
Mature Money Management, Inc logo Mature Money Management, Inc
Independent
1
Typical 18
$566,667
Mauney-Pitt Financial Management, Inc. logo Mauney-Pitt Financial Management, Inc.
Supported
3
Very High 233
$587,143
Maura Madden Financial Planning logo Maura Madden Financial Planning
Independent
1
Typical 24
$0
Mauro Capital Management, Inc.
Independent
1
Typical 25
$620,000
Maven Capital Partners, LLC logo Maven Capital Partners, LLC
Team
5
Very Low 2
$15,099,986
Maverick Private Wealth LLC logo Maverick Private Wealth LLC
Supported
2
Very Low 4
$884,268
Maverick Thomas Capital logo Maverick Thomas Capital
Supported
3
Very Low 0
—
Maverick Value, LLC
Independent
1
Low 8
$1,811,305
Mavericus Retirement Services LLC logo Mavericus Retirement Services LLC
Independent
1
Typical 21
$0
Mavros Capital Management, LLC logo Mavros Capital Management, LLC
Supported
1
Very Low 10
$3,210,208
Mavs Wealth Management Group, LLC logo Mavs Wealth Management Group, LLC
Independent
1
Low 0
—
MAV Wealth, LLC logo MAV Wealth, LLC
Independent
1
Low 0
—
Maway LLC logo Maway LLC
Independent
1
Low 0
—
M&A Wealth logo M&A Wealth
Supported
4
Low 24
$168,508
M.A. Whelan Financial Planning logo M.A. Whelan Financial Planning
Independent
1
High 46
$1,681,727
MaxAdvisor Private Management logo MaxAdvisor Private Management
Supported
2
Very Low 12
$1,281,115
Maxele Advisors, LLC logo Maxele Advisors, LLC
Supported
2
Very High 117
$851,157
Maxiam Capital, LLC logo Maxiam Capital, LLC
Supported
2
Very Low 4
$3,445,714
MAXIMAI Investment Partners, LLC logo MAXIMAI Investment Partners, LLC
Team
4
Low 43
$4,069,180
Maxim Capital Advisors, Inc. logo Maxim Capital Advisors, Inc.
Independent
1
Very High 122
$479,674
Maxim Financial Advisors LLC logo Maxim Financial Advisors LLC
Multi-team
35
Very Low 22
$544,201
Maximforte Private Wealth LLC
Independent
1
Low 0
—
Maximum Advisory logo Maximum Advisory
Independent
1
Typical 14
$191,516
Maximum Asset Strategies logo Maximum Asset Strategies
Independent
1
Low 0
—
Maximus Wealth Advisors logo Maximus Wealth Advisors
Independent
1
Typical 12
$668,437
Maxine Weiner, CFP(R)
Independent
1
Low 6
$0
Maxout Savings Advisors LLC logo Maxout Savings Advisors LLC
Independent
1
Very High 180
$563,772
Maxus Wealth Management LLC
Independent
1
High 40
$145,149
Maxwell and Morse Capital Management, Inc.
Supported
2
Very High 94
$233,393
Maxwell Family Office, LLC
Independent
1
Typical 20
$1,419,638
Maxwell Financial Group, Inc. logo Maxwell Financial Group, Inc.
Supported
3
Very Low 8
$152,000
Maxwell Investment Advisory Services
Independent
1
Typical 24
$385,397
Maya Advisors, Inc. logo Maya Advisors, Inc.
Independent
1
High 39
$3,544,586
Mayers Investment Company, LLC
Independent
1
Typical 20
—
Mayfair Advisory Group, LLC logo Mayfair Advisory Group, LLC
Team
4
Very High 97
$1,960,516
Mayfair Financial, LLC logo Mayfair Financial, LLC
Independent
1
Typical 19
$2,578,220
Mayfield Advisors, Inc. logo Mayfield Advisors, Inc.
Supported
4
Very Low 10
$3,697,622
Mayflower Capital
Independent
1
High 32
$448,382
May Hill Capital, LLC logo May Hill Capital, LLC
Team
3
Low 38
$4,109,839
Maynerich Financial logo Maynerich Financial
Supported
2
Very High 239
$256,323
Mayport Wealth Management logo Mayport Wealth Management
Team
3
Typical 51
$4,530,474
MayTech Global Investments logo MayTech Global Investments
Team
5
Very Low 22
$4,836,737
May Tree Financial Planning LLC logo May Tree Financial Planning LLC
Independent
1
Typical 15
$375,654
Maze Financial Planning logo Maze Financial Planning
Independent
1
High 31
$2,146,221
Mazuelos & Company Wealth Management logo Mazuelos & Company Wealth Management
Independent
1
High 39
$1,004,446
MB3 Consulting LLC logo MB3 Consulting LLC
Independent
1
Very High 82
$750,207
MB Advisors LLC logo MB Advisors LLC
Supported
2
Very Low 5
$4,734,844
MBB Advisory LLC
Independent
1
Low 7
$1,681,490
MB Blue GP LLC logo MB Blue GP LLC
Independent
1
High 26
$78,462
MBE Wealth Management, LLC logo MBE Wealth Management, LLC
Team
13
Very High 195
$294,358
MB Financial Planning LLC logo MB Financial Planning LLC
Independent
1
Very High 59
$96,271
MB Gen Wealth logo MB Gen Wealth
Supported
3
Typical 40
$3,312,162
MBIA Capital Advisors logo MBIA Capital Advisors
Team
5
Typical 51
$1,129,182
MBL Advisors logo MBL Advisors
Team
10
Very Low 27
$5,266,801
Mb, Levis & Associates,Llc logo Mb, Levis & Associates,Llc
Supported
2
High 85
$2,377,942
MBM Wealth Consultants, LLC logo MBM Wealth Consultants, LLC
Team
11
Typical 55
$750,188
Mbr Financial logo Mbr Financial
Team
6
High 80
$1,992,480
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