See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
James Curtis Financial And Insurance Services logo James Curtis Financial And Insurance Services
Supported
2
Typical 36
$1,401,281
James C Wangerin, CPA/PFS
Independent
1
Very High 61
$84,476
James D. Maxon Financial Advisors, LLC logo James D. Maxon Financial Advisors, LLC
Independent
1
High 42
$359,429
James G. McClellan CPA
Independent
1
Low 7
$2,650,143
James Heavey Wealth Advisors, LLC logo James Heavey Wealth Advisors, LLC
Independent
1
Very High 105
$161,650
James Horton, LLC logo James Horton, LLC
Independent
1
Very High 66
$686,245
James I. Black & Company logo James I. Black & Company
Supported
2
High 65
$1,108,209
James Investment Research Inc logo James Investment Research Inc
Team
8
Typical 51
$1,404,122
James Morgan Asset Management, LLC logo James Morgan Asset Management, LLC
Independent
1
Typical 15
$692,816
Jameson & Griffin Financial
Independent
1
Very High 83
$253,012
James P. Hanson Accountancy Corporation
Independent
1
Low 0
—
James River Asset Management, LLC logo James River Asset Management, LLC
Supported
4
Very High 103
$655,283
James R. Martin Consulting, Inc logo James R. Martin Consulting, Inc
Supported
2
Very High 110
$1,662,547
James Ruthsatz Pinnacle Advisors LLC logo James Ruthsatz Pinnacle Advisors LLC
Independent
1
Low 0
—
James T. Borello & Co. logo James T. Borello & Co.
Team
4
Very High 186
$836,951
James Wheeler & Co. Advisors logo James Wheeler & Co. Advisors
Independent
1
Typical 15
$533,333
James W. Walker, P.A.
Independent
1
Low 4
$895,638
Jamison Private Wealth Management, Inc. logo Jamison Private Wealth Management, Inc.
Team
4
Very High 118
$2,027,931
Janal Capital Management LLC
Independent
1
Typical 15
$1,546,667
Janco Wealth Management logo Janco Wealth Management
Independent
1
Typical 11
$3,864,616
Jane C. Kelley
Independent
1
Low 0
—
Jane Financial, LLC logo Jane Financial, LLC
Independent
1
Low 8
$2,552,547
Janian Investment Advisers, LLC logo Janian Investment Advisers, LLC
Independent
1
High 32
$843,750
Janis Financial, LLC logo Janis Financial, LLC
Independent
1
Very High 93
$289,063
Janney Montgomery Scott logo Janney Montgomery Scott
Enterprise
1,343
Very High 179
$406,735
Jansen Wealth Management LLC logo Jansen Wealth Management LLC
Supported
2
Very High 113
$525,383
Jansson Financial Svcs
Supported
3
High 69
$357,295
Jantorno Financial Advisors, LLC
Independent
1
High 45
$0
January Capital Advisors LLC logo January Capital Advisors LLC
Supported
1
Very High 180
$917,249
Janus Financial logo Janus Financial
Supported
1
Typical 52
$651,809
Janus Financial Planning, LLC logo Janus Financial Planning, LLC
Supported
2
Very Low 12
$576,740
Jar Advisor
Independent
1
Low 5
$1,090,800
Jaras Financial Services, Inc. logo Jaras Financial Services, Inc.
Independent
1
Very High 166
$683,511
Jardine Financial Group logo Jardine Financial Group
Independent
1
Very High 71
$1,062,156
Jariwala Financial Wellness, LLC
Independent
1
Low 0
—
Jarombek Capital LLC
Independent
1
Low 0
—
Jarrod Adams Investing, LLC logo Jarrod Adams Investing, LLC
Supported
2
High 65
$650,262
Jarvis Global Investments LLC logo Jarvis Global Investments LLC
Supported
3
Very High 118
$178,669
Jasi Financial, Inc. logo Jasi Financial, Inc.
Independent
1
High 26
$196,259
Jaskolka Financial logo Jaskolka Financial
Independent
1
High 28
$524,758
Jasmijn Capital Management, LLC logo Jasmijn Capital Management, LLC
Supported
2
Very High 125
$285,158
Jason Howell Company logo Jason Howell Company
Supported
2
Typical 53
$612,045
Jason Janes Wealth Management, Inc. logo Jason Janes Wealth Management, Inc.
Supported
2
Very High 185
$131,612
Jason Tate Financial Consulting, LLC logo Jason Tate Financial Consulting, LLC
Independent
1
Very High 125
$214,400
Jaston Capital, LLC logo Jaston Capital, LLC
Independent
1
Low 9
$146,763
Java Wealth Planning logo Java Wealth Planning
Supported
2
Very Low 16
$658,656
Jay A. Fishman, Ltd logo Jay A. Fishman, Ltd
Team
4
Very High 125
$2,180,148
Jay Blue Capital
Independent
1
Low 0
—
Jayco Wealth Management logo Jayco Wealth Management
Independent
1
Very High 57
$1,893,782
JayKay Wealth Advisors, Inc. logo JayKay Wealth Advisors, Inc.
Supported
3
Typical 46
$1,189,848
JB Advisory LLC
Independent
1
Low 0
—
JBA Financial Advisors logo JBA Financial Advisors
Independent
1
Typical 19
$1,609,225
JBB Financial, LLC
Independent
1
Low 0
—
J. B. Bryan Financial Group, Inc. logo J. B. Bryan Financial Group, Inc.
Independent
1
Typical 23
$1,176,280
J Beaver Investment Advisors Inc logo J Beaver Investment Advisors Inc
Independent
1
Very High 233
$193,133
J. Benjamin Financial, LLC logo J. Benjamin Financial, LLC
Supported
2
High 69
$277,214
JB Financial Services, Inc.
Independent
1
Very High 71
$519,970
JBGLOBAL.COM LLC logo JBGLOBAL.COM LLC
Independent
1
High 50
$2,418,905
JB Meridian Advisors, LLC logo JB Meridian Advisors, LLC
Supported
2
High 84
$215,527
JBP Financial LLC
Independent
1
High 53
$377,358
J Bradin Financial LLC logo J Bradin Financial LLC
Independent
1
High 31
$321,258
J. Brooks & Company, LLC
Independent
1
Typical 12
$712,371
JB Wealth Advisors LLC logo JB Wealth Advisors LLC
Supported
1
Very Low 3
—
JBY Financial Planning logo JBY Financial Planning
Independent
1
Typical 19
$38,403
JCB Financial, Inc. logo JCB Financial, Inc.
Independent
1
Very High 67
$1,085,055
JC Capital Advisors Group LLC logo JC Capital Advisors Group LLC
Supported
1
Very High 199
$1,165,829
JC&Company logo JC&Company
Supported
1
Very Low 2
$2,328,911
JC Financial Planning & Investments, LLC logo JC Financial Planning & Investments, LLC
Independent
1
Very High 55
$1,374,527
JC Financial Services logo JC Financial Services
Independent
1
High 53
$453,757
JCG Advisory Group, LLC logo JCG Advisory Group, LLC
Independent
1
Very High 55
$586,556
J.C. Goodgal, Inc. logo J.C. Goodgal, Inc.
Supported
1
Low 23
$696,544
JCM3 Asset Management, LLC
Independent
1
Low 0
—
Jcm Capital Management logo Jcm Capital Management
Independent
1
Typical 12
$2,916,667
JCN Financial & Tax Advisory Group, LLC logo JCN Financial & Tax Advisory Group, LLC
Supported
2
Very High 132
$496,163
JCO Advisors LLC logo JCO Advisors LLC
Independent
1
Low 6
$557,708
JCP Investment Management, LLC logo JCP Investment Management, LLC
Team
6
Very Low 2
$15,380,181
J C Texas Investment Advisors, Ltd.
Independent
1
High 43
$2,146,702
JC Venture Capital Investments LLC
Independent
1
Low 0
—
J D Atkinson logo J D Atkinson
Independent
1
Low 0
—
JD Financial Fitness LLC
Independent
1
Very High 66
$1,307,224
J.D. Gagnon, Inc.
Independent
1
Typical 17
$2,110,359
JDG Wealth Management Group, LLC logo JDG Wealth Management Group, LLC
Independent
1
Very High 92
—
JD Haggar Financial
Independent
1
Low 3
$198,333
JDH Wealth Management, LLC logo JDH Wealth Management, LLC
Supported
2
High 64
$3,801,648
JD Investment Management, LLC logo JD Investment Management, LLC
Independent
1
Typical 12
$2,147,200
JDL Advisers logo JDL Advisers
Team
12
Very High 641
$245,916
JDM Financial Group LLC logo JDM Financial Group LLC
Supported
4
Typical 36
$2,484,501
JDN Financial LLC
Independent
1
Low 6
$188,517
J Dostal Investments logo J Dostal Investments
Independent
1
Low 8
$596,875
JDS Investment Management
Independent
1
Typical 13
$3,223,896
JDV Wealth Advisors, LLC logo JDV Wealth Advisors, LLC
Independent
1
High 40
$151,843
JDYEAgerAdvisors logo JDYEAgerAdvisors
Independent
1
Typical 13
$1,754,615
J. Dyhr Capital logo J. Dyhr Capital
Independent
1
High 48
$437,500
Jean Pierre Masse
Independent
1
Low 8
$557,768
JECohen & CO., LLC logo JECohen & CO., LLC
Team
7
Low 35
$282,150
Jedi Management, Inc. logo Jedi Management, Inc.
Independent
1
Typical 22
$2,123,966
Jeff Elliott, Cfpâ® logo Jeff Elliott, Cfpâ®
Independent
1
High 47
$475,901
Jefferies Investment Advisers LLC logo Jefferies Investment Advisers LLC
Multi-team
118
Very Low 14
$1,258,276
Jefferson Asset Management
Independent
1
Typical 20
$520,042
Jefferson Financial Planning LLC logo Jefferson Financial Planning LLC
Independent
1
Low 0
—
Jeffery C. Welch and Associates, Inc. logo Jeffery C. Welch and Associates, Inc.
Supported
2
Very High 144
$96,557
Jeffrey A. Drayton Financial Group, Inc. logo Jeffrey A. Drayton Financial Group, Inc.
Supported
3
Low 17
$504,985
Jeffrey Joseph Management
Independent
1
High 35
$2,821,141
Jeffrey Matthews Wealth Management, LLC logo Jeffrey Matthews Wealth Management, LLC
Team
16
Very Low 22
$431,937
Jeffrey N. Mehler, CFP LLC logo Jeffrey N. Mehler, CFP LLC
Supported
3
High 59
$2,336,148
Jeffrey R.. Jacobs, CPA logo Jeffrey R.. Jacobs, CPA
Independent
1
Typical 15
$141,998
Jeffries Wealth Management logo Jeffries Wealth Management
Independent
1
High 34
$78,847
JEHM Wealth & Retirement, LLC logo JEHM Wealth & Retirement, LLC
Supported
2
High 58
$555,542
Jemma Financial Services logo Jemma Financial Services
Supported
4
High 78
$353,877
Jennings & Associates Financial Advisors, LLC logo Jennings & Associates Financial Advisors, LLC
Team
5
Very High 136
$347,866
Jennings Financial Planning, Inc. logo Jennings Financial Planning, Inc.
Independent
1
Typical 18
$1,859,486
Jennings Investment Group, Inc. logo Jennings Investment Group, Inc.
Independent
1
High 41
$234,146
Jensen Capital Asset Management
Supported
2
Very Low 0
—
Jeppson Wealth Management, LLC logo Jeppson Wealth Management, LLC
Team
6
Very High 163
$754,653
Jepsen Financial logo Jepsen Financial
Supported
1
Typical 55
$641,822
Jericho Financial logo Jericho Financial
Supported
3
Very High 130
$507,538
Jersey Shore Financial Advisors LLC logo Jersey Shore Financial Advisors LLC
Independent
1
High 38
$842,766
Jersey Shore Portfolio Management,  Llc logo Jersey Shore Portfolio Management, Llc
Supported
2
Low 27
$424,731
Jersin Financial Services logo Jersin Financial Services
Independent
1
High 49
$1,546,939
J.E. Simmons & Co., P.C. logo J.E. Simmons & Co., P.C.
Supported
3
Very High 103
$332,127
Jeske Asset Management, LLC
Independent
1
Low 10
$121,192
Jessica Champion Investment Services logo Jessica Champion Investment Services
Independent
1
Typical 17
$623,529
Jessup Wealth Management logo Jessup Wealth Management
Team
7
Typical 57
$879,776
Jessurum Capital
Independent
1
Low 0
—
Jesurun Wealth Advisors LLC logo Jesurun Wealth Advisors LLC
Independent
1
Low 0
—
Jet Stream Wealth Management
Independent
1
Low 4
$4,525
JET Wealth Advisors logo JET Wealth Advisors
Team
6
High 83
$986,400
Jewell Wealth Management Inc.
Independent
1
High 38
$312,774
JFD Capital, LLC logo JFD Capital, LLC
Independent
1
Low 2
$9,000,000
JFJ Advisory Services LLC logo JFJ Advisory Services LLC
Independent
1
Low 0
—
J. Franklin Financial LLC logo J. Franklin Financial LLC
Independent
1
Very High 222
$138,652
J. Freeman & Associates logo J. Freeman & Associates
Independent
1
Very High 345
$408,696
Jfr Financial Services, Inc. logo Jfr Financial Services, Inc.
Supported
2
Very High 299
$463,390
JFS Wealth Advisors, LLC logo JFS Wealth Advisors, LLC
Multi-team
33
High 67
$1,708,086
J.F. Williams Co., Inc. logo J.F. Williams Co., Inc.
Supported
4
Typical 36
$1,987,273
JGC Tax & Wealth Management logo JGC Tax & Wealth Management
Supported
3
High 60
$603,952
JGL Advisory LLC
Independent
1
Low 0
—
JGP Wealth Management, LLC logo JGP Wealth Management, LLC
Team
18
Low 43
$1,741,130
JGR Financial Solutions logo JGR Financial Solutions
Independent
1
Very High 93
$842,078
JGS Wealth Management, LLC logo JGS Wealth Management, LLC
Independent
1
Low 0
—
JG Wealth Management, LLC logo JG Wealth Management, LLC
Independent
1
Typical 21
$77,619
JH Advisors logo JH Advisors
Supported
2
High 61
$1,480,624
J. Hagan Capital, Inc. logo J. Hagan Capital, Inc.
Team
5
Very High 157
$378,444
Jhanti Financial logo Jhanti Financial
Independent
1
Low 0
—
J.H. Darbie & Co., Inc. logo J.H. Darbie & Co., Inc.
Supported
4
Very Low 1
$1,536,707
JH Kaufman LLC logo JH Kaufman LLC
Independent
1
Typical 16
$575,000
JHL Investment Firm Inc
Independent
1
Low 0
—
JHM Asset Management, LLC logo JHM Asset Management, LLC
Independent
1
Very High 64
$385,698
JHP Planning, LLC logo JHP Planning, LLC
Independent
1
Very High 145
$597,008
JHP Wealth Management, LLC
Supported
1
Very High 124
$1,805,076
Jie Shen, CFA
Independent
1
Low 0
—
JI Financial Services, LLC
Independent
1
Typical 12
$100,000
Jim Earl Financial
Independent
1
High 26
$38,930
J I Medina Investments, LLC logo J I Medina Investments, LLC
Independent
1
Low 0
—
Jim Hannley, LLC logo Jim Hannley, LLC
Independent
1
Low 5
$19,000
Jim McKeever
Independent
1
Very High 98
$891,837
Jim Roberts Investment Advisors LLC logo Jim Roberts Investment Advisors LLC
Independent
1
Very High 144
$203,562
Jim Saulnier & Associates, LLC logo Jim Saulnier & Associates, LLC
Team
5
Low 37
$1,555,208
J.J. Burns & Company logo J.J. Burns & Company
Team
6
Very High 103
$1,962,266
JJP Capital Management, Inc.
Supported
1
High 67
$5,647,868
JJSA Advisors, Ltd. logo JJSA Advisors, Ltd.
Supported
3
High 73
$707,964
J Kaiser Management, LLC logo J Kaiser Management, LLC
Independent
1
Typical 14
$21,786
JKAY Securities Corporation
Independent
1
Typical 15
$140,000
JKD Financial logo JKD Financial
Independent
1
Low 6
$4,303,148
J.K. Financial, Inc. logo J.K. Financial, Inc.
Supported
2
High 67
$1,470,489
Jk Financial Planning,Inc. logo Jk Financial Planning,Inc.
Independent
1
Very High 114
$46,156
JKG Capital LLC logo JKG Capital LLC
Independent
1
Typical 14
$1,086,714
JKM Wealth Management Inc
Independent
1
High 43
$896,710
JK Private Wealth, LLC logo JK Private Wealth, LLC
Independent
1
Very High 115
$1,360,239
JK PWA LLC
Independent
1
High 50
$264,356
J K R & Company, Inc. logo J K R & Company, Inc.
Team
5
Low 34
$901,868
JLA Capital, LLC logo JLA Capital, LLC
Independent
1
High 36
$1,594,028
JLA Investment Management
Independent
1
Typical 18
$833,333
J. L. Bainbridge & Co., Inc. logo J. L. Bainbridge & Co., Inc.
Team
6
Very High 138
$1,620,861
JLB & Associates Inc logo JLB & Associates Inc
Team
3
Very High 97
$3,067,660
JLB Capital Management LLC
Independent
1
Typical 25
$240,000
J. Leigh Capital Management, LLC
Independent
1
Low 0
—
JLE Wealth Management, LLC logo JLE Wealth Management, LLC
Independent
1
Typical 22
$223,665
JLJ Capital Management, LLC
Independent
1
Very High 98
$439,817
JLM Advisors LLC logo JLM Advisors LLC
Independent
1
Typical 25
$96,918
J. Loyd Capital Management, LLC logo J. Loyd Capital Management, LLC
Supported
2
Low 31
$646,945
J. L. Perkins Wealth Management, LLC logo J. L. Perkins Wealth Management, LLC
Supported
3
Very High 113
$419,411
JLP Investments logo JLP Investments
Independent
1
Very High 68
$142,838
J. Lyons Fund Management, Inc.
Supported
2
Very Low 10
$255,000
JM2 Capital Inc. logo JM2 Capital Inc.
Supported
3
Low 23
$2,789,748
JMAC Enterprises LLC logo JMAC Enterprises LLC
Team
3
Typical 59
$3,600,172
Jmac Financial Planning & Investment Services Pllc logo Jmac Financial Planning & Investment Services Pllc
Independent
1
Low 0
—
JM Advisors, LLC logo JM Advisors, LLC
Independent
1
Typical 23
—
J. Mandwelle Capital Management
Independent
1
Very High 143
$423,445
J. Mangone Capital Management LLC
Independent
1
Typical 18
$2,573,111
J.M. Arbour, LLC logo J.M. Arbour, LLC
Team
10
High 72
$254,387
J. Mark Nickell & Co. logo J. Mark Nickell & Co.
Supported
3
Very Low 16
$2,730,631
J M Brown Financial Partners logo J M Brown Financial Partners
Team
6
High 84
$403,377
JMcMahan LLC logo JMcMahan LLC
Independent
1
Low 7
$10,713
JMC Wealth logo JMC Wealth
Supported
2
Very Low 0
—
JMD Financial Planning Inc. logo JMD Financial Planning Inc.
Independent
1
Low 0
—
JME Wealth Management logo JME Wealth Management
Independent
1
High 34
$1,419,555
JMF Capstone Wealth Management logo JMF Capstone Wealth Management
Team
7
Very Low 31
$1,911,838
J.M. Forbes & Co. Llp logo J.M. Forbes & Co. Llp
Team
8
Very High 130
$1,438,075
JMG Financial Group Ltd logo JMG Financial Group Ltd
Multi-team
48
Low 37
$4,214,313
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