See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Schneider Wealth Management logo Schneider Wealth Management
Independent
1
High 37
$4,049,989
Schneider Wealth Management logo Schneider Wealth Management
Independent
1
Low 8
$192,529
Schnell Financial Group, LLC logo Schnell Financial Group, LLC
Supported
3
Low 30
$695,896
Schnieders Capital Management, LLC. logo Schnieders Capital Management, LLC.
Team
4
Very High 115
$2,108,126
ScholarDog logo ScholarDog
Supported
1
Very Low 0
—
Scholar Financial Advising, LLC logo Scholar Financial Advising, LLC
Supported
4
High 59
$0
Scholtz & Company, LLC logo Scholtz & Company, LLC
Supported
2
Very High 102
$1,612,601
Schonfeld Wealth Management, LLC logo Schonfeld Wealth Management, LLC
Supported
2
High 63
$752,578
School of Personal Finance logo School of Personal Finance
Independent
1
High 32
$895,408
Schooner Wealth Management logo Schooner Wealth Management
Independent
1
Low 5
$1,000,000
Schorn Wealth logo Schorn Wealth
Team
5
Very High 142
$523,195
Schorpp Capital Management logo Schorpp Capital Management
Supported
2
High 91
$384,231
Schram, Lori
Independent
1
Low 4
$2,030,000
Schreier Financial, LLC logo Schreier Financial, LLC
Independent
1
Low 0
—
Schreiner Financial Solutions logo Schreiner Financial Solutions
Independent
1
Low 10
$0
Schroder Wealth Management (US) Limited logo Schroder Wealth Management (US) Limited
Team
5
Typical 50
$3,875,815
Schrum Private Wealth Management, LLC logo Schrum Private Wealth Management, LLC
Supported
3
Typical 56
$1,094,840
Schubert Financial LLC
Independent
1
Low 0
—
Schuchard Capital Management Inc
Supported
1
Very High 195
$1,491,268
Schuler Capital Management LLC logo Schuler Capital Management LLC
Independent
1
Low 8
$2,790,249
Schuler Wealth Planning LLC logo Schuler Wealth Planning LLC
Supported
3
Low 25
$757,297
Schulhoff & Co Inc
Supported
3
Low 28
$2,938,961
Schulmerich & Associates Asset Management, LLC logo Schulmerich & Associates Asset Management, LLC
Independent
1
Very High 200
$765,000
Schultz and Associates Inc.
Independent
1
Typical 21
$405,509
Schultz Financial Group Incorporated logo Schultz Financial Group Incorporated
Team
5
Very Low 22
$1,886,827
Schultz Retirement Income Solutions, Inc. logo Schultz Retirement Income Solutions, Inc.
Independent
1
Very High 110
$251,733
Schulz Financial Group logo Schulz Financial Group
Supported
3
Very High 118
$325,444
Schulz Financial, LLC logo Schulz Financial, LLC
Independent
1
High 46
$1,005,111
Schulz Wealth, Ltd. logo Schulz Wealth, Ltd.
Supported
3
High 57
$1,832,442
Schumacher Financial, LLC logo Schumacher Financial, LLC
Independent
1
Very High 80
$352,917
Schumpert Investments, LLC logo Schumpert Investments, LLC
Independent
1
Very High 69
$119,933
Schutt Capital Management LLC logo Schutt Capital Management LLC
Supported
2
Low 33
$608,636
Schutte Financial LLC logo Schutte Financial LLC
Independent
1
Very High 62
$30,645
Schuylkill Financial, LLC logo Schuylkill Financial, LLC
Supported
2
High 63
$981,112
Schwab Wealth Advisory
Enterprise
1,788
High 94
—
Schwallier Wealth Management logo Schwallier Wealth Management
Supported
4
High 73
$654,766
Schwan Financial Advisors, LLC logo Schwan Financial Advisors, LLC
Supported
2
Very High 131
$0
Schwantes Financial, LLC logo Schwantes Financial, LLC
Supported
2
Typical 42
$600,675
Schwartz Investment Management Co.
Independent
1
Very High 65
$290,929
Schwarz Dygos Wheeler Investment Advisors LLC logo Schwarz Dygos Wheeler Investment Advisors LLC
Team
6
High 87
$1,389,334
Schwarz Investment Partners logo Schwarz Investment Partners
Supported
2
Very High 357
$253,126
SC&H Wealth logo SC&H Wealth
Team
19
Low 35
$1,816,131
Schwerin Boyle Capital Management, Inc
Team
4
Low 37
$4,182,461
ScionAI logo ScionAI
Independent
1
Low 5
$48,000
Scipio Financial LLC logo Scipio Financial LLC
Supported
2
High 86
$78,363
Scipione Wealth Advisors, Inc. logo Scipione Wealth Advisors, Inc.
Independent
1
Very High 107
$362,002
Scissortail Wealth Management, LLC logo Scissortail Wealth Management, LLC
Team
8
Typical 59
$1,156,383
SCM Investment Services logo SCM Investment Services
Independent
1
Typical 12
$258,371
SCN Capital logo SCN Capital
Independent
1
Low 0
—
SCN Capital Management
Independent
1
High 48
$1,218,339
Scofield & Company, LLC
Team
7
Very Low 15
$1,102,295
S Conway Consulting, LLC logo S Conway Consulting, LLC
Independent
1
High 47
$342,218
Scope Wealth Management logo Scope Wealth Management
Supported
3
Very Low 8
$306,264
Scott and Associates of Texas, Inc. logo Scott and Associates of Texas, Inc.
Independent
1
High 42
$394,517
Scott & Associates Investment Advisory Services
Independent
1
Very High 97
$646,668
Scott Capital Partners logo Scott Capital Partners
Team
1
High 85
$11,353,131
Scott Clampitt, Registered Investment Advisor
Independent
1
Low 1
$213,000
Scott Conyers Capital Management, Inc. logo Scott Conyers Capital Management, Inc.
Independent
1
High 26
$3,711,538
Scott Financial Resources LLC logo Scott Financial Resources LLC
Independent
1
Low 10
$374,997
Scott Investment Advisors, L.P. logo Scott Investment Advisors, L.P.
Independent
1
Typical 15
$333,333
Scott Marsh Financial, LLC logo Scott Marsh Financial, LLC
Supported
2
Very High 127
$1,211,909
Scottsdale Capital Advisors Corporation logo Scottsdale Capital Advisors Corporation
Supported
3
Very Low 0
—
Scottsdale Wealth Advisory LLC logo Scottsdale Wealth Advisory LLC
Independent
1
Very High 252
$249,364
Scottsdale Wealth Planning, Inc. logo Scottsdale Wealth Planning, Inc.
Supported
2
Typical 40
$2,170,991
Scott S. Duko, Registered Investment Advisor, Ltd. logo Scott S. Duko, Registered Investment Advisor, Ltd.
Independent
1
Very High 108
$447,533
Scott & Selber, Inc. Capital Management
Team
2
Typical 51
$4,585,212
Scott Value Investing
Independent
1
Low 9
$288,889
Scout Asset Management logo Scout Asset Management
Independent
1
Very High 103
$641,960
Scout Financial Planning
Independent
1
Low 2
$0
Scout Wealth Advisors LLC logo Scout Wealth Advisors LLC
Supported
4
Very Low 3
—
SCP Steward Capital Advisers LLC
Supported
2
Very Low 0
—
Scratch Capital logo Scratch Capital
Supported
4
Typical 38
$1,394,559
Scruggs Advisors, LLC
Independent
1
Low 10
$286,190
Scs logo Scs
Multi-team
31
High 78
$707,560
SCS Asset Management, Inc.
Supported
2
Low 34
$450,809
SCSC Advisors, LLC logo SCSC Advisors, LLC
Supported
2
High 63
$1,036,091
S.C. Thomas & Associates, CPA, LLC logo S.C. Thomas & Associates, CPA, LLC
Independent
1
Very High 108
$968,080
SCT Wealth Management, LLC logo SCT Wealth Management, LLC
Independent
1
Low 10
$1,130,776
Sculati Wealth Management, LLC logo Sculati Wealth Management, LLC
Supported
4
High 87
$1,060,465
Scundi Investment Management, LLC logo Scundi Investment Management, LLC
Independent
1
Low 1
$500,000
SCV Capital LLC
Supported
3
Very Low 0
—
SC Wealth Advisors logo SC Wealth Advisors
Supported
3
Typical 39
$248,506
SCW Wealth Management, LLC logo SCW Wealth Management, LLC
Independent
1
High 41
$292,683
Sdmi Insurance And Financial Services logo Sdmi Insurance And Financial Services
Independent
1
Low 3
$351,904
SDM Investments, LLC logo SDM Investments, LLC
Independent
1
High 41
$188,221
SD Perron & Co. Investment Services
Independent
1
Typical 14
$128,419
Seaborn Financial, LLC logo Seaborn Financial, LLC
Supported
3
Low 25
$1,990,817
Sea Breeze Analytics
Independent
1
Low 0
—
Seabridge Investment Advisors LLC logo Seabridge Investment Advisors LLC
Team
12
Very Low 15
$2,731,458
Seacap Advisors, LLC
Independent
1
Typical 15
$2,077,301
Sea Change Financial Planning logo Sea Change Financial Planning
Independent
1
High 28
$411,547
Sea Clear Financial Planning, LLC logo Sea Clear Financial Planning, LLC
Independent
1
High 43
$1,575,076
SeaCrest Wealth Management, LLC logo SeaCrest Wealth Management, LLC
Multi-team
35
Low 42
$1,019,224
SEA Financial Hawaii logo SEA Financial Hawaii
Independent
1
Low 0
—
Seagrass Financial, LLC logo Seagrass Financial, LLC
Independent
1
High 34
$2,515,515
Seahorse Financial Advisers Inc. logo Seahorse Financial Advisers Inc.
Independent
1
Typical 20
$4,336,146
Sealex Advisory, LLC
Independent
1
Typical 13
$446,154
Seal Rock Wealth Management, LLC
Independent
1
Very High 75
$1,155,736
Seam Financial
Independent
1
Low 0
—
Seamless Financial Planning
Independent
1
Low 5
$1,824,079
Seamount Financial Group Inc logo Seamount Financial Group Inc
Team
6
High 81
$1,484,371
Seapoint Capital Management LLC logo Seapoint Capital Management LLC
Independent
1
Low 2
$1,789,756
Seaport Asset Management, LLC logo Seaport Asset Management, LLC
Independent
1
Low 0
—
Seaport Financial Planning, LLC logo Seaport Financial Planning, LLC
Independent
1
Very High 65
$847,624
Seaport Research Partners LLC logo Seaport Research Partners LLC
Supported
1
Typical 40
—
Seaport Wealth Management
Supported
2
Very Low 13
$134,615
Searcy Financial Services, Inc. logo Searcy Financial Services, Inc.
Team
9
Very Low 21
$2,253,071
Searle & Co.
Team
7
Very Low 18
$4,961,246
Seaside Wealth Advisors LLC logo Seaside Wealth Advisors LLC
Supported
4
Very High 100
$252,034
Seaside Wealth Management, Inc. logo Seaside Wealth Management, Inc.
Team
5
High 76
$1,208,641
Seasonal Strategy logo Seasonal Strategy
Supported
2
Low 23
$1,455,866
Season Investments, LLC logo Season Investments, LLC
Supported
3
Low 25
$1,525,027
Seasons of Advice Wealth Management logo Seasons of Advice Wealth Management
Team
10
High 89
$1,365,716
Seasons Wealth Services LLC
Independent
1
Low 0
—
Seastrunk Financial Management, LLC logo Seastrunk Financial Management, LLC
Supported
2
High 81
$448,290
Sea Suite Financial LLC logo Sea Suite Financial LLC
Independent
1
Low 0
—
Seattle Asset Management, Inc. logo Seattle Asset Management, Inc.
Independent
1
Low 5
$5,122,185
Seattle Wealth Management LLC logo Seattle Wealth Management LLC
Supported
2
Typical 50
$1,313,019
Seawise Financial, Inc. logo Seawise Financial, Inc.
Supported
2
Low 34
$1,124,527
Sebetic Advisors, LLC logo Sebetic Advisors, LLC
Independent
1
Very High 61
$1,547,344
Sebold Capital Management, Inc logo Sebold Capital Management, Inc
Supported
2
Very High 97
$1,660,432
Sechrest Financial Services logo Sechrest Financial Services
Supported
2
Low 27
$3,758,714
Second 50 Financial logo Second 50 Financial
Supported
2
High 78
$2,190,034
Second Avenue Capital logo Second Avenue Capital
Independent
1
Low 2
$2,500,000
Second Half Financial Partners, LLC logo Second Half Financial Partners, LLC
Supported
3
Very High 162
$260,979
Second Line Capital, LLC logo Second Line Capital, LLC
Team
24
Typical 47
$591,089
Second Look Financial, LLC. logo Second Look Financial, LLC.
Independent
1
Low 7
$47,857
Second Mountain Financial, Inc. logo Second Mountain Financial, Inc.
Independent
1
Typical 19
$1,970,299
Second Opinion Financial logo Second Opinion Financial
Independent
1
Low 0
—
Second Summit Wealth Management, LLC logo Second Summit Wealth Management, LLC
Independent
1
High 38
$3,938,449
SecretX Assets
Independent
1
Low 0
—
Section Integrity Wealth Management logo Section Integrity Wealth Management
Independent
1
Typical 14
$295,754
Sector Analysts LLC logo Sector Analysts LLC
Supported
2
Very High 339
$351,793
Secura Financial logo Secura Financial
Team
11
Typical 61
$471,727
SecuraWealth logo SecuraWealth
Independent
1
Typical 18
$1,241,262
Secure Asset Management, L.L.C. logo Secure Asset Management, L.L.C.
Multi-team
57
Typical 50
$302,612
Secured Retirement Advisors, LLC logo Secured Retirement Advisors, LLC
Team
5
Very High 120
$423,726
Secure Financial Management logo Secure Financial Management
Supported
2
Very High 292
$684,529
Secure Investment Management, LLC logo Secure Investment Management, LLC
Team
22
Low 43
$45,551
Secure Planning logo Secure Planning
Supported
4
Very High 132
$353,525
Secure Retirement Advisors, LLC logo Secure Retirement Advisors, LLC
Independent
1
Very High 76
$0
Secure Retirement Financial & Insurance Services Corp. logo Secure Retirement Financial & Insurance Services Corp.
Supported
3
High 70
$483,393
SecurEstate logo SecurEstate
Supported
2
Very High 139
$383,909
Secure Wealth, Inc. logo Secure Wealth, Inc.
Supported
3
High 74
$597,285
Securities Brokerage Services logo Securities Brokerage Services
Supported
4
Very Low 11
$386,324
Securities Industry Management Corp.
Independent
1
Typical 14
$835,714
Security Capital Management logo Security Capital Management
Team
20
Very High 118
$565,028
Security Financial Advisors,LLC
Independent
1
Typical 24
$779,418
Security First Financial logo Security First Financial
Supported
2
Very High 320
$468,542
Securus Wealth Management logo Securus Wealth Management
Independent
1
Low 0
—
Sedg Financial Services Corp. logo Sedg Financial Services Corp.
Independent
1
Very High 63
$845,828
Sedona Asset Management Services, LLC
Independent
1
Low 7
$788,614
Seed Money Consulting logo Seed Money Consulting
Supported
1
Low 30
$160,000
S.E.E.D. Planning Group, LLC logo S.E.E.D. Planning Group, LLC
Team
17
Low 44
$744,669
Seeds logo Seeds
Team
2
Very High 469
$1,068,552
SeedSafe Financial LLC logo SeedSafe Financial LLC
Supported
4
Low 22
$1,455,512
Seed Wealth Management, Inc. logo Seed Wealth Management, Inc.
Independent
1
High 34
$5,552,941
Seeker Financial LLC
Independent
1
Low 0
—
Seek & Find Financial logo Seek & Find Financial
Supported
3
Very Low 14
$262,756
Seek First Inc. logo Seek First Inc.
Supported
3
Low 28
$2,917,647
Seek the Plan
Independent
1
Low 0
—
Seen Consulting LLC logo Seen Consulting LLC
Independent
1
High 32
$1,625,000
SEF Financial logo SEF Financial
Independent
1
Very High 58
$611,968
Sefton Financial Planning
Independent
1
Low 0
—
Segment Wealth Management, LLC logo Segment Wealth Management, LLC
Team
3
High 74
$9,079,297
Sego Wealth Management, LLC logo Sego Wealth Management, LLC
Independent
1
High 43
$398,128
SE Hunt Capital, LLC logo SE Hunt Capital, LLC
Independent
1
Low 5
$310,000
SEIA logo SEIA
Multi-team
142
High 67
$2,277,033
Seidman Investment Portfolios logo Seidman Investment Portfolios
Independent
1
Very High 60
$1,012,626
Seiwell Advisors, LLC
Independent
1
Low 5
$4,446,951
Selah Wealth Advisors logo Selah Wealth Advisors
Independent
1
Very High 67
$143,783
Selby Wealth Management logo Selby Wealth Management
Team
3
Typical 56
$2,821,600
Selected Objectives LLC
Independent
1
Low 0
—
Select Financial Services Group, Inc. logo Select Financial Services Group, Inc.
Independent
1
Low 7
$0
Select Investment Services logo Select Investment Services
Independent
1
Low 8
$67,326
Selective Wealth Management, Inc. logo Selective Wealth Management, Inc.
Team
9
High 76
$640,447
Selerski Asset Management, LLC logo Selerski Asset Management, LLC
Independent
1
High 51
$783,570
Selhorst Services Inc. logo Selhorst Services Inc.
Independent
1
Low 0
—
Selkirk Wealth Advisors, LLC logo Selkirk Wealth Advisors, LLC
Supported
3
Typical 55
$1,086,938
SELLA Wealth logo SELLA Wealth
Independent
1
Low 0
—
Selleck Financial Group logo Selleck Financial Group
Independent
1
Low 0
—
Semaphore Investments logo Semaphore Investments
Independent
1
Low 0
—
Seminars for the Advancement of Financial Education
Independent
1
Typical 21
$0
Semmax Financial Advisors, Inc. logo Semmax Financial Advisors, Inc.
Team
8
Very High 103
$599,710
Semper Augustus Investments Group LLC logo Semper Augustus Investments Group LLC
Team
2
Very High 122
$2,889,322
Semper Financial
Supported
2
Low 32
$578,125
Semper Sursum Investments LLC
Independent
1
Low 0
—
Semper Wealth Management LLC logo Semper Wealth Management LLC
Independent
1
High 27
$399,947
Semrod Capital LLC logo Semrod Capital LLC
Independent
1
Typical 20
$983,925
Semus Wealth Partners, LLC logo Semus Wealth Partners, LLC
Supported
1
Very High 147
$1,786,806
SEM Wealth Management logo SEM Wealth Management
Team
8
Very High 248
$379,608
Sendera Wealth Advisors
Independent
1
Typical 14
$1,195,584
Sendero Wealth Management, LLC logo Sendero Wealth Management, LLC
Multi-team
21
Very Low 16
$11,092,659
Seneca Financial Advisors LLC logo Seneca Financial Advisors LLC
Team
6
Typical 59
$2,312,897
Seneca Private Wealth, LLC logo Seneca Private Wealth, LLC
Team
5
Very Low 7
$807,109
Seneca Wealth Advisors, LLC
Independent
1
Low 2
$673,043
Seneschal Family Office logo Seneschal Family Office
Supported
3
High 76
$1,327,203
Senior Advisory Group, LLC logo Senior Advisory Group, LLC
Independent
1
Typical 16
—
Senior Financial Advisors, Inc. logo Senior Financial Advisors, Inc.
Supported
3
Very Low 0
—
SENIOR Financial and Realty Assoc. logo SENIOR Financial and Realty Assoc.
Supported
2
Typical 42
$455,437
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