See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Two Firs Financial logo Two Firs Financial
Supported
2
Very Low 10
$966,381
Two Fish Management logo Two Fish Management
Independent
1
Low 10
$1,700,000
Twombly Asset Management LLC
Supported
2
Low 21
$1,332,510
Two Palms Financial logo Two Palms Financial
Independent
1
Low 2
$8,586,809
Two Pillars Asset Management logo Two Pillars Asset Management
Independent
1
High 30
$153,986
Two Point Capital Management, Inc. logo Two Point Capital Management, Inc.
Supported
2
Typical 53
$2,929,351
TwoTen Planning, PLLC logo TwoTen Planning, PLLC
Independent
1
Typical 15
$1,434,136
Two Three Five logo Two Three Five
Independent
1
High 29
$987,897
Two Trails Financial Planning logo Two Trails Financial Planning
Independent
1
High 28
$1,459,494
Two Tree Financial, Llc logo Two Tree Financial, Llc
Independent
1
High 26
$84,808
Two Twelve Planning, Inc. logo Two Twelve Planning, Inc.
Independent
1
Very High 97
$221,865
TWRU Private Wealth Management, LLC logo TWRU Private Wealth Management, LLC
Team
5
Very Low 7
$2,382,126
Tyler Street Capital
Supported
1
Very Low 13
$35,886,412
Tyndale Investments, LLC
Independent
1
High 30
$1,500,000
Tyner Capital Management Investment Counsel, Inc.
Supported
1
High 59
$4,289,643
Ty Rollins, Inc. logo Ty Rollins, Inc.
Independent
1
Low 0
—
Tyton Wealth logo Tyton Wealth
Supported
2
Low 17
$837,594
Tyus Financial Group LLC
Independent
1
Low 0
—
UAK Diversified Wealth Advisors logo UAK Diversified Wealth Advisors
Supported
2
Very High 134
$459,396
UAS Asset Management logo UAS Asset Management
Supported
4
High 86
$903,536
Ubequity Wealth Management, LLC logo Ubequity Wealth Management, LLC
Supported
2
Low 23
$1,100,725
UBS Financial Services logo UBS Financial Services
Institution
9,351
High 117
$693,691
UCS Investment Co logo UCS Investment Co
Independent
1
Low 10
—
Udine Wealth Management Inc. logo Udine Wealth Management Inc.
Supported
2
Very High 169
$810,355
Uhler Vertich White Advisors logo Uhler Vertich White Advisors
Team
7
Typical 60
$1,201,029
Uhlmann Investment Management, L.L.C. logo Uhlmann Investment Management, L.L.C.
Team
15
Very Low 30
$572,956
UHY Wealth Management RIA LLC
Team
12
Low 43
$752,621
UIS Investment Management LLC
Independent
1
Low 4
$0
Uisonet logo Uisonet
Independent
1
Low 4
$137,500
Ujjval Investments, LLC logo Ujjval Investments, LLC
Independent
1
Typical 14
$671,429
UlivI Wealth Management logo UlivI Wealth Management
Independent
1
Typical 17
$720,206
Ulland Investment Advisors, LLC logo Ulland Investment Advisors, LLC
Supported
3
High 70
$2,099,061
Ullmann Wealth Partners logo Ullmann Wealth Partners
Team
8
High 66
$2,361,247
Ulmer Financial logo Ulmer Financial
Independent
1
High 29
$107,537
Ulta Wealth Management, LLC logo Ulta Wealth Management, LLC
Independent
1
High 27
$5,424,815
Ultimate Retirement Products, Inc. logo Ultimate Retirement Products, Inc.
Independent
1
High 47
$1,038,656
Ultra Advisors LLC
Supported
1
Typical 46
$58,344
Ultra Advisory Group logo Ultra Advisory Group
Independent
1
Very High 73
$1,926,149
UL Wealth LLC logo UL Wealth LLC
Supported
4
Low 29
$249,385
UMB Financial Services, Inc. logo UMB Financial Services, Inc.
Multi-team
44
Typical 48
$2,390
Unburdened Financial Planning logo Unburdened Financial Planning
Independent
1
Typical 16
$583,321
Uncaged Impact
Independent
1
Low 1
$68,114
Unclipped Capital LLC
Independent
1
Low 0
—
Uncommon Cents Investing logo Uncommon Cents Investing
Team
4
Very High 147
$872,897
Uncommon Wealth Partners, LLC logo Uncommon Wealth Partners, LLC
Supported
2
Very High 112
$196,188
Unconventional Investor, LLC logo Unconventional Investor, LLC
Supported
2
Typical 44
$3,400,798
Unda Financial and Consulting LLC logo Unda Financial and Consulting LLC
Independent
1
High 51
$95,588
Underdog Wealth Management, LLC logo Underdog Wealth Management, LLC
Supported
2
Very High 201
$262,500
Underhill Investments, LLC logo Underhill Investments, LLC
Independent
1
Typical 18
$311,111
Under Par Planning LLC logo Under Par Planning LLC
Supported
2
Typical 38
$439,642
Unger Financial
Independent
1
Very High 66
$251,667
Unicorn Consulting logo Unicorn Consulting
Independent
1
Low 1
$99,000
Unified Investment Management logo Unified Investment Management
Supported
2
Typical 44
$1,705,596
Unified Retirement Planning Group logo Unified Retirement Planning Group
Independent
1
Very High 152
$1,296,338
Unified Wealth Management LLC logo Unified Wealth Management LLC
Supported
2
Very High 163
$458,510
Unifimoney RIA logo Unifimoney RIA
Supported
1
Very High 460
$683
Unify Financial Advisors logo Unify Financial Advisors
Supported
2
Very High 97
$801,438
Unify Wealth Management LLC logo Unify Wealth Management LLC
Supported
2
Very High 105
$137,366
Union Capital Company logo Union Capital Company
Team
9
Low 46
$362,319
Union Capital Management Corp
Independent
1
Low 3
$625,055
Union Grove Capital, LLC logo Union Grove Capital, LLC
Independent
1
Low 3
$795,447
Union Strategic Advisors logo Union Strategic Advisors
Supported
3
Very High 158
$783,983
Uniplan Financial Investments Inc.
Independent
1
Low 0
—
Uniplan Investment Counsel, Inc. logo Uniplan Investment Counsel, Inc.
Supported
3
Very High 135
$570,241
Unique Financial  Advisors Llc logo Unique Financial Advisors Llc
Supported
3
Very Low 16
$1,509,736
Unique Investment Advisors, LLC logo Unique Investment Advisors, LLC
Supported
2
High 88
—
Unique Wealth, LLC logo Unique Wealth, LLC
Team
14
Typical 58
$1,137,499
Unique Wealth Strategies logo Unique Wealth Strategies
Team
5
Typical 57
$1,192,982
Unison logo Unison
Team
1
High 95
$20,340,695
Unitas Partners LLC
Independent
1
Low 0
—
United Advisor Group logo United Advisor Group
Multi-team
56
Very High 114
$214,453
United Advisors America logo United Advisors America
Team
22
Very High 128
$158,957
United Asset Strategies Inc. logo United Asset Strategies Inc.
Team
25
Typical 63
$1,290,932
United Brokerage Services, INC logo United Brokerage Services, INC
Multi-team
56
Very Low 24
$254,269
United Capital Financial Advisors logo United Capital Financial Advisors
Multi-team
171
Very High 145
$829,769
United Capital Management Of Kansas, Inc. logo United Capital Management Of Kansas, Inc.
Team
26
Typical 62
$504,949
United Financial Planning Group LLC logo United Financial Planning Group LLC
Supported
4
Typical 47
$1,848,326
United Global Advisors, LLC logo United Global Advisors, LLC
Independent
1
Very High 72
$623,806
UNITED PLANNERS' FINANCIAL SERVICES of AMERICA a Limited Partner logo UNITED PLANNERS' FINANCIAL SERVICES of AMERICA a Limited Partner
Enterprise
364
High 83
$410,135
United Success Wealth Management logo United Success Wealth Management
Supported
2
Low 32
$1,230,761
United Wealth Management, LLC logo United Wealth Management, LLC
Team
6
Low 43
$1,582,053
Uniting Wealth Partners logo Uniting Wealth Partners
Team
15
Typical 55
$957,905
Unity Financial Planning Group LLC logo Unity Financial Planning Group LLC
Team
6
Low 35
$341,346
Unity Wealth Partners logo Unity Wealth Partners
Supported
2
Very Low 11
$338,310
Unity Wealth Strategies logo Unity Wealth Strategies
Supported
3
Low 31
$86,471
Universal Financial Advisors, LLC logo Universal Financial Advisors, LLC
Team
9
Low 36
$847,918
Universal Wealth Management LLC logo Universal Wealth Management LLC
Supported
4
Typical 36
$193,103
Universe, Inc. logo Universe, Inc.
Independent
1
Very High 119
$214,179
University Financial Strategies, LLC. logo University Financial Strategies, LLC.
Independent
1
Typical 24
$633,255
Unleashed Financial LLC logo Unleashed Financial LLC
Independent
1
High 33
$317,589
Unlimited Capital Advisors LLC logo Unlimited Capital Advisors LLC
Supported
2
Very Low 7
$576,349
Unlimited Timing Service Inc
Independent
1
High 37
$160,166
Unlock Investments logo Unlock Investments
Independent
1
Low 3
$65,667
Unrivaled Wealth Management logo Unrivaled Wealth Management
Independent
1
Typical 11
$1,086,075
Unstoppable Asset logo Unstoppable Asset
Independent
1
Low 0
—
Upbeat Financial logo Upbeat Financial
Independent
1
Very High 83
$243,253
Upbeat Wealth logo Upbeat Wealth
Supported
2
Very Low 10
$769,230
UP Capital Management, Inc. logo UP Capital Management, Inc.
Supported
2
High 74
$891,716
Upfront Financial Planning, LLC logo Upfront Financial Planning, LLC
Independent
1
High 40
$384,413
Upholdings logo Upholdings
Supported
2
Very Low 7
$3,943,977
Upkeep Financial
Independent
1
Low 0
—
Upland Capital Management, LLC
Independent
1
Low 8
$1,190,982
Upleft Asset Management logo Upleft Asset Management
Supported
4
Very Low 13
$1,017,437
Uplevel Wealth logo Uplevel Wealth
Supported
2
Low 22
$2,986,053
Uplift Investing, Inc logo Uplift Investing, Inc
Independent
1
Typical 23
$239,130
Up North Financial, LLC logo Up North Financial, LLC
Supported
2
Very High 169
$602,670
Upper Basin Capital, LLC
Independent
1
Low 0
—
Upper Left Wealth Management, LLC logo Upper Left Wealth Management, LLC
Supported
2
Typical 44
$1,771,147
Upraise Wealth Advisory, LLC logo Upraise Wealth Advisory, LLC
Independent
1
Low 10
$627,729
Upright Financial Corp
Supported
1
Low 31
$1,477,909
Uprise Advisers LLC logo Uprise Advisers LLC
Supported
4
Very Low 8
$0
Upside Lab Advisors Inc.
Independent
1
Low 4
$423,550
Upspring Capital LLC logo Upspring Capital LLC
Supported
2
Very Low 14
$3,147,552
Upstart Wealth Management, LLC logo Upstart Wealth Management, LLC
Supported
4
Low 23
$4,219,216
Upstate Advisers Inc logo Upstate Advisers Inc
Independent
1
Typical 13
$1,211,048
Upstate Financial Planning, LLC
Independent
1
High 33
$376,077
Upstream Financial Advisors LLC logo Upstream Financial Advisors LLC
Supported
2
Very Low 16
$832,554
Uptick Partners, LLC logo Uptick Partners, LLC
Team
17
High 67
$934,617
Uptown Capital Advisors logo Uptown Capital Advisors
Supported
2
High 68
$1,093,569
UP&UP Capital, Inc. logo UP&UP Capital, Inc.
Independent
1
Low 7
$19,505
Upward Financial Planning logo Upward Financial Planning
Independent
1
Very High 77
$223,269
Urban Financial Advisory Corporation logo Urban Financial Advisory Corporation
Team
3
High 85
$5,617,455
Urban Wealth Management or UWM logo Urban Wealth Management or UWM
Supported
3
High 92
$711,833
URI Capital Management, LLC logo URI Capital Management, LLC
Independent
1
Low 4
$3,850,000
URS Advisory logo URS Advisory
Supported
4
Typical 43
$1,157,876
Ursa Financial, LLC logo Ursa Financial, LLC
Independent
1
Very High 118
$140,832
US 1st Wealth Management logo US 1st Wealth Management
Independent
1
Very High 66
$0
USA 401k
Independent
1
Typical 12
$678
USAA Investment Services Company logo USAA Investment Services Company
Multi-team
112
Very Low 24
$0
USA Asset Management, LLC logo USA Asset Management, LLC
Supported
2
Low 21
$752,374
US Advanced Computing Infrastructure, Inc. logo US Advanced Computing Infrastructure, Inc.
Independent
1
Low 2
$0
U.S. Advisors, Inc. logo U.S. Advisors, Inc.
Independent
1
Very High 81
$864,198
USAdvisors Wealth Management, LLC logo USAdvisors Wealth Management, LLC
Team
14
Very High 136
$254,259
US Advisory Group logo US Advisory Group
Supported
2
Typical 53
$627,041
U.S.A. Financial & Tax Services, LLC logo U.S.A. Financial & Tax Services, LLC
Supported
3
Very High 220
$241,303
USA Retirement Income Solutions, LLC logo USA Retirement Income Solutions, LLC
Independent
1
Low 2
$1,750,000
UsaWorld Capital LLC logo UsaWorld Capital LLC
Independent
1
High 31
$189,425
U.S. Boston Capital Corporation logo U.S. Boston Capital Corporation
Supported
3
Low 31
$3,771,907
US Capital Global Wealth Management, LLC logo US Capital Global Wealth Management, LLC
Team
5
Very Low 10
$490,000
U.S. Cherry LLC logo U.S. Cherry LLC
Independent
1
Very High 153
$6,896
US Freedom Capital Advisors LLC
Independent
1
Low 0
—
US Fund Manager LLC logo US Fund Manager LLC
Independent
1
Low 1
$67,167
US Growth Partners, LLC logo US Growth Partners, LLC
Independent
1
Low 0
—
US Wealth Management Advisors, LLC logo US Wealth Management Advisors, LLC
Independent
1
Low 3
$92,148
Uta Llc logo Uta Llc
Supported
2
Typical 51
$2,069,507
UTES Wealth Strategies logo UTES Wealth Strategies
Independent
1
Low 0
—
Utopia Wealth Management, LLC logo Utopia Wealth Management, LLC
Supported
2
Low 29
$4,229,659
uVest Advisory Group, LLC logo uVest Advisory Group, LLC
Independent
1
Very High 90
$117,145
Uwharrie Investment Advisors, Inc. logo Uwharrie Investment Advisors, Inc.
Team
15
Typical 56
$346,341
Uyana Partners LLC logo Uyana Partners LLC
Team
8
Very Low 9
$1,217,026
V2 Financial Group, LLC logo V2 Financial Group, LLC
Supported
4
Typical 51
$1,703,290
Vaal Financial, LLC logo Vaal Financial, LLC
Independent
1
Typical 13
$74,493
Vaarco Financial, LLC logo Vaarco Financial, LLC
Independent
1
Low 0
—
Vail Financial Advisors
Independent
1
Low 0
—
Vail Ridge Capital, LLC logo Vail Ridge Capital, LLC
Independent
1
High 28
$126,161
Vail Valley Asset Management, LLC logo Vail Valley Asset Management, LLC
Independent
1
High 39
$85,316
Vake Capital LLC logo Vake Capital LLC
Independent
1
Typical 12
$42,000
Valence Wealth logo Valence Wealth
Independent
1
Low 0
—
Valendo Private Asset Management, Inc.
Independent
1
Typical 18
$2,211,111
Valen Private Capital, LLC. logo Valen Private Capital, LLC.
Supported
2
Typical 39
$6,168,760
Valentine Investments, LLC logo Valentine Investments, LLC
Independent
1
Very High 55
$561,959
Valentine Wealth Management logo Valentine Wealth Management
Supported
2
Low 24
$763,576
Valeo Financial Advisors, LLC logo Valeo Financial Advisors, LLC
Multi-team
108
Very Low 28
$4,183,828
Valhalla Advisors LLC logo Valhalla Advisors LLC
Independent
1
Very High 97
$235,895
Valiance Group logo Valiance Group
Independent
1
Low 2
$1,232,881
Valiant Financial Planning, LLC logo Valiant Financial Planning, LLC
Independent
1
High 33
$669,715
Valiant Wealth, LLC logo Valiant Wealth, LLC
Supported
3
High 58
$1,583,561
Valicenti Advisory Services Inc logo Valicenti Advisory Services Inc
Team
4
Very High 220
$792,043
Valic Financial Advisors logo Valic Financial Advisors
Enterprise
1,259
Very High 233
$99,681
Validea Capital Management LLC logo Validea Capital Management LLC
Independent
1
High 36
$1,536,111
Validus Capital LLC logo Validus Capital LLC
Team
9
Very Low 20
$12,899,736
Valkyrie Financial logo Valkyrie Financial
Independent
1
Typical 22
$381,406
Valkyrie Private Wealth Management logo Valkyrie Private Wealth Management
Independent
1
Typical 19
$2,539,868
Valle Financial Group
Independent
1
Low 0
—
Valley Brook Capital Group logo Valley Brook Capital Group
Team
6
Low 33
$960,705
Valley Center Advisors logo Valley Center Advisors
Independent
1
Low 0
—
Valley Investors Corporation
Supported
2
Very Low 6
$284,566
Valley National Advisers Inc logo Valley National Advisers Inc
Team
14
Very High 97
$957,825
Valley Oak Investment Strategies LLC logo Valley Oak Investment Strategies LLC
Supported
4
Typical 52
$153,241
Valley Regional Capital Management LLC
Independent
1
Low 1
$1,354,949
Valley Wealth Management logo Valley Wealth Management
Supported
1
Very High 345
$317,050
Valley Wealth Managers, Inc. logo Valley Wealth Managers, Inc.
Team
28
Very Low 31
$2,413,817
Valley Wealth Strategies, LLC logo Valley Wealth Strategies, LLC
Team
23
Very High 172
$344,317
Vallon Capital LLC
Independent
1
Low 0
—
ValMark Advisers, Inc. logo ValMark Advisers, Inc.
Multi-team
294
Typical 50
$554,438
Valoir Wealth LLC
Independent
1
Very High 72
$1,046,672
Valor Advisers logo Valor Advisers
Independent
1
Very High 74
$23,333
Valor Advisors LLC logo Valor Advisors LLC
Multi-team
3
Very Low 22
$56,449,156
Valora Investment Group LLC logo Valora Investment Group LLC
Independent
1
Low 0
—
Valor Financial Planning logo Valor Financial Planning
Independent
1
High 43
$18,080
Valor Financial Services, LLC logo Valor Financial Services, LLC
Supported
2
Very High 838
$163,149
Valoria Wealth Management LLC logo Valoria Wealth Management LLC
Independent
1
Low 8
$597,125
Valor Investment Management logo Valor Investment Management
Independent
1
Typical 22
$344,199
Valor Investments and Planning LLC logo Valor Investments and Planning LLC
Team
6
Low 39
$382,834
Valor Wealth Management LLC
Independent
1
High 40
$373,258
Valor Wealth Partners logo Valor Wealth Partners
Supported
3
Typical 52
$406,747
Valpey Financial Services LLC logo Valpey Financial Services LLC
Supported
2
Very High 93
$1,215,103
Valtinson Bruner Financial Planning logo Valtinson Bruner Financial Planning
Team
7
Very High 284
$357,985
Valtrion Capital Management, LLC logo Valtrion Capital Management, LLC
Team
6
Very Low 31
$1,528,220
Valuealigned Partners logo Valuealigned Partners
Independent
1
Very High 71
$1,066,591
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