See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Dubbu Advisors logo Dubbu Advisors
Independent
1
Low 0
—
Dublin Wealth Management, Inc.
Independent
1
High 28
$557,189
Dubois Capital Management LLC logo Dubois Capital Management LLC
Independent
1
Low 1
$90,000
Dubois Wealth Management, LLC
Independent
1
Typical 14
$423,956
Ducere Wealth Management logo Ducere Wealth Management
Team
8
Very Low 16
$3,836,900
DuCharme Wealth Advisors, LLC logo DuCharme Wealth Advisors, LLC
Supported
2
Low 23
$326,956
Duckett Wealth Management logo Duckett Wealth Management
Supported
2
Typical 50
$535,701
Dudley Capital Management LLC
Supported
2
Typical 49
$2,782,377
Dudley & Shanley, Inc. logo Dudley & Shanley, Inc.
Team
3
Very Low 15
$9,403,538
Duell Financial Strategies logo Duell Financial Strategies
Supported
4
Very High 154
$518,186
Due North Financial, LLC logo Due North Financial, LLC
Independent
1
Very High 164
$227,629
Duet Advisory Services LLC logo Duet Advisory Services LLC
Supported
3
Very High 94
$1,114,664
Due West Wealth Advisors LLC logo Due West Wealth Advisors LLC
Independent
1
Low 9
$131,695
Duffield Financial Group
Independent
1
Low 0
—
Duke and Duke Wealth Management LLC logo Duke and Duke Wealth Management LLC
Supported
3
High 81
$392,435
Duke Financial Services
Independent
1
Very High 63
$216,296
Dukes Financial Group, LLC
Independent
1
Typical 20
$755,391
Dukes Lane Investments LLC logo Dukes Lane Investments LLC
Independent
1
High 37
$1,001,472
Du Lac Investment Group, LLC
Independent
1
Low 0
—
Dumaine Investments LLC logo Dumaine Investments LLC
Supported
2
High 67
$1,145,899
Dumont & Blake Investment Advisors LLC logo Dumont & Blake Investment Advisors LLC
Team
3
Very High 143
$1,282,026
Dumont Wealth logo Dumont Wealth
Independent
1
Typical 17
$756,088
Dunamis Capital Consulting, LLC logo Dunamis Capital Consulting, LLC
Independent
1
Very High 192
$100,481
Dunbar Associates, LLC logo Dunbar Associates, LLC
Supported
3
High 68
$627,142
Duncan, Dean Bryan
Independent
1
Typical 14
$230,000
Duncan Financial Group, LLC logo Duncan Financial Group, LLC
Supported
2
Very Low 9
—
Duncan Financial Management, Inc. logo Duncan Financial Management, Inc.
Supported
2
Very High 188
$67,825
Duncan, Matthew William
Independent
1
Low 0
—
Duncan Wealth Management, LLC logo Duncan Wealth Management, LLC
Independent
1
Low 1
$700,941
Duncker Streett & Co. logo Duncker Streett & Co.
Team
2
High 83
$3,092,161
Dundee Capital Management LLC logo Dundee Capital Management LLC
Independent
1
Low 0
—
Dunes Financial logo Dunes Financial
Independent
1
High 30
$2,809,765
Dunham logo Dunham
Multi-team
31
Very High 412
$401,425
Dunham Lane Capital Partners LLC logo Dunham Lane Capital Partners LLC
Supported
2
High 73
$776,171
Dunhill & Company, LLC logo Dunhill & Company, LLC
Independent
1
Typical 18
$168,549
Dunhill Financial logo Dunhill Financial
Team
5
Very High 198
$604,960
Dunnavan & Co. logo Dunnavan & Co.
Supported
4
High 57
$1,394,327
Dunn Financial Advisors, LLC logo Dunn Financial Advisors, LLC
Independent
1
High 40
$742,620
Dunphy Wealth Management, Inc. logo Dunphy Wealth Management, Inc.
Independent
1
High 46
$293,176
Dunvegan Associates Inc logo Dunvegan Associates Inc
Supported
2
Very Low 7
$4,106,580
Duomo Capital logo Duomo Capital
Independent
1
Low 9
$79,444
Dupree Financial Group, LLC logo Dupree Financial Group, LLC
Team
7
Very High 118
$490,144
Durable Dividend Growth Strategies, L.P. logo Durable Dividend Growth Strategies, L.P.
Supported
2
Very Low 9
$1,371,743
Duracapital
Independent
1
Low 1
—
Duran Capital Management, LLC logo Duran Capital Management, LLC
Independent
1
Very High 80
$539,151
Durant Financial Planning LLC logo Durant Financial Planning LLC
Independent
1
High 54
$410,611
Durant Wealth Mgmt Advisory Services logo Durant Wealth Mgmt Advisory Services
Independent
1
Typical 16
$188,125
Durata Wealth Management logo Durata Wealth Management
Independent
1
Low 0
—
Durham Wealth Management, LLC
Independent
1
Very High 81
$341,175
Durkin Investment Group, LLC. logo Durkin Investment Group, LLC.
Independent
1
Very High 64
$1,078,967
Dushane Management, Inc. logo Dushane Management, Inc.
Independent
1
High 27
$487,183
Dustin Rippetoe LLC logo Dustin Rippetoe LLC
Independent
1
Low 0
—
Dutch Asset Corporation logo Dutch Asset Corporation
Team
9
Very Low 24
$784,854
Dutton Financial Planning, LLC logo Dutton Financial Planning, LLC
Independent
1
Low 3
$183,902
Duval Investment Group
Independent
1
High 27
$4,053,823
Duvall Wealth Management LLC logo Duvall Wealth Management LLC
Independent
1
High 27
$46,407
DVB Private Wealth logo DVB Private Wealth
Supported
4
High 60
$756,712
Dversify Advisors LLC logo Dversify Advisors LLC
Independent
1
Low 3
—
DV Kill Advisory Services, LLC
Independent
1
Very High 64
$79,688
Dvorchak & Associates
Independent
1
Typical 14
$325,398
DWD Portfolio Solutions, Inc. logo DWD Portfolio Solutions, Inc.
Team
5
Typical 63
$779,285
D/W Financial Consultants LLC logo D/W Financial Consultants LLC
Independent
1
Low 0
—
DW Financial Inc logo DW Financial Inc
Supported
2
Typical 52
$465,631
DW Huff Advisory logo DW Huff Advisory
Independent
1
Low 8
$188,140
DW Investment Solutions, Inc.
Supported
2
High 80
$700,686
DWM Family Wealth
Independent
1
High 34
$676,471
Dwp logo Dwp
Supported
3
Typical 45
$1,127,887
DWP Investment Management, LLC logo DWP Investment Management, LLC
Supported
2
Typical 48
$703,614
DWR Wealth Management, LLC logo DWR Wealth Management, LLC
Supported
3
High 57
$1,167,133
DWT Financial logo DWT Financial
Independent
1
Typical 13
$46,710
DWV Advisors, LLC logo DWV Advisors, LLC
Independent
1
Typical 15
$10,440,345
DW West Investments LLC
Independent
1
Low 0
—
Dwyer Financial, LLC logo Dwyer Financial, LLC
Supported
2
High 62
$411,340
Dyad Financial Group
Independent
1
Low 0
—
Dyche, Riley, & Selman Wealth Management logo Dyche, Riley, & Selman Wealth Management
Supported
3
Typical 47
$940,175
Dye Family Office
Independent
1
Low 8
$4,005,000
Dyer & Company, L.L.C. logo Dyer & Company, L.L.C.
Supported
2
Very Low 15
$2,438,765
Dyer Financial Advisory logo Dyer Financial Advisory
Independent
1
Typical 13
$1,867,976
Dyer Private Wealth Management logo Dyer Private Wealth Management
Independent
1
Low 0
—
Dyken Wealth Strategies, Inc. logo Dyken Wealth Strategies, Inc.
Independent
1
High 44
$976,171
Dynamic logo Dynamic
Multi-team
76
High 72
$964,859
Dynamic Asset Management Group LLC logo Dynamic Asset Management Group LLC
Supported
1
Very High 349
$241,367
Dynamic Capital Management, Inc. logo Dynamic Capital Management, Inc.
Independent
1
Typical 21
$448,696
Dynamic Financial Group logo Dynamic Financial Group
Team
3
Very High 287
$624,619
Dynamic Financial Planning logo Dynamic Financial Planning
Independent
1
Low 6
$152,630
Dynamic Financial Solutions, LLC logo Dynamic Financial Solutions, LLC
Independent
1
Low 2
—
Dynamic Investment Strategies, Inc.
Independent
1
Low 8
$133,196
Dynamic Legacy Planning logo Dynamic Legacy Planning
Independent
1
Very High 185
$486,486
Dynamic Lifestyle Planning Group logo Dynamic Lifestyle Planning Group
Independent
1
Very High 131
$537,626
Dynamic Trading Management, LLC.
Supported
1
High 79
$901,432
Dynamic Wealth Advisors logo Dynamic Wealth Advisors
Supported
4
High 79
$613,797
Dynamic Wealth Solutions LLC logo Dynamic Wealth Solutions LLC
Supported
3
High 57
$466,059
Dynamic Wealth Strategies, LLC logo Dynamic Wealth Strategies, LLC
Supported
4
Typical 39
$1,185,714
Dynamique Capital Advisors logo Dynamique Capital Advisors
Supported
3
Very Low 3
$2,520,000
Dynasty Financial Planners logo Dynasty Financial Planners
Supported
2
Low 19
$334,506
Dynic Wealth Management LLC logo Dynic Wealth Management LLC
Supported
3
Very Low 5
$3,035,189
E2E Financial logo E2E Financial
Supported
1
Typical 49
$1,033,686
E2 Financial Services, LLC logo E2 Financial Services, LLC
Independent
1
High 46
$181,314
E2I Financial Group, LLC logo E2I Financial Group, LLC
Independent
1
Very High 96
$328,273
EADS & Heald Wealth Management logo EADS & Heald Wealth Management
Supported
3
High 76
$981,347
eAdvisor LLC logo eAdvisor LLC
Supported
2
Very Low 0
—
Eagan Ventures LLC
Independent
1
Low 0
—
Eagle Bluffs Wealth Management LLC logo Eagle Bluffs Wealth Management LLC
Supported
3
Typical 55
$1,705,523
Eagle Capital Management, LLC logo Eagle Capital Management, LLC
Supported
2
Very High 146
$1,179,931
Eagleclaw Capital Management LLC logo Eagleclaw Capital Management LLC
Team
5
Typical 62
$2,674,641
Eagle Equity Holdings, LLC logo Eagle Equity Holdings, LLC
Supported
2
Very Low 0
—
Eagle Eye Advisory LLC logo Eagle Eye Advisory LLC
Independent
1
Very High 116
$780,828
Eagle Financial Advisors, LLC logo Eagle Financial Advisors, LLC
Team
8
Low 41
$343,660
Eagle Financial Strategies logo Eagle Financial Strategies
Supported
3
Very High 98
$473,272
Eagle Global Advisors LLC logo Eagle Global Advisors LLC
Multi-team
7
Typical 48
$5,326,825
Eagle Grove Advisors LLC logo Eagle Grove Advisors LLC
Independent
1
Very High 64
$715,469
Eagle Harbor Asset Management, Inc. logo Eagle Harbor Asset Management, Inc.
Supported
3
High 66
$796,018
Eagle Investment Advisors logo Eagle Investment Advisors
Supported
2
High 66
$1,409,756
Eagle Investors LLC logo Eagle Investors LLC
Supported
3
High 80
$0
Eagle Money Advisors logo Eagle Money Advisors
Independent
1
Low 0
—
Eagle Mountain Financial LLC logo Eagle Mountain Financial LLC
Independent
1
Low 0
—
Eagle Point Capital LLC logo Eagle Point Capital LLC
Supported
3
Low 19
$367,923
Eagle Point Investment Advisors, Inc. logo Eagle Point Investment Advisors, Inc.
Supported
3
Very Low 0
—
Eagle Ridge Wealth Advisors logo Eagle Ridge Wealth Advisors
Supported
1
Typical 53
$977,189
Eagle Rock Financial Advisers, Ltd. logo Eagle Rock Financial Advisers, Ltd.
Independent
1
Very High 85
$575,294
Eagle Rock Investment Company, LLC logo Eagle Rock Investment Company, LLC
Team
3
Very Low 26
$7,242,639
Eagles Coast Wealth Management, LLC logo Eagles Coast Wealth Management, LLC
Supported
2
High 65
$388,408
Eagle's Crest Advisors, LLC
Supported
3
Low 20
$2,009,050
Eagle Spirit Investments Consulting, Inc. logo Eagle Spirit Investments Consulting, Inc.
Independent
1
Low 5
$1,161,346
Eagle Strategies (NY Life) logo Eagle Strategies (NY Life)
Enterprise
2,524
Typical 53
$235,446
Eaglestrong Financial logo Eaglestrong Financial
Supported
2
Typical 45
$885,248
Eagle Talon Partners logo Eagle Talon Partners
Supported
1
Very Low 4
$1,500,000
Eagle Tax Planning & Advisory Group.LLC logo Eagle Tax Planning & Advisory Group.LLC
Independent
1
Very High 81
$86,173
Eagle Valley Wealth Management logo Eagle Valley Wealth Management
Independent
1
Low 3
$183,916
Eagleview Asset Management, LLC
Independent
1
Low 0
—
Eagle Wealth Advisors logo Eagle Wealth Advisors
Supported
3
Low 34
$1,624,977
Eagle Wealth Management Group Inc. logo Eagle Wealth Management Group Inc.
Team
5
High 90
$772,329
Eagle Wealth Management, Inc. logo Eagle Wealth Management, Inc.
Independent
1
Typical 19
$688,780
Eagle Wealth Strategies logo Eagle Wealth Strategies
Team
9
High 72
$937,588
E.A. Hendrich Financial Planning, LLC logo E.A. Hendrich Financial Planning, LLC
Independent
1
High 26
$0
E. A. Horwitz LLC logo E. A. Horwitz LLC
Team
10
Low 35
$760,377
Eames Financial
Independent
1
High 50
$3,590,000
Eamon Capital Management, LLC logo Eamon Capital Management, LLC
Supported
1
High 58
$247,049
EAN Equity Financial Services LLC
Independent
1
Very High 64
$2,260,629
Earls Financial logo Earls Financial
Independent
1
High 40
$600,203
EarlyBird Advisors LLC logo EarlyBird Advisors LLC
Independent
1
Low 0
—
Early McClintic & McMillan, LLC logo Early McClintic & McMillan, LLC
Team
6
Very High 108
$989,989
Earndex, LLC
Independent
1
Low 8
$3,285,221
Earned Wealth Advisors, LLC logo Earned Wealth Advisors, LLC
Multi-team
46
Low 32
$1,642,617
Earner Wealth LLC logo Earner Wealth LLC
Independent
1
Low 4
$4,105,288
Earnest Planning LLC logo Earnest Planning LLC
Independent
1
Low 0
—
Earnings Investment Co.
Supported
3
Very Low 0
—
Earn Into Wealth Strategies logo Earn Into Wealth Strategies
Independent
1
High 49
$704,595
Easan Katir Wealth Management logo Easan Katir Wealth Management
Independent
1
Very High 57
$157,610
Easley Investment Consultants, Inc. logo Easley Investment Consultants, Inc.
Supported
2
Very High 179
$626,833
East Bay Equities LLC
Independent
1
Low 7
$148,184
East Coast Wealth Management, Inc. logo East Coast Wealth Management, Inc.
Supported
3
High 67
$761,132
East End Financial Group, Inc. logo East End Financial Group, Inc.
Team
7
Low 45
$1,633,078
East End Wealth Management logo East End Wealth Management
Independent
1
Very High 60
$339,870
Eastgate Capital Advisors LLC logo Eastgate Capital Advisors LLC
Supported
4
Very Low 14
$4,936,130
East Guilford Financial Services LLC
Independent
1
Very High 301
$641,441
East Horizon Investments logo East Horizon Investments
Supported
2
Low 18
$1,600,857
Eastlake Planning LLC logo Eastlake Planning LLC
Independent
1
Very High 118
$377,705
Eastover Capital Management logo Eastover Capital Management
Supported
4
High 61
$1,346,408
Eastown Financial Advisors, LLC logo Eastown Financial Advisors, LLC
Supported
3
High 86
$416,159
East River Capital Management LLC logo East River Capital Management LLC
Independent
1
Low 2
$2,005,249
East Rock Financial Services, LLC logo East Rock Financial Services, LLC
Supported
2
Low 20
$3,481,576
East Shore Investment Management LLC
Independent
1
Low 0
—
Eastsound Capital Advisors, LLC logo Eastsound Capital Advisors, LLC
Team
7
Low 35
$828,357
East Valley Wealth LLC logo East Valley Wealth LLC
Independent
1
High 26
$327,220
East West Advisers logo East West Advisers
Independent
1
Typical 21
$132,430
East West Investment Advisors, LLC
Supported
2
Low 24
$1,983,191
East West Wealth Advisors LLC
Team
6
Very Low 0
—
Eastwind Capital Wealth Management logo Eastwind Capital Wealth Management
Supported
3
Very High 108
$283,897
Easy Sunday Financial Planning logo Easy Sunday Financial Planning
Independent
1
Low 0
—
Easytransfer Corporation logo Easytransfer Corporation
Independent
1
Low 0
—
Eaton-Cambridge Inc. logo Eaton-Cambridge Inc.
Team
5
Typical 57
$1,555,749
EBANKS Financial Solutions, LLC
Independent
1
Low 5
$25,990
E. Batoff & Co., Inc.
Supported
1
Very Low 9
$27,333,333
Ebbert Asset Management, Lp
Independent
1
Typical 11
$119,318
EBCO Trustee Services Ltd Liab. Co. logo EBCO Trustee Services Ltd Liab. Co.
Supported
1
Very Low 10
$2,362,051
Eber Capital Management
Independent
1
High 36
$2,410,346
Ebersole Financial LLC logo Ebersole Financial LLC
Independent
1
High 46
$1,695,020
Ebert Capital Management Inc. logo Ebert Capital Management Inc.
Supported
1
Very High 178
$622,129
EBH Financial, Inc.
Independent
1
Very High 75
$520,000
Ebis logo Ebis
Independent
1
Low 3
$3,065,965
Ebquant, LLC
Supported
2
Very Low 0
—
eCapital Advisors, Inc.
Independent
1
Low 2
$7,800,460
ECF Wealth, Inc. logo ECF Wealth, Inc.
Independent
1
Very High 109
$693,344
Echelon Private Wealth LLC
Independent
1
High 35
$585,714
Echelons Capital, LLC logo Echelons Capital, LLC
Supported
2
Low 17
$4,587,115
Echelon Virtual Family Office, LLC logo Echelon Virtual Family Office, LLC
Independent
1
High 33
$722,216
Echo45 Advisors LLC logo Echo45 Advisors LLC
Team
6
Low 34
$1,131,039
Echo Creek Capital, LLC
Independent
1
High 32
$687,500
Echo Financial Advisors, LLC logo Echo Financial Advisors, LLC
Independent
1
Low 2
$11,987
ECHO Financial LLC logo ECHO Financial LLC
Independent
1
High 41
$82,927
Echo Prudent Capital LLC
Independent
1
Low 5
$2,277,600
Echo Wealth Management, LLC logo Echo Wealth Management, LLC
Supported
1
Very High 144
$1,945,946
Echo Wealth Partners logo Echo Wealth Partners
Independent
1
Low 9
$934,596
Eckelberg Financial, Inc.
Independent
1
Low 0
—
Eckel Financial Advisors
Supported
2
Very Low 11
$1,263,636
Eckman Wealth Management, LLC logo Eckman Wealth Management, LLC
Team
5
Typical 57
$258,301
E.C. Krayton Associates, Inc.
Independent
1
Low 2
$2,098,630
Eclat Wealth Advisors
Independent
1
Low 0
—
Eclectic Associates, Inc. logo Eclectic Associates, Inc.
Team
11
Very High 110
$1,196,606
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