See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Midwest Financial Management, LLC
Independent
1
Typical 13
$206,195
Midwest Financial Network, LLC logo Midwest Financial Network, LLC
Supported
2
Very High 109
$650,827
Midwest Financial Partners logo Midwest Financial Partners
Team
9
Typical 49
$3,383,040
Midwest Financial Strategies logo Midwest Financial Strategies
Independent
1
Very High 102
$386,572
Midwest Heritage Financial Advisors logo Midwest Heritage Financial Advisors
Supported
4
High 84
$1,193,584
Midwest Investment Advisors, LLC logo Midwest Investment Advisors, LLC
Independent
1
Very High 273
$216,942
Midwest Investment and Retirement Management, Inc. logo Midwest Investment and Retirement Management, Inc.
Supported
2
Typical 54
$322,669
Midwest Professional Planners, Ltd. logo Midwest Professional Planners, Ltd.
Team
17
Low 42
$881,653
Midwest Retirement Partners, LLC logo Midwest Retirement Partners, LLC
Independent
1
Low 4
$32,418
Midwest Value Planning
Independent
1
Low 0
—
Midwest Wealth Management Inc logo Midwest Wealth Management Inc
Supported
2
Very Low 5
$23,000
Midwest Wealth Solutions LLC logo Midwest Wealth Solutions LLC
Independent
1
High 45
$646,327
Mifel Wealth
Independent
1
Low 0
—
M & I Financial Planning Services
Supported
2
Low 28
$332,559
MIFI Wealth, LLC logo MIFI Wealth, LLC
Supported
4
Very Low 14
$1,227,778
MiGH Financial Planner, LLC
Independent
1
Typical 13
$1,445,038
Mighty Oak Management LLC
Supported
3
Very Low 15
$333,333
Mighty Oak Strong America Investment Company logo Mighty Oak Strong America Investment Company
Supported
4
Typical 44
$2,254,698
Migration Wealth Management, LLC logo Migration Wealth Management, LLC
Independent
1
Very High 68
$299,964
Mike Adams Financial Advisors, Inc. logo Mike Adams Financial Advisors, Inc.
Independent
1
Low 3
$26,740
Mikel Wealth Management logo Mikel Wealth Management
Independent
1
Very High 98
$233,673
Mike Parke Investment Management, LLC
Independent
1
Very High 120
$712,428
Mike Sena Advisors, Inc. logo Mike Sena Advisors, Inc.
Independent
1
Typical 15
$1,164,878
Mike Wolters & Associates, Ltd.
Supported
2
Typical 37
$256,935
Mikhael Paul logo Mikhael Paul
Independent
1
Low 0
—
Milagre Wealth Management, Inc. logo Milagre Wealth Management, Inc.
Supported
2
Very High 207
$331,215
Milborn Advisors, ltd logo Milborn Advisors, ltd
Supported
2
High 89
$598,353
Mile High Investments, LLC logo Mile High Investments, LLC
Independent
1
Very High 121
$843,731
Miles Brown Asset Management logo Miles Brown Asset Management
Supported
2
Typical 51
$726,921
Milestone Advisory Group, LLC logo Milestone Advisory Group, LLC
Independent
1
Very High 140
$160,900
Milestone Asset Management Group, LLC logo Milestone Asset Management Group, LLC
Supported
4
Typical 54
$1,398,903
Milestone Asset Management, LLC logo Milestone Asset Management, LLC
Team
11
Very High 122
$511,299
Milestone Consultants, Inc. logo Milestone Consultants, Inc.
Independent
1
Low 6
$344,791
Milestone Financial Associates, LLC logo Milestone Financial Associates, LLC
Team
8
High 77
$1,025,935
Milestone Financial Planning, LLC logo Milestone Financial Planning, LLC
Team
12
Very Low 21
$2,288,753
Milestone Investment Advisors, LLC logo Milestone Investment Advisors, LLC
Team
7
Typical 58
$1,951,853
Milestone Money logo Milestone Money
Independent
1
High 47
$1,191,609
Milestones Financial logo Milestones Financial
Independent
1
Low 0
—
Milestones Private Investment Advisors LLC logo Milestones Private Investment Advisors LLC
Supported
2
Very High 127
$871,153
Milestone Wealth Management & Insurance, LLC
Independent
1
Low 6
$364,167
Milestone Wealth Strategies logo Milestone Wealth Strategies
Independent
1
Very High 68
$280,871
Milestone Wealth Strategies logo Milestone Wealth Strategies
Independent
1
High 41
$195,122
Miles Wealth Management, L.L.C.
Independent
1
High 27
$318,519
Mile Wealth Management logo Mile Wealth Management
Independent
1
Very High 63
$1,906,692
Milieu Personal Finance LLC
Independent
1
Low 1
$386,910
Milinovich & Co., Inc logo Milinovich & Co., Inc
Supported
3
Very High 100
$327,646
Mill Capital Management, LLC logo Mill Capital Management, LLC
Team
4
Very Low 24
$8,031,029
Mill Creek Investment Management
Independent
1
Typical 12
$806,250
Millenia Financial Partners, LLC
Independent
1
High 52
$2,449,404
Millenium Financial Services logo Millenium Financial Services
Independent
1
Very High 163
$92,801
Millennial Financial Planning logo Millennial Financial Planning
Independent
1
Low 5
$51,247
Millennial Wealth logo Millennial Wealth
Team
5
Low 46
$1,217,098
Millennial Wealth Advisors logo Millennial Wealth Advisors
Supported
2
Very Low 16
$2,300,272
Millennial Wealth Management, LLC logo Millennial Wealth Management, LLC
Supported
3
Typical 36
$333,450
Millennium Capital Advisors, LLC logo Millennium Capital Advisors, LLC
Supported
2
Very High 100
$1,064,087
Millennium Financial Services LLP
Supported
2
Low 21
$533,789
Millennium Investment Services logo Millennium Investment Services
Supported
1
Very High 116
$1,123,334
Millennium Personal Finance, LLC logo Millennium Personal Finance, LLC
Supported
3
Very Low 2
$80,806
Millennium Planning Group, LLC logo Millennium Planning Group, LLC
Supported
3
Typical 35
$326,015
Millennium Portfolio Advisors logo Millennium Portfolio Advisors
Supported
2
High 81
$282,503
Miller Asset Management LLC logo Miller Asset Management LLC
Independent
1
Low 0
—
Miller Asset Solutions LLC logo Miller Asset Solutions LLC
Independent
1
High 48
$1,231,305
Miller Avenue Advisors LLC logo Miller Avenue Advisors LLC
Supported
3
Low 27
$3,502,155
Miller Capital logo Miller Capital
Supported
2
Typical 37
$4,091,421
Miller Capital Management, Inc.
Independent
1
Low 9
$6,801,042
Miller Financial Group, LLC logo Miller Financial Group, LLC
Supported
2
High 85
$487,256
Miller Financial Services, Inc. logo Miller Financial Services, Inc.
Supported
1
Very High 200
$635,000
Miller Financial Services LLC logo Miller Financial Services LLC
Supported
4
Very High 144
$513,154
Miller, Gesko & Company Inc. logo Miller, Gesko & Company Inc.
Team
5
Very Low 15
$2,259,721
Miller Global Investments, LLC logo Miller Global Investments, LLC
Supported
2
Typical 45
$1,851,664
MillerGroup Investments LLC logo MillerGroup Investments LLC
Independent
1
High 28
$902,683
Miller Investment Management, Lp logo Miller Investment Management, Lp
Multi-team
6
Very Low 26
$40,691,135
Miller Premier Investment Planning LLC logo Miller Premier Investment Planning LLC
Independent
1
High 33
$687,635
Millers Financial Group, LLC logo Millers Financial Group, LLC
Independent
1
High 46
$264,236
Miller Tabak Asset Management logo Miller Tabak Asset Management
Team
1
Very High 936
$1,328,839
Miller Wealth Advisors, LLC logo Miller Wealth Advisors, LLC
Supported
3
Typical 39
$1,944,113
Miller Wealth Management
Independent
1
Low 0
—
Miller Wealth Management logo Miller Wealth Management
Independent
1
Very High 91
$1,076,264
Miller Wealth Partners logo Miller Wealth Partners
Independent
1
Low 0
—
Millington Financial Advisors, LLC logo Millington Financial Advisors, LLC
Team
5
Low 37
$1,558,189
Million Pebbles logo Million Pebbles
Independent
1
High 54
$142,593
Mills Barrington Advisors, LLC. logo Mills Barrington Advisors, LLC.
Independent
1
High 30
$463,301
Mills Financial Group logo Mills Financial Group
Independent
1
Low 8
$18,300
Mills Financial Services LLC logo Mills Financial Services LLC
Independent
1
Very High 56
$80,357
Millstone Financial Group logo Millstone Financial Group
Team
6
Typical 50
$351,621
Mill Street Research logo Mill Street Research
Independent
1
Low 8
—
Mills Value Adviser Inc
Independent
1
Typical 22
$60,250
Mills Wealth Advisors, LLC logo Mills Wealth Advisors, LLC
Team
7
Typical 64
$1,108,125
Milne Financial Planning, Inc. logo Milne Financial Planning, Inc.
Supported
1
Very High 116
$942,916
Miltonian Capital Management, LLC logo Miltonian Capital Management, LLC
Independent
1
High 26
$1,728,244
Milvian Bridge Advisory logo Milvian Bridge Advisory
Independent
1
Low 0
—
Minas Financial Planning
Independent
1
Low 0
—
Minas Wealth Management LLC
Independent
1
Typical 17
$94,118
Minder Narusiewicz, Inc. logo Minder Narusiewicz, Inc.
Independent
1
High 29
$934,470
Mindful Advisory, LLC logo Mindful Advisory, LLC
Independent
1
Low 10
$652,249
Mindful Capital Management logo Mindful Capital Management
Independent
1
Low 0
—
Mindful Millions Management PLLC logo Mindful Millions Management PLLC
Independent
1
Low 1
$625,501
Mindful Money Financial Counsel, LLC logo Mindful Money Financial Counsel, LLC
Independent
1
Very High 120
—
Mindful Wealth logo Mindful Wealth
Supported
2
Typical 36
$504,157
Mindful Wealth LLC logo Mindful Wealth LLC
Supported
1
High 57
$3,952,479
Mindie Molina Investments, LLC logo Mindie Molina Investments, LLC
Independent
1
High 43
$139,535
Mindi Financial logo Mindi Financial
Independent
1
Low 0
—
Mindset Wealth Management, LLC logo Mindset Wealth Management, LLC
Supported
4
High 69
$1,051,092
MindState Capital LLC logo MindState Capital LLC
Supported
2
Very Low 8
$4,375,000
Mine & Arao Wealth Creation and Management, LLC logo Mine & Arao Wealth Creation and Management, LLC
Supported
2
Very High 110
$1,519,583
Minerva Planning Group logo Minerva Planning Group
Supported
4
Low 31
$1,941,467
Minerva Wealth Advisory logo Minerva Wealth Advisory
Supported
2
Low 17
$2,322,651
Miner Wealth Management logo Miner Wealth Management
Supported
3
Very Low 16
$766,221
MinichMacgregor Wealth Management, LLC logo MinichMacgregor Wealth Management, LLC
Team
8
Very High 113
$730,054
Ministry Partners Securities, LLC logo Ministry Partners Securities, LLC
Team
8
Very Low 15
$121,453
Minko Wealth logo Minko Wealth
Supported
2
High 76
$783,489
Minneapolis Portfolio Management Group, LLC logo Minneapolis Portfolio Management Group, LLC
Team
3
Very High 577
$552,204
Minnewashta Rio, LLC logo Minnewashta Rio, LLC
Independent
1
Low 0
—
Minnick Capital Management
Independent
1
Very High 77
$281,051
MinorKey Management
Independent
1
Low 0
—
Minot DeBlois Advisors LLC logo Minot DeBlois Advisors LLC
Team
1
Very High 187
$9,288,019
Mint Asset Management LLC logo Mint Asset Management LLC
Supported
4
Very Low 14
$1,103,628
Miotto, Jordan Philip
Independent
1
Low 0
—
Mirador Capital Partners logo Mirador Capital Partners
Team
9
High 72
$1,473,730
Miramontes Capital, LLC logo Miramontes Capital, LLC
Team
11
High 68
$533,523
Mirica Wealth logo Mirica Wealth
Independent
1
High 37
$411,965
Miros Wealth LLC logo Miros Wealth LLC
Independent
1
High 36
$148,846
Mirretti Perryman Wealth Strategies, LLC logo Mirretti Perryman Wealth Strategies, LLC
Supported
3
High 59
$997,853
Mirror Lake Wealth Management, LLC
Independent
1
Low 5
$1,580,000
Miser Asset Management logo Miser Asset Management
Supported
3
Low 22
$830,869
Missio Investment Management LLC logo Missio Investment Management LLC
Independent
1
Low 9
$2,662,669
Mission: Advice logo Mission: Advice
Independent
1
Low 10
$284,631
Mission Advisors, LP logo Mission Advisors, LP
Supported
1
Low 24
$842,503
Mission Advisory Group
Independent
1
Low 0
—
Missional Advisor Group
Independent
1
Very High 140
$300,000
Mission Capital Advisors Inc.
Independent
1
Low 0
—
Mission Creek Capital Partners, Inc. logo Mission Creek Capital Partners, Inc.
Team
9
Typical 55
$1,405,880
Mission Financial Group, LLC logo Mission Financial Group, LLC
Team
6
Typical 58
$741,724
Mission Financial Planning, Inc. logo Mission Financial Planning, Inc.
Supported
3
Typical 39
$0
Mission Hill Advisors, LLC logo Mission Hill Advisors, LLC
Independent
1
Typical 20
$6,500,000
Mission Hills Financial Advisory LLC logo Mission Hills Financial Advisory LLC
Supported
3
Very High 100
$910,092
Mission Park Capital, LLC logo Mission Park Capital, LLC
Independent
1
High 44
$190,847
Mission Peak Investors, LLC
Independent
1
Typical 15
$2,870,932
Mission Retirement logo Mission Retirement
Independent
1
Very High 143
$447,928
MissionSquare Retirement logo MissionSquare Retirement
Multi-team
131
Very High 309
$141,650
Missions Services, LLC logo Missions Services, LLC
Independent
1
Low 3
$700,000
Mission Street Wealth Planning logo Mission Street Wealth Planning
Supported
3
Very Low 13
$1,071,539
Mission Wealth Management, LP logo Mission Wealth Management, LP
Multi-team
138
Low 38
$3,159,829
Mitchell Advisory Inc logo Mitchell Advisory Inc
Independent
1
Typical 25
$3,768,737
Mitchell Capital Management Co logo Mitchell Capital Management Co
Team
6
Typical 53
$1,822,215
Mitchell Group Delaware LLC
Independent
1
High 32
$173,862
Mitchell Kramer Advisors LLC
Independent
1
Low 0
—
Mitchell, Mcleod, Pugh & Williams, Inc. logo Mitchell, Mcleod, Pugh & Williams, Inc.
Team
10
High 94
$1,860,222
Mitchell & Pahl Private Wealth logo Mitchell & Pahl Private Wealth
Supported
2
Very High 113
$1,969,293
Mitchell Sinkler & Starr logo Mitchell Sinkler & Starr
Team
7
Low 34
$7,304,491
Mitch Lyons Wealth LLC logo Mitch Lyons Wealth LLC
Supported
2
Very Low 0
—
MITCO Asset Management
Independent
1
Very High 60
$1,460,767
Mittelman Jones Tax & Wealth
Independent
1
Low 0
—
Mittelman Wealth Management logo Mittelman Wealth Management
Supported
1
Low 33
$6,033,007
Mittleman Value Partners LLC logo Mittleman Value Partners LLC
Independent
1
Typical 19
$259,969
Mitz Wealth Management, LLC logo Mitz Wealth Management, LLC
Independent
1
Typical 18
$467,972
Miura Investment Advisors, Inc.
Team
9
Very Low 20
$2,091,265
Miyashita and Associates, P.C.
Independent
1
High 29
$0
MJB Asset Management LLC logo MJB Asset Management LLC
Independent
1
Very High 99
$1,191,416
MJB Financial Planning logo MJB Financial Planning
Independent
1
Typical 25
$2,409,571
MJC Advisors, LLC logo MJC Advisors, LLC
Supported
2
Typical 42
$2,251,373
MJ Capital Management LLC
Independent
1
Low 0
—
MJC Financial Fitness LLC logo MJC Financial Fitness LLC
Independent
1
Typical 15
$120,083
MJM Financial Advisors, LLC logo MJM Financial Advisors, LLC
Independent
1
High 26
$1,882,222
MJM Investment Advisors, Inc. logo MJM Investment Advisors, Inc.
Independent
1
High 39
$909,563
MJP Wealth Advisors logo MJP Wealth Advisors
Team
13
High 67
$1,435,903
MJS Capital Inc. logo MJS Capital Inc.
Independent
1
Typical 11
$263,244
MJT & Associates Financial Advisory Group, Inc. logo MJT & Associates Financial Advisory Group, Inc.
Independent
1
Very High 306
$606,977
MJ Wealth Management LLC logo MJ Wealth Management LLC
Independent
1
Low 0
—
MK3 Wealth LLC logo MK3 Wealth LLC
Supported
2
Typical 43
$1,216,392
MKB Consulting LLC
Independent
1
Low 0
—
M.K. Brown Wealth Advisory logo M.K. Brown Wealth Advisory
Supported
1
Very High 152
$1,089,085
M.K. Byrne & Co. LLC logo M.K. Byrne & Co. LLC
Supported
2
Low 19
$2,454,838
MK Capital Group logo MK Capital Group
Independent
1
Typical 22
$1,266,959
MKD Wealth logo MKD Wealth
Team
6
Low 40
$2,108,618
MKG Capital Management, LLC logo MKG Capital Management, LLC
Independent
1
Low 7
$2,974,264
MKG Financial Group, Inc.
Supported
2
Low 33
$221,567
MK Investment Advisors, LLC logo MK Investment Advisors, LLC
Independent
1
Low 7
$2,300,714
MKN Wealth Management LLC logo MKN Wealth Management LLC
Independent
1
Very High 63
$535,162
M. Kraus & Company logo M. Kraus & Company
Team
5
Low 44
$2,477,066
Mk Strategic Equities logo Mk Strategic Equities
Supported
3
Very Low 2
$455,876
MKT Advisors LLC logo MKT Advisors LLC
Supported
4
Very High 94
$1,165,510
MKT and Associates LLC logo MKT and Associates LLC
Supported
3
Typical 49
$2,550,474
MKX Capital
Independent
1
Low 0
—
MLD Investment Advisory, Inc.
Independent
1
Typical 12
$1,566,735
MLN Investments LLC
Independent
1
Typical 25
$1,109,861
MMA Asset Management LLC logo MMA Asset Management LLC
Team
20
Very Low 14
$1,169,991
MMBG Investment Advisors Co. logo MMBG Investment Advisors Co.
Team
7
Very Low 20
$21,568,587
MMG Wealth Management logo MMG Wealth Management
Supported
2
High 72
$234,751
MMHP Investment Advisors logo MMHP Investment Advisors
Supported
2
Very High 168
$1,282,142
MMI Asset Management Services, LLC logo MMI Asset Management Services, LLC
Independent
1
Very High 66
$211,061
MMM Capital Ventures logo MMM Capital Ventures
Supported
2
Very Low 9
$11,111
M&M Wealth Management, LLC logo M&M Wealth Management, LLC
Supported
2
Very High 126
$330,352
MNM Vested, LLC logo MNM Vested, LLC
Independent
1
Typical 25
—
MN Wealth Advisors, LLC logo MN Wealth Advisors, LLC
Supported
3
Very High 190
$687,248
MOA Advisory & Financial Services Co logo MOA Advisory & Financial Services Co
Independent
1
Typical 14
—
Moat Capital logo Moat Capital
Independent
1
Low 0
—
Mobius Fund logo Mobius Fund
Independent
1
Low 0
—
Mobjack Investments
Independent
1
Typical 23
$59,668
Modell Capital Management LLC
Team
3
Very High 124
$4,878,136
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