See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Equanimity Wealth logo Equanimity Wealth
Independent
1
Typical 22
—
Equatorial Advisors, LLC logo Equatorial Advisors, LLC
Independent
1
Very High 56
$183,652
Equilibria Wealth Management, LLC logo Equilibria Wealth Management, LLC
Supported
3
Typical 38
$1,118,658
Equilibrium Financial Planning logo Equilibrium Financial Planning
Independent
1
Typical 13
$1,010,000
Equilibrium Wealth LLC logo Equilibrium Wealth LLC
Supported
3
Low 22
$1,923,797
Equilus Group Inc logo Equilus Group Inc
Supported
1
High 86
$299,057
EQUINET, Inc.
Independent
1
Low 5
$0
Equinox Financial Advisors, Inc. logo Equinox Financial Advisors, Inc.
Independent
1
Very High 312
$350,535
Equinox Wealth Management logo Equinox Wealth Management
Independent
1
High 41
$1,956,666
Equinum, LLC logo Equinum, LLC
Team
5
Low 35
$2,136,210
Equip, LLC logo Equip, LLC
Independent
1
High 50
$0
Equistar Wealth Management Inc. logo Equistar Wealth Management Inc.
Independent
1
High 35
$60,401
Equitable Advisors logo Equitable Advisors
Institution
4,706
Very Low 16
$609,299
Equita Financial Network, Inc. logo Equita Financial Network, Inc.
Team
17
Very Low 26
$900,468
Equitta Advisors LLC logo Equitta Advisors LLC
Supported
2
High 59
$948,406
Equity Advisors of Kentucky Inc logo Equity Advisors of Kentucky Inc
Supported
3
Typical 38
$1,242,072
Equitycompass Investment Management, LLC logo Equitycompass Investment Management, LLC
Team
5
Low 33
$1,355,276
Equity Financial Management logo Equity Financial Management
Independent
1
Typical 12
$425,000
EquityFTW logo EquityFTW
Supported
2
Low 18
—
Equity Fund Research, LLC logo Equity Fund Research, LLC
Independent
1
Low 1
$2
Equity Investment Corp logo Equity Investment Corp
Multi-team
16
Very High 409
$423,866
Equity Logic logo Equity Logic
Independent
1
High 32
$375,000
Equity Management Group
Supported
3
Low 27
$698,087
Equity Management, Inc.
Independent
1
Typical 15
$695,833
EquityTrust
Independent
1
High 54
$1,132,840
Equity Wealth Partners, LLC logo Equity Wealth Partners, LLC
Team
7
Very High 134
$274,710
Equity X Investments, LLC logo Equity X Investments, LLC
Independent
1
Low 1
$0
Equivest Financial Advisors LLC logo Equivest Financial Advisors LLC
Independent
1
Very High 123
$516,260
EQV Advisory, LLC logo EQV Advisory, LLC
Team
5
Very Low 4
$3,564,982
EQ Wealth Advisors logo EQ Wealth Advisors
Team
3
Very High 99
$1,943,393
EQ Wealth Management logo EQ Wealth Management
Team
9
Typical 58
$1,790,069
ERA Capital Management LLC logo ERA Capital Management LLC
Independent
1
Very High 127
$269,291
Erenda Capital logo Erenda Capital
Independent
1
Typical 11
$547,935
Erguz, LLC logo Erguz, LLC
Team
1
Typical 51
$17,431,373
Erica Hall Wealth Advisors, LLC. logo Erica Hall Wealth Advisors, LLC.
Supported
1
Very High 93
$147,568
Erickson Financial Group, LLC logo Erickson Financial Group, LLC
Supported
3
High 87
$752,020
Erickson Financial Solutions, LLC logo Erickson Financial Solutions, LLC
Independent
1
Typical 15
$300,000
Eriksen Capital Management logo Eriksen Capital Management
Independent
1
Low 3
$4,498,967
ERK Wealth Advisors, LLC
Independent
1
Typical 13
$256,422
Erlandson Wealth Management logo Erlandson Wealth Management
Supported
2
High 70
$486,763
Erlang101 Capital Management LLC
Independent
1
Low 3
$140,000
Ernest Salgan
Independent
1
Low 0
—
Ernst & Co. Wealth Management, LLC logo Ernst & Co. Wealth Management, LLC
Independent
1
Typical 14
$785,714
E. Roger Financial Group logo E. Roger Financial Group
Independent
1
Low 1
$225,526
ERS Capital Management LLC
Independent
1
Low 0
—
Ervin Investment Management
Supported
3
Low 33
$2,753,773
E. S. Barr & Company logo E. S. Barr & Company
Team
5
High 80
$4,721,325
Escalator Wealth Advisors logo Escalator Wealth Advisors
Independent
1
Low 0
—
Escarpment Financial Group, LLC logo Escarpment Financial Group, LLC
Independent
1
Low 0
—
ESD Advisory Services Inc
Independent
1
Typical 23
$1,826,000
ESG Wealth Advisors logo ESG Wealth Advisors
Independent
1
Typical 11
$2,872,743
ESI Financial Advisors logo ESI Financial Advisors
Enterprise
508
Very Low 23
$221,971
ESI Financial Services, Inc. logo ESI Financial Services, Inc.
Independent
1
High 45
—
ESK Capital Management Inc.
Independent
1
Low 7
$582,343
Eslami & Co. Wealth Management, LLC logo Eslami & Co. Wealth Management, LLC
Independent
1
Typical 13
$822,978
EsmeB Inc logo EsmeB Inc
Independent
1
Low 2
$341,993
Esoteric Wealth Partners LLC logo Esoteric Wealth Partners LLC
Independent
1
High 49
$371,582
Esquires Group LLC
Independent
1
Low 2
—
Essa Financial LLC
Independent
1
High 38
$0
ESS Capital Services
Independent
1
Low 2
$1,600,000
Essential Financial Strategies logo Essential Financial Strategies
Independent
1
Low 10
$0
Essential Investing logo Essential Investing
Supported
3
Low 29
$458,048
Essential Investment Partners, LLC logo Essential Investment Partners, LLC
Supported
2
Typical 39
$2,744,904
Essential Partners LLC logo Essential Partners LLC
Supported
2
Low 28
$6,377,500
Essential Planning, LLC logo Essential Planning, LLC
Team
5
Very High 115
$915,261
Essential Wealth Management Group, LLC logo Essential Wealth Management Group, LLC
Independent
1
High 30
$67,667
Essex Capital Management logo Essex Capital Management
Independent
1
High 50
$925,554
Essex Financial Services, Inc. logo Essex Financial Services, Inc.
Multi-team
33
High 84
$1,241,535
Essex LLC logo Essex LLC
Team
9
Typical 64
$1,053,782
Essex Private Wealth Management LLC
Supported
3
High 72
$1,524,342
Estabrook Capital Management LLC logo Estabrook Capital Management LLC
Team
1
Very High 697
$1,082,225
Estate Management Counselors,Llc logo Estate Management Counselors,Llc
Supported
2
Very High 178
$829,063
Estate Performance Advisors L.L.C. logo Estate Performance Advisors L.L.C.
Supported
4
Very Low 0
—
Estate Planners of New England, LLC logo Estate Planners of New England, LLC
Supported
2
High 60
$436,975
Estate & Retirement Strategies LLC
Independent
1
Typical 14
$303,700
Estate & Trust Advisors logo Estate & Trust Advisors
Supported
4
Typical 44
$1,465,543
Estep Capital Management
Independent
1
High 44
$345,455
Estes Financial Services, Inc. logo Estes Financial Services, Inc.
Supported
2
Very Low 16
$149,208
ETCH Financial logo ETCH Financial
Supported
3
Very Low 13
$183,291
Etesian Wealth Advisors, Inc. logo Etesian Wealth Advisors, Inc.
Team
7
Typical 59
$1,104,100
ETF Portfolio Management LLC logo ETF Portfolio Management LLC
Independent
1
High 31
$508,348
ETF Portfolio Partners, Inc. logo ETF Portfolio Partners, Inc.
Supported
4
Very High 107
$979,729
ETF Strategies, LLC
Independent
1
High 48
$219,461
Ethical Capital logo Ethical Capital
Independent
1
Very High 58
$63,969
Ethos Capital Group, LLC logo Ethos Capital Group, LLC
Supported
2
High 64
$602,566
Ethos Capital Management, Inc. logo Ethos Capital Management, Inc.
Supported
4
Typical 45
$858,464
Ethos Financial Group, LLC logo Ethos Financial Group, LLC
Multi-team
34
Typical 59
$917,081
Ethos Investment Advisory Group LLC
Independent
1
Low 0
—
Ethos Private Wealth logo Ethos Private Wealth
Supported
3
Very Low 15
$949,092
Etre LLC
Supported
1
High 60
$3,613,451
ETU Financial logo ETU Financial
Independent
1
Low 0
—
Etzler Financial Advisors, LLC logo Etzler Financial Advisors, LLC
Independent
1
Very High 130
$0
Eubank, Hutson & Associates, LLC logo Eubank, Hutson & Associates, LLC
Supported
2
Very High 121
$571,281
Eubanks Financial logo Eubanks Financial
Independent
1
High 33
$136,364
Eubel Brady & Suttman logo Eubel Brady & Suttman
Team
18
Low 42
$1,589,337
Euclid Harding, LLC logo Euclid Harding, LLC
Independent
1
Low 7
$542,799
EUDAIMONIA Wealth logo EUDAIMONIA Wealth
Independent
1
High 39
$916,705
Eudaimon Wealth Management
Independent
1
Typical 14
$1,357,143
Eugenio Financial logo Eugenio Financial
Independent
1
Very High 62
$596,581
Eukles Asset Management, LLC logo Eukles Asset Management, LLC
Supported
4
Very High 118
$701,544
Eureka Financial Planners, LLC
Independent
1
Very High 98
$527,347
Eureka Wealth Management logo Eureka Wealth Management
Independent
1
Typical 25
$1,455,372
Eureka Wealth Solutions logo Eureka Wealth Solutions
Independent
1
Typical 21
$1,200,000
Eurocapital Advisors, Inc logo Eurocapital Advisors, Inc
Supported
2
Very Low 5
$11,510,666
European Family Office Institute LLC.
Independent
1
Low 0
—
Eustace Advisors logo Eustace Advisors
Independent
1
Typical 22
—
Evan Capital logo Evan Capital
Supported
2
Very Low 13
$546,212
Evanoff Financial Advisors
Independent
1
Very High 76
$256,316
Evansbrook Capital Management logo Evansbrook Capital Management
Supported
2
Typical 55
$2,052,050
Evans Capital Management Associates logo Evans Capital Management Associates
Team
4
Very High 105
$1,479,612
Evans Capital Partners LLC
Independent
1
Low 4
$42,500
Evans Investment Advisors, L.L.C. logo Evans Investment Advisors, L.L.C.
Supported
3
Very High 154
$770,449
Evanson Financial, LLC dba Evanson Asset Management logo Evanson Financial, LLC dba Evanson Asset Management
Multi-team
4
Very High 243
$5,973,361
Evans Wealth Management logo Evans Wealth Management
Supported
2
Typical 42
$1,216,203
Evart, Young & Hobbs Investment Management logo Evart, Young & Hobbs Investment Management
Supported
2
Very High 118
$985,910
EV Capital Management LLC logo EV Capital Management LLC
Independent
1
Low 0
—
Even Keel Advisors logo Even Keel Advisors
Independent
1
Low 0
—
Evenkiehl, LLC logo Evenkiehl, LLC
Independent
1
High 29
$434,723
Evensky & Katz/Foldes Wealth Management logo Evensky & Katz/Foldes Wealth Management
Multi-team
22
Typical 53
$2,610,819
Everbridge Advisors
Supported
2
Very Low 0
—
Evercurrent Wealth Management logo Evercurrent Wealth Management
Independent
1
Low 0
—
Everest Financial Advisors, LLC logo Everest Financial Advisors, LLC
Supported
2
Very High 113
$275,504
Everest Financial Group logo Everest Financial Group
Team
12
Very High 162
$516,738
Everest Private Wealth logo Everest Private Wealth
Supported
2
Typical 45
$4,564,397
Everest Wealth Management logo Everest Wealth Management
Supported
1
High 91
$2,609,057
Everett Harris & Co logo Everett Harris & Co
Multi-team
10
High 72
$15,829,326
Everett Wealth Solutions, Inc logo Everett Wealth Solutions, Inc
Independent
1
Very High 69
$569,130
Everglade Capital, LLC logo Everglade Capital, LLC
Independent
1
Low 0
—
Everglades Resources, Inc.
Independent
1
High 51
$500,315
Evergreen Advisors, LLC logo Evergreen Advisors, LLC
Team
2
Very High 244
$869,895
Evergreen Capital Holdings, LLC logo Evergreen Capital Holdings, LLC
Independent
1
Low 4
$1,038,894
Evergreen Capital Management Inc logo Evergreen Capital Management Inc
Independent
1
Very High 75
$156,000
Evergreen Capital Management, Inc.
Independent
1
Typical 14
$642,857
Evergreen Capital Management LLC logo Evergreen Capital Management LLC
Multi-team
28
Low 40
$5,849,384
Evergreen Financial Group logo Evergreen Financial Group
Supported
3
Very Low 14
$672,716
Evergreen Investing, LLC
Independent
1
High 28
$1,090,373
Evergreen Investment Management LLC
Independent
1
Low 3
$475,798
Evergreen Investment Management, LLC logo Evergreen Investment Management, LLC
Independent
1
High 35
$371,429
Evergreen Private Wealth logo Evergreen Private Wealth
Supported
4
Typical 42
$1,543,097
Evergreen RIA, LLC logo Evergreen RIA, LLC
Independent
1
Typical 16
$800,000
Evergreen Summit Advisors, LLC logo Evergreen Summit Advisors, LLC
Independent
1
Low 0
—
Evergreen Wealth logo Evergreen Wealth
Team
6
High 96
$1,053,580
Evergreen Wealth Advisors logo Evergreen Wealth Advisors
Supported
3
Typical 47
$524,110
Evergreen Wealth Advisors, Inc. logo Evergreen Wealth Advisors, Inc.
Independent
1
High 26
$3,681,389
Evergreen Wealth Management logo Evergreen Wealth Management
Independent
1
High 30
$1,865,059
Ever Green Wealth Management, LLC logo Ever Green Wealth Management, LLC
Independent
1
Very High 363
$221,106
Evergreen Wealth Management, LLC logo Evergreen Wealth Management, LLC
Team
5
Very High 141
$353,159
Evergreen Wealth Partners LLC logo Evergreen Wealth Partners LLC
Team
5
Very High 142
$561,602
Evergreen Wealth Services logo Evergreen Wealth Services
Independent
1
Low 7
$4,351,951
Everguide Financial Group, LLC logo Everguide Financial Group, LLC
Independent
1
Very High 82
$541,098
Everhart Advisors logo Everhart Advisors
Multi-team
36
Typical 63
$1,039,962
Everleap Financial Planning logo Everleap Financial Planning
Independent
1
Low 0
—
Everlong Financial logo Everlong Financial
Independent
1
High 34
$2,043,339
Everman Prosperity logo Everman Prosperity
Independent
1
Low 6
$339,372
Evermay Wealth Management, LLC logo Evermay Wealth Management, LLC
Team
22
Very Low 25
$2,351,175
Evermont Wealth logo Evermont Wealth
Supported
3
Very High 165
$673,229
Evermoss Financial logo Evermoss Financial
Independent
1
Low 0
—
EverPar Advisors LLC logo EverPar Advisors LLC
Team
10
Very Low 25
$2,237,343
Eversight Wealth LLC logo Eversight Wealth LLC
Independent
1
High 37
$2,783,126
Eversource Wealth Advisors, LLC logo Eversource Wealth Advisors, LLC
Multi-team
76
Low 43
$1,179,621
Everspire logo Everspire
Team
18
Low 45
$305,277
Everstar Asset Management, LLC logo Everstar Asset Management, LLC
Team
10
Very High 112
$196,334
Evertern Wealth, LLC logo Evertern Wealth, LLC
Team
5
Typical 47
$6,713,510
Everwealth logo Everwealth
Supported
2
Typical 51
$801,359
Everyplan Financial logo Everyplan Financial
Independent
1
Low 1
$1,279,538
EverythingHR Financial Services LLC logo EverythingHR Financial Services LLC
Supported
2
Typical 45
$255,556
Eves & Haines Wealth Management logo Eves & Haines Wealth Management
Supported
2
Very Low 10
$243,108
Evestia Financial logo Evestia Financial
Supported
3
Very Low 9
$529,847
Evexia Wealth, LLC logo Evexia Wealth, LLC
Team
8
Typical 52
$925,164
Evia Investment Advisors logo Evia Investment Advisors
Independent
1
Very High 85
$222,421
Evidence Advisors Investment Management logo Evidence Advisors Investment Management
Supported
2
Typical 44
$590,902
Evidence Based Investing, LLC logo Evidence Based Investing, LLC
Independent
1
Low 3
$0
Evidence Wealth, LLC logo Evidence Wealth, LLC
Team
7
Very Low 20
$405,432
Evidencial Financial Consulting logo Evidencial Financial Consulting
Independent
1
Low 7
$2,320,770
Evident Financial logo Evident Financial
Supported
2
Typical 40
$1,400,460
Evla Hills Equity Services LLC logo Evla Hills Equity Services LLC
Independent
1
High 32
$799,163
EVOAdvisors logo EVOAdvisors
Team
5
Low 33
$2,016,815
Evoke Financial Services, LLC logo Evoke Financial Services, LLC
Independent
1
Very High 80
$659,512
Evolutionary Tree Capital Management, LLC logo Evolutionary Tree Capital Management, LLC
Supported
2
Low 24
$1,353,225
Evolution Financial LLC logo Evolution Financial LLC
Independent
1
Very High 73
$531,484
Evolution Global Advisors, LLC logo Evolution Global Advisors, LLC
Supported
2
Very Low 3
$403,561
Evolution Vision Wealth Management logo Evolution Vision Wealth Management
Supported
2
Typical 49
$667,358
Evolution Wealth Management Inc. logo Evolution Wealth Management Inc.
Team
5
Typical 59
$583,551
Evolve Financial logo Evolve Financial
Independent
1
Typical 15
$805,811
Evolve Private Wealth, LLC logo Evolve Private Wealth, LLC
Team
19
Low 36
$3,163,402
Evolve Wealth Advisors LP logo Evolve Wealth Advisors LP
Supported
3
Low 22
$876,190
EVP Capital Advisors, LLC logo EVP Capital Advisors, LLC
Supported
2
Low 23
$1,630,435
EVT Financial Advisors logo EVT Financial Advisors
Supported
1
Very High 124
$4,023,605
EWA, LLC logo EWA, LLC
Team
9
Low 44
$1,890,950
E Wealth Partners logo E Wealth Partners
Team
5
Low 45
$954,584
EWM Advisory
Independent
1
Typical 21
$312,658
Excalibur Management Corp logo Excalibur Management Corp
Team
7
Low 44
$2,145,714
Ex Cathedra LLC logo Ex Cathedra LLC
Supported
2
Very Low 0
—
Exceed Advisory LLC logo Exceed Advisory LLC
Supported
2
Typical 46
$1,082,436
Excel Capital Management Corp logo Excel Capital Management Corp
Supported
2
Low 29
$2,907,195
Excel Financial, LLC logo Excel Financial, LLC
Team
5
High 78
$723,574
Excelsior Investors logo Excelsior Investors
Supported
1
Very High 105
$2,277,700
Excelsus Capital Management logo Excelsus Capital Management
Independent
1
Very High 67
$780,551
Exceptional Wealth & Family Office logo Exceptional Wealth & Family Office
Team
6
Very Low 31
$959,684
Exchange Place Advisors, LLC
Supported
3
High 83
$1,528,823
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