See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Exchange Street Capital logo Exchange Street Capital
Supported
2
Low 27
$500,700
Exciten Capital LLC
Independent
1
Low 1
$1,500,000
Excomp Asset Management Ltd logo Excomp Asset Management Ltd
Supported
2
High 69
$922,823
EXDS Capital logo EXDS Capital
Independent
1
Low 0
—
Executive Business Financial Planning logo Executive Business Financial Planning
Independent
1
Typical 22
$282,956
Executive Investment Services, LLC logo Executive Investment Services, LLC
Independent
1
Very High 63
$1,299,496
Executive Money Managers, Inc. logo Executive Money Managers, Inc.
Supported
4
High 63
$414,015
Executive Services, LLC
Independent
1
High 27
$1,128,456
Executive Wealth Partners
Independent
1
Typical 14
$1,307,315
Exemplar Wealth Advisors, LLC logo Exemplar Wealth Advisors, LLC
Supported
3
Very Low 0
—
Exemplar Wealth Partners LLC logo Exemplar Wealth Partners LLC
Supported
2
Very Low 15
$835,567
Exeter Financial, LLC logo Exeter Financial, LLC
Team
5
Very Low 18
$4,714,724
Exhale Wealth logo Exhale Wealth
Independent
1
Very High 63
$983,952
Exit Wealth Advisors logo Exit Wealth Advisors
Supported
2
High 85
$1,177,578
Exodus Wealth, LLC logo Exodus Wealth, LLC
Multi-team
55
Low 40
$213,802
Exos Wealth Strategies, LLC logo Exos Wealth Strategies, LLC
Supported
4
Very Low 13
$352,790
Expand Financial Group, LLC logo Expand Financial Group, LLC
Team
6
Typical 50
$341,313
Expected Value Management LLC
Independent
1
Low 6
$6,372,333
Experience Your Wealth, LLC logo Experience Your Wealth, LLC
Supported
2
Typical 35
$1,504,317
Expert Financial Services, LLC
Independent
1
Very High 73
$1,297,904
Exponential Advisors LLC logo Exponential Advisors LLC
Independent
1
Low 2
$9,628
Exponential Wealth Management, LLC logo Exponential Wealth Management, LLC
Independent
1
Low 4
$7,904,163
Exponent Wealth LLC logo Exponent Wealth LLC
Team
7
Very Low 14
$1,149,645
Expressive Wealth LLC logo Expressive Wealth LLC
Team
8
Very Low 21
$1,001,038
Extraordinary Kale LLC
Independent
1
Low 0
—
Ezana Capital Advisers, LLC
Independent
1
Low 0
—
EZ Financial Group Inc. logo EZ Financial Group Inc.
Independent
1
High 54
$142,841
F2 F Retirement, LLC logo F2 F Retirement, LLC
Supported
3
Very High 148
$93,107
F2 Wealth logo F2 Wealth
Independent
1
High 45
$451,295
F3 Capital logo F3 Capital
Independent
1
Very High 103
$345,456
F3 Wealth Management, LLC logo F3 Wealth Management, LLC
Independent
1
High 41
$204,425
F5 Financial Planning, L.L.C. logo F5 Financial Planning, L.L.C.
Supported
4
Low 31
$1,365,854
Fabco Investment Advisors, LLC
Independent
1
Very High 184
$593,062
Face 2 Face Financial Planning, LLC logo Face 2 Face Financial Planning, LLC
Independent
1
High 54
$550,000
Facet logo Facet
Multi-team
95
Very High 169
$541,077
Factor Financial logo Factor Financial
Independent
1
Typical 12
$1,266,462
Factor Investing Group logo Factor Investing Group
Supported
4
Very High 123
$704,493
Factor Investment Solutions, LLC
Independent
1
Typical 13
—
FactorPoint Planning, LLC logo FactorPoint Planning, LLC
Supported
2
High 71
$2,010,883
Factor Wealth Management logo Factor Wealth Management
Team
5
Typical 48
$3,267,865
Factory Capital LLC logo Factory Capital LLC
Supported
3
Very Low 8
$4,424,678
Fade In Financial logo Fade In Financial
Independent
1
Typical 20
$225,000
Fagan Associates Inc logo Fagan Associates Inc
Team
3
Very High 588
$514,662
Fahey Financial logo Fahey Financial
Independent
1
Low 0
—
FAI Advisors, Inc. logo FAI Advisors, Inc.
Team
5
High 73
$828,079
Fair Asset Management, LLC logo Fair Asset Management, LLC
Independent
1
High 47
$2,548,218
Fairbanks Capital Management, Inc. logo Fairbanks Capital Management, Inc.
Supported
3
High 76
$886,133
Fairbanks Financial Wealth Management
Supported
3
Very Low 7
$4,285,714
Fairbridge Capital Management, LLC logo Fairbridge Capital Management, LLC
Independent
1
Very High 55
$278,579
Fairchild Capital LLC logo Fairchild Capital LLC
Independent
1
Very High 107
$952,376
Fairchild Financial Advisors, Inc. logo Fairchild Financial Advisors, Inc.
Supported
1
Very High 247
$515,284
Faire Capital Group logo Faire Capital Group
Independent
1
High 35
$2,341,506
Fairfield, Bush & Co. logo Fairfield, Bush & Co.
Team
3
High 80
$2,393,521
Fairfield Financial Advisors logo Fairfield Financial Advisors
Supported
2
High 69
$2,230,772
Fair Haven Capital LLC logo Fair Haven Capital LLC
Independent
1
Typical 12
$5,053,386
Fairhaven Financial Advisory Corporation logo Fairhaven Financial Advisory Corporation
Supported
4
Very High 201
$446,226
Fairlane Investment Advisors Inc logo Fairlane Investment Advisors Inc
Supported
2
High 88
$456,180
Fairlead Financial Advisors, LLC logo Fairlead Financial Advisors, LLC
Independent
1
High 34
$2,929,066
Fair Oaks Financial LLC logo Fair Oaks Financial LLC
Independent
1
High 36
$698,056
Fair Park Capital Management LLC logo Fair Park Capital Management LLC
Independent
1
High 28
$287,176
Fairport Advisors, Inc. logo Fairport Advisors, Inc.
Team
8
Very Low 8
$882,258
Fairport Asset Management Corp logo Fairport Asset Management Corp
Supported
2
Low 26
$229,813
Fairscale Capital, LLC logo Fairscale Capital, LLC
Supported
3
High 59
$1,157,930
Fair Trust Financial LLC logo Fair Trust Financial LLC
Independent
1
Typical 25
$974,671
Fairview Financial LLC logo Fairview Financial LLC
Independent
1
Very High 64
$825,235
Fairvoy Private Wealth, LLC logo Fairvoy Private Wealth, LLC
Team
6
High 77
$1,289,412
Fairway Asset Management, Inc. logo Fairway Asset Management, Inc.
Independent
1
Very High 66
$811,555
Fairway Asset Management, LLC logo Fairway Asset Management, LLC
Supported
2
Typical 37
$933,898
Fairway Capital Advisors logo Fairway Capital Advisors
Supported
2
Low 25
$1,361,239
Fairway Financial, LLC logo Fairway Financial, LLC
Supported
2
High 61
$1,319,007
Fairway Investment Group, LLC logo Fairway Investment Group, LLC
Team
29
Very Low 29
$126,224
Fairway Planning logo Fairway Planning
Independent
1
Low 0
—
Fairway Wealth Management LLC logo Fairway Wealth Management LLC
Team
15
Very Low 21
$9,267,264
Fair Weather Strategies LLC logo Fair Weather Strategies LLC
Independent
1
High 51
$547,173
Fair Winds Financial Planning
Independent
1
Low 0
—
Faith and Family Wealth Management logo Faith and Family Wealth Management
Independent
1
Low 0
—
Faith Financial Advisors, Inc. logo Faith Financial Advisors, Inc.
Supported
2
Very High 140
$347,222
Faithful Financial LLC logo Faithful Financial LLC
Independent
1
Typical 13
$210,990
Faithful Harvest Financial
Independent
1
Low 0
—
Faithful Steward Wealth Management, Inc.
Independent
1
Very High 71
$135,211
Faithward Advisors, LLC logo Faithward Advisors, LLC
Team
18
Very High 169
$333,040
Falconer Group
Independent
1
Typical 14
$2,627,463
Falcon Financial logo Falcon Financial
Supported
3
Very High 108
$301,738
Falcon Royal Investment Management
Independent
1
Low 8
$279,022
Falcon Wealth Managers logo Falcon Wealth Managers
Independent
1
Typical 11
$2,613,171
Falcon Wealth Planning, LLC logo Falcon Wealth Planning, LLC
Team
25
Typical 63
$1,213,826
Falco Wealth Management logo Falco Wealth Management
Supported
1
High 74
$433,639
Falker Investments Inc.
Supported
2
Low 26
$1,771,603
Fallenbaum CPA & Advisors, LLC logo Fallenbaum CPA & Advisors, LLC
Independent
1
Typical 12
$631,582
Fama Fiduciary Wealth LLC logo Fama Fiduciary Wealth LLC
Independent
1
Very High 59
$2,010,204
Famco logo Famco
Independent
1
Low 0
—
Family AI! Financial logo Family AI! Financial
Independent
1
Low 7
$1,797,152
Family and Money Matters logo Family and Money Matters
Independent
1
Typical 15
$1,435,333
Family Capital Advisors, LLC logo Family Capital Advisors, LLC
Supported
2
Typical 35
$782,609
Family Capital Management logo Family Capital Management
Supported
4
Very High 123
$814,193
Family CFO Inc logo Family CFO Inc
Supported
1
Typical 50
$5,719,895
Family CFO, LLC logo Family CFO, LLC
Independent
1
Low 0
—
Family Dynasty Advisors LLC logo Family Dynasty Advisors LLC
Supported
2
Very High 179
$143,403
Family Faith & Finance Asset Management
Independent
1
Low 4
$243,174
Family Fiduciary Services, Inc. logo Family Fiduciary Services, Inc.
Team
6
Very Low 17
$2,114,215
Family Financial logo Family Financial
Supported
1
High 88
$2,818,401
Family Financial Planning
Independent
1
Low 6
$0
Family Financial Planning, LLC
Independent
1
Very High 115
$353,563
Family Financial Services, LLC
Independent
1
Very High 58
$1,690,747
Family Financial Solutions Group, LLC
Team
1
Very Low 16
$22,644,522
Family First Financial Planning logo Family First Financial Planning
Independent
1
Very High 193
—
Family First Wealth Management logo Family First Wealth Management
Independent
1
Typical 12
$1,355,325
Family Freedom Wealth Management, LLC logo Family Freedom Wealth Management, LLC
Supported
2
Very Low 1
$1,500
Family Investment Advisory, LLC
Independent
1
Low 7
$260,784
Family Investment Center logo Family Investment Center
Team
12
High 73
$745,114
Family Investment Management L.P.
Independent
1
Very High 86
$341,696
Family Investment Planning, LLC logo Family Investment Planning, LLC
Independent
1
Typical 15
$666,667
Family Legacy Advisors, LLC logo Family Legacy Advisors, LLC
Supported
4
Low 29
$0
Family Legacy Financial Solutions, LLC logo Family Legacy Financial Solutions, LLC
Team
5
Typical 63
$554,063
Family Legacy, Inc. logo Family Legacy, Inc.
Team
7
Low 34
$1,241,869
Family Legacy Planning logo Family Legacy Planning
Supported
3
Very High 109
$494,256
Family Life Financial Planning logo Family Life Financial Planning
Independent
1
High 27
$214,815
Family Office Advisors LLC logo Family Office Advisors LLC
Independent
1
Low 0
—
Family Office Research, LLC logo Family Office Research, LLC
Team
3
Low 38
$4,812,091
Family Partners Capital, LLC logo Family Partners Capital, LLC
Supported
2
High 80
$563,164
Family Retirement LLC logo Family Retirement LLC
Independent
1
High 47
$468,380
FamilyRoot Wealth Advisors, LLC logo FamilyRoot Wealth Advisors, LLC
Independent
1
Typical 11
$473,312
Family Steward Wealth Consultingâ®
Supported
2
Low 32
$1,662,890
Family Style Advisors LLC logo Family Style Advisors LLC
Independent
1
Low 0
—
Family Tree Wealth Advisors, LLC
Independent
1
Typical 24
$514,750
Family Wealth Advisors
Supported
2
Typical 38
$440,000
Family Wealth Advisory Group, LLC logo Family Wealth Advisory Group, LLC
Supported
3
High 72
$1,817,767
Familywealth Asset Management logo Familywealth Asset Management
Supported
4
Very High 103
$301,094
Family Wealth Coaching, LLC
Independent
1
Low 2
$21,303
Family Wealth Counselors, LLC. logo Family Wealth Counselors, LLC.
Independent
1
Low 4
—
Family Wealth Management logo Family Wealth Management
Independent
1
Very High 87
$329,288
Family Wealth Partners Concord, Inc logo Family Wealth Partners Concord, Inc
Supported
2
High 70
$280,922
Family Wealth Partners LLC
Supported
2
Very High 111
$589,806
Family Wealth Partners, LLC logo Family Wealth Partners, LLC
Team
8
Low 33
$1,368,874
Family Wealth Planning Partners logo Family Wealth Planning Partners
Supported
4
Very High 285
$181,346
Family Wealth Strategists, LLC logo Family Wealth Strategists, LLC
Independent
1
Low 0
—
Family WMS, LLC logo Family WMS, LLC
Team
3
Very Low 20
$9,371,180
Fangorn Wealth Management
Independent
1
Typical 16
$521,088
FAO Wealth Inc logo FAO Wealth Inc
Supported
2
Low 34
$615,406
FAPA Advisory Services Team (FAST) logo FAPA Advisory Services Team (FAST)
Supported
1
Low 18
$499,519
Fap,Llc logo Fap,Llc
Supported
3
Very Low 4
—
Farah Private Wealth Management, Inc logo Farah Private Wealth Management, Inc
Supported
1
Very High 125
$832,769
FAR Financial logo FAR Financial
Independent
1
Low 0
—
Farid Consulting
Independent
1
Low 0
—
Farley Financial logo Farley Financial
Supported
2
High 75
$437,584
Farm and Community Advisory
Supported
3
Very Low 1
$476,079
Farmand Investment Services, Inc. logo Farmand Investment Services, Inc.
Supported
2
Very Low 11
$1,297,406
Farm Girl Capital LLC logo Farm Girl Capital LLC
Independent
1
High 41
$455,115
Farmingbury Financial Services, LLC logo Farmingbury Financial Services, LLC
Independent
1
High 50
$138,123
Farnam Financial logo Farnam Financial
Supported
3
Low 27
$1,993,176
Farnsley Advisors logo Farnsley Advisors
Supported
3
High 71
$411,119
Farnsley Wealth Management, LLC logo Farnsley Wealth Management, LLC
Supported
1
High 80
$638,317
Farrar Financials
Independent
1
Typical 14
$4,142,857
Farrar Wealth Management, LLC
Independent
1
Very High 112
$188,464
Farrauto Wealth Management, Inc logo Farrauto Wealth Management, Inc
Independent
1
Very High 70
$443,950
FarrCrest Capital LLC logo FarrCrest Capital LLC
Supported
3
Very Low 4
$10,045,455
Farrecian Investments Inc logo Farrecian Investments Inc
Independent
1
High 43
$267,494
Farrell Financial logo Farrell Financial
Supported
3
High 78
$858,782
Farrell Financial, Inc.
Independent
1
Very High 108
$596,080
Farris Capital Management Inc. logo Farris Capital Management Inc.
Supported
3
Very High 132
$449,379
Farrow Financial Inc logo Farrow Financial Inc
Supported
1
Very High 194
$1,443,743
Farther logo Farther
Enterprise
328
Low 44
$972,193
Farview Management, LLC logo Farview Management, LLC
Independent
1
Typical 20
$311,953
FAS Wealth Partners, Inc. logo FAS Wealth Partners, Inc.
Multi-team
23
High 66
$2,396,346
Fata Financial
Independent
1
High 44
$1,146,991
Fat Cat Financial Advisor logo Fat Cat Financial Advisor
Independent
1
Low 1
$362,288
Fatfire Financial
Independent
1
Low 0
—
Fauchard Investments logo Fauchard Investments
Independent
1
Low 0
—
Faulkner Financial Planning, LLC
Independent
1
Typical 14
$800,595
Faust Capital Management, LLC
Independent
1
Typical 13
$1,013,462
Favored Financial Planning logo Favored Financial Planning
Independent
1
Low 10
$339,830
Favor Wealth Advisors, LLC logo Favor Wealth Advisors, LLC
Supported
1
Very High 133
$667,395
Favrile Financial logo Favrile Financial
Independent
1
Typical 13
$1,145,717
Fawley Wealth International
Independent
1
Typical 16
$937,500
Fayez Sarofim & Co. logo Fayez Sarofim & Co.
Enterprise
16
Very High 171
$5,789,142
Faykus Financial, LLC logo Faykus Financial, LLC
Supported
1
Low 34
$528,008
Fayner Capital Advisory
Independent
1
Low 0
—
FB Advisory Services, LLC
Supported
2
Very Low 14
$161,607
Fbb Capital Partners logo Fbb Capital Partners
Team
11
High 91
$2,367,053
FBL Wealth Management, LLC logo FBL Wealth Management, LLC
Multi-team
245
Low 34
$1,119
FBS Securities logo FBS Securities
Supported
1
Very High 115
$452,320
FC360 Wealth Management, Inc. logo FC360 Wealth Management, Inc.
Independent
1
Very High 379
$417,380
Fca Corp logo Fca Corp
Team
12
Very Low 15
$2,590,968
FCG Investment Company logo FCG Investment Company
Team
10
Very Low 29
$977,975
FCG Wealth Management LLC logo FCG Wealth Management LLC
Independent
1
Very High 105
$179,385
FCIG Wealth Management, LLC logo FCIG Wealth Management, LLC
Team
5
High 89
$556,824
FC Wealth Solutions LLC logo FC Wealth Solutions LLC
Supported
4
Typical 37
$623,649
FD Ball Investment Advisors, LLC
Independent
1
Low 9
$200,496
FDP Wealth Management, LLC logo FDP Wealth Management, LLC
Supported
2
Very Low 5
$0
FD Wealth Advisors, LLC logo FD Wealth Advisors, LLC
Independent
1
Low 0
—
Fealty Group LLC logo Fealty Group LLC
Supported
2
Very Low 13
$118,399
Fearless Wealth logo Fearless Wealth
Supported
1
High 61
$1,321,913
Featherstone Investment Advisory logo Featherstone Investment Advisory
Independent
1
Typical 24
$463,641
Fedeli Financial, LLC
Independent
1
Low 2
$2,550,000
Federal Benefits Advisors logo Federal Benefits Advisors
Independent
1
Typical 13
$228,250
Federal Hill Capital Management logo Federal Hill Capital Management
Supported
2
Very High 174
$160,150
Federal Prep logo Federal Prep
Supported
3
Very High 212
$125,767
Federmann Financial Advisors Inc. logo Federmann Financial Advisors Inc.
Supported
3
Low 19
$1,864,716
Fedway Financial LLC logo Fedway Financial LLC
Independent
1
Typical 19
$123,074
Fee-Only Financial Advisors, LLC
Independent
1
Typical 17
$1,011,730
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