See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Rim Associates, Inc
Independent
1
Typical 20
$895,610
RIM Group logo RIM Group
Independent
1
Low 8
$23,750
Rinaldi Wealth Management, Inc. logo Rinaldi Wealth Management, Inc.
Supported
3
Very High 121
$669,972
Rinascita, LLC
Independent
1
Typical 14
$3,215,429
RINAUDO CAPITAL, LLC logo RINAUDO CAPITAL, LLC
Independent
1
Typical 17
$244,468
Rincon Wealth Management logo Rincon Wealth Management
Independent
1
Very High 99
$613,107
Ring Mountain Capital, LLC logo Ring Mountain Capital, LLC
Supported
1
Very High 426
$516,766
RINO INVEST Wealth Management LLC logo RINO INVEST Wealth Management LLC
Independent
1
Low 0
—
Rinzler Capital LLC logo Rinzler Capital LLC
Independent
1
Typical 11
$290,909
RIO Financial Planning logo RIO Financial Planning
Independent
1
High 33
$232,146
Rioux & Company, LLC logo Rioux & Company, LLC
Supported
3
Low 24
$288,225
RIPL Wealth logo RIPL Wealth
Supported
2
Low 18
$790,742
Ripple Effect Investment Strategies, LLC logo Ripple Effect Investment Strategies, LLC
Independent
1
Low 3
—
Ripple Ridge Enterprises LLC logo Ripple Ridge Enterprises LLC
Independent
1
High 38
$301,789
Rise Advisors, LLC logo Rise Advisors, LLC
Team
8
Typical 58
$799,006
Rise Financial Group logo Rise Financial Group
Independent
1
High 53
—
Rise Financial Partners logo Rise Financial Partners
Team
5
Very Low 31
$438,508
RISE Investment Management, LLC logo RISE Investment Management, LLC
Supported
2
Low 22
$1,091,338
Rise North Capital Investment Advisors logo Rise North Capital Investment Advisors
Team
10
Low 41
$116,178
Risen Phoenix Capital Advisers, LLC logo Risen Phoenix Capital Advisers, LLC
Independent
1
Low 0
—
Rise Private Wealth Advisors logo Rise Private Wealth Advisors
Supported
2
High 68
$465,669
Rise Retirement, LLC logo Rise Retirement, LLC
Supported
2
Typical 48
$284,284
Rise Up Planning, LLC logo Rise Up Planning, LLC
Independent
1
Low 0
—
Rise Wealth Advisors, Inc. logo Rise Wealth Advisors, Inc.
Supported
4
Very Low 0
—
Rise Wealth Partners LLC logo Rise Wealth Partners LLC
Independent
1
Very High 210
$343,960
Rising Capital Inc.
Independent
1
Low 6
$5,019,403
Rising Femme Wealth logo Rising Femme Wealth
Supported
2
Very Low 0
—
Rising Financial logo Rising Financial
Independent
1
High 54
$223,233
Rising Tides Financial, LLC logo Rising Tides Financial, LLC
Independent
1
High 26
$2,197,110
Rising Tides Financial Planning LLC logo Rising Tides Financial Planning LLC
Independent
1
Low 5
$0
Rising Tide Wealth Advisory Solutions LLC logo Rising Tide Wealth Advisory Solutions LLC
Independent
1
Typical 24
$798,637
Riskbridge Advisors, LLC logo Riskbridge Advisors, LLC
Team
7
Low 40
$1,604,025
Riskhedge Analytics, LLC
Independent
1
Low 1
$95,000
Riskin Wealth Management, LLC logo Riskin Wealth Management, LLC
Independent
1
Typical 23
$874,625
Risley Capital Management LLC logo Risley Capital Management LLC
Independent
1
Very High 159
$1,024,449
Ristau Capital, LLC
Independent
1
Typical 15
$193,333
Ritholtz Wealth Management logo Ritholtz Wealth Management
Multi-team
59
High 70
$2,150,816
Rittenhouse Wealth Management, LLC logo Rittenhouse Wealth Management, LLC
Independent
1
Low 0
—
Ritter Wealth Counsel
Independent
1
Typical 19
$3,610,737
Rittmann Capital Management Co logo Rittmann Capital Management Co
Independent
1
High 44
$3,237,202
R.I.T. Wealth Advisors logo R.I.T. Wealth Advisors
Supported
2
Very High 131
$898,324
Rival Capital Management, LLC logo Rival Capital Management, LLC
Supported
3
Very Low 3
$300,000
Rive Capital Advisors LLC logo Rive Capital Advisors LLC
Supported
1
Very Low 0
—
Riverbend Capital Advisors, LLC logo Riverbend Capital Advisors, LLC
Team
3
High 80
$4,621,725
Riverbend Planning Group LLC logo Riverbend Planning Group LLC
Independent
1
High 44
$888,636
Riverbend Wealth Management, LLC logo Riverbend Wealth Management, LLC
Supported
4
Typical 45
$1,468,651
Riverbridge logo Riverbridge
Multi-team
12
Very High 290
$929,973
Riverchase Wealth Management, LLC logo Riverchase Wealth Management, LLC
Supported
3
Typical 56
$1,487,314
Rivercities Asset Management, LLC logo Rivercities Asset Management, LLC
Supported
1
Very High 182
$361,839
River City Wealth Management logo River City Wealth Management
Supported
2
High 64
$1,403,373
River Crescent Advisors, LLC logo River Crescent Advisors, LLC
Supported
2
High 70
$977,286
Rivercrest Investment Advisors, LLC
Independent
1
Low 1
$669,729
River Family Advisors LLC logo River Family Advisors LLC
Independent
1
Low 8
—
Riverflow Wealth Management, LLC logo Riverflow Wealth Management, LLC
Independent
1
High 41
$242,136
RiverFront Investment Group, LLC logo RiverFront Investment Group, LLC
Multi-team
30
Low 40
$890,463
RiverGlades Family Offices, LLC logo RiverGlades Family Offices, LLC
Supported
2
Low 29
$2,855,926
River Investment Corp
Independent
1
Low 9
$471,038
Riverland Wealth Management logo Riverland Wealth Management
Supported
2
Very High 160
$167,201
Rivermax Financial Planning LLC logo Rivermax Financial Planning LLC
Independent
1
Low 0
—
Rivero CPA LLC logo Rivero CPA LLC
Supported
1
Very Low 0
—
RiverPath Investments LLC
Team
5
Low 37
$1,179,672
Riverplace Capital Management Inc logo Riverplace Capital Management Inc
Supported
3
Typical 52
$1,482,698
Riverpoint Wealth Management logo Riverpoint Wealth Management
Team
4
Typical 54
$4,195,542
River Raisin Investment Partners, Inc. logo River Raisin Investment Partners, Inc.
Supported
2
Very High 287
$284,915
River Rose Financial LLC logo River Rose Financial LLC
Independent
1
Low 0
—
River's Edge logo River's Edge
Supported
4
Typical 54
$695,948
Riversedge Advisors logo Riversedge Advisors
Team
11
Low 35
$2,164,127
Riverside Capital Wealth LLC
Independent
1
High 54
$78,348
Riverside Financial Advisors LLC logo Riverside Financial Advisors LLC
Team
6
Very Low 11
$349,759
Riverside Wealth Management, Inc. logo Riverside Wealth Management, Inc.
Supported
2
Very Low 7
$6,931,078
Riverstone Advisors, LLC logo Riverstone Advisors, LLC
Team
3
Typical 56
$3,712,017
Riverstone Asset Management, LLC
Supported
2
Very Low 9
$4,878,547
River Street Advisors, LLC logo River Street Advisors, LLC
Team
10
Typical 48
$1,075,171
RiverTree Advisors, LLC logo RiverTree Advisors, LLC
Supported
2
Typical 52
$1,790,617
River Tree Capital Management logo River Tree Capital Management
Independent
1
Typical 19
$1,356,151
Rivertree Wealth logo Rivertree Wealth
Supported
4
Typical 42
$856,933
Riverview Asset Management, Inc.
Independent
1
High 35
$755,425
Riverview Capital Advisers LLC logo Riverview Capital Advisers LLC
Team
5
Low 44
$2,823,825
Riverwater Partners LLC logo Riverwater Partners LLC
Team
6
Very Low 27
$2,978,766
Riverway Asset Management, Inc.
Independent
1
Typical 15
—
River Wealth Advisors LLC logo River Wealth Advisors LLC
Team
16
Typical 55
$1,614,610
River Wealth Management LLC logo River Wealth Management LLC
Supported
2
Very High 116
$356,514
Riverwest Financial LLC logo Riverwest Financial LLC
Independent
1
Low 0
—
Riverwood Capital Advisors, LLC logo Riverwood Capital Advisors, LLC
Independent
1
Very High 65
$463,077
Rivetti Investment Services, LLC logo Rivetti Investment Services, LLC
Independent
1
High 39
$163,036
Rizzutto Financial Advisors
Independent
1
High 27
$227,222
RJ20, Inc. logo RJ20, Inc.
Independent
1
Low 0
—
RJ Aubrey Investments Corp.
Independent
1
Very High 65
$93,534
RJB Investment Advisory Services, LLC
Independent
1
Low 7
$650,457
R.J. Cloud Advisors & Company logo R.J. Cloud Advisors & Company
Supported
3
Typical 53
$1,073,834
R & J Financial Partners, LLC logo R & J Financial Partners, LLC
Supported
2
Very Low 15
$2,210,343
RJG Financial
Independent
1
Very High 61
$994,970
RJ Hill's Financial Services, LLC logo RJ Hill's Financial Services, LLC
Independent
1
High 34
$129,562
RJJ Pasadena Securities, Inc.
Supported
2
High 83
$683,995
RJ Pace Financial
Independent
1
Typical 13
$559,923
RJ Patterson Group logo RJ Patterson Group
Supported
3
High 63
$719,013
RJR Financial Services
Independent
1
Very High 79
$605,778
R.J. Sutts & Company logo R.J. Sutts & Company
Independent
1
High 40
$275,000
RK Asset Management logo RK Asset Management
Independent
1
Very High 57
$1,166,338
R. Kent Harris and Associates, Ltd. logo R. Kent Harris and Associates, Ltd.
Independent
1
Very High 337
$185,488
RKL Private Wealth logo RKL Private Wealth
Multi-team
30
Low 32
$2,218,427
RKR Capital Group LLC
Independent
1
Typical 21
$500,309
RK Retirement Solutions LLC logo RK Retirement Solutions LLC
Supported
2
Typical 46
$233,696
RLB Financial logo RLB Financial
Supported
3
Very High 202
$285,992
R L Capital, LLC logo R L Capital, LLC
Independent
1
Typical 14
$881,000
RLMS Business Consultants
Independent
1
Typical 12
$791,667
RLN Wealth logo RLN Wealth
Independent
1
Low 9
$2,237,108
RLR Capital Management, Inc. logo RLR Capital Management, Inc.
Independent
1
Low 7
$1,265,357
R. L. Rigard & Associates Ltd. logo R. L. Rigard & Associates Ltd.
Independent
1
Low 0
—
RLS Financial Group, Inc.
Independent
1
Typical 20
$374,807
RLS Financial Services
Independent
1
Very High 79
$283,957
RLS Private Wealth Consulting, Inc. logo RLS Private Wealth Consulting, Inc.
Supported
2
Very Low 5
—
RLT Capital, LLC logo RLT Capital, LLC
Independent
1
Low 0
—
RL Wright & Associates, LLC
Independent
1
Typical 11
$472,727
RMA Capital Management, LLC logo RMA Capital Management, LLC
Independent
1
Low 9
$140,923
RMAS, Inc.
Supported
2
Typical 48
$756,550
RMC Financial Advisors, LLC
Supported
3
Typical 52
$248,873
RMC Investment Advisors logo RMC Investment Advisors
Team
7
Typical 49
$2,493,211
R & M Consultants, Ltd.
Independent
1
Low 0
—
R M Davis Inc logo R M Davis Inc
Multi-team
23
Very High 102
$3,254,148
Rmdr Advisors, Inc.
Supported
1
Very High 180
$1,073,145
R.M. Duncan Capital Management Corporation
Supported
2
Very Low 8
$887,667
RM Financial Services, LLC logo RM Financial Services, LLC
Supported
3
Very High 130
$599,234
RMG Advisors logo RMG Advisors
Supported
3
High 64
$1,044,154
RMG Advisory Services logo RMG Advisory Services
Independent
1
Very High 58
$413,793
RMH Advisors, LLC logo RMH Advisors, LLC
Independent
1
Low 0
—
RMH Capital Advisors, LLC logo RMH Capital Advisors, LLC
Independent
1
Typical 19
$2,106,737
RMH Investment Management, LLC logo RMH Investment Management, LLC
Supported
2
Typical 55
$881,818
RMP Financial, Inc.
Independent
1
Typical 14
$1,685,714
RM Private Wealth Management logo RM Private Wealth Management
Supported
1
High 71
$4,801,175
RMR Capital Management LLC
Independent
1
Very High 72
$2,372,806
RMR Wealth Builders, Inc. logo RMR Wealth Builders, Inc.
Multi-team
53
Low 36
$943,311
RMR Wealth Management logo RMR Wealth Management
Team
8
Very Low 22
$983,722
R.M. Shannon Wealth Management, LLC logo R.M. Shannon Wealth Management, LLC
Independent
1
High 27
$1,147,104
RM Sincerbeaux Capital Management, LLC.
Supported
1
Very Low 15
$15,137,859
RMW Wealth Management, LLC logo RMW Wealth Management, LLC
Supported
2
Very Low 13
$367,434
Rnb Wealth Management Group logo Rnb Wealth Management Group
Independent
1
Very High 58
$1,023,857
RNS Wealth Management, LLC logo RNS Wealth Management, LLC
Supported
3
Very Low 12
$108,108
ro2 wealth logo ro2 wealth
Independent
1
Low 0
—
Roach Investment Services logo Roach Investment Services
Independent
1
Very High 59
$947,931
Road Maps Financial Group, LLC logo Road Maps Financial Group, LLC
Independent
1
Typical 18
$230,556
Roadmap Wealth Management LLC logo Roadmap Wealth Management LLC
Independent
1
High 44
$862,927
Roads Capital LLC logo Roads Capital LLC
Independent
1
High 35
$239,709
Roan Capital Partners logo Roan Capital Partners
Supported
4
High 82
$463,487
Roath Capital Advisory logo Roath Capital Advisory
Independent
1
Low 0
—
Robbins Farley LLC logo Robbins Farley LLC
Supported
4
High 66
$944,257
Robbins Wealth Management logo Robbins Wealth Management
Supported
3
Typical 46
$1,738,520
Robbins Wealth Management, LLC
Independent
1
Typical 11
$559,647
Robert A. Almony, Jr. LLC
Independent
1
Very High 150
—
Robert A. Sandler, LLC logo Robert A. Sandler, LLC
Independent
1
High 35
$2,222,001
Robert A. Underhill P.C.
Independent
1
High 29
$0
Robert A. Zock & Co.,Inc.
Supported
2
Typical 48
$1,546,659
Robert Baird & Co. logo Robert Baird & Co.
Institution
2,644
Typical 89
$713,008
Robert Bergstrom
Independent
1
Typical 12
$855,527
Robert Charles Capital Management
Independent
1
High 42
$2,501,575
Robert Gujral CPA
Independent
1
High 53
$694,724
Robert Henry Wealth Management, LLC
Independent
1
Typical 19
$770,075
Robert Horowitz Wealth Management logo Robert Horowitz Wealth Management
Independent
1
High 49
$2,059,697
Robert Hunt Financial, LLC logo Robert Hunt Financial, LLC
Independent
1
Very High 125
$0
Robert J Young
Independent
1
Typical 18
$79,424
Robert L. Bender, Inc. dba Robert Bender & Associates logo Robert L. Bender, Inc. dba Robert Bender & Associates
Team
2
Very High 171
$1,477,139
Robert L. Weisman, LLC
Independent
1
Typical 25
—
Robert M Walker & Associates
Supported
2
Very Low 5
$1,513,086
Robert Priske, LLC logo Robert Priske, LLC
Supported
1
Very High 144
$1,365,278
Roberts, Glore & Co. logo Roberts, Glore & Co.
Team
5
High 77
$1,897,557
Robertson Advisory, Inc. logo Robertson Advisory, Inc.
Independent
1
Low 5
$0
Robertson, Dylan
Independent
1
Low 0
—
Robertson Investment Management logo Robertson Investment Management
Team
9
Very High 126
$430,664
Robertson Stephens logo Robertson Stephens
Multi-team
76
Very Low 29
$3,177,547
Robert Stephen Capital Management LLC logo Robert Stephen Capital Management LLC
Supported
3
High 58
$1,136,273
Roberts Wealth Advisors, LLC logo Roberts Wealth Advisors, LLC
Supported
3
Typical 49
$2,774,585
Robert W. Colby Asset Management, Inc. logo Robert W. Colby Asset Management, Inc.
Supported
2
Very Low 11
$210,266
Robert William Shoemaker,Iii
Independent
1
Very High 63
$988,341
Robin Capital Group LLC logo Robin Capital Group LLC
Supported
2
Low 30
$317,500
Robin Lee Wealth Management
Independent
1
Low 0
—
Robin Pinkham Investment Advisory, LLC
Independent
1
Low 1
$500,000
Robinson, Andrew logo Robinson, Andrew
Independent
1
Low 0
—
Robinson Capital Group logo Robinson Capital Group
Independent
1
Low 1
$1,135,493
Robinson Capital Management LLC logo Robinson Capital Management LLC
Supported
2
Low 33
$1,237,651
Robinson Global Investment Management LLC logo Robinson Global Investment Management LLC
Supported
2
Very Low 4
$7,339,973
Robinson Nelson logo Robinson Nelson
Independent
1
Low 0
—
Robinson Smith Wealth Advisors, LLC logo Robinson Smith Wealth Advisors, LLC
Team
5
Low 46
$1,935,276
Robinson Stocks
Independent
1
Low 0
—
Robinson Value Management, Ltd. logo Robinson Value Management, Ltd.
Supported
2
Low 28
$3,612,374
Robinson Wealth and Financial Planning
Independent
1
Low 7
$43,239
Robinswood Financial logo Robinswood Financial
Team
5
Very High 98
$897,572
Roble, Belko and Company, Inc. logo Roble, Belko and Company, Inc.
Team
8
Very Low 29
$5,774,440
Robo Advisor, Inc. logo Robo Advisor, Inc.
Supported
1
Very Low 0
—
Rocco R. Santomenno
Independent
1
Very High 82
$604,174
Roche Asset Management, LLC
Supported
2
Low 30
$244,226
Roche Financial Partners LLC logo Roche Financial Partners LLC
Independent
1
High 46
$1,582,914
Rochester Financial Services logo Rochester Financial Services
Supported
1
Very High 320
$1,064,464
Rochester Investments logo Rochester Investments
Independent
1
Very High 147
$473,106
Rochester Wealth Strategies, LLC logo Rochester Wealth Strategies, LLC
Supported
4
Typical 35
$1,454,548
Rockbound Capital LLC logo Rockbound Capital LLC
Independent
1
Low 0
—
Rockbound Wealth Management
Independent
1
High 42
$123,810
Rockbridge Asset Management, Llc logo Rockbridge Asset Management, Llc
Supported
1
Typical 56
$2,971,554
Rockbridge Investment Management, LLC logo Rockbridge Investment Management, LLC
Team
11
Very High 138
$892,150
Rockcliff Capital, LLC logo Rockcliff Capital, LLC
Independent
1
Very High 60
$1,109,058
Rock Creek Advisors LLC
Supported
2
Very Low 2
$2,408,331
Warmer team member

Not sure where to start?

We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.

Find your advisor

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.

Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev

© 2026 Warmer Holdings Inc. (“Warmer”)