See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Canal Capital Management, LLC logo Canal Capital Management, LLC
Team
7
Typical 56
$2,690,201
Canby Financial Advisors logo Canby Financial Advisors
Team
5
High 75
$1,664,744
Candace Shira Associates, LLC logo Candace Shira Associates, LLC
Supported
3
Very High 144
$1,009,781
Candela Financial logo Candela Financial
Independent
1
Low 1
$20,900
Candent Capital, LLC logo Candent Capital, LLC
Independent
1
High 26
$765,634
Candlelight Financial Solutions logo Candlelight Financial Solutions
Supported
3
Very Low 0
—
Candor Asset Advisors, LLC
Independent
1
High 36
$439,575
Candor Financial, LLC
Independent
1
Low 6
$17,602,889
Candor Strategic Partners LLC logo Candor Strategic Partners LLC
Independent
1
Low 0
—
Candor Wealth Management, LLC logo Candor Wealth Management, LLC
Independent
1
Very High 92
$948,860
Cane Capital Partners, LLC logo Cane Capital Partners, LLC
Supported
4
High 79
$851,751
Canela Wealth LLC logo Canela Wealth LLC
Independent
1
Low 0
—
Cannata & Company, LLC logo Cannata & Company, LLC
Supported
2
Very Low 4
—
Cannell & Spears LLC logo Cannell & Spears LLC
Multi-team
23
Very High 104
$2,645,405
Cannistra Financial Advisors Inc. logo Cannistra Financial Advisors Inc.
Independent
1
Very High 75
$720,081
Cannoles Asset Management, Inc. logo Cannoles Asset Management, Inc.
Supported
2
Very Low 7
$410,750
Cannon Advisors logo Cannon Advisors
Team
6
Low 38
$787,043
Cannon Beach Financial Advisors logo Cannon Beach Financial Advisors
Supported
2
High 61
$1,714,963
Cannon Capital Management, Inc. logo Cannon Capital Management, Inc.
Supported
4
Typical 53
$1,188,682
Cannon Financial Strategists, Inc. logo Cannon Financial Strategists, Inc.
Team
29
Low 34
$1,387,575
Cannon Wealth Group LLC logo Cannon Wealth Group LLC
Independent
1
High 27
$455,281
Canny Capital Management, LLC logo Canny Capital Management, LLC
Independent
1
High 29
$157,234
Canon Asset Management Advisory, LLC
Independent
1
High 36
$1,667,361
Canopus Wealth Management logo Canopus Wealth Management
Supported
3
Very Low 14
$1,945,239
Canopy 360 Wealth, LLC logo Canopy 360 Wealth, LLC
Team
6
Typical 52
$1,120,390
Canopy Financial Solutions logo Canopy Financial Solutions
Independent
1
Typical 21
$434,769
Canopy Wealth Management logo Canopy Wealth Management
Team
10
Typical 59
$1,926,208
Can Serve Free LLC
Independent
1
Low 0
—
Cantata Wealth Management, LLC logo Cantata Wealth Management, LLC
Supported
2
Very Low 15
$3,369,736
Cantebury Capital, Inc. logo Cantebury Capital, Inc.
Independent
1
Typical 16
$1,593,750
Canterbury Capital Wealth Management, LLC logo Canterbury Capital Wealth Management, LLC
Supported
4
High 76
$420,627
Canterbury Investment Advisors LLC logo Canterbury Investment Advisors LLC
Independent
1
Low 4
$3,010,945
Canterbury Investment Management, LLC logo Canterbury Investment Management, LLC
Supported
2
Low 23
$1,359,469
Canterbury Tollgate logo Canterbury Tollgate
Supported
2
Very Low 5
$5,604,945
Canter Wealth logo Canter Wealth
Team
7
Low 40
$1,387,816
Cantlon Financial Planning LLC logo Cantlon Financial Planning LLC
Supported
3
Low 33
$1,264,020
Canton Hathaway LLC logo Canton Hathaway LLC
Team
5
Very Low 17
$7,291,236
Cantor Fitzgerald Investment Advisors logo Cantor Fitzgerald Investment Advisors
Multi-team
32
Low 38
$1,094,427
Cantu Tactical Wealth Management, Inc. logo Cantu Tactical Wealth Management, Inc.
Supported
2
Typical 36
$712,592
Canty Wealth Management logo Canty Wealth Management
Supported
3
Very High 148
$538,170
Canvas Retirement Planning LLC logo Canvas Retirement Planning LLC
Independent
1
Low 0
—
Canvas Wealth Advisors, LLC logo Canvas Wealth Advisors, LLC
Team
9
Typical 60
$1,605,149
Canyon Creek Investment Advisors logo Canyon Creek Investment Advisors
Supported
2
Typical 36
$512,397
Capable Wealth, LLC logo Capable Wealth, LLC
Independent
1
Very High 57
$372,738
Capasso Planning Partners LLC logo Capasso Planning Partners LLC
Supported
2
Very High 170
$763,673
Capco Asset Management, LLC logo Capco Asset Management, LLC
Team
5
Very Low 16
$3,757,896
Cape Ann Capital, Inc. logo Cape Ann Capital, Inc.
Supported
2
Very High 120
$744,109
CAPE ANN FINANCIAL
Independent
1
High 40
$455,811
Cape Investment Advisory, Inc. logo Cape Investment Advisory, Inc.
Multi-team
31
Low 32
$456,781
Capita Financial Network, LLC logo Capita Financial Network, LLC
Multi-team
38
High 76
$804,697
Capital360Financial logo Capital360Financial
Independent
1
Typical 15
$119,494
Capital Achievements, LLC
Independent
1
High 39
$3,815,070
Capitalade
Independent
1
Low 0
—
Capital Adulting LLC logo Capital Adulting LLC
Independent
1
Low 0
—
Capital Advantage, Inc. logo Capital Advantage, Inc.
Team
8
High 83
$1,923,512
Capital Advice, LLC logo Capital Advice, LLC
Independent
1
Low 5
$267,440
Capital Advisers, Inc. logo Capital Advisers, Inc.
Team
4
Very High 153
$770,492
Capital Advisor Management
Independent
1
Very High 100
—
Capital Advisor Network logo Capital Advisor Network
Team
8
Very High 113
$135,281
Capital Advisors, Ltd., LLC logo Capital Advisors, Ltd., LLC
Team
11
High 96
$1,230,653
Capital Advisors Wealth Management logo Capital Advisors Wealth Management
Team
6
Very High 166
$920,816
Capital Advisors Wealth Management, LLC logo Capital Advisors Wealth Management, LLC
Supported
2
Low 29
$252,010
Capital Advisory Group
Independent
1
Typical 20
$921,029
Capital Advisory Group, Inc. logo Capital Advisory Group, Inc.
Supported
2
Typical 39
$2,921,350
Capital Advisory Services, LLC logo Capital Advisory Services, LLC
Supported
2
Very High 220
$205,720
Capital Alliance Wealth Management logo Capital Alliance Wealth Management
Independent
1
Typical 13
$2,284,615
Capital Allocation Management, Inc
Independent
1
High 34
$3,493,559
CapitalAlphabet logo CapitalAlphabet
Independent
1
Low 7
$542,857
Capital Analysts logo Capital Analysts
Enterprise
569
Very Low 27
$540,083
Capital and Planning, LLC logo Capital and Planning, LLC
Supported
3
Very High 172
$372,847
Capital Area Planning Group logo Capital Area Planning Group
Supported
3
Low 19
$1,061,744
Capital Asset Advisors LLC. logo Capital Asset Advisors LLC.
Supported
2
Typical 37
$571,239
Capital Asset Advisory, Inc.
Independent
1
Very High 67
$905,173
Capital Asset Management Group, Inc. logo Capital Asset Management Group, Inc.
Independent
1
High 39
$687,179
Capital Asset Management, Inc. logo Capital Asset Management, Inc.
Supported
2
Typical 51
$1,786,849
Capital Asset Management, LLC logo Capital Asset Management, LLC
Supported
4
Typical 40
$1,081,518
Capital Assets
Independent
1
Low 9
$1,762,019
Capital Assets Planning Incorporated logo Capital Assets Planning Incorporated
Supported
2
Low 23
—
Capital A Wealth Management logo Capital A Wealth Management
Team
12
High 95
$495,837
Capital B Advisory Services LLC logo Capital B Advisory Services LLC
Independent
1
Low 0
—
Capital Benchmark Partners, LLC logo Capital Benchmark Partners, LLC
Independent
1
Very High 130
$403,103
Capital Cities Investments logo Capital Cities Investments
Team
14
Low 34
$604,921
Capital City Asset Management Group, LLC logo Capital City Asset Management Group, LLC
Team
12
Very Low 22
$304,383
Capital City Wealth Advisors, Inc.
Supported
2
Very Low 0
—
Capital City Wealth Management, Inc. logo Capital City Wealth Management, Inc.
Supported
1
Very High 135
$962,963
Capital Consulting & Asset Management logo Capital Consulting & Asset Management
Supported
3
High 60
$1,214,867
Capital Consulting & Investment Group LLC logo Capital Consulting & Investment Group LLC
Independent
1
Low 0
—
Capital Coordinators Company
Independent
1
Low 2
—
Capital Counsel LLC logo Capital Counsel LLC
Team
6
Low 36
$10,514,596
Capital Creek Partners logo Capital Creek Partners
Team
8
Very Low 13
$6,837,848
Capital Design Private Wealth LLC logo Capital Design Private Wealth LLC
Supported
2
Very High 132
$363,762
Capital Designs
Independent
1
Very High 100
—
Capital-E-Advisors logo Capital-E-Advisors
Independent
1
Very High 87
$874,417
Capital Endurance Group, Inc. logo Capital Endurance Group, Inc.
Supported
2
Low 33
$1,674,199
Capital Enhancement, LLC logo Capital Enhancement, LLC
Supported
2
Very Low 11
$4,659,764
Capital Estate Advisors, Inc. logo Capital Estate Advisors, Inc.
Supported
1
Very High 102
$1,119,126
Capital Fiduciary Advisors logo Capital Fiduciary Advisors
Independent
1
High 37
$1,945,795
Capital Financial Advisors of New York, LLC logo Capital Financial Advisors of New York, LLC
Supported
2
High 72
$1,805,556
Capital Financial Advisory Group, LLC logo Capital Financial Advisory Group, LLC
Supported
4
Very Low 0
—
Capital Financial Consultants Group, Inc. logo Capital Financial Consultants Group, Inc.
Supported
2
Typical 47
$401,427
Capital Financial Group, Inc. logo Capital Financial Group, Inc.
Supported
3
High 78
$954,515
Capital Financial Management logo Capital Financial Management
Supported
1
Very High 112
$617,643
Capital Financial Management, Inc.
Independent
1
Very High 74
—
Capital Financial Planners logo Capital Financial Planners
Supported
3
High 74
$1,237,351
Capital Financial Planners, LLC
Independent
1
Very High 89
$325,843
Capital Fluency logo Capital Fluency
Independent
1
High 31
$599,806
Capital Focus, Inc. logo Capital Focus, Inc.
Independent
1
Typical 19
$859,711
Capital Gains Advisory logo Capital Gains Advisory
Independent
1
Low 3
$333,333
Capital Group Private Client Services, Inc. logo Capital Group Private Client Services, Inc.
Enterprise
107
High 82
$4,142,839
Capital Guard Investments LLC logo Capital Guard Investments LLC
Independent
1
Typical 20
$1,069,377
Capital Ideas logo Capital Ideas
Team
5
Very Low 19
$2,715,177
Capital Income Management, LLC
Independent
1
High 30
$766,667
Capital Insights Group of WNY, LLC
Supported
3
Typical 43
$457,722
Capital Intelligence Advisors, Inc. logo Capital Intelligence Advisors, Inc.
Supported
2
Very Low 5
—
Capital Investment Advisors logo Capital Investment Advisors
Team
6
High 71
$832,705
Capital Investment Advisors, LLC logo Capital Investment Advisors, LLC
Multi-team
59
Very High 102
$1,362,662
Capital Investment Advisory Services, LLC logo Capital Investment Advisory Services, LLC
Multi-team
100
Typical 62
$373,429
Capital Investment Counsel Inc logo Capital Investment Counsel Inc
Team
4
Very High 305
$748,045
Capital Investment Counsel, LLC logo Capital Investment Counsel, LLC
Team
5
High 93
$2,705,931
Capital Investment Management logo Capital Investment Management
Independent
1
High 36
$286,214
Capital Investment Management Inc. logo Capital Investment Management Inc.
Independent
1
Very High 143
$529,271
Capital Investment Management, Inc logo Capital Investment Management, Inc
Team
5
Very High 214
$521,408
Capital Investment Partners LLC
Supported
2
Typical 43
$580,636
Capital Investment Services, LLC
Supported
2
Low 23
$2,246,032
Capital Investment Services of America Inc logo Capital Investment Services of America Inc
Team
9
Very High 100
$1,199,729
Capital Investors Advisory Corporation logo Capital Investors Advisory Corporation
Supported
2
High 63
—
Capital Management Advisor Group, LLC logo Capital Management Advisor Group, LLC
Supported
1
High 88
$2,660,006
Capital Management Advisors LP logo Capital Management Advisors LP
Supported
2
Low 26
$1,306,522
Capital Management Analytics logo Capital Management Analytics
Independent
1
Very High 99
$313,479
Capital Management Associates Inc logo Capital Management Associates Inc
Team
14
Typical 63
$1,742,220
Capital Management Consultants
Supported
2
Low 31
$1,248,830
Capital Management Group, Inc. logo Capital Management Group, Inc.
Supported
2
Low 24
$1,446,868
Capital Management LLC logo Capital Management LLC
Supported
3
High 77
$1,501,306
Capital Management Services
Independent
1
Low 5
$2,400,000
Capital Management Services, Inc. logo Capital Management Services, Inc.
Team
7
Low 35
$600,000
Capital Markets IQ, LLC logo Capital Markets IQ, LLC
Team
18
Low 39
$523,323
Capital Narrative Wealth Management logo Capital Narrative Wealth Management
Independent
1
Low 0
—
Capital Partners Investment Group
Independent
1
High 35
$1,146,857
Capital Partners Wealth Management logo Capital Partners Wealth Management
Independent
1
Very High 204
$260,415
Capital Planning Associates, Incorporated
Supported
2
Very Low 5
—
Capital Planning Consultants, LLC
Independent
1
High 54
$685,185
Capital Planning, LLC logo Capital Planning, LLC
Team
5
Typical 58
$2,106,834
Capital Portfolio Management, Inc. logo Capital Portfolio Management, Inc.
Independent
1
High 30
$556,667
Capital Preservation Partners, Inc. logo Capital Preservation Partners, Inc.
Supported
2
Very High 209
$533,248
Capital Research Advisors, LLC logo Capital Research Advisors, LLC
Supported
3
Typical 52
$394,611
Capital Resource Advisors LLC. logo Capital Resource Advisors LLC.
Supported
2
Very Low 0
—
Capital Resource Management,Inc. logo Capital Resource Management,Inc.
Team
1
Low 38
$14,674,191
Capital Retirement Planning, LLC logo Capital Retirement Planning, LLC
Independent
1
Very High 100
$200,090
Capital Risk logo Capital Risk
Independent
1
Low 0
—
Capital Solutions Advisors, LLC logo Capital Solutions Advisors, LLC
Independent
1
Typical 12
$15,825
Capital South Wealth Management, LLC logo Capital South Wealth Management, LLC
Supported
4
Low 32
$878,442
Capital Squared Financial LLC logo Capital Squared Financial LLC
Supported
2
Typical 44
$2,278,885
Capital Square, LLC logo Capital Square, LLC
Team
11
Typical 64
$607,828
Capital Stewards, LLC logo Capital Stewards, LLC
Independent
1
Typical 11
$935,012
Capital Strategies Group, LLC logo Capital Strategies Group, LLC
Supported
3
High 76
$432,036
Capital Strategies, Inc. logo Capital Strategies, Inc.
Supported
3
Low 27
$503,732
Capital Studio Tax & Financial Advisors
Independent
1
Low 0
—
Capital Synergy Partners logo Capital Synergy Partners
Team
19
Very Low 17
$309,192
Capital Trust Advisors logo Capital Trust Advisors
Supported
3
High 77
$1,742,857
Capital Trust and Associates LLC logo Capital Trust and Associates LLC
Independent
1
Very High 91
$145,150
Capital Trust Wealth Management logo Capital Trust Wealth Management
Independent
1
Very High 79
$965,823
Capital United Investments LLC logo Capital United Investments LLC
Independent
1
Typical 12
$75,000
Capital V Group LLC logo Capital V Group LLC
Independent
1
Low 0
—
Capital View Wealth Management, LLC
Independent
1
High 27
$4,771,630
Capital Wealth Advisors, Ltd.
Independent
1
Very High 185
$681,662
Capital Wealth Alliance, LLC logo Capital Wealth Alliance, LLC
Supported
3
Very High 116
$862,914
Capital Wealth Group LLC logo Capital Wealth Group LLC
Independent
1
High 31
$769,421
Capital Wealth Investments logo Capital Wealth Investments
Supported
2
Very High 235
$901,851
Capital Wealth, LLC logo Capital Wealth, LLC
Supported
4
High 73
$387,643
Capital Wealth Management
Independent
1
Typical 20
$602,130
Capital Wealth Management, LLC logo Capital Wealth Management, LLC
Team
12
Typical 50
$1,282,047
Capital Wealth Strategies, LLC
Independent
1
Very High 117
$427,350
Capital West Partners, LLC logo Capital West Partners, LLC
Supported
2
High 87
$1,733,995
Capital Wise Advisory logo Capital Wise Advisory
Independent
1
Typical 11
$363,045
Capitalwize, LLC logo Capitalwize, LLC
Team
9
Very Low 11
$2,694
Capitol Family Office, Inc. logo Capitol Family Office, Inc.
Supported
2
High 62
$1,097,500
Capitol Financial Consultants, Inc. logo Capitol Financial Consultants, Inc.
Supported
4
Low 27
$2,515,555
Capitol Landing Wealth logo Capitol Landing Wealth
Independent
1
Low 0
—
Capitol Private Wealth Group LLC logo Capitol Private Wealth Group LLC
Team
7
High 81
$986,148
Capitol Securities Management, Inc. logo Capitol Securities Management, Inc.
Multi-team
97
Low 33
$437,788
Capitol Wealth Management logo Capitol Wealth Management
Supported
4
Very Low 16
$682,126
Capitol Wealth Management, Inc. logo Capitol Wealth Management, Inc.
Independent
1
High 29
$3,846,395
Caplo Advisory LLC logo Caplo Advisory LLC
Independent
1
Low 10
$1,800,000
CAP Partners, LLC logo CAP Partners, LLC
Team
7
Typical 57
$638,246
CapRidge Advisors logo CapRidge Advisors
Independent
1
Low 6
$1,086,709
Caprock Capital Advisors Inc.
Supported
2
Very Low 10
$4,446,492
Caprock Wealth Management logo Caprock Wealth Management
Supported
2
Typical 50
$833,129
CapSouth Wealth Management logo CapSouth Wealth Management
Team
11
Very Low 30
$1,324,788
Capstan LLC logo Capstan LLC
Supported
2
Very Low 3
$6,990,979
Capstar Financial Services LLC logo Capstar Financial Services LLC
Supported
3
Very High 125
$525,955
Capstone Capital Wealth Advisors logo Capstone Capital Wealth Advisors
Team
5
Low 40
$1,805,838
Capstone Financial Advisors Inc logo Capstone Financial Advisors Inc
Team
18
Typical 59
$2,675,828
Capstone Global Advisors, LLC logo Capstone Global Advisors, LLC
Independent
1
High 29
$207,593
Capstone Investment Financial Group, LLC logo Capstone Investment Financial Group, LLC
Supported
4
Very High 97
$438,715
Capstone Investment Group logo Capstone Investment Group
Team
7
Very High 115
$408,515
Capstone Investment Management LLC
Supported
2
Very High 148
$315,970
Capstone, LLC logo Capstone, LLC
Supported
1
Very High 287
—
Capstone Pacific Investment Strategies logo Capstone Pacific Investment Strategies
Supported
2
Very High 151
$154,229
Capstone RIA logo Capstone RIA
Supported
2
Very High 131
$920,159
Capstone Wealth logo Capstone Wealth
Team
6
Very Low 27
$1,988,014
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