See all the active financial advisory firms serving customers in the USA

Advisory firms come in many shapes and sizes — from solo practitioners to large institutions managing trillions of dollars. The list below covers active firms registered with the SEC across the country.

The size of a firm often shapes the kind of relationship you can expect. Smaller firms tend to serve fewer clients per advisor, which can mean more personalized attention and deeper, longer-running conversations. Larger firms lean on shared teams, dedicated specialists, and more standardized processes — useful if you value consistency or access to a broader range of services. Location plays a role too: some firms operate nationally and work with clients remotely, while others focus on the communities they're rooted in, bringing local knowledge of state taxes, regional industries, or estate considerations specific to where you live. Neither model is inherently better — the right fit depends on how much hands-on attention you want, how complex your situation is, and where you'd like to work with someone.

Name
Firm type
Advisors
Clients per advisor
AUM per client
Ameraudi Asset Management, Inc. logo Ameraudi Asset Management, Inc.
Team
12
High 74
$2,201,196
Ameribanc Corporation
Independent
1
Low 9
$400,000
America First Investment Advisors LLC logo America First Investment Advisors LLC
Team
7
Low 37
$2,521,835
American Advisors LLC
Independent
1
Typical 13
$368,621
Americana Partners, LLC logo Americana Partners, LLC
Multi-team
53
Very Low 31
$4,296,142
American Business Capital logo American Business Capital
Independent
1
Low 0
—
American Capital Advisory, LLC logo American Capital Advisory, LLC
Team
7
Typical 52
$826,228
American Capital Management Inc logo American Capital Management Inc
Team
3
High 91
$3,253,418
American Capital Management, Inc. logo American Capital Management, Inc.
Team
10
Low 44
$222,141
American Century Investments Private Client Group, Inc. logo American Century Investments Private Client Group, Inc.
Multi-team
61
High 67
$569,055
American Community Wealth Management, LLC logo American Community Wealth Management, LLC
Team
5
High 90
$397,229
American Dream
Independent
1
Low 2
$4,016
American Elite Advisory logo American Elite Advisory
Team
5
Very Low 15
$267,007
American European Asset Management LLC
Independent
1
Low 6
$1,480,167
American Executive Advisors, LLC logo American Executive Advisors, LLC
Independent
1
High 39
$167,949
American Family Legacy Group logo American Family Legacy Group
Supported
3
Typical 37
$399,149
American Financial Advisors Inc logo American Financial Advisors Inc
Team
6
Very High 133
$1,601,284
American Financial Advisors, LLC. logo American Financial Advisors, LLC.
Team
2
Very High 408
$1,146,384
American Financial Management, Ltd. logo American Financial Management, Ltd.
Supported
2
High 62
$254,839
American Financial Planning, Inc. logo American Financial Planning, Inc.
Supported
4
Low 20
$265,802
American Financial & Tax Strategies, Inc. logo American Financial & Tax Strategies, Inc.
Supported
1
Very High 185
$1,502,764
American Freedom Investments, LLC logo American Freedom Investments, LLC
Independent
1
Very High 73
$192,524
American Fundstars logo American Fundstars
Team
15
Very Low 28
$452,928
American Harbour Wealth Management, LLC
Supported
3
High 59
$474,559
American Independent Securities Group, LLC logo American Independent Securities Group, LLC
Multi-team
46
Very High 94
$222,955
American Investment Management Group LLC logo American Investment Management Group LLC
Independent
1
Low 2
$1,766
American Investment Services Inc logo American Investment Services Inc
Team
6
Typical 60
$1,869,215
American Investors Co logo American Investors Co
Team
23
Low 33
$787,056
American Market Advisors, Inc.
Supported
2
Very Low 2
$5,381,667
American Money Management, LLC logo American Money Management, LLC
Team
11
High 76
$987,328
American Northwest Advisory Services L.L.C. logo American Northwest Advisory Services L.L.C.
Team
5
Very Low 19
$434,916
American Retirement & Investment Strategies, LLC logo American Retirement & Investment Strategies, LLC
Supported
2
Very High 108
$478,961
American Retirement Planning Group Inc logo American Retirement Planning Group Inc
Supported
2
Very High 398
$273,979
American Strategic Capital
Independent
1
Low 0
—
American Values Investments, Inc. logo American Values Investments, Inc.
Supported
1
Very Low 6
—
American Vision Advisors LLC
Independent
1
Typical 20
$161,700
American Wealth Administration Group LLC
Supported
3
Typical 56
$289,491
American Wealth Advisors, LLC logo American Wealth Advisors, LLC
Supported
2
Typical 55
$1,071,707
American Wealth Management logo American Wealth Management
Team
5
Very High 175
$835,725
American Wealth Management, Inc. logo American Wealth Management, Inc.
Team
10
Typical 55
$556,364
American Wealth Protection Financial, LLC logo American Wealth Protection Financial, LLC
Supported
2
High 80
$439,863
Amerigo Asset Management Corporation
Supported
2
Very Low 5
$389,384
Amerina International Capital Management LLC logo Amerina International Capital Management LLC
Independent
1
Low 5
$1,952,798
Ameriprise logo Ameriprise
Institution
13,129
High 105
$471,167
Ameritas Advisory Services, LLC logo Ameritas Advisory Services, LLC
Enterprise
552
Typical 53
$448,118
Ameritrust Investment Advisors Inc logo Ameritrust Investment Advisors Inc
Team
6
Very Low 19
$289,740
Ameritrust Investments of North Carolina, LLC
Independent
1
High 35
$152,286
Amerity Wealth Management, LLC logo Amerity Wealth Management, LLC
Team
19
Low 39
$446,862
Ames Capital Management, Inc. logo Ames Capital Management, Inc.
Independent
1
High 30
$350,000
Ames financial services
Independent
1
Very High 95
$135,268
AMES Financial Solutions, LLC logo AMES Financial Solutions, LLC
Independent
1
Very High 217
$30,009
AMFA LLC logo AMFA LLC
Supported
3
Very Low 5
$579,718
AMFG Wealth Management LLC logo AMFG Wealth Management LLC
Team
5
Very High 109
$97,759
A.M.Fintelligence
Independent
1
Low 0
—
AMG Wealth Management LLC logo AMG Wealth Management LLC
Supported
2
Typical 44
$260,036
Amherst Financial Group, LLC logo Amherst Financial Group, LLC
Supported
2
High 91
$294,002
AMI Asset Management Corp logo AMI Asset Management Corp
Team
9
Very High 124
$1,426,525
Amicus Advisors LLC logo Amicus Advisors LLC
Independent
1
Low 0
—
Amicus Financial Advisors, LLC logo Amicus Financial Advisors, LLC
Team
19
Low 39
$661,267
Amida Wealth Advisors, LLC logo Amida Wealth Advisors, LLC
Supported
1
High 70
$769,723
Amidon & Petersen Financials, LLC logo Amidon & Petersen Financials, LLC
Independent
1
Very High 139
$279,089
Amijag Advisors LLC
Supported
2
Very Low 0
—
Amin Khakiani
Independent
1
High 37
$559,592
AM Investment Strategies, LLC
Team
2
Very High 288
$1,272,851
AMJ Financial Wealth Management LLC logo AMJ Financial Wealth Management LLC
Team
17
Very Low 28
$1,012,286
Amoeba Growth Management LLC
Independent
1
Typical 16
$1,765,380
A More Certain Path logo A More Certain Path
Independent
1
Low 0
—
Amoretti Capital Management logo Amoretti Capital Management
Supported
2
Typical 56
$204,604
Amor Fati Financial Services LLC logo Amor Fati Financial Services LLC
Independent
1
Low 0
—
A.M. Perricone LLC logo A.M. Perricone LLC
Independent
1
Typical 19
$208,462
Ampersand Investment Advisors logo Ampersand Investment Advisors
Independent
1
Low 0
—
Amphora Capital Investors, LLC
Independent
1
Low 0
—
Amphora Wealth Management, LLC logo Amphora Wealth Management, LLC
Supported
3
Low 34
$1,895,425
Ample Wealth Partners LLC logo Ample Wealth Partners LLC
Supported
1
Typical 52
$425,842
Amplified Alpha logo Amplified Alpha
Independent
1
Low 2
$22,607
Amplify Financial, LLC
Supported
3
Very High 534
$141,396
Amplify My Wealth logo Amplify My Wealth
Independent
1
Low 10
—
Amplio Wealth logo Amplio Wealth
Independent
1
Low 10
$3,045,876
Amplio Wealth Management, Inc.
Independent
1
Very High 65
$483,091
Amplius Wealth Advisors logo Amplius Wealth Advisors
Team
11
High 70
$2,229,907
Amporn W. Leininger, Summit Financial Services logo Amporn W. Leininger, Summit Financial Services
Independent
1
Low 0
—
AMS Capital Management LLC logo AMS Capital Management LLC
Independent
1
Very High 60
$597,250
AMS Management
Independent
1
Typical 11
$864,297
Amuni Financial, Inc. logo Amuni Financial, Inc.
Team
11
Very Low 26
$684,749
Amvoy Wealth logo Amvoy Wealth
Independent
1
Low 1
$100,000
AM Wealth Management logo AM Wealth Management
Independent
1
Low 0
—
AM Wealth Solutions, LLC
Independent
1
Typical 19
$584,242
AMWH Asset Management LLC logo AMWH Asset Management LLC
Supported
2
Very Low 5
$920,711
Amy T. Sharp, CFP, LLC logo Amy T. Sharp, CFP, LLC
Independent
1
Very High 121
$515,653
Anacapa Financial, LLC logo Anacapa Financial, LLC
Team
5
Low 35
$359,559
Analog Capital Partners LLC logo Analog Capital Partners LLC
Team
7
Very Low 25
$536,172
Analogous Investment Management Limited Liability Company logo Analogous Investment Management Limited Liability Company
Independent
1
Typical 14
$539,261
Analytical Investment Services
Independent
1
High 34
$220,978
AnalyticEdge Finance logo AnalyticEdge Finance
Independent
1
Low 8
$718,156
Analytic Investment Management LLC logo Analytic Investment Management LLC
Independent
1
Low 6
$1,246,959
Analytics Investment Advisors logo Analytics Investment Advisors
Independent
1
Low 6
$3,735,440
ANCAP Financial logo ANCAP Financial
Supported
2
Low 32
$949,336
Anchín Wealth Management LLC
Supported
1
Low 25
$0
Anchor Advisory, LLC logo Anchor Advisory, LLC
Independent
1
Typical 20
$729,701
Anchor Bay Capital, Inc. logo Anchor Bay Capital, Inc.
Team
6
Very Low 31
$1,301,358
Anchor Capital Advisors LLC logo Anchor Capital Advisors LLC
Team
16
Very Low 30
$2,404,471
Anchor Capital Management LLC logo Anchor Capital Management LLC
Independent
1
Typical 23
$0
Anchor Capital Management, LLC logo Anchor Capital Management, LLC
Supported
2
Typical 35
$827,690
Anchored Financial Planning LLC logo Anchored Financial Planning LLC
Supported
2
Very High 250
$365,724
Anchored Wealth logo Anchored Wealth
Independent
1
High 49
$198,894
Anchor Financial logo Anchor Financial
Supported
4
Very Low 9
$155,170
Anchor Financial Group logo Anchor Financial Group
Supported
2
High 63
$812,315
Anchor Financial Services, CPA, PA logo Anchor Financial Services, CPA, PA
Independent
1
Typical 15
$855,070
Anchor Investment Management logo Anchor Investment Management
Team
7
Very High 109
$1,800,088
Anchor & Oak Wealth Advisors
Supported
4
Very Low 0
—
Anchor Point Financial Planning LLC
Independent
1
Low 0
—
Anchor Wealth Advisor logo Anchor Wealth Advisor
Independent
1
Typical 14
$1,691,214
Anchor Wealth Advisors, LLC logo Anchor Wealth Advisors, LLC
Independent
1
Very High 104
$730,214
Anchor Wealth Management Group LLC logo Anchor Wealth Management Group LLC
Supported
1
Very High 208
$1,109,088
Anchor Wealth Management, LLC logo Anchor Wealth Management, LLC
Independent
1
Very High 105
$937,302
Anchory, LLC logo Anchory, LLC
Independent
1
Typical 11
$584,349
Anchyra Partners LLC logo Anchyra Partners LLC
Team
3
Very Low 13
$17,230,094
Ancora Private Wealth Advisors, LLC logo Ancora Private Wealth Advisors, LLC
Multi-team
15
Very High 294
$837,040
A. N. Culbertson & Company, Inc. logo A. N. Culbertson & Company, Inc.
Team
7
Low 44
$2,612,417
Andante Financial logo Andante Financial
Independent
1
Typical 21
$746,727
Andbanc Advisory LLC
Team
11
Low 43
$1,708,636
Andersen logo Andersen
Multi-team
22
Very Low 25
$6,849,951
Andersen Wealth Management logo Andersen Wealth Management
Supported
4
Very High 173
$137,939
Anderson Advisors, Inc. logo Anderson Advisors, Inc.
Supported
1
Very High 306
—
Anderson Asset Management logo Anderson Asset Management
Independent
1
Very High 64
$980,716
Anderson Financial Strategies, LLC logo Anderson Financial Strategies, LLC
Supported
4
Typical 46
$1,073,224
Anderson Griggs Investments logo Anderson Griggs Investments
Supported
3
Typical 55
$790,368
Anderson Hoagland & Co logo Anderson Hoagland & Co
Team
7
Very Low 19
$6,952,309
Andersonlane
Independent
1
High 43
$1,184,160
Anderson Wealth Advisors LLC logo Anderson Wealth Advisors LLC
Independent
1
Low 0
—
Anderson Wealth Management, Inc.
Independent
1
Typical 18
$216,667
Andina Advisors logo Andina Advisors
Team
9
High 70
$1,536,604
Ando Arashi logo Ando Arashi
Independent
1
Low 0
—
Andorra Investment Management, Inc. logo Andorra Investment Management, Inc.
Independent
1
High 30
$733,333
Andover Advisory Group logo Andover Advisory Group
Independent
1
Very High 130
$0
Andover Investment Management
Independent
1
Low 6
$1,000,000
Andrae Financial Services LLC
Independent
1
Typical 25
$252,310
Andre Caubarreaux
Independent
1
High 51
$334,358
Andrew Arroyo Investments, LLC logo Andrew Arroyo Investments, LLC
Independent
1
Low 0
—
Andrew Garrett, Inc. logo Andrew Garrett, Inc.
Team
12
High 93
$390,874
Andrew Hill Investment Advisors, Inc. logo Andrew Hill Investment Advisors, Inc.
Supported
4
High 60
$885,203
Andrew Marshall Financial LLC logo Andrew Marshall Financial LLC
Independent
1
Very High 57
—
Andrews Advisory Associates, LLC logo Andrews Advisory Associates, LLC
Supported
4
High 61
$892,187
Andrews Capital Management Inc logo Andrews Capital Management Inc
Independent
1
Typical 22
$3,034,274
Andrews Investment Management
Independent
1
High 50
$300,000
Andrews, Lucia Wealth Management LLC logo Andrews, Lucia Wealth Management LLC
Team
1
Very High 192
$2,791,316
Andrews Wealth Management, LLC logo Andrews Wealth Management, LLC
Independent
1
Very High 77
$203,942
Andrey, Douglas
Independent
1
Low 2
$820,281
Andromeda Wealth LLC logo Andromeda Wealth LLC
Independent
1
Low 0
—
Andvari Associates LLC logo Andvari Associates LLC
Independent
1
Typical 16
$1,002,077
Andy Millard Advisory, LLC logo Andy Millard Advisory, LLC
Independent
1
High 28
$692,596
A. Neff Associates LLC logo A. Neff Associates LLC
Independent
1
High 27
$930,135
Aneuvia Capital logo Aneuvia Capital
Independent
1
Low 7
$1,926,186
Anew Advisors, LLC logo Anew Advisors, LLC
Supported
2
High 82
$378,747
An Exceptional Life Financial, LLC logo An Exceptional Life Financial, LLC
Team
5
High 74
$691,002
Anfield Wealth Management logo Anfield Wealth Management
Independent
1
High 35
$500,568
Angart & Co. logo Angart & Co.
Independent
1
Low 9
$1,792,183
Angeles Family Office
Supported
3
Very Low 6
$7,939,466
Angeles Partners LLC
Independent
1
Low 0
—
Angeles Wealth Management, LLC logo Angeles Wealth Management, LLC
Team
9
Very Low 23
$12,151,453
Angell Capital Management, LLC logo Angell Capital Management, LLC
Supported
2
High 85
$632,097
Angel Legacy Advisors, LLC logo Angel Legacy Advisors, LLC
Independent
1
Typical 15
$149,679
Angel Light Capital logo Angel Light Capital
Independent
1
Low 2
$290,884
Angel Oak Financial Services LLC logo Angel Oak Financial Services LLC
Independent
1
High 39
$776,383
Angelroyce Wealth Advisors, LLC logo Angelroyce Wealth Advisors, LLC
Independent
1
Low 5
$0
Angelus Investment Consulting, Inc. logo Angelus Investment Consulting, Inc.
Supported
2
Very Low 13
$8,547,020
Angelus Wealth, LLC logo Angelus Wealth, LLC
Independent
1
Low 0
—
Angel Wealth Advisors logo Angel Wealth Advisors
Independent
1
Typical 13
$418,833
Anglia Advisors logo Anglia Advisors
Independent
1
Very High 110
$354,545
Animus Wealth Management, LLC. logo Animus Wealth Management, LLC.
Independent
1
High 30
$326,667
An Irrational Mind, LLC
Independent
1
Low 1
$0
Ankerstar Wealth, LLC logo Ankerstar Wealth, LLC
Team
6
Typical 52
$471,980
Annandale Capital, LLC logo Annandale Capital, LLC
Team
3
High 67
$5,500,575
Annapolitan Investment Group, Inc. logo Annapolitan Investment Group, Inc.
Supported
2
Very Low 0
—
Annecy LLC
Independent
1
Low 1
$15,784
Annex Wealth Management, LLC logo Annex Wealth Management, LLC
Multi-team
99
High 68
$1,117,200
Annova LLC logo Annova LLC
Independent
1
High 26
$563,788
Annualitix
Independent
1
Typical 15
$128,963
Anomaly Advisors logo Anomaly Advisors
Independent
1
Low 0
—
Anora Wealth logo Anora Wealth
Independent
1
Low 4
$481,382
Anova Management logo Anova Management
Supported
3
Very Low 13
$482,019
Anovest Investment Advisors
Supported
3
Very Low 13
$986,395
Anselme Capital, Inc. logo Anselme Capital, Inc.
Supported
2
Typical 47
$689,244
Anson Analytics logo Anson Analytics
Supported
3
Typical 38
$1,905,511
Ansonia Capital Advisors LLC
Independent
1
Low 5
$391,600
Anter Capital LLC logo Anter Capital LLC
Independent
1
Low 0
—
Anthony Investment Management, LLC logo Anthony Investment Management, LLC
Independent
1
Very High 105
$692,935
Anthony J. Mancini, I.A.
Independent
1
Low 10
$600,000
Anthony Petsis & Associates Inc. logo Anthony Petsis & Associates Inc.
Supported
4
Very Low 1
—
Antigravity Investments logo Antigravity Investments
Supported
2
Very Low 1
$17,467
Antoine Wealth Management logo Antoine Wealth Management
Independent
1
Low 9
$457,991
Antoine Williams & Associates Wealth Management, LLC logo Antoine Williams & Associates Wealth Management, LLC
Supported
2
Very High 162
$984,255
ANTOLINO Wealth Advisors logo ANTOLINO Wealth Advisors
Team
12
High 79
$1,459,973
Antone Asset Management, Inc
Independent
1
High 32
$546,419
Antonelli Financial Advisors, LLC logo Antonelli Financial Advisors, LLC
Supported
2
Very High 95
$1,203,287
Antonetti Capital Management, LLC logo Antonetti Capital Management, LLC
Supported
2
High 69
$918,894
Antonio Andrade, Cfp
Independent
1
Typical 16
$953,757
Antonio Stokes Advisors logo Antonio Stokes Advisors
Independent
1
Very High 60
$131,252
Antrim Investment Research logo Antrim Investment Research
Independent
1
Low 2
—
Antunes International Investment Management
Independent
1
Typical 21
$559,972
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